CALIFORNIA

Mill Valley (City)

Aug 30, 2012 . . . . . . $5,620,000

Certificates of Participation (2012 Sewer System Financing Project) (bank qualified) (book entry).

Dated Sep 12, 2012.

Due Jul 1, 2013 to 2042.

Callable Jul 1, 2021 at par.

Winning bid: UBS Financial Svcs, at 101.7192, TIC 3.4233%.

Due Amount Cpn Yield Conc Ins
7/1/13 $145,000 2.00% NRO NRO
7/1/14 $115,000 2.00% NRO NRO
7/1/15 $120,000 2.00% NRO NRO
7/1/16 $125,000 2.00% NRO NRO
7/1/17 $125,000 2.00% NRO NRO
7/1/18 $125,000 2.00% NRO NRO
7/1/19 $130,000 2.00% NRO NRO
7/1/21 $280,000 2.125% NRO NRO
7/1/23 $295,000 2.50% NRO NRO
7/1/25 $305,000 2.50% NRO NRO
7/1/27 $335,000 3.00% NRO NRO
7/1/31 $740,000 3.00% NRO NRO
7/1/37 $1,350,000 4.00% NRO NRO
7/1/42 $1,430,000 4.00% NRO NRO

L.O.: Quint & Thimmig, San Francisco, CA.

F.A.: Wulff, Hansen & Co., San Francisco, CA.

Other bidders were:

Stifel Nicolaus, TIC 3.448%

Piper Jaffray, TIC 3.483%

BMO Cap Mkts GKST, TIC 3.4831%

Citigroup, TIC 3.5283%

KENTUCKY

Bellevue (City)

Aug 30, 2012 . . . . . . $3,220,000

General Obligation Refunding Bonds, Series 2012 (bank qualified).

Dated Sep 20, 2012.

Due Feb 1, 2015 to 2034.

Callable Aug 1, 2022 at par.

Winning bid: Robert W. Baird, at 98.0181, NIC 2.5484%.

Due Amount Cpn Yield Conc Ins
2/1/22 $715,000 1.40% NRO NRO
2/1/24 $275,000 2.00% NRO NRO
2/1/26 $325,000 2.125% NRO NRO
2/1/28 $380,000 2.30% NRO NRO
2/1/29 $210,000 2.375% NRO NRO
2/1/30 $230,000 2.50% NRO NRO
2/1/31 $245,000 2.625% NRO NRO
2/1/32 $260,000 2.75% NRO NRO
2/1/34 $580,000 2.80% NRO NRO

Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, Edward D. Jones & Co., SAMCO Capital Markets, Kildare Capital, Inc., Davenport & Company LLC, Loop Capital Markets, LLC, Isaak Bond Investments, Inc., PNC Capital Markets, Vining-Sparks IBG, Limited Partnership, FTN Financial Capital Markets, CastleOak Securities, L.P., Northland Securities, Inc., Incapital LLC, Wedbush Securities Inc.

L.O.: Peck, Shaffer & Williams, Covington, KY.

F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.

Other bidders were:

Raymond James | MK, NIC 2.5769%

Janney Montgomery, NIC 2.584%

UBS Financial Svcs, NIC 2.6274%

Stifel Nicolaus, NIC 2.6436%

Sterne Agee, NIC 2.6504%

Harlan County School District Finance Corporation

Aug 30, 2012 . . . . . . $2,990,000

School Building Refunding Revenue Bonds, Series of 2012 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).

Dated Sep 1, 2012.

Due Jun 1, 2013 to 2024.

Non-callable.

Winning bid: Robert W. Baird, at 100.4823, NIC 1.7685%.

Due Amount Cpn Yield Conc Ins
6/1/17 $925,000 0.90% NRO NRO
6/1/18 $280,000 2.00% NRO NRO
6/1/19 $290,000 2.00% NRO NRO
6/1/20 $295,000 2.00% NRO NRO
6/1/21 $260,000 2.00% NRO NRO
6/1/22 $310,000 2.00% NRO NRO
6/1/23 $310,000 2.00% NRO NRO
6/1/24 $320,000 2.00% NRO NRO

Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, Edward D. Jones & Co., SAMCO Capital Markets, Kildare Capital, Inc., Davenport & Company LLC, Loop Capital Markets, LLC, PNC Capital Markets, FTN Financial Capital Markets, CastleOak Securities, L.P., Northland Securities, Inc., Incapital LLC, Wedbush Securities Inc.

L.O.: Steptoe & Johnson PLLC, Louisville, KY.

F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.

Other bidders were:

Stifel Nicolaus, NIC 1.8774%

Fifth Third Secs, NIC 2.1536%

MASSACHUSETTS

Barre (Town)

Aug 30, 2012 . . . . . . $850,000

Bond Anticipation Notes (bank qualified).

Dated Sep 14, 2012.

Due Sep 13, 2013.

Purchased $850,000.00 by UniBank Fiscal Adv, at 0.53%, effective rate 0.53%.

F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.

Other bidders were:

Century Bk, Effective Rate 0.55%

People's United Bk, Effective Rate 0.6%

Eastern Bk Cap Mkts, Effective Rate 0.6%

Warwick (Town)

Aug 30, 2012 . . . . . . $178,000

Bond Anticipation Notes (bank qualified) (book entry).

Dated Sep 7, 2012.

Due Sep 6, 2013.

Purchased $178,000.00 by Greenfield Co-Op Bk, at 0.51%, effective rate 0.51%.

F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.

Other bidders were:

People's United Bk, Effective Rate 0.55%

UniBank Fiscal Adv, Effective Rate 0.55%

Eastern Bk Cap Mkts, Effective Rate 0.65%

NEW JERSEY

Chester Township

Aug 30, 2012 . . . . . . $2,237,500

Bond Anticipation Note (bank qualified).

Dated Sep 11, 2012.

Due Sep 11, 2013.

Purchased $2,237,500.00 by TD Bank, N.A., at 0.77%, effective rate 0.77%.

L.O.: Hawkins, Delafield & Wood, Newark, NJ.

F.A.: Municipal Official(s).

Other bidders were:

Valley National Bank, Effective Rate 0.85%

NEW YORK

Binghamton (City)

Aug 30, 2012 . . . . . . $6,835,348

Various Purposes Bond Anticipation Notes - 2012A.

Dated Sep 14, 2012.

Due Feb 1, 2013.

Purchased $6,835,350.00 by JPMorgan Chase, at 0.71%, effective rate 0.71%.

L.O.: Hawkins, Delafield & Wood, New York, NY.

F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.

Other bidders were:

TD Securities, Effective Rate 0.8273%

Oppenheimer, Effective Rate 1.0608%

Jefferies, Effective Rate 1.2421%

Bradford Central School District

Aug 30, 2012 . . . . . . $135,000

School District Bonds, 2012 (Statutory Installment Bond or Serial Bonds) (bank qualified).

Dated Sep 11, 2012.

Due Sep 1, 2013 to 2017.

Non-callable.

Winning bid: Roosevelt & Cross, at n/a, NIC 1.99%.

Due Amount Cpn Yield Conc Ins
9/1/13 $25,000 3.00% NRO NRO
9/1/14 $25,000 3.00% NRO NRO
9/1/15 $25,000 2.00% NRO NRO
9/1/16 $30,000 2.00% NRO NRO
9/1/17 $30,000 1.50% NRO NRO

L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.

F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.

Other bidders were:

Sage Rutty, NIC 2.07%

Five Star Bnk, NIC 3.29%

Bridgehampton Union Free School District

Aug 30, 2012 . . . . . . $3,000,000

Tax Anticipation Notes for 2012-2013 Taxes (bank qualified).

Dated Sep 11, 2012.

Due Jun 27, 2013.

Purchased $3,000,000.00 by Bridgehampton Bank, at 0.55%, effective rate 0.55%.

L.O.: Hawkins, Delafield & Wood, New York, NY.

F.A.: Munistat Services, Inc., Port Jefferson, NY.

Other bidders were:

TD Securities, Effective Rate 0.5645%

PNC Capital Markets, Effective Rate 0.6141%

Oppenheimer, Effective Rate 0.676%

Janney Montgomery, Effective Rate 0.7742%

Commack Union Free School District

Aug 30, 2012 . . . . . . $12,586,515

Bond Anticipation Notes-2011.

Dated Sep 13, 2012.

Due Sep 13, 2013.

Purchased $12,586,520.00 by Janney Montgomery, at 0.75%, n/a, effective rate n/a.

L.O.: Hawkins, Delafield & Wood, New York, NY.

F.A.: Munistat Services, Inc., Port Jefferson, NY.

Other bidders were:

TD Securities, Effective Rate 0.256%

Jefferies, Effective Rate 0.295%

Capital One, Effective Rate 0.61%

Oppenheimer, Effective Rate 0.6482%

Commack Union Free School District

Aug 30, 2012 . . . . . . $31,000,000

Tax Anticipation Notes for 2012-2013 Taxes.

Dated Sep 13, 2012.

Due Jun 27, 2013.

Purchased $31,000,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.

L.O.: Hawkins, Delafield & Wood, New York, NY.

F.A.: Munistat Services, Inc., Port Jefferson, NY.

Other bidders were:

TD Securities, Effective Rate 0.2242%

JPMorgan, Effective Rate 0.2474%

Morgan Stanley, Effective Rate 0.2638%

Jefferies, Effective Rate 0.3541%

Oppenheimer, Effective Rate 0.7131%

Oppenheimer, Effective Rate 0.7863%

Erwin (Town)

Aug 30, 2012 . . . . . . $2,444,500

Public Improvement (Serial) Bonds, 2012 (bank qualified) (book entry).

Dated Sep 13, 2012.

Due Sep 1, 2013 to 2040.

Callable Sep 1, 2020 at par.

Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.2699%.

Due Amount Cpn Yield Conc Ins
9/1/13 $59,500 3.125% NRO NRO
9/1/14 $55,000 3.125% NRO NRO
9/1/15 $60,000 3.125% NRO NRO
9/1/16 $60,000 3.125% NRO NRO
9/1/17 $65,000 3.125% NRO NRO
9/1/18 $65,000 3.125% NRO NRO
9/1/19 $65,000 3.125% NRO NRO
9/1/20 $70,000 3.125% NRO NRO
9/1/21 $70,000 3.125% NRO NRO
9/1/22 $75,000 3.125% NRO NRO
9/1/23 $75,000 3.125% NRO NRO
9/1/24 $80,000 3.125% NRO NRO
9/1/25 $80,000 3.125% NRO NRO
9/1/26 $85,000 3.125% NRO NRO
9/1/27 $85,000 3.125% NRO NRO
9/1/28 $90,000 3.125% NRO NRO
9/1/29 $90,000 3.125% NRO NRO
9/1/30 $95,000 3.125% NRO NRO
9/1/31 $95,000 3.125% NRO NRO
9/1/32 $100,000 3.125% NRO NRO
9/1/33 $105,000 3.125% NRO NRO
9/1/34 $105,000 3.25% NRO NRO
9/1/35 $110,000 3.25% NRO NRO
9/1/36 $115,000 3.375% NRO NRO
9/1/37 $115,000 3.375% NRO NRO
9/1/38 $120,000 3.50% NRO NRO
9/1/39 $125,000 3.50% NRO NRO
9/1/40 $130,000 3.50% NRO NRO

Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc..

L.O.: Orrick, Herrington & Sutcliffe, New York, NY.

F.A.: Municipal Solutions, Inc, Canandaigua, NY.

Minerva Central School District

Aug 30, 2012 . . . . . . $104,968

School District (Serial) Bonds, 2012 (bank qualified).

Dated Sep 13, 2012.

Due Jun 15, 2013 to 2017.

Non-callable.

Winning bid: Sage Rutty, at n/a, NIC 2.0769%.

Due Amount Cpn Yield Conc Ins
6/15/13 $19,968 1.875% NRO NRO
6/15/14 $20,000 2.00% NRO NRO
6/15/15 $20,000 2.10% NRO NRO
6/15/16 $20,000 2.10% NRO NRO
6/15/17 $25,000 2.10% NRO NRO

L.O.: Hiscock & Barclay, LLP, Albany, NY.

F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.

Other bidders were:

Roosevelt & Cross, NIC 2.0914%

Bank of Greene Co, NIC 2.365%

Rome (City)

Aug 30, 2012 . . . . . . $4,088,891

Bond Anticipation Notes, Series 2012.

Dated Sep 7, 2012.

Due Sep 6, 2013.

Purchased $4,088,890.00 by Jefferies, at 0.8%, plus $532.00, effective rate 0.787%.

L.O.: Bond, Schoeneck & King, PLLC, Utica, NY.

F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.

Other bidders were:

Janney Montgomery, Effective Rate 0.8596%

JPMorgan Chase, Effective Rate 0.879%

Oppenheimer, Effective Rate 1.0444%

First Niagara Bank, Effective Rate 1.19%

Saranac Lake Central School District

Aug 30, 2012 . . . . . . $950,000

Revenue Anticipation Notes, 2012 (bank qualified) (book entry).

Dated Sep 7, 2012.

Due Nov 30, 2012.

Purchased $950,000.00 by Jefferies, at 0.9%, plus $286.00, effective rate 0.7694%.

L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.

F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.

Other bidders were:

JPMorgan Chase, Effective Rate 1.265%

NBT Bank, Effective Rate 1.3%

Roosevelt & Cross, Effective Rate 1.4406%

Oppenheimer, Effective Rate 1.8249%

Southampton Union Free School District

Aug 30, 2012 . . . . . . $14,000,000

Tax Anticipation Notes For 2012-2013 Taxes.

Dated Sep 7, 2012.

Due Jun 20, 2013.

Purchased $14,000,000.00 by TD Securities, at 1.0%, plus $86,240.00, effective rate 0.2164%.

L.O.: Hawkins, Delafield & Wood, New York, NY.

F.A.: Capital Markets Advisors, LLC, Great Neck, NY.

Other bidders were:

Janney Montgomery, Effective Rate 0.2164%

Morgan Stanley, Effective Rate 0.2336%

JPMorgan, Effective Rate 0.2615%

Bridgehampton Bank, Effective Rate 0.5%

Jefferies, Effective Rate 0.635%

Oppenheimer, Effective Rate 0.7298%

Tonawanda City School District

Aug 30, 2012 . . . . . . $1,726,961

Bond Anticipation Notes, 2012 (bank qualified).

Dated Sep 7, 2012.

Due Sep 6, 2013.

Purchased $1,726,960.00 by JPMorgan Chase, at 0.6%, effective rate 0.6%.

L.O.: Hodgson, Russ LLP, Buffalo, NY.

F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.

Other bidders were:

Jefferies, Effective Rate 0.8962%

Oppenheimer, Effective Rate 1.0133%

Roosevelt & Cross, Effective Rate 1.4843%

Walton Central School District

Aug 30, 2012 . . . . . . $463,524

Bond Anticipation Notes, 2012 (bank qualified).

Dated Sep 7, 2012.

Due Sep 6, 2013.

Purchased $463,520.00 by Roosevelt & Cross, at 1.5%, plus $547.00, effective rate 1.3817%.

L.O.: Cahill Gambino LLP, New York, NY.

F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.

Other bidders were:

Oppenheimer, Effective Rate 1.46%

NBT Bank, Effective Rate 1.54%

Delaware Natl Bk, Effective Rate 1.74%

Community Bank, Effective Rate 2.19%

OKLAHOMA

Oklahoma County Independent School District No. 6 (Deer Creek Public Schools)

Aug 30, 2012 . . . . . . $7,900,000

General Obligation Combined Purpose Bonds of 2012 (bank qualified) (book entry).

Dated Oct 1, 2012.

Due Oct 1, 2014.

Non-callable.

Winning bid: Country Club Bank, at n/a, NIC 0.5425%.

Due Amount Cpn Yield Conc Ins
10/1/14 $7,900,000 0.55% NRO NRO

L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.

F.A.: Stephen L. Smith Corp., Jenks, OK.

Other bidders were:

BOSC, NIC 0.5565%

Stifel Nicolaus, NIC 1.625%

PENNSYLVANIA

Waynesboro Area School District

Aug 30, 2012 . . . . . . $8,770,000

General Obligation Bonds, Series B of 2012 (bank qualified) (book entry).

Dated Oct 4, 2012.

Due Nov 15, 2012 to 2027.

Callable Nov 15, 2017 at par.

Winning bid: Janney Montgomery, at n/a, TIC 2.2944%.

Due Amount Cpn Yield Conc Ins
11/15/12 $390,000 2.00% 0.35% AGM
11/15/13 $210,000 2.00% 0.40% AGM
11/15/14 $510,000 2.00% 0.70% AGM
11/15/15 $520,000 2.00% 0.80% AGM
11/15/16 $530,000 2.00% 0.90% AGM
11/15/17 $535,000 2.00% 1.10% AGM
11/15/18 $545,000 2.00% 1.30% AGM
11/15/19 $555,000 2.00% 1.55% AGM
11/15/20 $570,000 2.00% 1.80% AGM
11/15/21 $585,000 2.00% 1.95% AGM
11/15/22 $595,000 2.00% 2.05% AGM
11/15/23 $615,000 2.10% 2.20% AGM
11/15/24 $630,000 2.25% 2.30% AGM
11/15/25 $645,000 2.35% 2.40% AGM
11/15/26 $655,000 2.45% 2.50% AGM
11/15/27 $680,000 2.55% 2.60% AGM

L.O.: Lynch & Lynch, Pittsburgh, PA.

F.A.: Public Financial Management, Inc., Harrisburg, PA.

Other bidders were:

Robert W. Baird, TIC 2.2945%

Roosevelt & Cross, TIC 2.2986%

BNY Mellon Cap Mkts, TIC 2.3328%

FTN Fin Cap Mkts, TIC 2.3446%

Boenning&Scattergood, TIC 2.4959%

Sterne Agee, TIC 2.6337%

TEXAS

Brazoria County Municipal Utility District No. 31

Aug 30, 2012 . . . . . . $3,500,000

Unlimited Tax Bonds, Series 2012 (bank qualified) (book entry).

Dated Sep 1, 2012.

Due Sep 1, 2015 to 2039.

Callable Sep 1, 2018 at par.

Winning bid: RBC Capital Mkts, at 97.5000, NIC 3.9909%.

Due Amount Cpn Yield Conc Ins
9/1/15 $50,000 2.00% 1.50%
9/1/16 $75,000 2.00% 1.75%
9/1/17 $75,000 2.00% 2.00%
9/1/18 $75,000 2.25% 2.25%
9/1/19 $75,000 2.50% 2.50%
9/1/20 $75,000 2.75% 2.75%
9/1/21 $100,000 3.00% 3.00%
9/1/22 $100,000 3.00% 3.20%
9/1/23 $100,000 3.25% 3.40%
9/1/24 $100,000 3.50% 3.50%
9/1/25 $100,000 3.50% 3.60%
9/1/26 $125,000 3.625% 3.70%
9/1/27 $125,000 3.75% 3.80%
9/1/28 $125,000 3.875% 3.90%
9/1/34 $1,000,000 4.00% 4.00%
9/1/39 $1,200,000 4.00% 4.08%

L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.

F.A.: GMS Group, L.L.C., Houston, TX.

Other bidders were:

Southwest Securities, NIC 4.2345%

TAXABLE ISSUES

NEW JERSEY

Glassboro Borough

Aug 30, 2012 . . . . . . $6,922,305

Taxable Bond Anticipation Notes of 2012, Series D.

Dated Sep 10, 2012.

Due Jan 22, 2013.

Purchased $6,922,310.00 by Oppenheimer, at 1.5%, plus $624.00, effective rate 1.4754%.

L.O.: Parker, McCay, P.A., Mount Laurel, NJ.

F.A.: Municipal Official(s).

Other bidders were:

Jefferies, Effective Rate 1.641%

NEW YORK

Binghamton (City)

Aug 30, 2012 . . . . . . $1,366,837

Bond Anticipation Notes for Sewer System Improvements - 2012B.

Dated Sep 14, 2012.

Due Feb 1, 2013.

Purchased $1,366,840.00 by JPMorgan Chase, at 0.71%, effective rate 0.71%.

L.O.: Hawkins, Delafield & Wood, New York, NY.

F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.

Other bidders were:

Oppenheimer, Effective Rate 1.9815%

Roosevelt & Cross, Effective Rate 2.25%

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