ARKANSAS
Mountain Pine School District No. 46 of Garland County
Jun 7, 2011 . . . . . . $740,000
Refunding Bonds (Arkansas State School District Credit Enahncement Program) (bank qualified) (book entry).
Dated Jul 1, 2011.
Due Jun 1, 2012 to 2028.
Callable Dec 1, 2013 at par.
Winning bid: Ross Sinclaire, at 98.1483, TIC 3.1708%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $95,000 | 0.75% | NRO | NRO | |
| 6/1/18 | $155,000 | 1.80% | NRO | NRO | |
| 6/1/22 | $180,000 | 2.75% | NRO | NRO | |
| 6/1/25 | $145,000 | 3.25% | NRO | NRO | |
| 6/1/28 | $165,000 | 3.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 3.3235%
Morgan Keegan, TIC 3.3778%
Sterne Agee, TIC 3.8121%
Southside School District No. 3 of Independence County
Jun 7, 2011 . . . . . . $1,145,000
Construction Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jun 15, 2011.
Due Feb 1, 2012 to 2036.
Callable Aug 1, 2016 at par.
Winning bid: Crews & Associates, at 98.2900, TIC 3.7894%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $110,000 | 1.00% | NRO | NRO | |
| 2/1/17 | $105,000 | 1.875% | NRO | NRO | |
| 2/1/20 | $105,000 | 2.625% | NRO | NRO | |
| 2/1/23 | $120,000 | 3.00% | NRO | NRO | |
| 2/1/26 | $130,000 | 3.625% | NRO | NRO | |
| 2/1/32 | $315,000 | 3.875% | NRO | NRO | |
| 2/1/36 | $260,000 | 4.00% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.9267%
FTN Fin Cap Mkts, TIC 3.9753%
Morgan Keegan, TIC 4.1161%
White County Central School District No. 48 of White County
Jun 7, 2011 . . . . . . $2,645,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jun 15, 2011.
Due Feb 1, 2012 to 2027.
Callable Aug 1, 2016 at par.
Winning bid: Morgan Keegan, at 98.8011, TIC 2.9952%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $30,000 | 1.00% | NRO | NRO | |
| 2/1/13 | $140,000 | 2.00% | NRO | NRO | |
| 2/1/14 | $145,000 | 2.00% | NRO | NRO | |
| 2/1/15 | $145,000 | 2.00% | NRO | NRO | |
| 2/1/16 | $150,000 | 2.00% | NRO | NRO | |
| 2/1/17 | $155,000 | 2.00% | NRO | NRO | |
| 2/1/18 | $160,000 | 2.00% | NRO | NRO | |
| 2/1/19 | $165,000 | 2.25% | NRO | NRO | |
| 2/1/20 | $175,000 | 2.50% | NRO | NRO | |
| 2/1/22 | $360,000 | 2.75% | NRO | NRO | |
| 2/1/24 | $385,000 | 3.00% | NRO | NRO | |
| 2/1/25 | $205,000 | 3.25% | NRO | NRO | |
| 2/1/26 | $210,000 | 3.25% | NRO | NRO | |
| 2/1/27 | $220,000 | 3.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 2.9967%
Crews & Associates, TIC 3.032%
Sterne Agee, TIC 3.1964%
CALIFORNIA
Atascadero Unified School District
Jun 7, 2011 . . . . . . $25,500,000
General Obligation Bonds, 2010 Election, Series A (book entry).
Dated Jun 21, 2011.
Due Aug 1, 2012 to 2040.
Callable Aug 1, 2021 at par.
Winning bid: Raymond James, at 100.3790, TIC 4.7792%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $375,000 | 2.00% | NRO | NRO | AGM |
| 8/1/13 | $395,000 | 2.00% | NRO | NRO | AGM |
| 8/1/14 | $420,000 | 2.00% | NRO | NRO | AGM |
| 8/1/15 | $440,000 | 3.00% | NRO | NRO | AGM |
| 8/1/16 | $465,000 | 3.00% | NRO | NRO | AGM |
| 8/1/17 | $490,000 | 3.00% | NRO | NRO | AGM |
| 8/1/18 | $520,000 | 3.00% | NRO | NRO | AGM |
| 8/1/19 | $550,000 | 3.00% | NRO | NRO | AGM |
| 8/1/20 | $580,000 | 4.00% | NRO | NRO | AGM |
| 8/1/21 | $610,000 | 4.00% | 3.15% | AGM | |
| 8/1/22 | $655,000 | 4.00% | 3.35% | AGM | |
| 8/1/23 | $680,000 | 4.00% | 3.55% | AGM | |
| 8/1/25 | $1,470,000 | 5.25% | NRO | NRO | AGM |
| 8/1/26 | $795,000 | 4.125% | 4.25% | AGM | |
| 8/1/27 | $840,000 | 5.00% | 4.25% | AGM | |
| 8/1/29 | $1,820,000 | 5.25% | NRO | NRO | AGM |
| 8/1/30 | $985,000 | 4.75% | 4.75% | AGM | |
| 8/1/31 | $1,040,000 | 5.00% | 4.75% | AGM | |
| 8/1/32 | $1,100,000 | 5.00% | 4.85% | AGM | |
| 8/1/33 | $1,160,000 | 5.00% | 4.95% | AGM | |
| 8/1/35 | $2,515,000 | 5.00% | 5.03% | AGM | |
| 8/1/36 | $1,360,000 | 5.00% | 5.08% | AGM | |
| 8/1/40 | $6,235,000 | 5.00% | 5.20% | AGM |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Wiley Bros.-Aintree Capital LLC.
L.O.: Jones Hall, San Francisco, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
Southwest Securities, TIC 4.7888%
Wells Fargo Secs, TIC 4.7996%
Stone & Youngberg, TIC 4.8232%
Robert W. Baird, TIC 4.9146%
Kern County
Jun 7, 2011 . . . . . . $200,000,000
2011-12 Tax and Revenue Anticipation Notes (book entry).
Dated Jul 1, 2011.
Due Jun 29, 2012.
Purchased $200,000,000.00 by BofA Merrill Lynch, at 3.0%, plus $5,402,000.00, effective rate 0.2765%.
L.O.: Stradling, Yocca, Carlson & Rauth, Sacramento, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
BofA Merrill Lynch, Effective Rate 0.2912%
JPMorgan, Effective Rate 0.299%
Wells Fargo Secs, Effective Rate 0.32%
Citigroup, Effective Rate 0.3511%
Jefferies, Effective Rate 0.3601%
Morgan Stanley, Effective Rate 0.368%
Piper Jaffray, Effective Rate 0.37%
Goldman Sachs, Effective Rate 0.5023%
CONNECTICUT
Connecticut Health and Educational Facilities Authority
Jun 7, 2011 . . . . . . $14,245,000
Revenue Refunding Bonds, Connecticut State University System Issue, Series K (book entry).
Dated Jun 22, 2011.
Due Nov 1, 2012 to 2019.
Non-callable.
Winning bid: Wells Fargo Secs, at 111.7687, TIC 2.257%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/12 | $5,000 | 3.00% | 0.35% | ||
| 11/1/13 | $5,000 | 3.00% | 0.64% | ||
| 11/1/14 | $5,000 | 3.00% | 0.93% | ||
| 11/1/15 | $5,000 | 3.00% | 1.22% | ||
| 11/1/16 | $5,000 | 3.00% | 1.43% | ||
| 11/1/17 | $4,560,000 | 4.00% | 1.80% | ||
| 11/1/18 | $4,735,000 | 4.00% | 2.14% | ||
| 11/1/19 | $4,925,000 | 4.00% | 2.43% |
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
JPMorgan, TIC 2.4763%
Hutchinson Shockey, TIC 2.4765%
Robert W. Baird, TIC 2.5886%
Jefferies, TIC 2.6034%
Piper Jaffray, TIC 2.6074%
Roosevelt & Cross, TIC 2.6406%
Morgan Stanley, TIC 2.6793%
Connecticut Health and Educational Facilities Authority
Jun 7, 2011 . . . . . . $27,035,000
Revenue Bonds, Connecticut State Unversity System Issue, Series J (book entry).
Dated Jun 22, 2011.
Due Nov 1, 2012 to 2031.
Callable Nov 1, 2021 at par.
Winning bid: Wells Fargo Secs, at 101.2677, TIC 3.6014%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/12 | $1,025,000 | 2.00% | 0.35% | ||
| 11/1/13 | $1,045,000 | 2.00% | 0.64% | ||
| 11/1/14 | $1,070,000 | 2.00% | 0.93% | ||
| 11/1/15 | $1,090,000 | 2.00% | 1.22% | ||
| 11/1/16 | $1,105,000 | 2.00% | 1.43% | ||
| 11/1/17 | $1,130,000 | 3.00% | 1.80% | ||
| 11/1/18 | $1,165,000 | 3.00% | 2.14% | ||
| 11/1/19 | $1,200,000 | 3.00% | 2.43% | ||
| 11/1/20 | $1,235,000 | 3.00% | 2.68% | ||
| 11/1/21 | $1,270,000 | 3.00% | 2.88% | ||
| 11/1/22 | $1,310,000 | 3.00% | 3.15% | ||
| 11/1/23 | $1,350,000 | 3.25% | 3.35% | ||
| 11/1/24 | $1,390,000 | 5.00% | 3.40% | ||
| 11/1/25 | $1,465,000 | 5.00% | 3.56% | ||
| 11/1/26 | $1,535,000 | 4.00% | 3.90% | ||
| 11/1/27 | $1,595,000 | 4.00% | 4.00% | ||
| 11/1/28 | $1,665,000 | 4.00% | 4.05% | ||
| 11/1/29 | $1,725,000 | 4.00% | 4.15% | ||
| 11/1/30 | $1,795,000 | 4.00% | 4.20% | ||
| 11/1/31 | $1,870,000 | 4.00% | 4.25% |
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 3.655%
JPMorgan, TIC 3.7557%
Hutchinson Shockey, TIC 3.7638%
Piper Jaffray, TIC 3.7757%
Morgan Stanley, TIC 3.8336%
Jefferies, TIC 3.8384%
Robert W. Baird, TIC 3.9077%
IOWA
Altoona (City)
Jun 6, 2011 . . . . . . $1,035,000
General Obligation Corporate Purpose Bonds, Series 2011A (bank qualified) (book entry).
Dated Jul 5, 2011.
Due Jun 1, 2012 to 2021.
Callable Jun 1, 2017 at par.
Winning bid: UMB Bank, at 99.4700, TIC 2.029%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $100,000 | 0.40% | NRO | NRO | |
| 6/1/13 | $100,000 | 0.60% | NRO | NRO | |
| 6/1/14 | $100,000 | 0.80% | NRO | NRO | |
| 6/1/15 | $100,000 | 1.10% | NRO | NRO | |
| 6/1/16 | $100,000 | 1.40% | NRO | NRO | |
| 6/1/17 | $100,000 | 1.70% | NRO | NRO | |
| 6/1/18 | $105,000 | 2.00% | NRO | NRO | |
| 6/1/19 | $105,000 | 2.20% | NRO | NRO | |
| 6/1/20 | $110,000 | 2.40% | NRO | NRO | |
| 6/1/21 | $115,000 | 2.60% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
D.A. Davidson, TIC 2.1326%
Hutchinson Shockey, TIC 2.1517%
Robert W. Baird, TIC 2.4364%
Bondurant (City)
Jun 6, 2011 . . . . . . $1,550,000
General Obligation Corporate Purpose Bonds, Series 2011 (bank qualified) (book entry).
Dated Jul 6, 2011.
Due Jun 1, 2012 to 2026.
Callable Jun 1, 2019 at par.
Winning bid: UMB Bank, at 99.0800, TIC 2.8297%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $30,000 | 1.00% | NRO | NRO | |
| 6/1/13 | $35,000 | 1.00% | NRO | NRO | |
| 6/1/14 | $80,000 | 1.00% | NRO | NRO | |
| 6/1/15 | $95,000 | 1.30% | NRO | NRO | |
| 6/1/16 | $100,000 | 1.45% | NRO | NRO | |
| 6/1/17 | $100,000 | 1.70% | NRO | NRO | |
| 6/1/18 | $105,000 | 2.00% | NRO | NRO | |
| 6/1/19 | $110,000 | 2.20% | NRO | NRO | |
| 6/1/20 | $115,000 | 2.40% | NRO | NRO | |
| 6/1/21 | $115,000 | 2.60% | NRO | NRO | |
| 6/1/22 | $120,000 | 2.80% | NRO | NRO | |
| 6/1/23 | $125,000 | 3.00% | NRO | NRO | |
| 6/1/24 | $135,000 | 3.20% | NRO | NRO | |
| 6/1/25 | $140,000 | 3.30% | NRO | NRO | |
| 6/1/26 | $145,000 | 3.45% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 3.0259%
Northland Securities, TIC 3.0877%
Robert W. Baird, TIC 3.171%
D.A. Davidson, TIC 3.1816%
Orange City (City)
Jun 6, 2011 . . . . . . $3,885,000
General Obligation Bonds, Series 2011A (bank qualified) (book entry).
Dated Jul 7, 2011.
Due Jun 1, 2012 to 2031.
Callable Jun 1, 2018 at par.
Winning bid: UMB Bank, at 98.9150, TIC 3.0273%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $210,000 | 0.40% | NRO | NRO | |
| 6/1/13 | $200,000 | 0.60% | NRO | NRO | |
| 6/1/14 | $225,000 | 0.80% | NRO | NRO | |
| 6/1/15 | $280,000 | 1.10% | NRO | NRO | |
| 6/1/16 | $285,000 | 1.40% | NRO | NRO | |
| 6/1/17 | $285,000 | 1.70% | NRO | NRO | |
| 6/1/18 | $295,000 | 2.00% | NRO | NRO | |
| 6/1/19 | $200,000 | 2.20% | NRO | NRO | |
| 6/1/20 | $210,000 | 2.40% | NRO | NRO | |
| 6/1/21 | $185,000 | 2.60% | NRO | NRO | |
| 6/1/22 | $195,000 | 2.80% | NRO | NRO | |
| 6/1/23 | $180,000 | 3.00% | NRO | NRO | |
| 6/1/24 | $185,000 | 3.25% | NRO | NRO | |
| 6/1/25 | $120,000 | 3.30% | NRO | NRO | |
| 6/1/26 | $125,000 | 3.45% | NRO | NRO | |
| 6/1/27 | $130,000 | 3.65% | NRO | NRO | |
| 6/1/28 | $135,000 | 3.75% | NRO | NRO | |
| 6/1/31 | $440,000 | 4.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Ruan Securities A Division of D.A. Davidson & Co., Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 3.0481%
FTN Fin Cap Mkts, TIC 3.0751%
D.A. Davidson, TIC 3.1079%
Robert W. Baird, TIC 3.1485%
Northland Securities, TIC 3.2004%
Sterne Agee, TIC 3.3398%
Waukon (City)
Jun 6, 2011 . . . . . . $1,890,000
General Obligation Corporate Purpose Bonds, Series 2011 (bank qualified) (book entry).
Dated Jun 1, 2011.
Due Jun 1, 2013 to 2031.
Callable Jun 1, 2018 at par.
Winning bid: UMB Bank, at 98.8400, TIC 3.1814%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $115,000 | 0.65% | NRO | NRO | |
| 6/1/14 | $120,000 | 0.85% | NRO | NRO | |
| 6/1/15 | $120,000 | 1.15% | NRO | NRO | |
| 6/1/16 | $120,000 | 1.45% | NRO | NRO | |
| 6/1/17 | $125,000 | 1.80% | NRO | NRO | |
| 6/1/18 | $130,000 | 2.10% | NRO | NRO | |
| 6/1/19 | $130,000 | 2.30% | NRO | NRO | |
| 6/1/20 | $135,000 | 2.50% | NRO | NRO | |
| 6/1/21 | $140,000 | 2.70% | NRO | NRO | |
| 6/1/22 | $140,000 | 2.90% | NRO | NRO | |
| 6/1/24 | $120,000 | 3.30% | NRO | NRO | |
| 6/1/26 | $130,000 | 3.65% | NRO | NRO | |
| 6/1/28 | $140,000 | 4.00% | NRO | NRO | |
| 6/1/31 | $225,000 | 4.15% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 3.2001%
Northland Securities, TIC 3.3122%
Robert W. Baird, TIC 3.3216%
KENTUCKY
Kentucky Interlocal School Transportation Association
Jun 7, 2011 . . . . . . $865,000
Equipment Lease Certificates of Participation, Second Series of 2011 (book entry).
Dated Jun 1, 2011.
Due Mar 1, 2012 to 2021.
Callable Mar 1, 2016 at par.
Winning bid: Ross Sinclaire, at 99.0000, NIC 3.1046%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $100,000 | 1.00% | NRO | NRO | |
| 3/1/14 | $175,000 | 1.50% | NRO | NRO | |
| 3/1/16 | $165,000 | 2.00% | NRO | NRO | |
| 3/1/18 | $175,000 | 2.75% | NRO | NRO | |
| 3/1/21 | $250,000 | 3.60% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Paducah Independent School District Finance Corporation
Jun 7, 2011 . . . . . . $211,000
School Building Refunding Revenue Bonds, Tax-Exempt Series of 2011 (bank qualified) (book entry).
Dated Jul 12, 2011.
Due Apr 1, 2012 to 2021.
Non-callable.
Winning bid: J.J.B. Hilliard, at 99.0020, NIC 2.9836%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/21 | $211,000 | 2.80% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Morgan Keegan, NIC 3.3789%
Paducah Independent School District Finance Corporation
Jun 7, 2011 . . . . . . $3,170,000
School Building Revenue Bonds, Tax-Exempt Series of 2011 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jun 29, 2011.
Due Jun 1, 2012 to 2031.
Callable Jun 1, 2021 at par.
Winning bid: Morgan Keegan, at 99.5505, NIC 3.5975%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $130,000 | 2.00% | NRO | NRO | |
| 6/1/13 | $125,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $130,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $130,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $135,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $135,000 | 2.00% | NRO | NRO | |
| 6/1/19 | $280,000 | 2.50% | NRO | NRO | |
| 6/1/21 | $295,000 | 2.875% | NRO | NRO | |
| 6/1/23 | $315,000 | 3.15% | NRO | NRO | |
| 6/1/25 | $335,000 | 3.50% | NRO | NRO | |
| 6/1/27 | $355,000 | 3.75% | NRO | NRO | |
| 6/1/29 | $385,000 | 4.00% | NRO | NRO | |
| 6/1/31 | $420,000 | 4.25% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 3.7878%
Stifel Nicolaus, NIC 3.8436%
Sterne Agee, NIC 3.8454%
J.J.B. Hilliard, NIC 3.9077%
LOUISIANA
East Ouachita Parish School District of the Parish of Ouachita
Jun 7, 2011 . . . . . . $9,800,000
General Obligation School Bonds, Series 2011 (bank qualified).
Dated Jul 1, 2011.
Due Mar 1, 2012 to 2031.
Callable Mar 1, 2021 at par.
Winning bid: Vining-Sparks IBG, at 100.1375, TIC 3.5261%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $300,000 | 2.00% | NRO | NRO | |
| 3/1/13 | $315,000 | 2.00% | NRO | NRO | |
| 3/1/14 | $330,000 | 2.00% | NRO | NRO | |
| 3/1/15 | $345,000 | 2.00% | 1.18% | ||
| 3/1/16 | $365,000 | 2.00% | 1.38% | ||
| 3/1/17 | $380,000 | 2.00% | 1.75% | ||
| 3/1/18 | $400,000 | 2.25% | 2.09% | ||
| 3/1/19 | $420,000 | 2.50% | 2.38% | ||
| 3/1/20 | $440,000 | 2.75% | 2.62% | ||
| 3/1/21 | $460,000 | 3.00% | 2.80% | ||
| 3/1/22 | $485,000 | 3.00% | 3.00% | ||
| 3/1/23 | $505,000 | 3.125% | 3.15% | ||
| 3/1/24 | $530,000 | 3.50% | 3.30% | ||
| 3/1/25 | $560,000 | 3.75% | 3.45% | ||
| 3/1/26 | $585,000 | 4.00% | 3.60% | ||
| 3/1/27 | $615,000 | 4.00% | 3.70% | ||
| 3/1/28 | $645,000 | 4.00% | 3.80% | ||
| 3/1/29 | $675,000 | 4.00% | 3.90% | ||
| 3/1/30 | $705,000 | 4.00% | 4.00% | ||
| 3/1/31 | $740,000 | 4.00% | 4.05% |
Other managers: Duncan-Williams, Inc., Ross, Sinclaire & Associates, Inc..
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Municipal Official(s).
Other bidders were:
Morgan Keegan, TIC 3.5457%
Sterne Agee, TIC 3.5993%
Southwest Securities, TIC 3.6546%
Robert W. Baird, TIC 3.6961%
MASSACHUSETTS
Adams Cheshire Regional School District
Jun 7, 2011 . . . . . . $675,000
Bond Anticipation Notes (bank qualified).
Dated Jun 24, 2011.
Due Jun 22, 2012.
Purchased $675,000.00 by People's United Bk, at 1.08%, effective rate 1.08%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 1.1%
Eastern Bk Cap Mkts, Effective Rate 1.15%
Oppenheimer, Effective Rate 1.3299%
Andover (Town)
Jun 7, 2011 . . . . . . $488,000
General Obligation Bond Anticipation Notes (new) (bank qualified).
Dated Jun 23, 2011.
Due Feb 24, 2012.
Purchased $488,000.00 by Century Bk, at 0.9%, plus $976.00, effective rate 0.6012%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
People's United Bk, Effective Rate 1.05%
Eastern Bk Cap Mkts, Effective Rate 1.138%
Oppenheimer, Effective Rate 1.5536%
East Bridgewater (Town)
Jun 7, 2011 . . . . . . $34,000,000
General Obligation Municipal Purpose Loan of 2011 Bonds (book entry).
Dated Jun 21, 2011.
Due Jun 15, 2012 to 2031.
Callable Jun 15, 2021 at par.
Winning bid: Piper Jaffray, at 105.7415, TIC 3.776%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $1,145,000 | 3.00% | 0.55% | ||
| 6/15/13 | $1,155,000 | 3.00% | NRO | NRO | |
| 6/15/14 | $1,190,000 | 3.00% | NRO | NRO | |
| 6/15/15 | $1,225,000 | 4.00% | 1.33% | ||
| 6/15/16 | $1,275,000 | 4.00% | 1.63% | ||
| 6/15/17 | $1,325,000 | 4.00% | 2.00% | ||
| 6/15/18 | $1,375,000 | 5.00% | 2.34% | ||
| 6/15/19 | $1,450,000 | 5.00% | 2.63% | ||
| 6/15/20 | $1,520,000 | 5.00% | 2.87% | ||
| 6/15/21 | $1,595,000 | 5.00% | 3.00% | ||
| 6/15/22 | $1,680,000 | 5.00% | 3.23% | ||
| 6/15/23 | $1,760,000 | 5.00% | NRO | NRO | |
| 6/15/24 | $1,845,000 | 5.00% | NRO | NRO | |
| 6/15/25 | $1,940,000 | 5.00% | 3.76% | ||
| 6/15/26 | $2,035,000 | 4.00% | 4.00% | ||
| 6/15/27 | $2,120,000 | 4.00% | 4.08% | ||
| 6/15/28 | $2,200,000 | 4.125% | 4.17% | ||
| 6/15/29 | $2,290,000 | 4.125% | 4.26% | ||
| 6/15/30 | $2,385,000 | 4.25% | 4.35% | ||
| 6/15/31 | $2,490,000 | 4.25% | 4.44% |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 3.7972%
Morgan Keegan, TIC 3.9317%
Janney Montgomery, TIC 3.9667%
Fidelity Capital, TIC 3.9705%
Greenfield (Town)
May 26, 2011 . . . . . . $2,425,900
Bond Anticipation Notes (new/renewal) (bank qualified) (book entry).
Dated Jun 3, 2011.
Due Jun 1, 2012.
Purchased $2,425,900.00 by Eastern Bk Cap Mkts, at 1.5%, plus $11,386.64, effective rate 1.028%.
L.O.: State Bureau of Accounts.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
People's United Bk, Effective Rate 1.08%
North Andover (Town)
Jun 7, 2011 . . . . . . $652,812
Bond Anticipation Notes, (Renewal) (bank qualified).
Dated Jun 16, 2011.
Due Jun 15, 2012.
Purchased $652,810.00 by Eastern Bk Cap Mkts, at 1.05%, effective rate 1.05%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 1.05%
Sharon (Town)
Jun 7, 2011 . . . . . . $863,000
Bond Anticipation Notes (bank qualified).
Dated Jun 10, 2011.
Due Dec 9, 2011.
Purchased $863,000.00 by Century Bk, at 0.8%, effective rate 0.8%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.95%
UniBank Fiscal Adv, Effective Rate 1.05%
Oppenheimer, Effective Rate 1.3389%
Southbridge (Town)
May 12, 2011 . . . . . . $20,000,000
General Obligation Bond Anticipation Notes (book entry).
Dated May 23, 2011.
Due May 15, 2013.
Purchased $2,000,000.00 by Eastern Bk Cap Mkts, at 2.0%, plus $41,020.00, effective rate 0.963%.
Purchased $18,000,000.00 by FirstSouthwest, at 1.5%, plus $137,014.20, effective rate 1.1151%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
FirstSouthwest, Effective Rate 1.1151%
Morgan Stanley, Effective Rate 1.1465%
Eastern Bk Cap Mkts, Effective Rate 1.1844%
Jefferies, Effective Rate 1.1857%
Eastern Bk Cap Mkts, Effective Rate 1.3882%
Eastern Bk Cap Mkts, Effective Rate 1.6107%
Oppenheimer, Effective Rate 1.6751%
Oppenheimer, Effective Rate 1.7737%
Oppenheimer, Effective Rate 1.8722%
Webster (Town)
Jun 7, 2011 . . . . . . $65,000
Bond Anticipation Notes (bank qualified).
Dated Jun 24, 2011.
Due Jun 22, 2012.
Purchased $65,000.00 by UniBank Fiscal Adv, at 1.05%, effective rate 1.05%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
People's United Bk, Effective Rate 1.12%
Eastern Bk Cap Mkts, Effective Rate 1.5%
West Springfield (Town)
Jun 7, 2011 . . . . . . $10,310,000
General Obligation Municipal Purpose Loan of 2011 Bonds (book entry).
Dated Jun 22, 2011.
Due Jun 15, 2012 to 2031.
Callable Jun 15, 2021 at par.
Winning bid: Roosevelt & Cross, at 101.9266, TIC 3.5121%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $635,000 | 3.00% | NRO | NRO | |
| 6/15/13 | $625,000 | 3.00% | NRO | NRO | |
| 6/15/14 | $620,000 | 3.00% | NRO | NRO | |
| 6/15/15 | $620,000 | 4.00% | NRO | NRO | |
| 6/15/16 | $620,000 | 3.00% | NRO | NRO | |
| 6/15/17 | $540,000 | 2.25% | NRO | NRO | |
| 6/15/18 | $540,000 | 2.50% | NRO | NRO | |
| 6/15/19 | $530,000 | 5.00% | NRO | NRO | |
| 6/15/20 | $530,000 | 4.00% | NRO | NRO | |
| 6/15/21 | $530,000 | 4.00% | NRO | NRO | |
| 6/15/22 | $525,000 | 3.25% | NRO | NRO | |
| 6/15/23 | $525,000 | 3.375% | NRO | NRO | |
| 6/15/24 | $525,000 | 3.625% | NRO | NRO | |
| 6/15/25 | $525,000 | 3.75% | NRO | NRO | |
| 6/15/26 | $525,000 | 4.00% | NRO | NRO | |
| 6/15/27 | $420,000 | 4.00% | NRO | NRO | |
| 6/15/28 | $420,000 | 4.125% | NRO | NRO | |
| 6/15/29 | $415,000 | 4.25% | NRO | NRO | |
| 6/15/30 | $415,000 | 4.25% | NRO | NRO | |
| 6/15/31 | $225,000 | 4.25% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Citigroup Global Markets, Inc., CL King & Associates.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 3.5602%
Raymond James, TIC 3.6722%
Janney Montgomery, TIC 3.8185%
Westfield (City)
Jun 7, 2011 . . . . . . $1,897,000
General Obligation Bond Anticipation Notes (book entry).
Dated Jun 17, 2011.
Due May 4, 2012.
Purchased $1,897,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $6,681.66, effective rate 0.85%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
MICHIGAN
Ionia County
Jun 7, 2011 . . . . . . $3,000,000
Water and Sewer Improvement Bonds (City of Ionia), Series 2011 (Limited Tax General Obligation) (bank qualified) (book entry).
Dated Jun 22, 2011.
Due Aug 1, 2013 to 2035.
Callable Aug 1, 2021 at par.
Winning bid: Raymond James, at 99.0000, TIC 4.6347%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $50,000 | 4.00% | 1.40% | ||
| 8/1/14 | $50,000 | 4.00% | 1.70% | ||
| 8/1/15 | $50,000 | 4.00% | 2.00% | ||
| 8/1/16 | $50,000 | 4.00% | 2.20% | ||
| 8/1/17 | $50,000 | 4.00% | 2.55% | ||
| 8/1/18 | $75,000 | 4.00% | 2.90% | ||
| 8/1/19 | $75,000 | 4.00% | 3.20% | ||
| 8/1/20 | $75,000 | 4.00% | 3.40% | ||
| 8/1/21 | $75,000 | 4.00% | 3.60% | ||
| 8/1/22 | $100,000 | 4.00% | 3.70% | ||
| 8/1/23 | $100,000 | 4.00% | 3.85% | ||
| 8/1/24 | $100,000 | 4.00% | 4.00% | ||
| 8/1/25 | $125,000 | 4.10% | 4.10% | ||
| 8/1/26 | $125,000 | 4.20% | 4.20% | ||
| 8/1/27 | $150,000 | 4.25% | 4.25% | ||
| 8/1/28 | $150,000 | 4.35% | 4.35% | ||
| 8/1/29 | $200,000 | 4.45% | 4.45% | ||
| 8/1/30 | $200,000 | 4.55% | 4.55% | ||
| 8/1/31 | $200,000 | 4.65% | 4.65% | ||
| 8/1/32 | $250,000 | 4.75% | 4.75% | ||
| 8/1/33 | $250,000 | 4.85% | 4.85% | ||
| 8/1/34 | $250,000 | 5.00% | 5.00% | ||
| 8/1/35 | $250,000 | 5.00% | 5.00% |
Other managers: Comerica Securities, Bernardi Securities, Inc., Oppenheimer & Co., Inc., Stifel, Nicolaus & Co., Inc..
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Lansing, MI; and Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Bendzinski & Company, Detroit, MI.
Other bidders were:
Hutchinson Shockey, TIC 4.675%
Robert W. Baird, TIC 4.9132%
MINNESOTA
Buffalo (City)
Jun 6, 2011 . . . . . . $5,925,000
General Obligation Capital Improvement Refunding Bonds, Series 2011A (bank qualified) (book entry).
Dated Jul 7, 2011.
Due Feb 1, 2012 to 2024.
Callable Feb 1, 2021 at par.
Winning bid: UMB Bank, at 99.2063, TIC 2.6215%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $160,000 | 0.40% | NRO | NRO | |
| 2/1/13 | $65,000 | 0.60% | NRO | NRO | |
| 2/1/14 | $230,000 | 0.75% | NRO | NRO | |
| 2/1/15 | $235,000 | 1.05% | NRO | NRO | |
| 2/1/16 | $225,000 | 1.40% | NRO | NRO | |
| 2/1/17 | $575,000 | 1.70% | NRO | NRO | |
| 2/1/18 | $590,000 | 1.95% | NRO | NRO | |
| 2/1/19 | $600,000 | 2.15% | NRO | NRO | |
| 2/1/20 | $610,000 | 2.40% | NRO | NRO | |
| 2/1/21 | $630,000 | 2.60% | NRO | NRO | |
| 2/1/22 | $650,000 | 2.75% | NRO | NRO | |
| 2/1/23 | $670,000 | 3.00% | NRO | NRO | |
| 2/1/24 | $685,000 | 3.15% | NRO | NRO |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Stifel Nicolaus, TIC 2.6891%
Robert W. Baird, TIC 2.7204%
BMO Capital Markets, TIC 2.7471%
Piper Jaffray, TIC 2.798%
BOSC, TIC 2.8737%
US Bancorp Invest, TIC 3.0485%
Murray County
Jun 6, 2011 . . . . . . $1,965,000
General Obligation Capital Improvement Plan Bonds, Series 2011A (MN Credit Enhancement Program) (bank qualified) (book entry).
Dated Jul 1, 2011.
Due Feb 1, 2013 to 2022.
Callable Feb 1, 2019 at par.
Winning bid: UMB Bank, at 99.1842, TIC 2.2183%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $180,000 | 0.60% | NRO | NRO | |
| 2/1/14 | $185,000 | 0.75% | NRO | NRO | |
| 2/1/15 | $185,000 | 1.05% | NRO | NRO | |
| 2/1/16 | $190,000 | 1.40% | NRO | NRO | |
| 2/1/17 | $190,000 | 1.65% | NRO | NRO | |
| 2/1/18 | $195,000 | 1.95% | NRO | NRO | |
| 2/1/19 | $200,000 | 2.15% | NRO | NRO | |
| 2/1/20 | $205,000 | 2.35% | NRO | NRO | |
| 2/1/21 | $215,000 | 2.55% | NRO | NRO | |
| 2/1/22 | $220,000 | 2.75% | NRO | NRO |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 2.3031%
BOSC, TIC 2.4%
NEW JERSEY
Hamilton Township (Mercer County)
Jun 7, 2011 . . . . . . $22,733,000
$8,046,000 General Improvement Bond Anticipation Notes, Series 2011A (Tax-Exempt) and $14,687,000 Sewer Utility Bond Anticipation Notes, Ser. 2011B (Tax-Exempt) (book entry).
Dated Jun 15, 2011.
Due Jun 14, 2012.
Purchased $22,733,000.00 by PNC Capital Markets, at 2.0%, plus $332,583.79, effective rate 0.5329%.
L.O.: Gluck, Walrath & Lanciano, LLP, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
TD Securities, Effective Rate 0.5882%
Janney Montgomery, Effective Rate 0.5912%
Jefferies & Company, Effective Rate 0.625%
Oppenheimer, Effective Rate 1.156%
Long Hill Township
Jun 7, 2011 . . . . . . $3,684,750
Bond Anticipation Note (bank qualified) (book entry).
Dated Jun 16, 2011.
Due Jul 19, 2011.
Purchased $3,684,750.00 by Jefferies & Company, at 1.2%, plus $37.00, effective rate 1.189%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.2172%
Investors Savings Bk, Effective Rate 1.6%
Oppenheimer, Effective Rate 2.9127%
Morristown (Town)
Jun 7, 2011 . . . . . . $7,997,400
$3,015,900 Bond Anticipation Note; $4,151,500 Sewer Utility Bond Anticipation Note and $830,000 Tax Appeal Refunding Bond Anticipation Note (bank qualified).
Dated Jun 14, 2011.
Due Jun 14, 2012.
Purchased $7,997,400.00 by Jefferies & Company, at 1.5%, plus $58,863.00, effective rate 0.764%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.769%
Janney Montgomery, Effective Rate 1.116%
Oppenheimer, Effective Rate 1.305%
North Bergen Township
May 25, 2011 . . . . . . $9,272,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Jun 2, 2011.
Due Jun 2, 2012.
Purchased $9,272,000.00 by TD Securities, at 1.5%, plus $66,572.96, effective rate 0.718%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies & Company, Effective Rate 0.865%
Oppenheimer, Effective Rate 1.1811%
North Plainfield Borough
Jun 7, 2011 . . . . . . $9,650,718
Bond Anticipation Notes (bank qualified).
Dated Jun 13, 2011.
Due Jun 12, 2012.
Purchased $9,650,720.00 by Oppenheimer, at 1.5%, plus $40,343.00, effective rate 1.0808%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies & Company, Effective Rate 1.1573%
TD Securities, Effective Rate 1.2218%
Janney Montgomery, Effective Rate 1.3646%
Rumson Borough
Jun 2, 2011 . . . . . . $3,475,000
Bond Anticipation Notes, Series 2011A (bank qualified).
Dated Jun 14, 2011.
Due Dec 15, 2011.
Purchased $3,475,000.00 by Jefferies & Company, at 0.75%, plus $522.00, effective rate 0.72%.
L.O.: McCarter & English, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Peapack-Gladstone, Effective Rate 0.789%
Oppenheimer, Effective Rate 0.9849%
Janney Montgomery, Effective Rate 1.0922%
Valley National Bank, Effective Rate 1.19%
Provident Bank, Effective Rate 1.55%
Vineland (City)
Jun 7, 2011 . . . . . . $1,100,000
Bond Anticipation Notes (bank qualified).
Dated Jun 16, 2011.
Due Jun 15, 2012.
Purchased $1,100,000.00 by Oppenheimer, at 2.0%, plus $3,993.00, effective rate 1.636%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Colonial Bk, FSB, Effective Rate 1.65%
Newfield Natl Bk, Effective Rate 1.75%
NEW YORK
Bainbridge-Guilford Central School District
Jun 7, 2011 . . . . . . $3,982,885
Bond Anticipation Notes, 2011 (Renewals) (bank qualified) (book entry).
Dated Jun 15, 2011.
Due Jun 15, 2012.
Purchased $3,982,890.00 by TD Securities, at 1.3%, plus $3,465.11, effective rate 1.213%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.24%
Jefferies & Company, Effective Rate 1.297%
Oppenheimer, Effective Rate 1.698%
Roosevelt & Cross, Effective Rate 2.4997%
NBT Bank, Effective Rate 2.71%
Binghamton City School District
Jun 7, 2011 . . . . . . $10,000,000
Tax Anticipation Notes, 2011 (book entry).
Dated Jun 23, 2011.
Due Jan 20, 2012.
Purchased $10,000,000.00 by Jefferies & Company, at 1.25%, plus $35,702.00, effective rate 0.6291%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.1%
Oppenheimer, Effective Rate 1.2722%
Janney Montgomery, Effective Rate 1.3696%
Bradford Central School District
Jun 7, 2011 . . . . . . $1,734,578
Bond Anticipation Notes, 2011 (bank qualified).
Dated Jun 15, 2011.
Due Jun 14, 2012.
Purchased $1,734,580.00 by JPMorgan Chase, at 1.04%, effective rate 1.04%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies & Company, Effective Rate 1.3759%
Oppenheimer, Effective Rate 1.4317%
Janney Montgomery, Effective Rate 1.6601%
Roosevelt & Cross, Effective Rate 1.7481%
Cattaraugus-Little Valley Central School District
Jun 7, 2011 . . . . . . $50,665,765
Bond Anticipation Notes, 2011 (book entry).
Dated Jun 16, 2011.
Due Jun 15, 2012.
Purchased $25,000,000.00 by Oppenheimer, at 2.0%, plus $165,750.00, effective rate 1.3352%.
Purchased $25,665,770.00 by Jefferies & Company, at 2.0%, plus $151,429.00, effective rate 1.4084%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies & Company, Effective Rate 1.4084%
Oppenheimer, Effective Rate 1.4104%
Oriskany Central School District
Jun 7, 2011 . . . . . . $2,300,000
Bond Anticipation Notes, 2011 (New Issue) (bank qualified) (book entry).
Dated Jun 21, 2011.
Due Jun 21, 2012.
Purchased $2,300,000.00 by Jefferies & Company, at 0.85%, plus $207.00, effective rate 0.841%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.35%
First Niagara Bank, Effective Rate 1.5%
RBS Citizens, Effective Rate 1.75%
Romulus Central School District
Jun 7, 2011 . . . . . . $1,500,000
Revenue Anticipation Notes, 2011 (bank qualified) (book entry).
Dated Jun 16, 2011.
Due Jun 15, 2012.
Purchased $1,500,000.00 by JPMorgan Chase, at 1.07%, effective rate 1.07%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.25%
Oppenheimer, Effective Rate 1.4759%
TD Securities, Effective Rate 1.5555%
Jefferies & Company, Effective Rate 1.6816%
Roosevelt & Cross, Effective Rate 1.9809%
Janney Montgomery, Effective Rate 2.1096%
Rondout Valley Central School District at Accord
Jun 7, 2011 . . . . . . $21,660,000
Bond Anticipation Notes, 2011 (Renewals) (book entry).
Dated Jun 15, 2011.
Due Jun 14, 2012.
Purchased $21,660,000.00 by TD Securities, at 1.5%, plus $220,715.40, effective rate 0.4782%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies & Company, Effective Rate 0.4845%
Oppenheimer, Effective Rate 0.9104%
JPMorgan Chase, Effective Rate 1.04%
Janney Montgomery, Effective Rate 1.0658%
Tupper Lake Central School District
Jun 7, 2011 . . . . . . $1,495,000
Revenue Anticipation Notes, 2011 (New Issue) (bank qualified) (book entry).
Dated May 24, 2011.
Due Oct 28, 2011.
Purchased $1,495,000.00 by JPMorgan Chase, at 1.15%, effective rate 1.15%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
TD Securities, Effective Rate 1.2094%
Jefferies & Company, Effective Rate 1.5814%
Roosevelt & Cross, Effective Rate 1.7469%
Oppenheimer, Effective Rate 1.8017%
Janney Montgomery, Effective Rate 2.1832%
Adirondack Bank, Effective Rate 2.25%
Community Bank, Effective Rate 2.49%
OKLAHOMA
Cleveland County Independent School District No. 57 (Lexington)
Jun 7, 2011 . . . . . . $630,000
Building Bonds of 2011 (bank qualified) (book entry).
Dated Jul 1, 2011.
Due Jul 1, 2013.
Non-callable.
Winning bid: BOSC, at n/a, NIC 1.0%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $630,000 | 1.00% | 0.80% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Country Club Bank, NIC 1.0295%
UMB Bank, NIC 1.035%
FTN Fin Cap Mkts, NIC 1.05%
Comanche County Independent School District No. 8 (Lawton)
May 19, 2011 . . . . . . $3,000,000
General Obligation Bonds of 2011, Series A (bank qualified) (book entry).
Dated Jun 1, 2011.
Due Aug 1, 2014.
Non-callable.
Winning bid: BOSC, at n/a, NIC 1.125%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $3,000,000 | 1.125% | 1.00% |
L.O.: The Public Finance Law Group PLLC, Oklahoma City, OK; and State Attorney General.
Other bidders were:
Country Club Bank, NIC 1.25%
UMB Bank, NIC 1.399%
PENNSYLVANIA
Bellefonte Area School District
Jun 7, 2011 . . . . . . $9,995,000
General Obligation Bonds, Series of 2011 (bank qualified) (book entry).
Dated Jul 19, 2011.
Due May 15, 2012 to 2026.
Callable Nov 15, 2016 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.6669%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/12 | $5,000 | 2.00% | 0.75% | ||
| 5/15/13 | $5,000 | 2.00% | 1.00% | ||
| 5/15/14 | $5,000 | 3.00% | 1.30% | ||
| 5/15/15 | $30,000 | 3.00% | 1.65% | ||
| 5/15/16 | $115,000 | 3.00% | 1.85% | ||
| 5/15/17 | $335,000 | 2.15% | 2.20% | ||
| 5/15/18 | $925,000 | 2.60% | 2.65% | ||
| 5/15/19 | $955,000 | 3.00% | 3.00% | ||
| 5/15/20 | $990,000 | 3.10% | 3.15% | ||
| 5/15/21 | $1,010,000 | 3.30% | 3.35% | ||
| 5/15/22 | $1,045,000 | 3.45% | 3.50% | ||
| 5/15/23 | $1,080,000 | 3.55% | 3.60% | ||
| 5/15/24 | $1,125,000 | 3.65% | 3.70% | ||
| 5/15/25 | $1,160,000 | 3.75% | 3.80% | ||
| 5/15/26 | $1,210,000 | 3.85% | 3.90% |
L.O.: Dinsmore & Shohl LLP, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
BNY Mellon Cap Mkts, TIC 3.6731%
Sterne Agee, TIC 3.7179%
Roosevelt & Cross, TIC 3.7349%
Robert W. Baird, TIC 3.8763%
Colonial School District
Jun 7, 2011 . . . . . . $9,930,000
General Obligation Bonds, Series of 2011 (bank qualified) (book entry).
Dated Jul 11, 2011.
Due Feb 15, 2012 to 2025.
Callable Aug 15, 2016 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.3033%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/12 | $5,000 | 0.50% | 0.50% | ||
| 2/15/13 | $5,000 | 0.70% | 0.70% | ||
| 2/15/14 | $100,000 | 2.00% | 1.00% | ||
| 2/15/15 | $205,000 | 2.00% | 1.25% | ||
| 2/15/16 | $200,000 | 2.00% | 1.45% | ||
| 2/15/17 | $210,000 | 2.00% | 1.85% | ||
| 2/15/18 | $210,000 | 3.00% | 2.25% | ||
| 2/15/19 | $420,000 | 3.00% | 2.55% | ||
| 2/15/20 | $1,265,000 | 3.00% | 2.80% | ||
| 2/15/21 | $1,305,000 | 3.00% | 3.00% | ||
| 2/15/22 | $1,340,000 | 3.125% | 3.15% | ||
| 2/15/23 | $1,385,000 | 3.25% | 3.25% | ||
| 2/15/24 | $1,430,000 | 3.35% | 3.40% | ||
| 2/15/25 | $1,850,000 | 3.50% | 3.50% |
Other managers: Coastal Securities Corp., Kildare Capital, Inc., Stifel, Nicolaus & Co., Inc., Crews & Associates, Inc., Duncan-Williams, Inc., Davenport & Company LLC, SAMCO Capital Markets, Loop Capital Markets, LLC.
L.O.: Fox Rothschild LLP, Blue Bell, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Roosevelt & Cross, TIC 3.4423%
Janney Montgomery, TIC 3.4594%
BNY Mellon Cap Mkts, TIC 3.541%
Sterne Agee, TIC 3.7044%
TENNESSEE
Marshall County
Jun 7, 2011 . . . . . . $4,600,000
General Obligation Refunding and Improvement Bonds, Series 2011 (bank qualified) (book entry).
Dated Jun 23, 2011.
Due May 1, 2012 to 2024.
Callable May 1, 2018 at par.
Winning bid: Robert W. Baird, at 101.7110, TIC 2.1689%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $510,000 | 2.00% | 0.50% | ||
| 5/1/13 | $575,000 | 2.00% | NRO | NRO | |
| 5/1/14 | $600,000 | 2.00% | NRO | NRO | |
| 5/1/15 | $465,000 | 2.00% | NRO | NRO | |
| 5/1/16 | $450,000 | 2.00% | NRO | NRO | |
| 5/1/17 | $455,000 | 2.00% | NRO | NRO | |
| 5/1/18 | $470,000 | 2.50% | NRO | NRO | |
| 5/1/19 | $195,000 | 3.00% | 2.33% | ||
| 5/1/20 | $175,000 | 3.00% | 2.56% | ||
| 5/1/21 | $160,000 | 3.00% | 2.75% | ||
| 5/1/22 | $180,000 | 3.00% | 2.90% | ||
| 5/1/23 | $180,000 | 3.00% | 3.00% | ||
| 5/1/24 | $185,000 | 3.125% | 3.15% |
Other managers: Davenport & Company LLC, CL King & Associates, Fidelity Capital Markets, Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Crews & Associates, Inc., Edward D. Jones & Co., SAMCO Capital Markets, Corby Capital Markets, Inc., GMS Group, Wedbush Securities Inc.
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Guardian Advisors, LLC, Hohenwald, TN.
Other bidders were:
Morgan Keegan, TIC 2.24%
Ross Sinclaire, TIC 2.2724%
UMB Bank, TIC 2.3881%
Citigroup, TIC 2.4066%
Vining-Sparks IBG, TIC 2.4696%
UTAH
Davis School District Board of Education
Jun 7, 2011 . . . . . . $20,000,000
Tax Anticipation Notes, Series 2011 (book entry).
Dated Jul 6, 2011.
Due Jun 29, 2012.
Purchased $20,000,000.00 by JPMorgan, at 3.0%, plus $539,200.00, effective rate 0.2438%.
L.O.: Ballard Spahr Andrews & Ingersoll LLP, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
Citigroup, Effective Rate 0.2677%
Morgan Stanley, Effective Rate 0.2776%
Piper Jaffray, Effective Rate 0.2828%
Jefferies, Effective Rate 0.338%
Zions First Natl Bk, Effective Rate 0.3923%
Davis School District Board of Education
Jun 7, 2011 . . . . . . $32,200,000
General Obligation Refunding Bonds, Series 2011C (Utah School Bond Guaranty Program) (book entry).
Dated Jun 28, 2011.
Due Jun 1, 2014 to 2018.
Non-callable.
Winning bid: JPMorgan, at 114.8206, TIC 1.5539%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $2,445,000 | 5.00% | 0.71% | ||
| 6/1/15 | $6,965,000 | 4.00% | 1.01% | ||
| 6/1/16 | $7,250,000 | 5.00% | 1.23% | ||
| 6/1/17 | $7,600,000 | 4.00% | 1.63% | ||
| 6/1/18 | $7,940,000 | 5.00% | 1.99% |
L.O.: Ballard Spahr Andrews & Ingersoll LLP, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
US Bancorp Invest, TIC 1.5812%
Citigroup, TIC 1.599%
Vining-Sparks IBG, TIC 1.6116%
TD Securities, TIC 1.6178%
Morgan Stanley, TIC 1.6198%
Guggenheim Secs, TIC 1.62%
Piper Jaffray, TIC 1.6245%
Stifel Nicolaus, TIC 1.6359%
George K. Baum, TIC 1.6481%
Wells Fargo Secs, TIC 1.649%
Hutchinson Shockey, TIC 1.6624%
BMO Capital Markets, TIC 1.6727%
Mesirow Financial, TIC 1.6903%
Janney Montgomery, TIC 1.6924%
Zions First Natl Bk, TIC 1.7016%
Jefferies, TIC 1.744%
Robert W. Baird, TIC 1.848%
TAXABLE ISSUES
KENTUCKY
Paducah Independent School District Finance Corporation
Jun 7, 2011 . . . . . . $3,950,000
Qualified Zone Academy Bonds, Taxable Series of 2011 (Kentucky School District Credit Enhancement Program) (book entry).
Dated Jun 29, 2011.
Due Jun 1, 2027.
Callable Jun 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 99.0550, NIC 4.8594%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/27 | $3,950,000 | 4.80% | NRO | NRO |
In association with: First Kentucky Securities Corp., Oppenheimer & Co., Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
J.J.B. Hilliard, NIC 4.9128%
Morgan Keegan, NIC 4.9518%
Robert W. Baird, NIC 5.0628%
NEW JERSEY
Hamilton Township (Mercer County)
Jun 7, 2011 . . . . . . $2,300,000
Sewer Utility Bond Anticipation Notes, Series 2011C (Federally Taxable) (book entry).
Dated Jun 15, 2011.
Due Jun 14, 2012.
Purchased $2,300,000.00 by Jefferies & Company, at 1.25%, plus $3,705.00, effective rate 1.088%.
L.O.: Gluck, Walrath & Lanciano, LLP, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Oppenheimer, Effective Rate 1.6396%
