ARKANSAS
Dardanelle School District No. 15 of Yell County
Oct 12, 2011 . . . . . . $6,995,000
Construction Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Feb 1, 2013 to 2040.
Callable Feb 1, 2017 at par.
Winning bid: Crews & Associates, at 98.0105, TIC 4.0152%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/23 | $55,000 | 3.00% | 3.00% | ||
| 2/1/24 | $305,000 | 3.125% | 3.15% | ||
| 2/1/25 | $315,000 | 3.25% | 3.25% | ||
| 2/1/26 | $325,000 | 3.25% | 3.35% | ||
| 2/1/27 | $335,000 | 3.375% | 3.45% | ||
| 2/1/28 | $345,000 | 3.50% | 3.55% | ||
| 2/1/29 | $360,000 | 3.625% | 3.65% | ||
| 2/1/30 | $370,000 | 3.625% | 3.70% | ||
| 2/1/31 | $385,000 | 3.75% | 3.75% | ||
| 2/1/34 | $1,245,000 | 3.75% | 3.80% | ||
| 2/1/37 | $1,395,000 | 4.125% | 4.125% | ||
| 2/1/40 | $1,560,000 | 4.25% | 4.25% |
Other managers: Edward D. Jones & Co..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 4.1097%
FTN Fin Cap Mkts, TIC 4.1557%
FLORIDA
Florida State Board of Governors
Oct 12, 2011 . . . . . . $16,350,000
University of Florida Dormitory Revenue Refunding Bonds, Series 2011A (book entry).
Dated Nov 10, 2011.
Due Jul 1, 2012 to 2028.
Callable Jul 1, 2021 at par.
Winning bid: Morgan Keegan, at 102.0235, TIC 3.2492%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/12 | $1,105,000 | 2.00% | NRO | NRO | |
| 7/1/13 | $1,210,000 | 2.00% | NRO | NRO | |
| 7/1/14 | $1,240,000 | 2.00% | NRO | NRO | |
| 7/1/15 | $1,265,000 | 3.00% | NRO | NRO | |
| 7/1/16 | $1,305,000 | 4.00% | NRO | NRO | |
| 7/1/17 | $1,350,000 | 4.00% | NRO | NRO | |
| 7/1/18 | $1,410,000 | 4.00% | NRO | NRO | |
| 7/1/19 | $1,470,000 | 3.00% | NRO | NRO | |
| 7/1/20 | $585,000 | 3.00% | NRO | NRO | |
| 7/1/21 | $595,000 | 3.25% | NRO | NRO | |
| 7/1/22 | $615,000 | 3.375% | NRO | NRO | |
| 7/1/23 | $635,000 | 3.50% | 3.56% | ||
| 7/1/24 | $660,000 | 3.625% | 3.68% | ||
| 7/1/25 | $685,000 | 3.75% | 3.79% | ||
| 7/1/28 | $2,220,000 | 4.00% | NRO | NRO |
Other managers: Robert W. Baird & Co., Inc., CL King & Associates, Davenport & Company LLC, Edward D. Jones & Co., Kildare Capital, Inc., Loop Capital Markets, LLC, Incapital LLC, Crews & Associates, Inc., Corby Capital Markets, Inc., Northern Trust Company.
L.O.: Bryant, Miller & Olive, Tallahassee, FL.
F.A.: Division of Bond Finance, Tallahassee, FL.
Other bidders were:
RBC Capital Mkts, TIC 3.3955%
Citigroup, TIC 3.4635%
Southwest Securities, TIC 3.4639%
Wells Fargo Secs, TIC 3.55%
BofA Merrill Lynch, TIC 3.5621%
Hutchinson Shockey, TIC 3.5716%
JPMorgan, TIC 3.5725%
BMO Cap Mkts GKST, TIC 3.5998%
Raymond James, TIC 3.6064%
Marion County School District
Oct 12, 2011 . . . . . . $12,500,000
Tax Anticipation Notes, Series 2011 (book entry).
Dated Oct 26, 2011.
Due Jun 30, 2012.
Purchased $12,500,000.00 by RBC Capital Mkts, at 1.5%, plus $102,750.00, effective rate 0.2872%.
L.O.: Livermore & Freeman, P.A., Jacksonville Beach, FL.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Piper Jaffray, Effective Rate 0.2946%
Raymond James, Effective Rate 0.442%
Southwest Securities, Effective Rate 0.4656%
Jefferies, Effective Rate 0.6339%
Oppenheimer, Effective Rate 0.9151%
ILLINOIS
Schiller Park Village
Oct 12, 2011 . . . . . . $2,545,000
General Obligation Refunding Bonds, Series 2011A (bank qualified) (book entry).
Dated Nov 17, 2011.
Due Dec 1, 2012 to 2014.
Non-callable.
Winning bid: First Trust, at 101.3057, TIC 1.3501%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $815,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $865,000 | 2.00% | NRO | NRO | |
| 12/1/14 | $865,000 | 2.00% | NRO | NRO |
L.O.: Louis F. Cainkar, Ltd., Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BMO Harris Bank N.A., TIC 1.356%
Morgan Keegan, TIC 1.421%
Robert W. Baird, TIC 1.4656%
Hutchinson Shockey, TIC 1.4773%
Bernardi Securities, TIC 1.4912%
BOSC, TIC 1.5879%
Raymond James, TIC 1.6672%
INDIANA
Bloomington (City)
Oct 12, 2011 . . . . . . $35,955,000
Waterworks Revenue Bonds of 2011, Series B (book entry).
Dated Oct 27, 2011.
Due Jul 1, 2012 to Jan 1, 2029.
Callable Jul 1, 2021 at par.
Winning bid: Prager Sealy, at 99.1150, NIC 3.9922%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/12 | $325,000 | 3.00% | 1.00% | ||
| 7/1/13 | $640,000 | 3.00% | 1.25% | ||
| 7/1/14 | $670,000 | 3.00% | 1.50% | ||
| 7/1/15 | $665,000 | 3.00% | 1.85% | ||
| 7/1/16 | $670,000 | 3.00% | 2.20% | ||
| 7/1/17 | $690,000 | 3.00% | 2.50% | ||
| 7/1/18 | $710,000 | 3.00% | 2.80% | ||
| 7/1/19 | $730,000 | 3.00% | 3.05% | ||
| 7/1/20 | $1,035,000 | 3.50% | 3.27% | ||
| 7/1/21 | $1,925,000 | 3.50% | 3.45% | ||
| 7/1/22 | $2,555,000 | 4.00% | 3.62% | ||
| 7/1/23 | $2,820,000 | 4.00% | 3.78% | ||
| 7/1/24 | $3,115,000 | 4.00% | 3.92% | ||
| 7/1/25 | $3,550,000 | 4.00% | 4.04% | ||
| 7/1/26 | $4,015,000 | 4.00% | 4.13% | ||
| 7/1/27 | $4,430,000 | 4.00% | 4.21% | ||
| 7/1/28 | $4,870,000 | 4.00% | 4.28% | ||
| 1/1/29 | $2,540,000 | 4.00% | 4.34% |
L.O.: Bingham McHale LLP, Indianapolis, IN.
F.A.: Crowe Horwath, Indianapolis, IN.
Other bidders were:
Robert W. Baird, NIC 4.111%
BMO Cap Mkts GKST, NIC 4.288%
Piper Jaffray, NIC 4.357%
Hutchinson Shockey, NIC 4.4255%
US Bancorp Invest, NIC 4.449%
IOWA
Coon Rapids-Bayard Community School District
Oct 12, 2011 . . . . . . $3,130,000
School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2011 (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Jul 1, 2012 to Jan 1, 2030.
Callable Jul 1, 2018 at par.
Winning bid: Northland Securities, at 98.6229, TIC 3.2162%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/12 | $100,000 | 2.00% | NRO | NRO | |
| 7/1/13 | $140,000 | 2.00% | NRO | NRO | |
| 7/1/14 | $140,000 | 2.00% | NRO | NRO | |
| 7/1/15 | $140,000 | 2.00% | NRO | NRO | |
| 7/1/16 | $145,000 | 2.00% | NRO | NRO | |
| 7/1/17 | $150,000 | 2.00% | NRO | NRO | |
| 7/1/18 | $150,000 | 2.25% | NRO | NRO | |
| 7/1/19 | $155,000 | 2.40% | NRO | NRO | |
| 7/1/20 | $160,000 | 2.50% | NRO | NRO | |
| 7/1/21 | $165,000 | 2.60% | NRO | NRO | |
| 7/1/22 | $170,000 | 2.70% | NRO | NRO | |
| 7/1/23 | $175,000 | 2.80% | NRO | NRO | |
| 7/1/24 | $185,000 | 3.00% | NRO | NRO | |
| 7/1/25 | $190,000 | 3.00% | NRO | NRO | |
| 7/1/26 | $195,000 | 3.25% | NRO | NRO | |
| 7/1/27 | $205,000 | 3.40% | NRO | NRO | |
| 7/1/28 | $215,000 | 3.60% | NRO | NRO | |
| 7/1/29 | $225,000 | 3.75% | NRO | NRO | |
| 1/1/30 | $125,000 | 4.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
D.A. Davidson, TIC 3.3752%
Hutchinson Shockey, TIC 3.6739%
Robert W. Baird, TIC 3.7816%
KENTUCKY
Casey County Public Properties Corporation
Oct 12, 2011 . . . . . . $4,280,000
First Mortgage Refunding Revenue Bonds (Judicial Center Project) Series 2011 (bank qualified).
Dated Nov 2, 2011.
Due Aug 1, 2013 to 2022.
Callable Aug 1, 2021 at par.
Winning bid: Sterne Agee, at 101.0399, TIC 2.7489%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $285,000 | 2.00% | NRO | NRO | |
| 8/1/14 | $390,000 | 2.00% | NRO | NRO | |
| 8/1/15 | $405,000 | 2.00% | NRO | NRO | |
| 8/1/16 | $415,000 | 3.00% | NRO | NRO | |
| 8/1/17 | $430,000 | 3.00% | NRO | NRO | |
| 8/1/18 | $445,000 | 3.00% | NRO | NRO | |
| 8/1/19 | $455,000 | 3.00% | NRO | NRO | |
| 8/1/20 | $470,000 | 3.00% | NRO | NRO | |
| 8/1/21 | $485,000 | 3.00% | NRO | NRO | |
| 8/1/22 | $500,000 | 3.25% | NRO | NRO |
L.O.: Steptoe & Johnson PLLC, Lexington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Ross Sinclaire, TIC 2.8407%
Morgan Keegan, TIC 3.1677%
Fleming County School District Finance Corporation
Oct 12, 2011 . . . . . . $2,665,000
School Building Revenue Bonds, Series 2011 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Oct 1, 2011.
Due Oct 1, 2012 to 2031.
Callable Oct 1, 2021 at par.
Winning bid: Ross Sinclaire, at 98.0000, NIC 4.0621%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $120,000 | 1.20% | NRO | NRO | |
| 10/1/17 | $135,000 | 2.20% | NRO | NRO | |
| 10/1/20 | $145,000 | 3.00% | NRO | NRO | |
| 10/1/21 | $165,000 | 3.25% | NRO | NRO | |
| 10/1/23 | $340,000 | 3.70% | NRO | NRO | |
| 10/1/25 | $380,000 | 4.00% | NRO | NRO | |
| 10/1/27 | $420,000 | 4.00% | NRO | NRO | |
| 10/1/29 | $460,000 | 4.00% | NRO | NRO | |
| 10/1/31 | $500,000 | 4.25% | NRO | NRO |
Other managers: PNC Capital Markets, Duncan-Williams, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc., Edward D. Jones & Co..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 4.1888%
MASSACHUSETTS
Fitchburg (City)
Oct 12, 2011 . . . . . . $19,790,000
State Qualified General Obligation School Refunding Bonds (book entry).
Dated Oct 20, 2011.
Due Dec 1, 2011 to 2018.
Non-callable.
Winning bid: Fidelity Capital, at 105.3723, TIC 2.1398%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $1,995,000 | 2.00% | NRO | NRO | |
| 12/1/12 | $2,290,000 | 2.00% | 0.60% | ||
| 12/1/13 | $2,355,000 | 3.00% | 0.75% | ||
| 12/1/14 | $2,430,000 | 3.00% | 1.15% | ||
| 12/1/15 | $2,510,000 | 3.00% | 1.50% | ||
| 12/1/16 | $2,610,000 | 4.00% | 1.88% | ||
| 12/1/17 | $2,735,000 | 4.00% | 2.19% | ||
| 12/1/18 | $2,865,000 | 4.00% | 2.48% |
Other managers: Raymond James & Associates, Inc., US Bancorp Investments, Inc., FirstSouthwest.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Hutchinson Shockey, TIC 2.2107%
Robert W. Baird, TIC 2.6575%
Roosevelt & Cross, TIC 2.6767%
Mendon Upton Regional School District
Oct 12, 2011 . . . . . . $2,142,911
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Oct 21, 2011.
Due Oct 19, 2012.
Purchased $2,142,910.00 by Eastern Bk Cap Mkts, at 1.25%, plus $8,566.64, effective rate 0.848%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Oppenheimer, Effective Rate 1.0933%
Jefferies, Effective Rate 1.1842%
Yarmouth (Town)
Oct 12, 2011 . . . . . . $3,000,000
Revenue Anticipation Notes (bank qualified).
Dated Nov 1, 2011.
Due Dec 28, 2011.
Purchased $2,000,000.00 by Eastern Bk Cap Mkts, at 0.8%, effective rate 0.8%.
Purchased $1,000,000.00 by Century Bk, at 0.75%, effective rate 0.75%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.8%
UniBank Fiscal Adv, Effective Rate 0.9%
MICHIGAN
Michigan
Oct 12, 2011 . . . . . . $44,035,000
General Obligation Environmental Program and Refunding Bonds, Series 2011A (Tax-Exempt) (book entry).
Dated Oct 19, 2011.
Due Dec 1, 2021 to 2025.
Callable Dec 1, 2021 at par.
Winning bid: Wells Fargo Secs, at 99.0293, NIC 3.75%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/21 | $8,930,000 | 5.00% | 3.20% | ||
| 12/1/22 | $8,905,000 | 5.00% | 3.35% | ||
| 12/1/23 | $8,730,000 | 4.50% | 3.65% | ||
| 12/1/24 | $8,735,000 | 3.625% | 3.80% | ||
| 12/1/25 | $8,735,000 | 1.00% | 4.00% |
L.O.: Dickinson Wright PLLC, Lansing, MI; and State Attorney General.
F.A.: Robert W. Baird & Co., Inc., Lansing, MI; and Robert W. Baird & Co., Inc., Traverse City, MI.
Other bidders were:
JPMorgan, NIC 3.9189%
BofA Merrill Lynch, NIC 3.9334%
Morgan Stanley, NIC 3.9666%
Citigroup, NIC 3.9696%
Piper Jaffray, NIC 3.97%
BMO Cap Mkts GKST, NIC 3.9896%
Hutchinson Shockey, NIC 4.0064%
Mesirow Financial, NIC 4.0158%
Goldman Sachs, NIC 4.0168%
RBC Capital Mkts, NIC 4.0205%
PNC Capital Markets, NIC 4.0542%
Raymond James, NIC 4.0624%
Jefferies, NIC 4.1528%
MINNESOTA
Kasson (City)
Oct 12, 2011 . . . . . . $1,775,000
General Obligation Refunding Bonds, Series 2011A (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Feb 1, 2012 to 2021.
Callable Feb 1, 2019 at par.
Winning bid: Robert W. Baird, at n/a, NIC 2.0624%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $80,000 | 2.00% | 0.50% | ||
| 2/1/13 | $210,000 | 2.00% | 0.70% | ||
| 2/1/14 | $215,000 | 2.00% | 0.90% | ||
| 2/1/15 | $250,000 | 2.00% | 1.25% | ||
| 2/1/16 | $250,000 | 2.00% | 1.50% | ||
| 2/1/17 | $255,000 | 2.00% | 1.75% | ||
| 2/1/18 | $175,000 | 2.50% | 2.05% | ||
| 2/1/19 | $180,000 | 2.50% | 2.35% | ||
| 2/1/21 | $160,000 | 2.70% | 2.70% |
Other managers: CL King & Associates, SAMCO Capital Markets, Davenport & Company LLC, Loop Capital Markets, LLC, Edward D. Jones & Co., Cronin & Co., Inc., Kildare Capital, Inc., Crews & Associates, Inc., Jackson Securities Inc., Wedbush Securities Inc, Corby Capital Markets, Inc., Dougherty & Company LLC, Isaak Bond Investments, Inc..
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
Northland Securities, NIC 2.0771%
South Washington County Independent School District No. 833
Oct 12, 2011 . . . . . . $6,275,000
General Obligation Refunding Bonds, Series 2011A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 15, 2011.
Due Dec 1, 2012 to 2014.
Non-callable.
Winning bid: BMO Harris Bank N.A., at 102.4644, TIC 0.8585%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $1,740,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $1,835,000 | 2.00% | NRO | NRO | |
| 12/1/14 | $2,700,000 | 2.00% | NRO | NRO |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Raymond James, TIC 0.8735%
Robert W. Baird, TIC 0.9067%
UMB Bank, TIC 0.9758%
Piper Jaffray, TIC 1.1173%
Morgan Keegan, TIC 1.1723%
United Banker's Bk, TIC 1.2131%
NEW JERSEY
Burlington County
Oct 12, 2011 . . . . . . $10,675,000
General Obligation Bonds, Series 2011 (book entry).
Dated Oct 19, 2011.
Due Oct 1, 2012 to 2027.
Callable Oct 1, 2021 at par.
Winning bid: Raymond James, at 100.0001, NIC 3.2699%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $520,000 | 2.00% | NRO | NRO | |
| 10/1/13 | $575,000 | 2.00% | NRO | NRO | |
| 10/1/14 | $590,000 | 2.00% | NRO | NRO | |
| 10/1/15 | $600,000 | 2.00% | NRO | NRO | |
| 10/1/16 | $610,000 | 2.25% | NRO | NRO | |
| 10/1/17 | $625,000 | 2.50% | NRO | NRO | |
| 10/1/18 | $635,000 | 3.00% | NRO | NRO | |
| 10/1/19 | $650,000 | 3.00% | NRO | NRO | |
| 10/1/20 | $660,000 | 3.00% | NRO | NRO | |
| 10/1/21 | $680,000 | 3.00% | NRO | NRO | |
| 10/1/22 | $700,000 | 3.125% | NRO | NRO | |
| 10/1/23 | $720,000 | 3.125% | NRO | NRO | |
| 10/1/24 | $740,000 | 3.375% | NRO | NRO | |
| 10/1/25 | $765,000 | 3.50% | NRO | NRO | |
| 10/1/26 | $785,000 | 4.00% | NRO | NRO | |
| 10/1/27 | $820,000 | 4.00% | NRO | NRO |
Other managers: US Bancorp Investments, Inc., Fidelity Capital Markets.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
UBS Financial Svcs, NIC 3.3543%
PNC Capital Markets, NIC 3.3678%
Hutchinson Shockey, NIC 3.3743%
Janney Montgomery, NIC 3.5789%
Robert W. Baird, NIC 3.5887%
Cherry Hill Township
Oct 12, 2011 . . . . . . $37,740,500
Notes, Series 2011 Consisting of: $27,133,000 General Capital Bond Anticipation Notes and $10,607,500 Sewer Utility Capital Bond Anticipation Notes.
Dated Oct 18, 2011.
Due Oct 17, 2012.
Purchased $37,740,500.00 by TD Securities, at 1.5%, plus $400,800.10, effective rate 0.435%.
L.O.: Cozen O'Connor, Cherry Hill, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.441%
Morgan Stanley, Effective Rate 0.451%
Janney Montgomery, Effective Rate 0.46%
Oppenheimer, Effective Rate 1.08%
Eatontown Borough
Oct 12, 2011 . . . . . . $4,774,435
Bond Anticipation Notes of 2011, Series A (bank qualified).
Dated Oct 19, 2011.
Due Jan 25, 2012.
Purchased $4,774,440.00 by Oppenheimer, at 1.75%, plus $625.00, effective rate 1.7009%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.943%
Mount Ephraim Borough
Oct 12, 2011 . . . . . . $1,210,645
Bond Anticipation Notes of 2011, Series B (bank qualified).
Dated Oct 20, 2011.
Due Oct 19, 2012.
Purchased $1,210,650.00 by First Colonial, at 1.5%, effective rate 1.5%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.9598%
Palisades Park Borough
Oct 12, 2011 . . . . . . $1,740,200
Bond Anticipation Notes (bank qualified).
Dated Oct 20, 2011.
Due Apr 20, 2012.
Purchased $1,740,000.00 by Jefferies, at 1.5%, plus $2,333.00, effective rate 1.23%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.25%
Janney Montgomery, Effective Rate 1.324%
NEW YORK
Andes Central School District
Oct 12, 2011 . . . . . . $38,241
School District (Serial) Bonds, 2011 (bank qualified).
Dated Oct 26, 2011.
Due Jun 15, 2012 to 2016.
Non-callable.
Winning bid: Delaware Natl Bk, at n/a, NIC 2.5%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $7,241 | 2.50% | NRO | NRO | |
| 6/15/13 | $7,000 | 2.50% | NRO | NRO | |
| 6/15/14 | $8,000 | 2.50% | NRO | NRO | |
| 6/15/15 | $8,000 | 2.50% | NRO | NRO | |
| 6/15/16 | $8,000 | 2.50% | NRO | NRO |
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Bank of Greene Co, NIC 2.99%
Sage Rutty, NIC 3.6533%
Roosevelt & Cross, NIC 3.9888%
Hempstead Village
Oct 12, 2011 . . . . . . $1,000,000
Bond Anticipation Notes for Fire Trucks-2011 (bank qualified).
Dated Oct 19, 2011.
Due Oct 19, 2012.
Purchased $1,000,000.00 by JPMorgan Chase, at 0.73%, effective rate 0.73%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Flushing Comm Bk, Effective Rate 0.95%
TD Bank, N.A., Effective Rate 1.1%
Oppenheimer, Effective Rate 1.43%
Jefferies, Effective Rate 1.9809%
Newark Valley Village
Oct 12, 2011 . . . . . . $2,195,000
Bond Anticipation Notes, 2011 (Renewals) (bank qualified).
Dated Oct 27, 2011.
Due Oct 25, 2012.
Purchased $2,195,000.00 by Oppenheimer, at 1.75%, plus $1,725.00, effective rate 1.671%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
NBT Bank, Effective Rate 1.88%
Roosevelt & Cross, Effective Rate 2.1424%
Red Hook (Town)
Oct 12, 2011 . . . . . . $1,800,000
Public Improvement Serial Bonds, Series 2011A (bank qualified) (book entry).
Dated Oct 26, 2011.
Due Oct 1, 2012 to 2031.
Callable Oct 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.6935%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $75,000 | 4.00% | NRO | NRO | |
| 10/1/13 | $75,000 | 2.00% | NRO | NRO | |
| 10/1/14 | $75,000 | 2.00% | NRO | NRO | |
| 10/1/15 | $75,000 | 2.00% | NRO | NRO | |
| 10/1/16 | $80,000 | 2.125% | NRO | NRO | |
| 10/1/17 | $80,000 | 2.375% | NRO | NRO | |
| 10/1/18 | $80,000 | 2.50% | NRO | NRO | |
| 10/1/19 | $80,000 | 3.00% | NRO | NRO | |
| 10/1/20 | $85,000 | 3.125% | NRO | NRO | |
| 10/1/21 | $85,000 | 3.25% | NRO | NRO | |
| 10/1/22 | $85,000 | 3.25% | NRO | NRO | |
| 10/1/23 | $90,000 | 5.00% | NRO | NRO | |
| 10/1/24 | $90,000 | 5.00% | NRO | NRO | |
| 10/1/25 | $95,000 | 3.50% | NRO | NRO | |
| 10/1/26 | $100,000 | 3.50% | NRO | NRO | |
| 10/1/27 | $100,000 | 4.00% | NRO | NRO | |
| 10/1/28 | $105,000 | 4.00% | NRO | NRO | |
| 10/1/29 | $110,000 | 4.00% | NRO | NRO | |
| 10/1/30 | $115,000 | 4.00% | NRO | NRO | |
| 10/1/31 | $120,000 | 4.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Rapport Meyers LLP, Rhinebeck, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Bernardi Securities, TIC 4.0511%
Southold Union Free School District
Oct 12, 2011 . . . . . . $2,500,000
Tax Anticipation Notes for 2011-2012 Taxes (bank qualified).
Dated Oct 20, 2011.
Due Jun 28, 2012.
Purchased $2,500,000.00 by Capital One, at 0.57%, effective rate 0.57%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.58%
Jefferies, Effective Rate 0.9828%
Oppenheimer, Effective Rate 1.3354%
Sullivan County
Oct 12, 2011 . . . . . . $13,895,000
Bond Anticipation Notes, 2011 (Renewals) Series B.
Dated Oct 20, 2011.
Due Mar 9, 2012.
Purchased $13,895,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.5623%
KeyBanc Cap Mkts, Effective Rate 0.7334%
Oppenheimer, Effective Rate 0.9029%
Wellsville Central School District
Oct 12, 2011 . . . . . . $4,270,000
Bond Anticipation Notes, 2011 (New Issue) (bank qualified).
Dated Oct 27, 2011.
Due Jun 29, 2012.
Purchased $4,270,000.00 by JPMorgan Chase, at 1.09%, effective rate 1.09%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 1.4835%
Oppenheimer, Effective Rate 1.7381%
NORTH CAROLINA
Trinity (City)
Oct 12, 2011 . . . . . . $1,645,000
Sanitary Sewer Bond Anticipation Notes (bank qualified) (book entry).
Dated Oct 25, 2011.
Due Jul 25, 2012.
Purchased $1,645,000.00 by Oppenheimer, at 1.35%, plus $1,283.10, effective rate 1.246%.
L.O.: Robinson, Bradshaw & Hinson, P.A., Charlotte, NC.
F.A.: Local Government Commission, Raleigh, NC.
OHIO
Erie County
Oct 12, 2011 . . . . . . $2,200,000
Public Infrastructure Improvement General Obligation Bonds, Series 2011 (Limited Tax) (bank qualified) (book entry).
Dated Oct 26, 2011.
Due Dec 1, 2012 to 2040.
Callable Dec 1, 2018 at par.
Winning bid: Stifel Nicolaus, at 100.0000, TIC 4.1737%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $45,000 | 5.00% | 0.65% | ||
| 12/1/13 | $55,000 | 5.00% | 0.83% | ||
| 12/1/14 | $55,000 | 5.00% | 1.07% | ||
| 12/1/15 | $55,000 | 5.00% | 1.38% | ||
| 12/1/16 | $55,000 | 2.00% | 1.71% | ||
| 12/1/17 | $55,000 | 2.25% | 2.00% | ||
| 12/1/18 | $55,000 | 2.50% | 2.28% | ||
| 12/1/19 | $60,000 | 2.75% | 2.59% | ||
| 12/1/23 | $250,000 | 5.25% | 3.21% | ||
| 12/1/32 | $685,000 | 4.00% | 4.05% | ||
| 12/1/40 | $830,000 | 4.25% | 4.25% |
L.O.: Peck, Shaffer & Williams, Cincinnati, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Fifth Third Sec, TIC 4.1817%
PENNSYLVANIA
Easton (City)
Oct 12, 2011 . . . . . . $7,715,000
General Obligation Bonds, Series of 2011 (book entry).
Dated Nov 15, 2011.
Due Nov 15, 2012 to 2026.
Callable Nov 15, 2016 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.3847%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/12 | $15,000 | 2.00% | 0.75% | AGM | |
| 11/15/13 | $260,000 | 2.00% | 1.00% | AGM | |
| 11/15/14 | $270,000 | 3.00% | 1.32% | AGM | |
| 11/15/15 | $1,125,000 | 3.00% | 1.73% | AGM | |
| 11/15/16 | $1,160,000 | 3.00% | 2.06% | AGM | |
| 11/15/17 | $1,190,000 | 2.25% | 2.34% | AGM | |
| 11/15/18 | $1,220,000 | 2.65% | 2.75% | AGM | |
| 11/15/19 | $345,000 | 3.10% | 3.15% | AGM | |
| 11/15/20 | $355,000 | 3.25% | 3.40% | AGM | |
| 11/15/21 | $375,000 | 3.40% | 3.50% | AGM | |
| 11/15/22 | $390,000 | 3.55% | 3.65% | AGM | |
| 11/15/23 | $405,000 | 3.65% | 3.75% | AGM | |
| 11/15/24 | $420,000 | 3.80% | 3.90% | AGM | |
| 11/15/25 | $90,000 | 4.00% | 4.00% | AGM | |
| 11/15/26 | $95,000 | 4.05% | 4.15% | AGM |
L.O.: King, Spry, Herman, Freund & Faul, Bethlehem, PA.
F.A.: Valco Capital Ltd., Ligonier, PA.
Other bidders were:
BNY Mellon Cap Mkts, TIC 3.4419%
Raymond James, TIC 3.4615%
Roosevelt & Cross, TIC 3.5508%
Hutchinson Shockey, TIC 4.3591%
SOUTH CAROLINA
Jasper County
Oct 12, 2011 . . . . . . $4,500,000
General Obligation Bonds of 2011 (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Nov 1, 2017 to 2041.
Callable Nov 1, 2021 at par.
Winning bid: Hutchinson Shockey, at 100.3892, TIC 4.9315%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $30,000 | 7.00% | NRO | NRO | |
| 11/1/18 | $30,000 | 7.00% | NRO | NRO | |
| 11/1/19 | $35,000 | 7.00% | NRO | NRO | |
| 11/1/20 | $35,000 | 4.00% | NRO | NRO | |
| 11/1/21 | $35,000 | 4.00% | NRO | NRO | |
| 11/1/22 | $40,000 | 4.10% | NRO | NRO | |
| 11/1/23 | $40,000 | 4.20% | NRO | NRO | |
| 11/1/24 | $40,000 | 4.30% | NRO | NRO | |
| 11/1/25 | $40,000 | 4.40% | NRO | NRO | |
| 11/1/26 | $45,000 | 4.50% | NRO | NRO | |
| 11/1/36 | $515,000 | 7.00% | NRO | NRO | |
| 11/1/37 | $650,000 | 4.60% | NRO | NRO | |
| 11/1/38 | $680,000 | 4.75% | NRO | NRO | |
| 11/1/39 | $720,000 | 4.75% | NRO | NRO | |
| 11/1/40 | $760,000 | 4.75% | NRO | NRO | |
| 11/1/41 | $805,000 | 4.75% | NRO | NRO |
L.O.: Howell Linkous & Nettles, LLC, Charleston, SC.
F.A.: Municipal Advisors Group of Boston, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 4.9618%
Oppenheimer, TIC 5.3642%
TEXAS
Cinco Municipal Utility District No. 1
Oct 12, 2011 . . . . . . $1,000,000
Contract Revenue Bonds, Series 2011A (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Dec 1, 2012 to 2032.
Callable Dec 1, 2019 at par.
Winning bid: FirstSouthwest, at 99.2000, NIC 4.3305%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $50,000 | 4.00% | 1.50% | ||
| 12/1/13 | $50,000 | 4.00% | 1.75% | ||
| 12/1/14 | $50,000 | 4.00% | 2.00% | ||
| 12/1/15 | $50,000 | 4.00% | 2.25% | ||
| 12/1/16 | $50,000 | 3.00% | 2.50% | ||
| 12/1/17 | $50,000 | 3.00% | 2.75% | ||
| 12/1/18 | $50,000 | 3.10% | 3.10% | ||
| 12/1/19 | $50,000 | 3.50% | 3.50% | ||
| 12/1/20 | $50,000 | 3.75% | 3.75% | ||
| 12/1/21 | $50,000 | 3.90% | 3.90% | ||
| 12/1/22 | $50,000 | 4.00% | 4.00% | ||
| 12/1/23 | $45,000 | 4.00% | 4.10% | ||
| 12/1/24 | $45,000 | 4.10% | 4.20% | ||
| 12/1/32 | $360,000 | 4.625% | 4.70% |
L.O.: Allen Boone Humphries LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.4349%
Fort Bend County Municipal Utility District No. 165
Oct 12, 2011 . . . . . . $2,135,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Sep 1, 2012 to 2036.
Callable Sep 1, 2019 at par.
Winning bid: FirstSouthwest, at 97.5000, NIC 4.9294%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $50,000 | 3.00% | 1.75% | ||
| 9/1/13 | $40,000 | 3.00% | 2.00% | ||
| 9/1/14 | $45,000 | 3.00% | 2.25% | ||
| 9/1/15 | $45,000 | 3.00% | 2.50% | ||
| 9/1/16 | $50,000 | 3.00% | 2.75% | ||
| 9/1/17 | $55,000 | 3.00% | 3.00% | ||
| 9/1/18 | $55,000 | 3.40% | 3.40% | ||
| 9/1/19 | $60,000 | 3.70% | 3.70% | ||
| 9/1/20 | $60,000 | 4.00% | 4.00% | ||
| 9/1/21 | $65,000 | 4.00% | 4.10% | ||
| 9/1/25 | $310,000 | 4.45% | 4.45% | ||
| 9/1/26 | $90,000 | 4.60% | 4.60% | ||
| 9/1/27 | $95,000 | 4.70% | 4.70% | ||
| 9/1/28 | $100,000 | 4.85% | 4.85% | ||
| 9/1/30 | $215,000 | 5.00% | 5.00% | ||
| 9/1/36 | $800,000 | 5.00% | 5.10% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Southwest Securities, NIC 5.0122%
GMS Group, NIC 5.0338%
WISCONSIN
Sparta Area School District
Oct 11, 2011 . . . . . . $2,835,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Dec 2, 2011.
Due Mar 1, 2013 to 2018.
Non-callable.
Winning bid: Bankers' Bank, at n/a, TIC 1.26%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $835,000 | 0.80% | NRO | NRO | |
| 3/1/14 | $790,000 | 0.80% | NRO | NRO | |
| 3/1/16 | $420,000 | 1.20% | NRO | NRO | |
| 3/1/17 | $380,000 | 1.40% | NRO | NRO | |
| 3/1/18 | $410,000 | 1.70% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
BMO Harris Bank N.A., TIC 1.5875%
BOSC, TIC 1.748%
UMB Bank, TIC 1.852%
US Bancorp Piper, TIC 1.8985%
Hutchinson Shockey, TIC 2.4683%
TAXABLE ISSUES
KENTUCKY
Fleming County School District Finance Corporation
Oct 12, 2011 . . . . . . $11,918,000
Qualified School Construction Bonds, Taxable Series 2011 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Oct 1, 2011.
Due Oct 1, 2030.
Callable Oct 1, 2021 at par.
Winning bid: Robert W. Baird, at 99.0000, NIC 4.7026%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/30 | $11,918,000 | 4.65% | NRO | NRO |
Other managers: Ross, Sinclaire & Associates, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, SAMCO Capital Markets, Crews & Associates, Inc., Edward D. Jones & Co., Kildare Capital, Inc., Loop Capital Markets, LLC, Davenport & Company LLC, First Kentucky Securities Corp., Jackson Securities Inc., PNC Capital Markets, Vining-Sparks IBG, Limited Partnership, FTN Financial Capital Markets, NW Capital Markets Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 5.0997%
Morgan Keegan, NIC 5.1409%
Sterne Agee, NIC 5.1526%
Ramirez, NIC 5.5411%
MICHIGAN
Michigan
Oct 12, 2011 . . . . . . $30,110,000
General Obligation School Loan Bonds, Series 2011B (Taxable) (book entry).
Dated Oct 19, 2011.
Due Dec 1, 2022.
Non-callable.
Winning bid: BofA Merrill Lynch, at 99.6220, NIC 3.734%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/22 | $30,110,000 | 3.70% | 3.70% |
L.O.: Dickinson Wright PLLC, Lansing, MI; and State Attorney General.
F.A.: Robert W. Baird & Co., Inc., Lansing, MI; and Robert W. Baird & Co., Inc., Traverse City, MI.
Other bidders were:
Morgan Stanley, NIC 3.7959%
Ramirez, NIC 3.9657%
Barclays Capital, NIC 3.99%
Jefferies, NIC 4.04%
Citigroup, NIC 4.0728%
Wells Fargo Secs, NIC 4.077%
Goldman Sachs, NIC 4.0828%
Morgan Keegan, NIC 4.1399%
JPMorgan, NIC 4.1797%
Raymond James, NIC 4.19%
BMO Cap Mkts GKST, NIC 4.226%
Michigan
Oct 12, 2011 . . . . . . $65,395,000
General Obligation Environmental Program and Refunding Bonds, Series 2011B (Taxable) (book entry).
Dated Oct 19, 2011.
Due Dec 1, 2013 to 2020.
Non-callable.
Winning bid: JPMorgan, at 99.3956, NIC 2.5894%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/13 | $35,880,000 | 0.65% | NRO | NRO | |
| 12/1/17 | $7,375,000 | 2.65% | NRO | NRO | |
| 12/1/18 | $7,380,000 | 2.85% | NRO | NRO | |
| 12/1/19 | $7,380,000 | 3.25% | NRO | NRO | |
| 12/1/20 | $7,380,000 | 3.375% | NRO | NRO |
L.O.: Dickinson Wright PLLC, Lansing, MI; and State Attorney General.
F.A.: Robert W. Baird & Co., Inc., Lansing, MI; and Robert W. Baird & Co., Inc., Traverse City, MI.
Other bidders were:
BofA Merrill Lynch, NIC 2.6348%
Piper Jaffray, NIC 2.6384%
Citigroup, NIC 2.6385%
Wells Fargo Secs, NIC 2.651%
Morgan Keegan, NIC 2.6725%
Morgan Stanley, NIC 2.683%
Barclays Capital, NIC 2.7518%
Goldman Sachs, NIC 2.7823%
Ramirez, NIC 2.8172%
Jefferies, NIC 3.1712%
NEW JERSEY
Ocean Township (Ocean County)
Oct 12, 2011 . . . . . . $630,850
Taxable Bond Anticipation Notes.
Dated Oct 19, 2011.
Due Oct 19, 2012.
Purchased $630,850.00 by Oppenheimer, at 2.59%, plus $200.00, effective rate 2.625%.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 2.75%
WISCONSIN
Oconto Falls (City)
Oct 11, 2011 . . . . . . $1,505,000
Taxable General Obligation Refunding Bonds, Series 2011A (book entry).
Dated Oct 27, 2011.
Due Dec 1, 2012 to 2020.
Callable Dec 1, 2018 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.8158%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $50,000 | 1.25% | NRO | NRO | |
| 12/1/13 | $200,000 | 1.25% | NRO | NRO | |
| 12/1/14 | $170,000 | 1.50% | NRO | NRO | |
| 12/1/15 | $170,000 | 1.80% | NRO | NRO | |
| 12/1/16 | $170,000 | 2.20% | NRO | NRO | |
| 12/1/17 | $170,000 | 2.50% | NRO | NRO | |
| 12/1/18 | $175,000 | 2.80% | NRO | NRO | |
| 12/1/19 | $200,000 | 3.20% | NRO | NRO | |
| 12/1/20 | $200,000 | 3.50% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BMO Harris Bank N.A., TIC 3.3874%
Bernardi Securities, TIC 3.6409%
Robert W. Baird, TIC 5.1563%
