ARKANSAS
Forrest City School District No. 7 of St. Francis County
Aug 1, 2012 . . . . . . $1,920,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 15, 2012.
Due Feb 1, 2013 to 2023.
Callable Feb 1, 2015 at par.
Winning bid: Crews & Associates, at 99.4093, TIC 1.6074%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $15,000 | 1.50% | NRO | NRO | |
| 2/1/14 | $175,000 | 1.50% | NRO | NRO | |
| 2/1/15 | $185,000 | 1.50% | NRO | NRO | |
| 2/1/16 | $180,000 | 1.50% | NRO | NRO | |
| 2/1/17 | $190,000 | 1.50% | NRO | NRO | |
| 2/1/18 | $190,000 | 1.50% | NRO | NRO | |
| 2/1/19 | $190,000 | 1.50% | NRO | NRO | |
| 2/1/20 | $195,000 | 1.50% | NRO | NRO | |
| 2/1/23 | $600,000 | 1.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Raymond James | MK, TIC 1.6372%
Ross Sinclaire, TIC 1.6718%
Commerce Bank, TIC 1.7846%
UMB Bank, TIC 2.0089%
Forrest City School District No. 7 of St. Francis County
Jul 31, 2012 . . . . . . $4,955,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Feb 1, 2016 to 2039.
Callable Feb 1, 2015 at par.
Winning bid: FTN Fin Cap Mkts, at n/a, TIC 2.7994%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $280,000 | 1.25% | NRO | NRO | |
| 2/1/18 | $170,000 | 1.50% | NRO | NRO | |
| 2/1/20 | $345,000 | 1.75% | NRO | NRO | |
| 2/1/22 | $355,000 | 2.00% | NRO | NRO | |
| 2/1/23 | $180,000 | 2.10% | NRO | NRO | |
| 2/1/24 | $185,000 | 2.20% | NRO | NRO | |
| 2/1/26 | $380,000 | 2.30% | NRO | NRO | |
| 2/1/28 | $405,000 | 2.50% | NRO | NRO | |
| 2/1/31 | $640,000 | 2.70% | NRO | NRO | |
| 2/1/35 | $945,000 | 2.875% | NRO | NRO | |
| 2/1/39 | $1,070,000 | 2.95% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Raymond James | MK, TIC 2.8245%
Ross Sinclaire, TIC 2.88%
Crews & Associates, TIC 2.8943%
Russellville School District No. 14 of Pope County
Aug 1, 2012 . . . . . . $31,195,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (book entry).
Dated Aug 15, 2012.
Due Feb 1, 2016 to 2038.
Callable Feb 1, 2018 at par.
Winning bid: Crews & Associates, at n/a, TIC 3.4286%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $730,000 | 2.00% | NRO | NRO | |
| 2/1/17 | $1,040,000 | 2.00% | NRO | NRO | |
| 2/1/18 | $1,050,000 | 2.00% | NRO | NRO | |
| 2/1/19 | $1,075,000 | 2.00% | NRO | NRO | |
| 2/1/20 | $1,090,000 | 3.00% | NRO | NRO | |
| 2/1/21 | $1,125,000 | 3.00% | NRO | NRO | |
| 2/1/22 | $1,155,000 | 3.00% | NRO | NRO | |
| 2/1/23 | $1,190,000 | 3.00% | NRO | NRO | |
| 2/1/24 | $1,220,000 | 3.00% | NRO | NRO | |
| 2/1/25 | $1,260,000 | 3.00% | NRO | NRO | |
| 2/1/27 | $2,625,000 | 3.00% | NRO | NRO | |
| 2/1/28 | $1,365,000 | 3.00% | NRO | NRO | |
| 2/1/29 | $1,410,000 | 3.125% | NRO | NRO | |
| 2/1/30 | $1,450,000 | 3.25% | NRO | NRO | |
| 2/1/31 | $1,495,000 | 3.25% | NRO | NRO | |
| 2/1/32 | $1,540,000 | 3.375% | NRO | NRO | |
| 2/1/35 | $4,930,000 | 3.625% | NRO | NRO | |
| 2/1/38 | $5,445,000 | 3.75% | NRO | NRO |
Other managers: Edward D. Jones & Co., SAMCO Capital Markets, BOSC, Inc., Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Kildare Capital, Inc., CL King & Associates, Robert W. Baird & Co., Inc., Citigroup Global Markets, Inc., FirstSouthwest, Southwest Securities, Inc., Davenport & Company LLC, Protective Securities A Division of ProEquities, CastleOak Securities, L.P., Sterne, Agee & Leach, Inc, Incapital LLC.
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
CALIFORNIA
Santa Clara Unified School District
Aug 1, 2012 . . . . . . $45,520,000
2012 General Obligation Refunding Bonds (book entry).
Dated Aug 15, 2012.
Due Jul 1, 2013 to 2030.
Callable Jul 1, 2022 at par.
Winning bid: BA Merrill Lynch, at 109.9700, TIC 2.5458%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $585,000 | 3.00% | 0.40% | ||
| 7/1/14 | $1,980,000 | 1.00% | 0.39% | ||
| 7/1/15 | $2,000,000 | 1.00% | 0.53% | ||
| 7/1/16 | $2,020,000 | 3.00% | 0.70% | ||
| 7/1/17 | $2,055,000 | 4.00% | 0.90% | ||
| 7/1/18 | $2,140,000 | 4.00% | 1.15% | ||
| 7/1/19 | $2,215,000 | 5.00% | 1.42% | ||
| 7/1/20 | $2,320,000 | 5.00% | 1.64% | ||
| 7/1/21 | $2,440,000 | 5.00% | 1.88% | ||
| 7/1/22 | $2,570,000 | 5.00% | 2.03% | ||
| 7/1/23 | $2,710,000 | 5.00% | 2.19% | ||
| 7/1/24 | $2,855,000 | 5.00% | 2.29% | ||
| 7/1/25 | $3,005,000 | 3.50% | 2.62% | ||
| 7/1/26 | $3,125,000 | 3.00% | 3.00% | ||
| 7/1/27 | $3,220,000 | 3.00% | 3.05% | ||
| 7/1/28 | $3,315,000 | 3.00% | 3.12% | ||
| 7/1/29 | $3,425,000 | 3.00% | 3.17% | ||
| 7/1/30 | $3,540,000 | 3.00% | 3.22% |
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Raymond James | MK, TIC 2.605%
Morgan Stanley, TIC 2.6195%
JPMorgan, TIC 2.6523%
Barclays Capital, TIC 2.6553%
Wells Fargo Secs, TIC 2.6642%
US Bancorp Invest, TIC 2.6682%
Citigroup, TIC 2.6934%
Mesirow Financial, TIC 2.6968%
Robert W. Baird, TIC 2.7487%
CONNECTICUT
Norwalk (City)
Aug 1, 2012 . . . . . . $26,000,000
General Obligation Bonds, Issue of 2012, Series B (book entry).
Dated Aug 15, 2012.
Due Aug 15, 2015 to 2032.
Callable Aug 15, 2017 at par.
Winning bid: Hutchinson Shockey, at 101.2967, TIC 2.4678%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $1,450,000 | 3.00% | 0.45% | ||
| 8/15/16 | $1,450,000 | 4.00% | NRO | NRO | |
| 8/15/17 | $1,450,000 | 4.00% | NRO | NRO | |
| 8/15/18 | $1,450,000 | 2.00% | NRO | NRO | |
| 8/15/19 | $1,450,000 | 2.00% | 1.35% | ||
| 8/15/20 | $1,450,000 | 2.00% | 1.55% | ||
| 8/15/21 | $1,450,000 | 2.00% | 1.75% | ||
| 8/15/22 | $1,450,000 | 2.00% | 1.90% | ||
| 8/15/23 | $1,450,000 | 2.00% | NRO | NRO | |
| 8/15/24 | $1,450,000 | 2.25% | NRO | NRO | |
| 8/15/25 | $1,450,000 | 2.25% | 2.45% | ||
| 8/15/26 | $1,450,000 | 2.50% | 2.62% | ||
| 8/15/27 | $1,450,000 | 2.75% | 2.80% | ||
| 8/15/28 | $1,450,000 | 2.75% | 2.88% | ||
| 8/15/29 | $1,450,000 | 2.75% | 2.92% | ||
| 8/15/30 | $1,450,000 | 3.00% | NRO | NRO | |
| 8/15/31 | $1,450,000 | 3.00% | NRO | NRO | |
| 8/15/32 | $1,350,000 | 3.00% | 3.03% |
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
UBS Financial Svcs, TIC 2.4898%
JPMorgan, TIC 2.4935%
BA Merrill Lynch, TIC 2.502%
Janney Montgomery, TIC 2.5498%
William Blair, TIC 2.5624%
Morgan Stanley, TIC 2.5702%
Robert W. Baird, TIC 2.673%
Wells Fargo Secs, TIC 2.7%
Piper Jaffray, TIC 2.7172%
TD Securities, TIC 3.0714%
KENTUCKY
Daviess County
Aug 1, 2012 . . . . . . $1,700,000
General Obligation Refunding Bonds, Series 2012B (Transient Room Tax Supported Project) (bank qualified).
Dated Aug 22, 2012.
Due Mar 1, 2013 to Sep 1, 2028.
Callable Sep 1, 2022 at par.
Winning bid: Raymond James | MK, at 101.2629, NIC 1.8889%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $35,000 | 1.00% | NRO | NRO | |
| 9/1/13 | $20,000 | 1.00% | NRO | NRO | |
| 9/1/14 | $100,000 | 1.00% | NRO | NRO | |
| 9/1/15 | $95,000 | 1.00% | NRO | NRO | |
| 9/1/16 | $100,000 | 1.00% | NRO | NRO | |
| 9/1/18 | $205,000 | 2.00% | NRO | NRO | |
| 9/1/20 | $210,000 | 2.00% | NRO | NRO | |
| 9/1/22 | $220,000 | 2.00% | NRO | NRO | |
| 9/1/24 | $230,000 | 2.00% | NRO | NRO | |
| 9/1/26 | $240,000 | 2.125% | NRO | NRO | |
| 9/1/28 | $245,000 | 2.25% | NRO | NRO |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Stifel Nicolaus, NIC 1.9065%
Ross Sinclaire, NIC 2.0736%
Daviess County
Aug 1, 2012 . . . . . . $6,515,000
General Obligation Refunding Bonds, Series 2012A (bank qualified).
Dated Aug 22, 2012.
Due Mar 1, 2013 to Sep 1, 2028.
Callable Sep 1, 2022 at par.
Winning bid: Raymond James | MK, at 101.5064, NIC 1.8371%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $130,000 | 1.00% | NRO | NRO | |
| 9/1/13 | $75,000 | 1.00% | NRO | NRO | |
| 9/1/14 | $375,000 | 1.00% | NRO | NRO | |
| 9/1/15 | $375,000 | 1.00% | NRO | NRO | |
| 9/1/16 | $380,000 | 1.00% | NRO | NRO | |
| 9/1/17 | $385,000 | 2.00% | NRO | NRO | |
| 9/1/18 | $395,000 | 2.00% | NRO | NRO | |
| 9/1/19 | $400,000 | 2.00% | NRO | NRO | |
| 9/1/20 | $410,000 | 2.00% | NRO | NRO | |
| 9/1/21 | $415,000 | 2.00% | NRO | NRO | |
| 9/1/22 | $425,000 | 2.00% | NRO | NRO | |
| 9/1/23 | $435,000 | 2.00% | NRO | NRO | |
| 9/1/24 | $445,000 | 2.00% | NRO | NRO | |
| 9/1/26 | $915,000 | 2.00% | NRO | NRO | |
| 9/1/28 | $955,000 | 2.25% | NRO | NRO |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Piper Jaffray, NIC 1.8757%
Stifel Nicolaus, NIC 1.8774%
Ross Sinclaire, NIC 1.998%
Vining-Sparks IBG, NIC 2.0027%
Sterne Agee, NIC 2.2059%
Harlan County School District Finance Corporation
Aug 1, 2012 . . . . . . $1,145,000
School Building Revenue Bonds, Second Series of 2012 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Aug 1, 2013 to 2032.
Callable Aug 1, 2022 at par.
Winning bid: Raymond James | MK, at 100.4374, NIC 2.5408%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $50,000 | 1.00% | NRO | NRO | |
| 8/1/14 | $50,000 | 1.00% | NRO | NRO | |
| 8/1/15 | $50,000 | 1.00% | NRO | NRO | |
| 8/1/17 | $100,000 | 2.00% | NRO | NRO | |
| 8/1/19 | $100,000 | 2.00% | NRO | NRO | |
| 8/1/22 | $165,000 | 2.25% | NRO | NRO | |
| 8/1/26 | $235,000 | 2.375% | NRO | NRO | |
| 8/1/29 | $195,000 | 2.75% | NRO | NRO | |
| 8/1/32 | $200,000 | 3.00% | NRO | NRO |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
J.J.B. Hilliard, NIC 2.6863%
Robert W. Baird, NIC 2.6985%
Stifel Nicolaus, NIC 2.704%
Kentucky Interlocal School Transportation Association
Aug 1, 2012 . . . . . . $1,615,000
Educational Facilities Lease Certificates of Participation, Series of 2012 (Kentucky School District Credit Enhancement Program) (book entry).
Dated Aug 1, 2012.
Due Aug 1, 2013 to 2032.
Callable Aug 1, 2022 at par.
Winning bid: Robert W. Baird, at 98.1287, NIC 3.2436%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $30,000 | 2.00% | 1.00% | ||
| 8/1/14 | $45,000 | 2.00% | 1.10% | ||
| 8/1/15 | $40,000 | 2.00% | 1.20% | ||
| 8/1/16 | $30,000 | 2.00% | 1.30% | ||
| 8/1/17 | $25,000 | 2.00% | 1.50% | ||
| 8/1/18 | $45,000 | 2.00% | 1.75% | ||
| 8/1/19 | $45,000 | 2.25% | 2.00% | ||
| 8/1/20 | $55,000 | 3.00% | 2.25% | ||
| 8/1/21 | $125,000 | 3.00% | 2.45% | ||
| 8/1/22 | $130,000 | 3.00% | 2.60% | ||
| 8/1/25 | $240,000 | 3.00% | 3.00% | ||
| 8/1/26 | $100,000 | 3.00% | 3.10% | ||
| 8/1/27 | $110,000 | 3.125% | 3.15% | ||
| 8/1/28 | $110,000 | 3.125% | 3.25% | ||
| 8/1/29 | $115,000 | 3.25% | 3.30% | ||
| 8/1/30 | $115,000 | 3.25% | 3.35% | ||
| 8/1/31 | $115,000 | 3.25% | 3.40% | ||
| 8/1/32 | $140,000 | 3.375% | 3.45% |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Duncan-Williams, Inc., CL King & Associates, Edward D. Jones & Co., SAMCO Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Isaak Bond Investments, Inc., PNC Capital Markets, First Kentucky Securities Corp., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., Stifel, Nicolaus & Co., Inc., Northland Securities, Inc..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Hutchinson Shockey, NIC 3.5375%
Woodford County
Aug 1, 2012 . . . . . . $1,550,000
General Obligation Public Project Bonds, Series 2012 (bank qualified).
Dated Aug 22, 2012.
Due Aug 1, 2013 to 2032.
Callable Aug 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 98.8694, NIC 2.0744%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $65,000 | 1.00% | 0.40% | ||
| 8/1/14 | $70,000 | 1.00% | 0.50% | ||
| 8/1/15 | $70,000 | 1.00% | 0.60% | ||
| 8/1/16 | $70,000 | 1.00% | 0.70% | ||
| 8/1/17 | $70,000 | 1.00% | 0.80% | ||
| 8/1/18 | $70,000 | 1.00% | 1.00% | ||
| 8/1/19 | $70,000 | 1.125% | 1.15% | ||
| 8/1/20 | $75,000 | 1.375% | 1.40% | ||
| 8/1/21 | $75,000 | 1.50% | 1.55% | ||
| 8/1/22 | $75,000 | 1.50% | 1.65% | ||
| 8/1/24 | $155,000 | 2.00% | 1.90% | ||
| 8/1/26 | $160,000 | 2.00% | 2.00% | ||
| 8/1/28 | $170,000 | 2.125% | 2.20% | ||
| 8/1/30 | $175,000 | 2.25% | 2.35% | ||
| 8/1/32 | $180,000 | 2.375% | 2.50% |
Other managers: Crews & Associates, Inc., SunTrust Robinson Humphrey.
In association with: First Kentucky Securities Corp.., Oppenheimer & Co., Inc..
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY; and Kentucky Association of Counties Leasing Trust, Frankfort, KY.
Other bidders were:
Raymond James | MK, NIC 2.2488%
J.J.B. Hilliard, NIC 2.455%
Southwest Securities, NIC 2.7564%
LOUISIANA
Lafourche Parish Consolidated School District No. 1
Aug 1, 2012 . . . . . . $18,000,000
General Obligation School Bonds, Series 2012.
Dated Sep 18, 2012.
Due Mar 1, 2013 to 2032.
Callable Mar 1, 2022 at par.
Winning bid: Robert W. Baird, at 100.0521, TIC 2.8915%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $585,000 | 2.00% | 0.50% | ||
| 3/1/14 | $625,000 | 2.00% | 0.60% | ||
| 3/1/15 | $650,000 | 4.00% | 0.73% | ||
| 3/1/16 | $675,000 | 2.00% | 0.85% | ||
| 3/1/17 | $705,000 | 2.00% | 1.05% | ||
| 3/1/18 | $730,000 | 3.00% | 1.34% | ||
| 3/1/19 | $760,000 | 2.00% | 1.60% | ||
| 3/1/20 | $795,000 | 2.50% | 1.82% | ||
| 3/1/21 | $825,000 | 3.00% | 2.03% | ||
| 3/1/22 | $860,000 | 2.125% | 2.16% | ||
| 3/1/23 | $895,000 | 2.25% | 2.34% | ||
| 3/1/24 | $930,000 | 3.00% | 2.50% | ||
| 3/1/25 | $970,000 | 3.00% | 2.65% | ||
| 3/1/26 | $1,010,000 | 3.00% | 2.80% | ||
| 3/1/27 | $1,050,000 | 3.00% | 2.90% | ||
| 3/1/28 | $1,095,000 | 3.00% | 3.00% | ||
| 3/1/29 | $1,140,000 | 3.00% | 3.05% | ||
| 3/1/30 | $1,185,000 | 3.00% | 3.15% | ||
| 3/1/31 | $1,230,000 | 3.125% | 3.20% | ||
| 3/1/32 | $1,285,000 | 3.25% | 3.25% |
Other managers: CL King & Associates, Fidelity Capital Markets, Edward D. Jones & Co., Loop Capital Markets, LLC, Davenport & Company LLC, Kildare Capital, Inc., William Blair & Company, LLC, CastleOak Securities, L.P., Incapital LLC.
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Municipal Official(s).
Other bidders were:
Raymond James | MK, TIC 2.9289%
BA Merrill Lynch, TIC 2.9409%
Crews & Associates, TIC 2.9959%
Guggenheim Secs, TIC 3.0989%
Hutchinson Shockey, TIC 3.1213%
MAINE
Bangor (City)
Jul 31, 2012 . . . . . . $53,800,000
2012 General Obligation Bonds-Series B (Bangor Arena Project) (book entry).
Dated Aug 15, 2012.
Due Jul 15, 2014 to 2042.
Callable Jul 15, 2022 at par.
Winning bid: BA Merrill Lynch, at 105.0227, TIC 3.2516%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $980,000 | 4.00% | 0.34% | ||
| 7/15/15 | $1,025,000 | 5.00% | 0.49% | ||
| 7/15/16 | $1,080,000 | 5.00% | 0.62% | ||
| 7/15/17 | $1,135,000 | 5.00% | 0.80% | ||
| 7/15/18 | $1,190,000 | 5.00% | 1.08% | ||
| 7/15/19 | $1,255,000 | 5.00% | 1.34% | ||
| 7/15/20 | $1,315,000 | 5.00% | 1.56% | ||
| 7/15/21 | $1,385,000 | 5.00% | 1.75% | ||
| 7/15/22 | $1,455,000 | 5.00% | 1.88% | ||
| 7/15/23 | $1,520,000 | 4.00% | 2.02% | ||
| 7/15/24 | $1,585,000 | 4.00% | 2.29% | ||
| 7/15/25 | $1,650,000 | 4.00% | 2.48% | ||
| 7/15/26 | $1,715,000 | 4.00% | 2.62% | ||
| 7/15/27 | $1,780,000 | 3.00% | 2.89% | ||
| 7/15/28 | $1,830,000 | 3.00% | 2.96% | ||
| 7/15/29 | $1,890,000 | 3.00% | 3.03% | ||
| 7/15/30 | $1,945,000 | 3.00% | 3.10% | ||
| 7/15/31 | $2,005,000 | 3.00% | 3.17% | ||
| 7/15/32 | $2,065,000 | 3.125% | 3.24% | ||
| 7/15/33 | $2,135,000 | 3.25% | 3.31% | ||
| 7/15/34 | $2,205,000 | 3.25% | 3.38% | ||
| 7/15/35 | $2,275,000 | 3.25% | 3.45% | ||
| 7/15/36 | $2,350,000 | 3.25% | 3.51% | ||
| 7/15/39 | $7,565,000 | 3.50% | 3.55% | ||
| 7/15/42 | $8,465,000 | 4.00% | 3.39% |
L.O.: Pierce Atwood LLP, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Mesirow Financial, TIC 3.3188%
JPMorgan, TIC 3.3387%
Barclays Capital, TIC 3.3591%
Robert W. Baird, TIC 3.5191%
Guggenheim Secs, TIC 3.5194%
Wells Fargo Secs, TIC 3.5444%
UBS Financial Svcs, TIC 3.5552%
TD Securities, TIC 3.589%
Morgan Stanley, TIC 3.6483%
MARYLAND
Maryland
Aug 1, 2012 . . . . . . $183,795,000
General Obligation Bonds, State and Local Facilities Loan of 2012, Second Series E Tax-Exempt Refunding Bonds (book entry).
Dated Aug 14, 2012.
Due Aug 1, 2018 to 2020.
Non-callable.
Winning bid: JPMorgan, at 122.3897, TIC 1.2468%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/18 | $55,465,000 | 4.50% | 0.86% | ||
| 8/1/19 | $22,905,000 | 4.50% | 1.15% | ||
| 8/1/20 | $105,425,000 | 4.50% | 1.37% |
L.O.: Kutak Rock, Washington, DC; and State Attorney General.
F.A.: Public Financial Management, Inc., Philadelphia, PA; and Strategic Solutions Center, L.L.C., Landover, MD.
Other bidders were:
Goldman Sachs, TIC 1.2726%
BA Merrill Lynch, TIC 1.2746%
Citigroup, TIC 1.3392%
Barclays Capital, TIC 1.376%
Morgan Stanley, TIC 1.3901%
Maryland
Aug 1, 2012 . . . . . . $478,660,000
General Obligation Bonds, State and Local Facilities Loan of 2012, Second Series B Tax-Exempt Bonds (book entry).
Dated Aug 14, 2012.
Due Aug 1, 2015 to 2027.
Callable Aug 1, 2020 at par.
Winning bid: BA Merrill Lynch, at 114.7025, TIC 2.1698%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $3,650,000 | 5.00% | 0.33% | ||
| 8/1/16 | $30,355,000 | 5.00% | 0.43% | ||
| 8/1/17 | $32,360,000 | 5.00% | 0.65% | ||
| 8/1/18 | $33,795,000 | 5.00% | 0.88% | ||
| 8/1/19 | $37,900,000 | 5.00% | 1.12% | ||
| 8/1/20 | $39,115,000 | 5.00% | 1.34% | ||
| 8/1/21 | $41,920,000 | 5.00% | 1.50% | ||
| 8/1/22 | $43,410,000 | 4.00% | 1.76% | ||
| 8/1/23 | $44,735,000 | 2.25% | 2.25% | ||
| 8/1/24 | $46,700,000 | 2.50% | 2.50% | ||
| 8/1/25 | $48,615,000 | 4.00% | 2.23% | ||
| 8/1/26 | $48,770,000 | 4.00% | 2.32% | ||
| 8/1/27 | $27,335,000 | 3.00% | 2.84% |
Other managers: Rice Financial Products Company, M & T Securities, Inc..
L.O.: Kutak Rock, Washington, DC; and State Attorney General.
F.A.: Public Financial Management, Inc., Philadelphia, PA; and Strategic Solutions Center, L.L.C., Landover, MD.
Other bidders were:
Citigroup, TIC 2.1785%
JPMorgan, TIC 2.1993%
Morgan Stanley, TIC 2.2186%
Barclays Capital, TIC 2.2288%
Goldman Sachs, TIC 2.3682%
MASSACHUSETTS
Dunstable (Town)
Aug 1, 2012 . . . . . . $230,000
Bond Anticipation Note (bank qualified).
Dated Aug 13, 2012.
Due Aug 13, 2013.
Purchased $230,000.00 by UniBank Fiscal Adv, at 0.55%, effective rate 0.55%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Century Bk, Effective Rate 0.65%
Eastern Bk Cap Mkts, Effective Rate 0.65%
Greater Attleboro/Taunton Regional Transit Authority
Aug 1, 2012 . . . . . . $10,000,000
General Obligation Revenue Anticipation Notes.
Dated Aug 17, 2012.
Due Aug 16, 2013.
Purchased $5,000,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $18,249.86, effective rate 0.634%.
Purchased $5,000,000.00 by Oppenheimer, at 1.25%, plus $380,080.00, effective rate 0.6467%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Oppenheimer, Effective Rate 0.6467%
Eastern Bk Cap Mkts, Effective Rate 0.684%
Jefferies, Effective Rate 0.704%
TD Securities, Effective Rate 1.0125%
Marblehead (Town)
Aug 1, 2012 . . . . . . $9,171,000
General Obligation Municipal Purpose Loan of 2012 Bonds (book entry).
Dated Aug 10, 2012.
Due Aug 1, 2013 to 2032.
Callable Aug 1, 2022 at par.
Winning bid: PNC Capital Markets, at 106.1740, TIC 2.2984%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $276,000 | 2.00% | 0.25% | ||
| 8/1/14 | $410,000 | 2.00% | 0.35% | ||
| 8/1/15 | $420,000 | 3.00% | 0.45% | ||
| 8/1/16 | $440,000 | 3.00% | 0.55% | ||
| 8/1/17 | $450,000 | 3.00% | 0.73% | ||
| 8/1/18 | $460,000 | 3.00% | 0.96% | ||
| 8/1/19 | $475,000 | 3.00% | 1.22% | ||
| 8/1/20 | $495,000 | 4.00% | 1.45% | ||
| 8/1/21 | $515,000 | 5.00% | 1.64% | ||
| 8/1/22 | $550,000 | 5.00% | 1.77% | ||
| 8/1/23 | $420,000 | 2.00% | 2.00% | ||
| 8/1/24 | $425,000 | 2.00% | 2.10% | ||
| 8/1/25 | $440,000 | 2.125% | 2.27% | ||
| 8/1/26 | $450,000 | 2.25% | 2.42% | ||
| 8/1/27 | $455,000 | 2.375% | 2.54% | ||
| 8/1/28 | $470,000 | 2.50% | 2.66% | ||
| 8/1/29 | $480,000 | 3.00% | 2.78% | ||
| 8/1/30 | $495,000 | 3.00% | 2.85% | ||
| 8/1/32 | $1,045,000 | 3.00% | 3.04% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
UBS Financial Svcs, TIC 2.33%
Fidelity Capital, TIC 2.3422%
Janney Montgomery, TIC 2.4069%
Robert W. Baird, TIC 2.455%
BA Merrill Lynch, TIC 2.6112%
Marblehead (Town)
Aug 1, 2012 . . . . . . $14,911,000
General Obligation Bond Anticipation Notes (new money and renewal).
Dated Aug 10, 2012.
Due Aug 9, 2013.
Purchased $14,911,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $154,346.20, effective rate 0.212%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.2271%
Wells Fargo Secs, Effective Rate 0.2321%
TD Securities, Effective Rate 0.2385%
Century Bk, Effective Rate 0.4797%
Methuen (City)
Aug 1, 2012 . . . . . . $11,394,000
General Obligation State Qualified Municipal Purpose Loan of 2012 Bonds (book entry).
Dated Aug 9, 2012.
Due Sep 1, 2013 to 2041.
Callable Sep 1, 2022 at par.
Winning bid: PNC Capital Markets, at 104.7432, TIC 3.1798%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $494,000 | 2.00% | 0.44% | ||
| 9/1/14 | $505,000 | 2.00% | 0.69% | ||
| 9/1/15 | $520,000 | 2.00% | 0.83% | ||
| 9/1/16 | $530,000 | 2.00% | 0.98% | ||
| 9/1/17 | $430,000 | 3.00% | 1.15% | ||
| 9/1/18 | $450,000 | 4.00% | 1.38% | ||
| 9/1/19 | $470,000 | 4.00% | 1.67% | ||
| 9/1/20 | $485,000 | 5.00% | 1.89% | ||
| 9/1/21 | $520,000 | 5.00% | 2.08% | ||
| 9/1/22 | $285,000 | 5.00% | 2.26% | ||
| 9/1/23 | $295,000 | 2.25% | 2.44% | ||
| 9/1/24 | $300,000 | 2.375% | 2.59% | ||
| 9/1/25 | $310,000 | 2.50% | 2.73% | ||
| 9/1/26 | $320,000 | 2.625% | 2.82% | ||
| 9/1/27 | $325,000 | 3.00% | 2.89% | ||
| 9/1/28 | $335,000 | 3.00% | 3.01% | ||
| 9/1/29 | $300,000 | 3.00% | 3.08% | ||
| 9/1/32 | $945,000 | 3.00% | 3.24% | ||
| 9/1/41 | $3,575,000 | 4.00% | 3.53% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 3.2648%
Fidelity Capital, TIC 3.2805%
BA Merrill Lynch, TIC 3.2809%
UBS Financial Svcs, TIC 3.3844%
Hutchinson Shockey, TIC 3.3989%
Methuen (City)
Aug 1, 2012 . . . . . . $15,000,000
General Obligation Bond Anticipation Notes (new money).
Dated Aug 9, 2012.
Due Aug 9, 2013.
Purchased $15,000,000.00 by Jefferies, at 1.25%, plus $117,303.00, effective rate 0.468%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Century Bk, Effective Rate 0.51%
Eastern Bk Cap Mkts, Effective Rate 0.684%
Eastern Bk Cap Mkts, Effective Rate 0.784%
Eastern Bk Cap Mkts, Effective Rate 0.884%
Rowley (Town)
Aug 1, 2012 . . . . . . $135,000
State House Serial Loan Notes (new money) (bank qualified).
Dated Aug 9, 2012.
Due Aug 1, 2013 to 2017.
Non-callable.
Winning bid: UniBank Fiscal Adv, at n/a, NIC 2.75%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $30,000 | 2.75% | NRO | NRO | |
| 8/1/14 | $30,000 | 2.75% | NRO | NRO | |
| 8/1/15 | $25,000 | 2.75% | NRO | NRO | |
| 8/1/16 | $25,000 | 2.75% | NRO | NRO | |
| 8/1/17 | $25,000 | 2.75% | NRO | NRO |
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
Century Bk, NIC 3.0%
Eastern Bk Cap Mkts, NIC 3.4%
MINNESOTA
Monticello Independent School District No. 882
Aug 1, 2012 . . . . . . $4,200,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2012A (MN SD Credit Enhancement Program) (book entry).
Dated Aug 20, 2012.
Due Sep 20, 2013.
Purchased $4,200,000.00 by Jefferies, at 1.25%, plus $39,858.00, effective rate 0.374%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, Effective Rate 0.3982%
Oppenheimer, Effective Rate 0.546%
BOSC, Effective Rate 0.5965%
Swanville Independent School District No. 486
Aug 1, 2012 . . . . . . $1,350,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2012A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 20, 2012.
Due Sep 20, 2013.
Purchased $1,350,000.00 by United Banker's Bk, at 0.45%, effective rate 0.45%.
In association with: The First State Bank of Rosemount.
L.O.: Knutson, Flynn, Deans & Olsen, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, Effective Rate 0.4766%
BOSC, Effective Rate 0.5198%
Jefferies, Effective Rate 0.6462%
Oppenheimer, Effective Rate 0.6769%
NEW JERSEY
Cedar Grove Township Board of Education
Aug 1, 2012 . . . . . . $7,582,000
School Bonds (bank qualified) (book entry).
Dated Aug 15, 2012.
Due Aug 15, 2013 to 2032.
Callable Aug 15, 2022 at par.
Winning bid: Roosevelt & Cross, at 100.6738, NIC 2.142%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/13 | $250,000 | 2.00% | NRO | NRO | |
| 8/15/14 | $250,000 | 2.00% | NRO | NRO | |
| 8/15/15 | $250,000 | 2.00% | NRO | NRO | |
| 8/15/16 | $250,000 | 2.00% | NRO | NRO | |
| 8/15/17 | $255,000 | 2.00% | NRO | NRO | |
| 8/15/18 | $255,000 | 2.00% | NRO | NRO | |
| 8/15/19 | $260,000 | 2.00% | NRO | NRO | |
| 8/15/20 | $270,000 | 2.00% | NRO | NRO | |
| 8/15/21 | $270,000 | 2.00% | NRO | NRO | |
| 8/15/22 | $275,000 | 2.00% | NRO | NRO | |
| 8/15/23 | $500,000 | 2.00% | NRO | NRO | |
| 8/15/24 | $500,000 | 2.00% | NRO | NRO | |
| 8/15/25 | $500,000 | 2.00% | NRO | NRO | |
| 8/15/26 | $500,000 | 2.00% | NRO | NRO | |
| 8/15/27 | $500,000 | 2.125% | NRO | NRO | |
| 8/15/28 | $500,000 | 2.25% | NRO | NRO | |
| 8/15/29 | $500,000 | 2.25% | NRO | NRO | |
| 8/15/30 | $500,000 | 2.375% | NRO | NRO | |
| 8/15/31 | $500,000 | 2.50% | NRO | NRO | |
| 8/15/32 | $497,000 | 2.50% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Janney Montgomery, NIC 2.2458%
FTN Fin Cap Mkts, NIC 2.2644%
Sterne Agee, NIC 2.3709%
PNC Capital Markets, NIC 2.4717%
Robert W. Baird, NIC 2.5484%
Raymond James | MK, NIC 2.6125%
RBC Capital Mkts, NIC 2.9763%
Jackson Township
Aug 1, 2012 . . . . . . $5,485,337
Bond Anticipation Notes, Serties 2012A (bank qualified).
Dated Aug 8, 2012.
Due Aug 7, 2013.
Purchased $5,485,340.00 by TD Securities, at 1.25%, plus $27,371.83, effective rate 0.7496%.
L.O.: Dilworth Paxson, Neptune, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.896%
Oppenheimer, Effective Rate 0.9624%
Lower Township
Aug 1, 2012 . . . . . . $3,325,000
Bond Anticipation Note (bank qualified).
Dated Aug 9, 2012.
Due Aug 9, 2013.
Purchased $3,325,000.00 by Oppenheimer, at 1.25%, plus $11,575.00, effective rate 0.9019%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 0.939%
TD Securities, Effective Rate 0.986%
Valley National Bank, Effective Rate 0.99%
Jefferies, Effective Rate 1.095%
Sturdy Savings Bk, Effective Rate 1.1%
Lumberton Township
Aug 1, 2012 . . . . . . $2,640,000
Tax Anticipation Notes, 2012 Series A (bank qualified).
Dated Aug 8, 2012.
Due Oct 18, 2012.
Purchased $2,640,000.00 by Jefferies, at 1.5%, plus $28.00, effective rate 1.494%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.6614%
Monroe Township (Middlesex County)
Aug 1, 2012 . . . . . . $30,075,000
General Obligation Bonds, Series 2012 (book entry).
Dated Aug 7, 2012.
Due Dec 15, 2012 to 2027.
Callable Dec 15, 2021 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.1741%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/12 | $2,000,000 | 2.00% | NRO | NRO | |
| 12/15/13 | $1,000,000 | 2.00% | NRO | NRO | |
| 12/15/14 | $1,250,000 | 2.00% | NRO | NRO | |
| 12/15/15 | $1,900,000 | 2.00% | NRO | NRO | |
| 12/15/16 | $1,950,000 | 3.00% | NRO | NRO | |
| 12/15/17 | $1,975,000 | 2.00% | NRO | NRO | |
| 12/15/18 | $2,000,000 | 2.00% | NRO | NRO | |
| 12/15/19 | $2,000,000 | 3.00% | NRO | NRO | |
| 12/15/20 | $2,000,000 | 2.00% | NRO | NRO | |
| 12/15/21 | $2,000,000 | 3.00% | NRO | NRO | |
| 12/15/22 | $2,000,000 | 2.00% | NRO | NRO | |
| 12/15/23 | $2,000,000 | 2.125% | NRO | NRO | |
| 12/15/24 | $2,000,000 | 3.00% | NRO | NRO | |
| 12/15/25 | $2,000,000 | 3.00% | NRO | NRO | |
| 12/15/26 | $2,000,000 | 3.00% | NRO | NRO | |
| 12/15/27 | $2,000,000 | 3.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., Citigroup Global Markets, Inc., Bank of New York Mellon Capital Markets, LLC.
In association with: Oppenheimer & Co., Inc.., Wiley Bros.-Aintree Capital LLC.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
PNC Capital Markets, TIC 2.1765%
Janney Montgomery, TIC 2.2078%
Hutchinson Shockey, TIC 2.2497%
Robert W. Baird, TIC 2.4174%
Wells Fargo Secs, TIC 2.45%
Jefferies, TIC 2.5894%
Monroe Township (Middlesex County)
Aug 1, 2012 . . . . . . $43,000,000
Bond Anticipation Notes (book entry).
Dated Aug 7, 2012.
Due Feb 6, 2013.
Purchased $43,000,000.00 by JPMorgan, at 1.0%, plus $159,530.00, effective rate 0.254%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Morgan Stanley, Effective Rate 0.2684%
Janney Montgomery, Effective Rate 0.296%
Jefferies, Effective Rate 0.416%
TD Securities, Effective Rate 0.4429%
Red Bank Borough
Aug 1, 2012 . . . . . . $1,604,490
Bond Anticipation Notes of 2012, Series A (bank qualified).
Dated Aug 9, 2012.
Due Nov 28, 2012.
Purchased $1,604,490.00 by TD Bank, N.A., at 0.95%, effective rate 0.95%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 0.9933%
Oppenheimer, Effective Rate 1.396%
Jefferies, Effective Rate 1.65%
Voorhees Township
Aug 1, 2012 . . . . . . $4,528,700
Bond Anticipation Notes of 2012, Series B (bank qualified).
Dated Aug 9, 2012.
Due Aug 8, 2013.
Purchased $4,528,700.00 by TD Securities, at 1.0%, plus $17,707.22, effective rate 0.6079%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 0.67%
Janney Montgomery, Effective Rate 0.7145%
Jefferies, Effective Rate 0.894%
TBGC Investment Corp, Effective Rate 0.93%
Oppenheimer, Effective Rate 0.9504%
NEW YORK
Cassadaga Village
Aug 1, 2012 . . . . . . $3,170,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Aug 10, 2012.
Due Aug 9, 2013.
Purchased $3,170,000.00 by Jefferies, at 1.4%, plus $4,281.00, effective rate 1.2646%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.3626%
Community Bank, Effective Rate 2.19%
East Rockaway Union Free School District
Aug 1, 2012 . . . . . . $4,000,000
Tax Anticipation Notes for 2012-2013 Taxes (bank qualified).
Dated Aug 8, 2012.
Due Jun 26, 2013.
Purchased $4,000,000.00 by PNC Capital Markets, at 1.0%, plus $17,720.00, effective rate 0.4985%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies, Effective Rate 0.5165%
Capital One, Effective Rate 0.53%
Janney Montgomery, Effective Rate 0.6557%
Oppenheimer, Effective Rate 0.6683%
TD Securities, Effective Rate 0.6751%
Valley National Bank, Effective Rate 1.0%
Geneva (City)
Aug 1, 2012 . . . . . . $6,140,000
Bond Anticipation Notes, 2012 (New Issue) (bank qualified).
Dated Aug 15, 2012.
Due Feb 7, 2013.
Purchased $6,140,000.00 by Oppenheimer, at 1.25%, plus $10,860.00, effective rate 0.8798%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 0.9924%
First Niagara Bank, Effective Rate 1.04%
Mahopac Central School District
Aug 1, 2012 . . . . . . $1,316,000
Bond Anticipation Notes, Series 2012B.
Dated Aug 9, 2012.
Due Aug 8, 2013.
Purchased $1,316,000.00 by JPMorgan Chase, at 0.6%, effective rate 0.6%.
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.6293%
Jefferies, Effective Rate 0.7788%
Oppenheimer, Effective Rate 0.8785%
Roosevelt & Cross, Effective Rate 0.9409%
North Salem Central School District
Aug 1, 2012 . . . . . . $4,000,000
Tax Anticipation Notes, 2012 (bank qualified).
Dated Aug 10, 2012.
Due Nov 30, 2012.
Purchased $4,000,000.00 by TD Securities, at 1.0%, plus $5,080.00, effective rate 0.5844%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.59%
Jefferies, Effective Rate 0.7904%
Janney Montgomery, Effective Rate 0.7938%
Oppenheimer, Effective Rate 0.8864%
Oneonta City School District
Aug 1, 2012 . . . . . . $423,635
Bond Anticipation Notes, 2012 (bank qualified).
Dated Aug 10, 2012.
Due Aug 9, 2013.
Purchased $423,640.00 by JPMorgan Chase, at 0.69%, effective rate 0.69%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.0467%
NBT Bank, Effective Rate 1.54%
Oppenheimer, Effective Rate 1.5921%
Delaware Natl Bk, Effective Rate 1.73%
Community Bank, Effective Rate 2.19%
Oneonta City School District
Aug 1, 2012 . . . . . . $3,500,000
Revenue Anticipation Notes, 2012 (bank qualified).
Dated Aug 10, 2012.
Due Dec 10, 2012.
Purchased $3,500,000.00 by JPMorgan Chase, at 0.58%, effective rate 0.58%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.592%
Jefferies, Effective Rate 0.7418%
Janney Montgomery, Effective Rate 0.947%
Oppenheimer, Effective Rate 1.2279%
Community Bank, Effective Rate 1.99%
Orchard Park Central School District
Aug 1, 2012 . . . . . . $680,000
School District Bonds, 2012 (SIB or Serial Bonds) (bank qualified).
Dated Aug 15, 2012.
Due Aug 15, 2013 to 2017.
Non-callable.
Winning bid: JPMorgan Chase, at n/a, NIC 1.55%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/13 | $130,000 | 1.55% | NRO | NRO | |
| 8/15/14 | $135,000 | 1.55% | NRO | NRO | |
| 8/15/15 | $135,000 | 1.55% | NRO | NRO | |
| 8/15/16 | $140,000 | 1.55% | NRO | NRO | |
| 8/15/17 | $140,000 | 1.55% | NRO | NRO |
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.6664%
Sage Rutty, NIC 1.8125%
M & T Bank, NIC 1.95%
First Niagara Bank, NIC 2.29%
Oppenheimer, NIC 2.3683%
Oswego City School District
Aug 1, 2012 . . . . . . $999,960
School District (Serial) Bonds, Series 2012 (bank qualified).
Dated Aug 15, 2012.
Due Aug 15, 2013 to 2017.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.25%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/13 | $169,960 | 1.25% | NRO | NRO | |
| 8/15/14 | $200,000 | 1.25% | NRO | NRO | |
| 8/15/15 | $205,000 | 1.25% | NRO | NRO | |
| 8/15/16 | $210,000 | 1.25% | NRO | NRO | |
| 8/15/17 | $215,000 | 1.25% | NRO | NRO |
L.O.: Bond, Schoeneck & King, PLLCP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, NIC 1.88%
Sage Rutty, NIC 2.2146%
Pathfinder Bank, NIC 2.4918%
Oyster Bay (Town)
Aug 1, 2012 . . . . . . $157,560,000
Bond Anticipation Notes, 2012 Series B (book entry).
Dated Aug 10, 2012.
Due Aug 9, 2013.
Purchased $2,000,000.00 by Capital One, at 0.53%, effective rate 0.53%.
Purchased $5,000,000.00 by JPMorgan Chase, at 0.59%, effective rate 0.59%.
Purchased $150,560,000.00 by Morgan Stanley, at 3.0%, plus $3,480,947.00, effective rate 0.6816%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.6816%
Wells Fargo Secs, Effective Rate 0.7074%
BA Merrill Lynch, Effective Rate 0.7846%
Jefferies, Effective Rate 0.8274%
Jefferies, Effective Rate 0.8776%
Jefferies, Effective Rate 0.9277%
JPMorgan, Effective Rate 0.9344%
Janney Montgomery, Effective Rate 0.9742%
Jefferies, Effective Rate 0.977%
Jefferies, Effective Rate 1.027%
JPMorgan, Effective Rate 1.0349%
TD Securities, Effective Rate 1.1647%
Oppenheimer, Effective Rate 1.1825%
Oppenheimer, Effective Rate 1.2547%
Oppenheimer, Effective Rate 1.3163%
Oppenheimer, Effective Rate 1.3886%
Oppenheimer, Effective Rate 1.4642%
Oppenheimer, Effective Rate 1.5139%
Tarrytowns Union Free School District
Aug 1, 2012 . . . . . . $18,840,000
Bond Anticipation Notes For School Building Improvements - 2012.
Dated Aug 9, 2012.
Due Aug 9, 2013.
Purchased $18,840,000.00 by Jefferies, at 0.8%, plus $98,158.00, effective rate 0.279%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.297%
Piper Jaffray, Effective Rate 0.361%
JPMorgan, Effective Rate 0.3924%
Janney Montgomery, Effective Rate 0.398%
Oppenheimer, Effective Rate 0.5234%
Oppenheimer, Effective Rate 0.571%
JPMorgan Chase, Effective Rate 0.67%
TEXAS
Fort Bend County Levee Improvement District No. 10
Aug 1, 2012 . . . . . . $2,700,000
Unlimited Tax Park Bonds, Series 2012 (bank qualified) (book entry).
Dated Aug 1, 2012.
Due Sep 1, 2013 to 2038.
Callable Sep 1, 2019 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 3.4876%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $30,000 | 3.75% | 0.80% | AGM | |
| 9/1/14 | $35,000 | 3.75% | 0.90% | AGM | |
| 9/1/15 | $35,000 | 3.75% | 1.00% | AGM | |
| 9/1/16 | $40,000 | 3.75% | 1.10% | AGM | |
| 9/1/17 | $40,000 | 3.75% | 1.20% | AGM | |
| 9/1/18 | $45,000 | 3.75% | 1.50% | AGM | |
| 9/1/19 | $50,000 | 3.75% | 1.65% | AGM | |
| 9/1/21 | $110,000 | 2.00% | 2.05% | AGM | |
| 9/1/24 | $195,000 | 3.00% | 2.40% | AGM | |
| 9/1/27 | $240,000 | 3.00% | 2.70% | AGM | |
| 9/1/32 | $510,000 | 3.125% | 3.20% | AGM | |
| 9/1/34 | $250,000 | 3.25% | 3.35% | AGM | |
| 9/1/38 | $1,120,000 | 3.50% | 3.50% | AGM |
Other managers: Crews & Associates, Inc., Coastal Securities Corp., BLNS Securities Limited, Edward D. Jones & Co., Stifel, Nicolaus & Co., Inc., Raymond James | Morgan Keegan.
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FTN Fin Cap Mkts, NIC 3.544%
Sterne Agee, NIC 3.5472%
RBC Capital Mkts, NIC 3.8842%
UTAH
Davis County
Aug 1, 2012 . . . . . . $5,000,000
Tax and Revenue Anticipation Notes, Series 2012 (book entry).
Dated Aug 9, 2012.
Due Dec 27, 2012.
Purchased $5,000,000.00 by Mitsubishi UFJ Secs, at 2.0%, plus $35,300.00, effective rate 0.1572%.
L.O.: Ballard Spahr LLP, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
George K. Baum, Effective Rate 0.2025%
TD Securities, Effective Rate 0.2558%
Jefferies, Effective Rate 0.3001%
Janney Montgomery, Effective Rate 0.3131%
VIRGINIA
Virginia Public School Authority
Aug 1, 2012 . . . . . . $65,675,000
Special Obligation School Financing Bonds, Prince William County, Series 2012 (book entry).
Dated Aug 15, 2012.
Due Jul 15, 2013 to 2032.
Callable Jul 15, 2021 at par.
Winning bid: Wells Fargo Secs, at 118.0250, TIC 2.6063%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/13 | $3,285,000 | 5.00% | NRO | NRO | |
| 7/15/14 | $3,285,000 | 5.00% | 0.30% | ||
| 7/15/15 | $3,285,000 | 5.00% | 0.40% | ||
| 7/15/16 | $3,285,000 | 5.00% | 0.52% | ||
| 7/15/17 | $3,285,000 | 5.00% | 0.70% | ||
| 7/15/18 | $3,285,000 | 5.00% | 0.93% | ||
| 7/15/19 | $3,285,000 | 5.00% | 1.17% | ||
| 7/15/20 | $3,285,000 | 5.00% | 1.39% | ||
| 7/15/21 | $3,285,000 | 5.00% | 1.58% | ||
| 7/15/22 | $3,285,000 | 5.00% | 1.71% | ||
| 7/15/23 | $3,285,000 | 5.00% | 1.84% | ||
| 7/15/24 | $3,285,000 | 4.50% | NRO | NRO | |
| 7/15/25 | $3,285,000 | 4.50% | NRO | NRO | |
| 7/15/26 | $3,285,000 | 4.50% | NRO | NRO | |
| 7/15/27 | $3,285,000 | 4.50% | 2.31% | ||
| 7/15/28 | $3,280,000 | 4.50% | 2.38% | ||
| 7/15/29 | $3,280,000 | 4.50% | 2.45% | ||
| 7/15/30 | $3,280,000 | 4.50% | 2.52% | ||
| 7/15/31 | $3,280,000 | 4.50% | 2.59% | ||
| 7/15/32 | $3,280,000 | 4.50% | 2.66% |
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Financial Management, Inc., Arlington, VA; and BB&T Capital Markets, Richmond, VA.
Other bidders were:
TD Securities, TIC 2.6222%
JPMorgan, TIC 2.6314%
Citigroup, TIC 2.6434%
US Bancorp Invest, TIC 2.6474%
Morgan Stanley, TIC 2.684%
Piper Jaffray, TIC 2.6944%
RBC Capital Mkts, TIC 2.6949%
Jefferies, TIC 2.6995%
BA Merrill Lynch, TIC 2.7179%
Robert W. Baird, TIC 2.8512%
TAXABLE ISSUES
MARYLAND
Maryland
Aug 1, 2012 . . . . . . $15,320,000
General Obligation Bonds, State and Local Facilities Loan of 2012, Second Series D Taxable Qualified Zone Academy Bonds (book entry).
Dated Aug 14, 2012.
Due Aug 1, 2027.
The bonds shall be callable in accordance with the specification.
Winning bid: Morgan Stanley, at 99.5840, TIC 2.8344%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/27 | $15,320,000 | 2.80% | 2.75% |
L.O.: Kutak Rock, Washington, DC; and State Attorney General.
F.A.: Public Financial Management, Inc., Philadelphia, PA; and Strategic Solutions Center, L.L.C., Landover, MD.
Other bidders were:
Barclays Capital, TIC 2.8642%
JPMorgan, TIC 2.9675%
Robert W. Baird, TIC 2.9922%
Citigroup, TIC 3.0246%
Raymond James | MK, TIC 3.057%
FTN Fin Cap Mkts, TIC 3.1058%
Ramirez, TIC 3.1602%
BA Merrill Lynch, TIC 3.177%
Maryland
Aug 1, 2012 . . . . . . $23,000,000
General Obligation Bonds, State and Local Facilities Loan of 2012, Second Series C Taxable Bonds (book entry).
Dated Aug 14, 2012.
Due Aug 1, 2015.
Non-callable.
Winning bid: BA Merrill Lynch, at 99.8620, TIC 0.4469%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $23,000,000 | 0.40% | 0.40% |
Other managers: M & T Securities, Inc..
L.O.: Kutak Rock, Washington, DC; and State Attorney General.
F.A.: Public Financial Management, Inc., Philadelphia, PA; and Strategic Solutions Center, L.L.C., Landover, MD.
Other bidders were:
Citigroup, TIC 0.4874%
Jefferies, TIC 0.5157%
Barclays Capital, TIC 0.5484%
Piper Jaffray, TIC 0.5487%
JPMorgan, TIC 0.5542%
TD Securities, TIC 0.6279%
Robert W. Baird, TIC 0.6371%
Raymond James | MK, TIC 0.6438%
Vining-Sparks IBG, TIC 0.7765%
Mesirow Financial, TIC 0.7871%
Morgan Stanley, TIC 0.7998%
