ILLINOIS
Minooka Village
Dec 20, 2011 . . . . . . $1,655,000
General Obligation Bonds, Series 2011A (bank qualified) (book entry).
Dated Dec 29, 2011.
Due Dec 15, 2012 to 2021.
Callable Dec 15, 2019 at par.
Winning bid: Robert W. Baird, at n/a, TIC 2.1981%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/12 | $165,000 | 2.00% | 0.75% | ||
12/15/13 | $170,000 | 2.00% | 0.90% | ||
12/15/14 | $170,000 | 2.00% | 1.20% | ||
12/15/15 | $175,000 | 2.00% | 1.40% | ||
12/15/17 | $360,000 | 2.00% | 1.65% | ||
12/15/19 | $315,000 | 2.00% | 2.05% | ||
12/15/21 | $300,000 | 3.00% | 2.50% |
Other managers: CL King & Associates, SAMCO Capital Markets, Loop Capital Markets, LLC, Kildare Capital, Inc., Crews & Associates, Inc., Edward D. Jones & Co., Vining-Sparks IBG, Limited Partnership, Davenport & Company LLC, Jackson Securities Inc., Isaak Bond Investments, Inc., FTN Financial Capital Markets, Advisors Asset Management Inc.
L.O.: Ungaretti & Harris, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
BOSC, TIC 2.3052%
Raymond James, TIC 2.459%
KENTUCKY
Edgewood (City)
Dec 20, 2011 . . . . . . $3,865,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 29, 2011.
Due Dec 1, 2012 to 2034.
Callable Dec 1, 2021 at par.
Winning bid: Raymond James, at 98.3450, NIC 2.9108%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $45,000 | 2.00% | 0.50% | ||
12/1/13 | $45,000 | 2.00% | 0.70% | ||
12/1/14 | $45,000 | 2.00% | 0.85% | ||
12/1/15 | $50,000 | 2.00% | 1.10% | ||
12/1/16 | $155,000 | 2.00% | 1.20% | ||
12/1/17 | $160,000 | 2.00% | 1.30% | ||
12/1/18 | $165,000 | 2.00% | 1.50% | ||
12/1/19 | $165,000 | 2.00% | 1.75% | ||
12/1/20 | $170,000 | 2.00% | 1.85% | ||
12/1/22 | $345,000 | 2.00% | 2.10% | ||
12/1/24 | $360,000 | 2.375% | 2.45% | ||
12/1/26 | $380,000 | 2.625% | 2.70% | ||
12/1/27 | $200,000 | 2.75% | 2.85% | ||
12/1/28 | $205,000 | 3.00% | 3.00% | ||
12/1/30 | $435,000 | 3.00% | 3.15% | ||
12/1/32 | $455,000 | 3.125% | 3.25% | ||
12/1/34 | $485,000 | 3.25% | 3.50% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Morgan Keegan, NIC 3.0214%
Ross Sinclaire, NIC 3.0344%
MASSACHUSETTS
Massachusetts
Dec 20, 2011 . . . . . . $400,000,000
General Obligation Bonds, Consolidated Loan of 2011, Series E (book entry).
Dated Dec 28, 2011.
Due Dec 1, 2015 to 2027.
Callable Dec 1, 2019 at par.
Winning bid: JPMorgan, at 108.7865, TIC 2.5673%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/15 | $30,000,000 | 5.00% | NRO | NRO | |
12/1/16 | $30,000,000 | 5.00% | NRO | NRO | |
12/1/17 | $30,000,000 | 5.00% | 1.05% | ||
12/1/18 | $30,000,000 | 5.00% | 1.25% | ||
12/1/21 | $40,000,000 | 4.00% | 2.04% | ||
12/1/22 | $40,000,000 | 4.00% | 2.21% | ||
12/1/23 | $40,000,000 | 3.00% | 2.58% | ||
12/1/24 | $40,000,000 | 3.00% | 2.76% | ||
12/1/25 | $40,000,000 | 3.00% | 2.92% | ||
12/1/26 | $40,000,000 | 3.00% | 3.05% | ||
12/1/27 | $40,000,000 | 3.00% | 3.16% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA; and Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., Boston, MA.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
BA Merrill Lynch, TIC 2.7863%
Citigroup, TIC 2.8871%
Barclays Capital, TIC 2.9401%
Wells Fargo Secs, TIC 3.0016%
Morgan Stanley, TIC 3.0135%
RBC Capital Mkts, TIC 3.0329%
Raymond James, TIC 3.044%
Jefferies, TIC 3.0482%
Goldman Sachs, TIC 3.0793%
NEW JERSEY
East Brunswick Township
Dec 20, 2011 . . . . . . $25,554,000
Bond Anticipation Notes.
Dated Jan 6, 2012.
Due Jan 4, 2013.
Purchased $25,554,000.00 by TD Securities, at 2.0%, plus $284,671.50, effective rate 0.8798%.
L.O.: DeCotiis, FitzPatrick, Cole & Wisler, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.917%
Oppenheimer, Effective Rate 1.1742%
Morgan Stanley, Effective Rate 1.1905%
Fair Lawn (Borough)
Dec 20, 2011 . . . . . . $510,000
Special Emergency Notes (bank qualified).
Dated Dec 29, 2011.
Due Dec 28, 2012.
Purchased $510,000.00 by Valley National Bank, at 1.49%, effective rate 1.49%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Mount Olive Township
Dec 20, 2011 . . . . . . $887,365
Bond Anticipation Notes (bank qualified).
Dated Dec 28, 2011.
Due Dec 28, 2012.
Purchased $887,370.00 by TD Bank, N.A., at 1.3%, effective rate 1.3%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Amboy Natl Bk, Effective Rate 1.35%
PNC Bank, Effective Rate 1.79%
Oppenheimer, Effective Rate 1.8676%
NEW YORK
Berne-Knox-Westerlo Central School District
Dec 20, 2011 . . . . . . $11,000,000
Bond Anticipation Notes, 2011.
Dated Dec 29, 2011.
Due Dec 28, 2012.
Purchased $11,000,000.00 by Jefferies, at 1.5%, plus $90,753.00, effective rate 0.6727%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.135%
Janney Montgomery, Effective Rate 1.1671%
Schenectady County
Dec 20, 2011 . . . . . . $4,712,458
Various Purposes Serial Bonds-2011 (book entry).
Dated Dec 29, 2011.
Due Dec 15, 2013 to 2016.
Non-callable.
Winning bid: Janney Montgomery, at 110.3250, TIC 0.8521%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/13 | $1,112,458 | 3.00% | 0.35% | ||
12/15/14 | $1,200,000 | 4.00% | 0.55% | ||
12/15/15 | $1,200,000 | 4.00% | 0.85% | ||
12/15/16 | $1,200,000 | 4.00% | 0.95% |
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Raymond James, TIC 0.9051%
Robert W. Baird, TIC 0.9983%
Incapital, TIC 1.0111%
JPMorgan, TIC 1.0198%
Roosevelt & Cross, TIC 1.0627%
Boenning&Scattergood, TIC 1.1399%
Solvay Village
Dec 20, 2011 . . . . . . $1,486,450
Public Improvement (Serial) Bonds, 2012 (bank qualified) (book entry).
Dated Jan 10, 2012.
Due Feb 1, 2012 to 2032.
Callable Feb 1, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.856%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/12 | $56,450 | 3.50% | NRO | NRO | AGM |
2/1/13 | $55,000 | 3.50% | NRO | NRO | AGM |
2/1/14 | $55,000 | 3.50% | NRO | NRO | AGM |
2/1/15 | $55,000 | 3.50% | NRO | NRO | AGM |
2/1/16 | $55,000 | 3.50% | NRO | NRO | AGM |
2/1/17 | $60,000 | 3.50% | NRO | NRO | AGM |
2/1/18 | $65,000 | 3.50% | NRO | NRO | AGM |
2/1/19 | $70,000 | 3.50% | NRO | NRO | AGM |
2/1/20 | $70,000 | 3.50% | NRO | NRO | AGM |
2/1/21 | $75,000 | 3.50% | NRO | NRO | AGM |
2/1/22 | $75,000 | 3.50% | NRO | NRO | AGM |
2/1/23 | $75,000 | 3.50% | NRO | NRO | AGM |
2/1/24 | $80,000 | 3.265% | NRO | NRO | AGM |
2/1/25 | $80,000 | 3.75% | NRO | NRO | AGM |
2/1/26 | $80,000 | 4.00% | NRO | NRO | AGM |
2/1/27 | $80,000 | 4.00% | NRO | NRO | AGM |
2/1/28 | $80,000 | 4.00% | NRO | NRO | AGM |
2/1/29 | $80,000 | 4.00% | NRO | NRO | AGM |
2/1/30 | $80,000 | 4.00% | NRO | NRO | AGM |
2/1/31 | $80,000 | 4.125% | NRO | NRO | AGM |
2/1/32 | $80,000 | 4.25% | NRO | NRO | AGM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Suffolk County
Dec 20, 2011 . . . . . . $300,000,000
Tax Anticipation Notes for 2012 Taxes-Series I (book entry).
Dated Dec 27, 2011.
Due Jul 12, 2012.
Purchased $10,000,000.00 by JPMorgan Chase, at 1.25%, effective rate 1.25%.
Purchased $105,000,000.00 by Morgan Stanley, at 2.0%, plus $388,500.00, effective rate 1.3169%.
Purchased $185,000,000.00 by Morgan Stanley, at 2.0%, plus $758,500.00, effective rate 1.2431%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Morgan Stanley, Effective Rate 1.3169%
Jefferies, Effective Rate 1.3428%
Citigroup, Effective Rate 1.4144%
Jefferies, Effective Rate 1.4425%
Citigroup, Effective Rate 1.4588%
Morgan Keegan, Effective Rate 1.4935%
Citigroup, Effective Rate 1.5105%
BA Merrill Lynch, Effective Rate 1.5249%
JPMorgan, Effective Rate 1.538%
Piper Jaffray, Effective Rate 1.5385%
Morgan Keegan, Effective Rate 1.5434%
Jefferies, Effective Rate 1.5495%
Barclays Capital, Effective Rate 1.5585%
Wells Fargo Secs, Effective Rate 1.5822%
Morgan Keegan, Effective Rate 1.5932%
Jefferies, Effective Rate 1.6086%
Jefferies, Effective Rate 1.6547%
Roosevelt & Cross, Effective Rate 1.6582%
Wells Fargo Secs, Effective Rate 1.6634%
Jefferies, Effective Rate 1.7526%
Morgan Keegan, Effective Rate 1.7631%
TD Securities, Effective Rate 1.7705%
Roosevelt & Cross, Effective Rate 1.78%
JPMorgan, Effective Rate 1.7919%
TD Securities, Effective Rate 1.8203%
Roosevelt & Cross, Effective Rate 1.9868%
Oppenheimer, Effective Rate 2.0772%
Oppenheimer, Effective Rate 2.2157%
Wilton Fire District
Dec 20, 2011 . . . . . . $510,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Dec 29, 2011.
Due Aug 17, 2012.
Purchased $510,000.00 by Adirondack Trust, at 1.2%, effective rate 1.2%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Saratoga Natl Bk, Effective Rate 1.23%
TAXABLE ISSUES
IOWA
Iowa Western Community College (Merged Area XIII)
Dec 19, 2011 . . . . . . $1,630,000
Industrial New Jobs Training Certificates Series 2011-2 (Taxable) (book entry).
Dated Jan 1, 2012.
Due Jun 1, 2013 to 2021.
Callable Jun 1, 2016 at par.
Winning bid: UMB Bank, at 99.5780, TIC 2.0644%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/13 | $235,000 | 0.70% | NRO | NRO | |
6/1/14 | $255,000 | 0.80% | NRO | NRO | |
6/1/15 | $180,000 | 1.00% | NRO | NRO | |
6/1/16 | $140,000 | 1.30% | NRO | NRO | |
6/1/17 | $135,000 | 1.60% | NRO | NRO | |
6/1/18 | $135,000 | 1.90% | NRO | NRO | |
6/1/19 | $150,000 | 2.20% | NRO | NRO | |
6/1/20 | $150,000 | 2.45% | NRO | NRO | |
6/1/21 | $250,000 | 2.75% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Ruan Securities A Division of D.A. Davidson & Co., Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 2.0928%
Robert W. Baird, TIC 2.1996%
BOSC, TIC 2.2076%
Northland Securities, TIC 2.2906%