ILLINOIS
Rochester Community Unit School District No. 3A
Mar 1, 2011 . . . . . . $10,295,000
General Obligation School Refunding Bonds, Series 2011 (book entry).
Dated Mar 15, 2011.
Due Feb 1, 2013 to 2031.
Callable Feb 1, 2019 at par.
Winning bid: Stifel Nicolaus, at n/a, TIC 4.9858%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $50,000 | 3.00% | 2.06% | AGM | |
| 2/1/14 | $570,000 | 4.00% | 2.41% | AGM | |
| 2/1/15 | $670,000 | 4.00% | 2.86% | AGM | |
| 2/1/16 | $790,000 | 4.00% | 3.11% | AGM | |
| 2/1/17 | $535,000 | 4.00% | 3.37% | AGM | |
| 2/1/23 | $685,000 | 5.00% | 4.50% | AGM | |
| 2/1/25 | $1,480,000 | 5.00% | 4.75% | AGM | |
| 2/1/27 | $1,640,000 | 5.00% | 5.00% | AGM | |
| 2/1/29 | $1,830,000 | 5.00% | 5.00% | AGM | |
| 2/1/31 | $2,045,000 | 5.125% | 5.125% | AGM |
Other managers: Raymond James & Associates, Inc..
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Robert W. Baird, TIC 5.3231%
Hutchinson Shockey, TIC 5.3839%
IOWA
Fairfield (City)
Feb 28, 2011 . . . . . . $1,135,000
General Obligation Refunding Capital Loan Notes, Series 2011 (bank qualified) (book entry).
Dated Apr 1, 2011.
Due Jun 1, 2012 to 2016.
Non-callable.
Winning bid: UMB Bank, at 99.5150, TIC 1.6262%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $220,000 | 0.60% | NRO | NRO | |
| 6/1/13 | $225,000 | 0.95% | NRO | NRO | |
| 6/1/14 | $225,000 | 1.25% | NRO | NRO | |
| 6/1/15 | $230,000 | 1.60% | NRO | NRO | |
| 6/1/16 | $235,000 | 1.90% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
D.A. Davidson, TIC 1.7164%
Country Club Bank, TIC 1.7203%
Hutchinson Shockey, TIC 1.7269%
Bankers' Bank, TIC 1.745%
Piper Jaffray, TIC 1.8099%
Robert W. Baird, TIC 1.9426%
BMO Capital Markets, TIC 2.1296%
Hudson Community School District
Feb 22, 2011 . . . . . . $905,000
General Obligation School Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Apr 12, 2011.
Due May 1, 2012 to 2014.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 1.5821%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $360,000 | 1.00% | NRO | NRO | |
| 5/1/13 | $365,000 | 1.25% | NRO | NRO | |
| 5/1/14 | $180,000 | 1.60% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Lincoln Savings Bk, NIC 2.0217%
Linn-Mar Community School District
Mar 1, 2011 . . . . . . $10,000,000
General Obligation School Refunding Bonds, Series 2011A (bank qualified) (book entry).
Dated Apr 12, 2011.
Due May 1, 2024 to 2026.
Callable May 1, 2018 at par.
Winning bid: Morgan Keegan, at 99.4478, TIC 3.4901%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/24 | $2,535,000 | 3.25% | NRO | NRO | |
| 5/1/25 | $3,665,000 | 3.50% | NRO | NRO | |
| 5/1/26 | $3,800,000 | 3.50% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 3.6641%
Piper Jaffray, TIC 3.679%
BMO Capital Markets, TIC 3.7694%
Stifel Nicolaus, TIC 3.8688%
Wells Fargo Secs, TIC 3.8693%
JPMorgan, TIC 3.9662%
M&I Marshall, TIC 4.0175%
Raymond James, TIC 4.0271%
Hutchinson Shockey, TIC 4.0746%
KANSAS
Kansas Development Finance Authority
Mar 1, 2011 . . . . . . $21,790,000
Athletic Facilities Revenue Bonds (K-State Athletics, Incorporated Project) Series 2011A-1 (book entry).
Dated Mar 16, 2011.
Due Jul 1, 2011 to 2031.
Callable Jul 1, 2016 at par.
Winning bid: JPMorgan, at n/a, TIC 4.5001%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/11 | $565,000 | 2.00% | 1.15% | ||
| 7/1/12 | $1,200,000 | 5.00% | 1.25% | ||
| 7/1/13 | $1,255,000 | 5.00% | 1.55% | ||
| 7/1/14 | $1,545,000 | 5.00% | 1.90% | ||
| 7/1/15 | $735,000 | 3.00% | 2.32% | ||
| 7/1/16 | $755,000 | 3.00% | 2.58% | ||
| 7/1/17 | $780,000 | 3.00% | 2.95% | ||
| 7/1/18 | $805,000 | 3.25% | 3.20% | ||
| 7/1/19 | $835,000 | 3.50% | 3.45% | ||
| 7/1/20 | $865,000 | 3.625% | 3.68% | ||
| 7/1/21 | $895,000 | 3.75% | 3.85% | ||
| 7/1/22 | $930,000 | 4.00% | 4.10% | ||
| 7/1/23 | $970,000 | 4.25% | 4.30% | ||
| 7/1/24 | $1,015,000 | 4.50% | 4.50% | ||
| 7/1/25 | $1,060,000 | 4.75% | 4.65% | ||
| 7/1/26 | $1,115,000 | 4.75% | 4.75% | ||
| 7/1/27 | $1,170,000 | 4.875% | 4.875% | ||
| 7/1/28 | $1,225,000 | 5.00% | 4.95% | ||
| 7/1/29 | $1,290,000 | 5.00% | 5.00% | ||
| 7/1/30 | $1,355,000 | 5.00% | 5.10% | ||
| 7/1/31 | $1,425,000 | 5.25% | 5.15% |
Other managers: UBS Financial Services, Inc..
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Piper Jaffray, TIC 4.5423%
Wells Fargo Secs, TIC 4.5903%
Hutchinson Shockey, TIC 4.6019%
Morgan Stanley, TIC 4.7131%
Jefferies, TIC 5.0705%
George K. Baum, TIC 5.1905%
LOUISIANA
Louisiana
Mar 1, 2011 . . . . . . $300,000,000
General Obligation Bonds, Series 2011-A (book entry).
Dated Mar 10, 2011.
Due Sep 1, 2011 to 2030.
Callable Sep 1, 2020 at par.
Winning bid: Barclays Capital, at 108.9952, TIC 3.8715%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/11 | $10,390,000 | 2.00% | S.B. | S.B. | |
| 9/1/12 | $10,600,000 | 3.00% | S.B. | S.B. | |
| 9/1/13 | $10,815,000 | 4.00% | 0.95% | ||
| 9/1/14 | $11,090,000 | 5.00% | 1.30% | ||
| 9/1/15 | $11,425,000 | 5.00% | 1.71% | ||
| 9/1/16 | $11,805,000 | 5.00% | 2.00% | ||
| 9/1/17 | $12,225,000 | 5.00% | 2.29% | ||
| 9/1/18 | $12,690,000 | 5.00% | 2.54% | ||
| 9/1/19 | $13,210,000 | 5.00% | 2.76% | ||
| 9/1/20 | $13,750,000 | 5.00% | 3.00% | ||
| 9/1/21 | $14,385,000 | 5.00% | 3.20% | ||
| 9/1/22 | $15,120,000 | 5.00% | 3.43% | ||
| 9/1/23 | $15,895,000 | 5.00% | 3.62% | ||
| 9/1/24 | $16,710,000 | 5.00% | 3.78% | ||
| 9/1/25 | $17,570,000 | 5.00% | 3.92% | ||
| 9/1/26 | $18,470,000 | 4.125% | 4.25% | ||
| 9/1/27 | $19,415,000 | 5.00% | 4.13% | ||
| 9/1/28 | $20,415,000 | 5.00% | 4.22% | ||
| 9/1/29 | $21,460,000 | 5.00% | 4.30% | ||
| 9/1/30 | $22,560,000 | 5.00% | 4.38% |
Other managers: Siebert, Brandford, Shank & Co., LLC.
L.O.: Foley & Judell, New Orleans, LA; Phelps Dunbar, L.L.P., New Orleans, LA; and State Attorney General.
F.A.: Government Finance Associates, Inc., New York, NY.
Other bidders were:
Wells Fargo Secs, TIC 3.8894%
BofA Merrill Lynch, TIC 3.8941%
JPMorgan, TIC 3.9024%
Citigroup, TIC 3.905%
Morgan Stanley, TIC 3.9527%
Goldman Sachs, TIC 3.9667%
MAINE
Westbrook (City)
Mar 1, 2011 . . . . . . $13,565,000
2011 General Obligation Bonds (book entry).
Dated Mar 15, 2011.
Due Dec 1, 2011 to 2030.
Callable Dec 1, 2020 at par.
Winning bid: BofA Merrill Lynch, at 103.0000, TIC 3.1347%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $1,220,000 | 2.50% | NRO | NRO | |
| 12/1/12 | $1,225,000 | 2.50% | NRO | NRO | |
| 12/1/13 | $1,235,000 | 3.00% | NRO | NRO | |
| 12/1/14 | $1,235,000 | 3.00% | NRO | NRO | |
| 12/1/15 | $1,245,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $1,255,000 | 3.00% | NRO | NRO | |
| 12/1/17 | $1,265,000 | 3.25% | NRO | NRO | |
| 12/1/18 | $1,275,000 | 4.00% | NRO | NRO | |
| 12/1/19 | $1,005,000 | 4.00% | NRO | NRO | |
| 12/1/20 | $1,020,000 | 4.00% | NRO | NRO | |
| 12/1/21 | $160,000 | 4.00% | NRO | NRO | |
| 12/1/22 | $160,000 | 4.00% | NRO | NRO | |
| 12/1/23 | $160,000 | 4.00% | NRO | NRO | |
| 12/1/24 | $160,000 | 4.00% | NRO | NRO | |
| 12/1/25 | $160,000 | 4.25% | NRO | NRO | |
| 12/1/26 | $160,000 | 4.50% | NRO | NRO | |
| 12/1/27 | $160,000 | 4.50% | NRO | NRO | |
| 12/1/28 | $160,000 | 4.50% | NRO | NRO | |
| 12/1/29 | $155,000 | 4.625% | NRO | NRO | |
| 12/1/30 | $150,000 | 4.75% | NRO | NRO |
L.O.: Jensen Baird Gardner & Henry, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 3.1868%
Hutchinson Shockey, TIC 3.2098%
TD Securities, TIC 3.5132%
MASSACHUSETTS
Amherst (Town)
Mar 1, 2011 . . . . . . $5,000,000
General Obligation Municipal Purpose Loan of 2011 Bonds (bank qualified) (book entry).
Dated Mar 15, 2011.
Due Nov 1, 2011 to 2020.
Non-callable.
Winning bid: FirstSouthwest, at 103.5245, TIC 2.2155%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/11 | $500,000 | 2.00% | 0.50% | ||
| 11/1/12 | $500,000 | 3.00% | NRO | NRO | |
| 11/1/13 | $500,000 | 2.00% | 0.96% | ||
| 11/1/14 | $500,000 | 2.50% | 1.34% | ||
| 11/1/15 | $500,000 | 2.50% | 1.67% | ||
| 11/1/16 | $500,000 | 2.75% | 1.92% | ||
| 11/1/17 | $500,000 | 3.00% | 2.23% | ||
| 11/1/18 | $500,000 | 3.00% | 2.46% | ||
| 11/1/19 | $500,000 | 3.00% | 2.67% | ||
| 11/1/20 | $500,000 | 3.75% | NRO | NRO |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, TIC 2.2339%
Robert W. Baird, TIC 2.2495%
Fidelity Capital, TIC 2.2782%
Morgan Keegan, TIC 2.3369%
BMO Capital Markets, TIC 2.3557%
Raymond James, TIC 2.3676%
M&I Marshall, TIC 2.3774%
Piper Jaffray, TIC 2.379%
Janney Montgomery, TIC 2.3802%
MINNESOTA
Brownton (City)
Mar 1, 2011 . . . . . . $850,000
General Obligation Building Bonds, Series 2011A (bank qualified) (book entry).
Dated Mar 1, 2011.
Due Feb 1, 2013 to 2031.
Callable Feb 1, 2017 at par.
Winning bid: United Banker's Bk, at n/a, NIC 3.827%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $135,000 | 1.75% | NRO | NRO | |
| 2/1/19 | $115,000 | 2.75% | NRO | NRO | |
| 2/1/22 | $125,000 | 3.25% | NRO | NRO | |
| 2/1/25 | $140,000 | 3.75% | NRO | NRO | |
| 2/1/28 | $160,000 | 4.00% | NRO | NRO | |
| 2/1/31 | $175,000 | 4.25% | NRO | NRO |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
Cronin, NIC 4.1211%
Bernardi Securities, NIC 4.4479%
NEW JERSEY
Camden (City)
Mar 1, 2011 . . . . . . $1,400,000
Special Emergency Notes of 2011 (bank qualified).
Dated Mar 8, 2011.
Due Mar 7, 2012.
Purchased $1,400,000.00 by PNC Bank, at 2.4%, effective rate 2.4%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Montclair Township
Mar 1, 2011 . . . . . . $19,584,000
$18,519,000 General Improvement Bonds and $1,065,000 Water & Sewer Utility Bonds (book entry).
Dated Mar 10, 2011.
Due Mar 1, 2012 to 2024.
Callable Mar 1, 2021 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 3.3692%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $1,045,000 | 3.00% | NRO | NRO | |
| 3/1/13 | $1,125,000 | 3.00% | NRO | NRO | |
| 3/1/14 | $1,205,000 | 2.00% | NRO | NRO | |
| 3/1/15 | $1,285,000 | 3.00% | NRO | NRO | |
| 3/1/16 | $1,365,000 | 3.00% | NRO | NRO | |
| 3/1/17 | $1,445,000 | 3.00% | NRO | NRO | |
| 3/1/18 | $1,525,000 | 3.00% | NRO | NRO | |
| 3/1/19 | $1,605,000 | 3.00% | NRO | NRO | |
| 3/1/20 | $1,685,000 | 3.125% | NRO | NRO | |
| 3/1/21 | $1,830,000 | 3.375% | NRO | NRO | |
| 3/1/22 | $1,745,000 | 3.625% | NRO | NRO | |
| 3/1/23 | $1,835,000 | 3.75% | NRO | NRO | |
| 3/1/24 | $1,889,000 | 4.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, FirstSouthwest, Loop Capital Markets, LLC, Citigroup Global Markets, Inc..
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Benecke Economics, Moonachie, NJ.
Other bidders were:
Hutchinson Shockey, TIC 3.386%
BofA Merrill Lynch, TIC 3.3926%
Janney Montgomery, TIC 3.4505%
Morgan Stanley, TIC 3.4704%
RBC Capital Mkts, TIC 3.4954%
Robert W. Baird, TIC 3.4954%
Southwest Securities, TIC 3.528%
Montclair Township
Mar 1, 2011 . . . . . . $21,660,000
School Bonds (School Bond Reserve Act P.L. 1980, C. 72) (book entry).
Dated Mar 10, 2011.
Due Mar 1, 2012 to 2031.
Callable Mar 1, 2021 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 4.0741%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $725,000 | 2.75% | NRO | NRO | |
| 3/1/13 | $765,000 | 2.75% | NRO | NRO | |
| 3/1/14 | $800,000 | 3.00% | NRO | NRO | |
| 3/1/15 | $835,000 | 3.00% | NRO | NRO | |
| 3/1/16 | $870,000 | 3.00% | NRO | NRO | |
| 3/1/17 | $905,000 | 3.00% | NRO | NRO | |
| 3/1/18 | $940,000 | 3.00% | NRO | NRO | |
| 3/1/19 | $975,000 | 4.00% | NRO | NRO | |
| 3/1/20 | $1,010,000 | 4.00% | NRO | NRO | |
| 3/1/21 | $1,050,000 | 4.00% | NRO | NRO | |
| 3/1/22 | $1,090,000 | 3.75% | NRO | NRO | |
| 3/1/23 | $1,134,000 | 4.00% | NRO | NRO | |
| 3/1/24 | $1,178,000 | 4.00% | NRO | NRO | |
| 3/1/25 | $1,222,000 | 4.00% | NRO | NRO | |
| 3/1/26 | $1,266,000 | 4.10% | NRO | NRO | |
| 3/1/27 | $1,310,000 | 4.20% | NRO | NRO | |
| 3/1/28 | $1,354,000 | 4.375% | NRO | NRO | |
| 3/1/29 | $1,370,000 | 4.375% | NRO | NRO | |
| 3/1/30 | $1,411,000 | 4.50% | NRO | NRO | |
| 3/1/31 | $1,450,000 | 4.625% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, FirstSouthwest, Loop Capital Markets, LLC, Citigroup Global Markets, Inc..
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Benecke Economics, Moonachie, NJ.
Other bidders were:
BofA Merrill Lynch, TIC 4.0741%
Morgan Stanley, TIC 4.0951%
Robert W. Baird, TIC 4.1416%
Janney Montgomery, TIC 4.1849%
Ocean City (City)
Mar 1, 2011 . . . . . . $4,370,000
Bond Anticipation Notes (bank qualified).
Dated Mar 10, 2011.
Due Mar 9, 2012.
Purchased $4,370,000.00 by TD Securities, at 1.25%, plus $12,104.90, effective rate 0.9722%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 1.0437%
Jefferies, Effective Rate 1.0704%
Janney Montgomery, Effective Rate 1.1206%
Oppenheimer, Effective Rate 1.1257%
Union Beach Borough
Mar 1, 2011 . . . . . . $1,446,300
Bond Anticipation Note (bank qualified).
Dated Mar 10, 2011.
Due Mar 9, 2012.
Purchased $1,446,300.00 by Beneficial Bk, at 2.75%, plus $6,175.70, effective rate 2.3218%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.6187%
Janney Montgomery, Effective Rate 2.6219%
NEW YORK
Cortland Enlarged City School District
Mar 1, 2011 . . . . . . $110,000
School District (Serial) Bonds, 2011 (bank qualified).
Dated Mar 15, 2011.
Due Mar 15, 2012 to 2016.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 3.1504%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/12 | $20,000 | 2.50% | NRO | NRO | |
| 3/15/13 | $20,000 | 2.75% | NRO | NRO | |
| 3/15/14 | $20,000 | 3.00% | NRO | NRO | |
| 3/15/15 | $25,000 | 3.25% | NRO | NRO | |
| 3/15/16 | $25,000 | 3.375% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 3.2065%
Alliance Bank, NIC 3.25%
JPMorgan Chase, NIC 3.26%
First Niagara Bank, NIC 3.95%
Haverstraw (Town)
Mar 1, 2011 . . . . . . $25,280,000
Bond Anticipation Notes, Series 2011A.
Dated Mar 10, 2011.
Due Mar 9, 2012.
Purchased $25,280,000.00 by Jefferies, at 1.5%, plus $197,185.00, effective rate 0.7178%.
L.O.: Nixon Peabody LLP, New York, NY; and Nixon Peabody LLP, Jericho, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.87%
Morgan Stanley, Effective Rate 1.1276%
Oppenheimer, Effective Rate 1.3898%
Oppenheimer, Effective Rate 1.4834%
Oppenheimer, Effective Rate 1.5833%
Oppenheimer, Effective Rate 1.6844%
Queensbury Union Free School District
Mar 1, 2011 . . . . . . $14,099,420
Bond Anticipation Notes, 2011.
Dated Mar 10, 2011.
Due Mar 9, 2012.
Purchased $14,099,420.00 by Jefferies, at 1.5%, plus $116,605.00, effective rate 0.6707%.
L.O.: Barlett, Pontiff, Stewart & Rhodes, P.C., Glens Falls, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.7108%
Janney Montgomery, Effective Rate 0.7523%
Roosevelt & Cross, Effective Rate 0.7565%
JPMorgan Chase, Effective Rate 1.16%
Oppenheimer, Effective Rate 1.5294%
Oppenheimer, Effective Rate 1.7394%
Sullivan County
Mar 1, 2011 . . . . . . $1,790,000
Bond Anticipation Notes, 2011 Series A.
Dated Mar 9, 2011.
Due Mar 9, 2012.
Purchased $1,790,000.00 by JPMorgan Chase, at 0.8%, effective rate 0.8%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 1.458%
Janney Montgomery, Effective Rate 1.745%
Oppenheimer, Effective Rate 1.776%
Roosevelt & Cross, Effective Rate 2.5%
Sullivan County
Mar 1, 2011 . . . . . . $13,000,000
Tax Anticipation Notes, 2011.
Dated Mar 16, 2011.
Due Mar 9, 2012.
Purchased $13,000,000.00 by JPMorgan Chase, at 0.81%, effective rate 0.81%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.0989%
Bank of America, Effective Rate 1.25%
Morgan Stanley, Effective Rate 1.3629%
Oppenheimer, Effective Rate 1.4289%
Janney Montgomery, Effective Rate 1.4643%
Oppenheimer, Effective Rate 1.5768%
Jefferies, Effective Rate 1.6461%
Tully Joint Fire District
Mar 1, 2011 . . . . . . $4,440,000
Fire District (Serial) Bonds, 2011 (bank qualified) (book entry).
Dated Mar 15, 2011.
Due Mar 15, 2012 to 2036.
Callable Mar 15, 2018 at par.
Winning bid: Robert W. Baird, at n/a, NIC 4.5867%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/12 | $100,000 | 4.25% | 1.05% | AGM | |
| 3/15/13 | $105,000 | 4.25% | 1.30% | AGM | |
| 3/15/14 | $110,000 | 4.25% | 1.65% | AGM | |
| 3/15/15 | $115,000 | 4.25% | 2.10% | AGM | |
| 3/15/16 | $120,000 | 4.25% | 2.35% | AGM | |
| 3/15/17 | $125,000 | 4.25% | 2.60% | AGM | |
| 3/15/18 | $130,000 | 4.25% | 2.90% | AGM | |
| 3/15/19 | $135,000 | 4.25% | 3.15% | AGM | |
| 3/15/20 | $140,000 | 4.25% | 3.35% | AGM | |
| 3/15/21 | $150,000 | 4.25% | 3.50% | AGM | |
| 3/15/22 | $155,000 | 4.25% | 3.65% | AGM | |
| 3/15/23 | $160,000 | 4.25% | 3.80% | AGM | |
| 3/15/24 | $170,000 | 4.25% | 3.90% | AGM | |
| 3/15/25 | $175,000 | 4.25% | 4.00% | AGM | |
| 3/15/26 | $185,000 | 4.25% | 4.10% | AGM | |
| 3/15/27 | $190,000 | 4.25% | 4.15% | AGM | |
| 3/15/28 | $200,000 | 4.25% | 4.20% | AGM | |
| 3/15/29 | $210,000 | 4.25% | 4.25% | AGM | |
| 3/15/30 | $220,000 | 4.25% | 4.30% | AGM | |
| 3/15/31 | $230,000 | 4.25% | 4.35% | AGM | |
| 3/15/32 | $240,000 | 5.00% | 4.35% | AGM | |
| 3/15/33 | $250,000 | 5.00% | 4.40% | AGM | |
| 3/15/34 | $265,000 | 5.00% | 4.45% | AGM | |
| 3/15/35 | $275,000 | 5.00% | 4.50% | AGM | |
| 3/15/36 | $285,000 | 5.00% | 4.55% | AGM |
Other managers: Eastern Bank Capital Markets, Davenport & Company LLC, Kildare Capital, Inc., Edward D. Jones & Co., Loop Capital Markets, LLC, Crews & Associates, Inc., Jackson Securities Inc., Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership.
L.O.: Hancock Estabrook, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 4.673%
OHIO
Bowling Green (City)
Mar 1, 2011 . . . . . . $3,500,000
General Obligation Street Improvement Bond Anticipation Notes, Series 2011 (Limited Tax Bonds) (bank qualified).
Dated Mar 16, 2011.
Due Mar 16, 2012.
Purchased $3,500,000.00 by Huntington Invest, at 1.0%, plus $9,945.00, effective rate 0.7158%.
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
George K. Baum, Effective Rate 0.86%
First Merit, Effective Rate 0.935%
KeyBanc Cap Mkts, Effective Rate 0.97%
Robert W. Baird, Effective Rate 1.145%
Janney Montgomery, Effective Rate 1.256%
Jefferies, Effective Rate 1.29%
Wayne County
Mar 1, 2011 . . . . . . $8,265,000
Various Purpose Bonds, Series 2011 General Obligation (Limited Tax) (bank qualified) (book entry).
Dated Mar 15, 2011.
Due Dec 1, 2011 to 2022.
Callable Dec 1, 2018 at par.
Winning bid: Stifel Nicolaus, at 100.5799, TIC 2.9241%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $175,000 | 2.00% | 0.65% | ||
| 12/1/12 | $645,000 | 2.00% | 0.85% | ||
| 12/1/13 | $660,000 | 2.00% | 1.06% | ||
| 12/1/14 | $675,000 | 2.00% | 1.41% | ||
| 12/1/15 | $690,000 | 2.25% | 1.86% | ||
| 12/1/16 | $705,000 | 2.50% | 2.11% | ||
| 12/1/17 | $725,000 | 2.625% | 2.37% | ||
| 12/1/18 | $745,000 | 4.00% | 2.75% | ||
| 12/1/19 | $770,000 | 3.00% | 3.00% | ||
| 12/1/20 | $795,000 | 3.125% | 3.25% | ||
| 12/1/21 | $820,000 | 3.25% | 3.37% | ||
| 12/1/22 | $860,000 | 3.50% | 3.60% |
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
BMO Capital Markets, TIC 2.9971%
UBS Financial Svcs, TIC 2.9974%
Morgan Keegan, TIC 3.0217%
FTN Fin Cap Mkts, TIC 3.0392%
Fifth Third Sec, TIC 3.1789%
Sterne Agee, TIC 3.4674%
First Merit, TIC 3.77%
OKLAHOMA
Carter County Independent School District No. 55 (Healdton)
Mar 1, 2011 . . . . . . $890,000
Building Bonds of 2011 (bank qualified) (book entry).
Dated May 1, 2011.
Due May 1, 2013 to 2017.
Non-callable.
Winning bid: BOSC, at n/a, NIC 1.699%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $175,000 | 2.15% | 1.00% | ||
| 5/1/14 | $175,000 | 1.10% | 1.10% | ||
| 5/1/15 | $175,000 | 1.45% | 1.45% | ||
| 5/1/16 | $175,000 | 1.75% | 1.75% | ||
| 5/1/17 | $190,000 | 1.95% | 1.95% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Baker Group, NIC 1.8831%
UMB Bank, NIC 1.944%
Commerce Bank, NIC 1.9972%
First Bankers' Banc, NIC 2.0086%
Stifel Nicolaus, NIC 2.0294%
Country Club Bank, NIC 2.0905%
Rogers County Independent School District No 8 (Verdigris)
Mar 1, 2011 . . . . . . $2,450,000
Combined Purpose Bonds of 2011 (bank qualified) (book entry).
Dated May 1, 2011.
Due May 1, 2013 to 2016.
Non-callable.
Winning bid: BOSC, at n/a, NIC 1.5689%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $610,000 | 2.05% | 1.00% | ||
| 5/1/14 | $610,000 | 1.10% | 1.10% | ||
| 5/1/15 | $610,000 | 1.45% | 1.45% | ||
| 5/1/16 | $620,000 | 1.75% | 1.75% |
In association with: Lakeside State Bank.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Country Club Bank, NIC 1.6262%
UMB Bank, NIC 1.6918%
Baker Group, NIC 1.7154%
TEXAS
Brazoria County Municipal Utility Distict No. 26
Mar 1, 2011 . . . . . . $3,225,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Apr 1, 2011.
Due Sep 1, 2012 to 2019.
Callable Sep 1, 2018 at par.
Winning bid: SAMCO Cap Mkts, at 97.0911, NIC 3.0798%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $250,000 | 2.00% | 1.20% | AGM | |
| 9/1/13 | $350,000 | 2.00% | 1.45% | AGM | |
| 9/1/14 | $375,000 | 2.00% | 1.70% | AGM | |
| 9/1/15 | $400,000 | 2.00% | 2.20% | AGM | |
| 9/1/16 | $425,000 | 2.375% | 2.45% | AGM | |
| 9/1/17 | $450,000 | 2.50% | 2.70% | AGM | |
| 9/1/18 | $475,000 | 2.75% | 2.95% | AGM | |
| 9/1/19 | $500,000 | 3.00% | 3.15% | AGM |
Other managers: Coastal Securities Corp., Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., BLNS Securities Limited, Morgan Stanley & Co., Inc., National Alliance Capital.
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
FirstSouthwest, NIC 3.1377%
RBC Capital Mkts, NIC 3.2312%
Sterne Agee, NIC 3.5461%
Morgan Keegan, NIC 3.555%
UTAH
Salt Lake County
Mar 1, 2011 . . . . . . $25,000,000
General Obligation Bonds, Series 2011A (book entry).
Dated Mar 8, 2011.
Due Dec 15, 2011 to 2030.
Callable Jun 15, 2020 at par.
Winning bid: Wells Fargo Secs, at 101.9858, TIC 3.1924%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/11 | $1,375,000 | 4.00% | NRO | NRO | |
| 12/15/12 | $1,195,000 | 4.00% | 0.55% | ||
| 12/15/13 | $1,225,000 | 4.00% | 0.91% | ||
| 12/15/14 | $1,250,000 | 4.00% | 1.29% | ||
| 12/15/15 | $1,285,000 | 4.00% | 1.62% | ||
| 12/15/16 | $1,325,000 | 4.00% | 1.87% | ||
| 12/15/17 | $1,365,000 | 3.00% | 2.19% | ||
| 12/15/18 | $1,405,000 | 3.00% | 2.42% | ||
| 12/15/19 | $1,450,000 | 3.00% | 2.63% | ||
| 12/15/20 | $1,495,000 | 3.00% | 2.83% | ||
| 12/15/21 | $1,550,000 | 3.00% | 3.00% | ||
| 12/15/22 | $1,615,000 | 3.00% | 3.20% | ||
| 12/15/23 | $1,680,000 | 3.25% | 3.40% | ||
| 12/15/24 | $1,750,000 | 3.50% | 3.57% | ||
| 12/15/25 | $1,820,000 | 3.50% | 3.72% | ||
| 12/15/26 | $590,000 | 3.75% | 3.84% | ||
| 12/15/27 | $615,000 | 3.75% | 3.94% | ||
| 12/15/28 | $640,000 | 4.00% | 4.05% | ||
| 12/15/29 | $670,000 | 4.00% | 4.13% | ||
| 12/15/30 | $700,000 | 4.00% | 4.21% |
L.O.: Chapman & Cutler, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
JPMorgan, TIC 3.3286%
BMO Capital Markets, TIC 3.3345%
Piper Jaffray, TIC 3.3399%
Stifel Nicolaus, TIC 3.3509%
Robert W. Baird, TIC 3.391%
Vining-Sparks IBG, TIC 3.3953%
Hutchinson Shockey, TIC 3.4006%
Morgan Stanley, TIC 3.4126%
Fidelity Capital, TIC 3.4483%
BofA Merrill Lynch, TIC 3.4491%
Zions First Natl Bk, TIC 3.4816%
WASHINGTON
Seattle (City)
Mar 1, 2011 . . . . . . $79,185,000
Limited Tax General Obligation Improvement Bonds, 2011 (book entry).
Dated Mar 16, 2011.
Due Mar 1, 2012 to 2031.
Callable Mar 1, 2021 at par.
Winning bid: JPMorgan, at 106.2529, TIC 3.6482%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $2,560,000 | 3.00% | NRO | NRO | |
| 3/1/13 | $7,545,000 | 2.50% | NRO | NRO | |
| 3/1/14 | $7,835,000 | 5.00% | 1.16% | ||
| 3/1/15 | $2,865,000 | 5.00% | NRO | NRO | |
| 3/1/16 | $3,020,000 | 5.00% | NRO | NRO | |
| 3/1/17 | $3,160,000 | 4.00% | NRO | NRO | |
| 3/1/18 | $3,300,000 | 5.00% | 2.40% | ||
| 3/1/19 | $3,470,000 | 5.00% | 2.65% | ||
| 3/1/20 | $3,640,000 | 4.50% | 2.89% | ||
| 3/1/21 | $3,800,000 | 4.50% | NRO | NRO | |
| 3/1/22 | $3,115,000 | 5.00% | 3.37% | ||
| 3/1/23 | $3,280,000 | 5.00% | 3.56% | ||
| 3/1/24 | $3,445,000 | 5.00% | 3.75% | ||
| 3/1/25 | $3,605,000 | 4.00% | 4.05% | ||
| 3/1/26 | $3,750,000 | 4.00% | 4.135% | ||
| 3/1/27 | $3,905,000 | 4.125% | 4.25% | ||
| 3/1/28 | $4,070,000 | 4.25% | 4.35% | ||
| 3/1/29 | $4,090,000 | 4.25% | 4.40% | ||
| 3/1/30 | $4,270,000 | 4.375% | 4.48% | ||
| 3/1/31 | $4,460,000 | 4.50% | 4.577% |
L.O.: Foster Pepper PLLC, Seattle, WA.
F.A.: Seattle-Northwest Securities Corp., Seattle, WA.
Other bidders were:
Citigroup, TIC 3.6744%
Barclays Capital, TIC 3.6863%
Robert W. Baird, TIC 3.703%
BofA Merrill Lynch, TIC 3.7298%
RBC Capital Mkts, TIC 3.749%
Jefferies, TIC 3.7531%
Piper Jaffray, TIC 3.7532%
Morgan Stanley, TIC 3.7568%
Hutchinson Shockey, TIC 3.7605%
Wells Fargo Secs, TIC 3.77%
Goldman Sachs, TIC 3.7849%
BMO Capital Markets, TIC 3.794%
BB&T Cap Mkts, TIC 3.7985%
Washington
Mar 1, 2011 . . . . . . $12,635,000
Certificates of Participation, Series 2011B (State and Local Agency Personal Property) (book entry).
Dated Mar 15, 2011.
Due Jan 1, 2012 to 2021.
Non-callable.
Winning bid: BofA Merrill Lynch, at 103.5086, TIC 2.3583%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/12 | $2,400,000 | 2.00% | NRO | NRO | |
| 1/1/13 | $2,340,000 | 3.00% | NRO | NRO | |
| 1/1/14 | $2,465,000 | 3.00% | NRO | NRO | |
| 1/1/15 | $2,375,000 | 3.00% | 2.01% | ||
| 1/1/16 | $665,000 | 4.00% | 2.31% | ||
| 1/1/17 | $515,000 | 4.00% | 2.57% | ||
| 1/1/18 | $530,000 | 4.00% | 2.83% | ||
| 1/1/19 | $465,000 | 4.00% | 3.07% | ||
| 1/1/20 | $430,000 | 4.00% | 3.30% | ||
| 1/1/21 | $450,000 | 4.00% | 3.52% |
L.O.: Foster Pepper PLLC, Seattle, WA.
F.A.: SDM Advisors, Inc., Mt Vernon, WA; and Montague DeRose & Associates, Walnut Creek, CA.
Other bidders were:
Hutchinson Shockey, TIC 2.4143%
Goldman Sachs, TIC 2.4267%
Piper Jaffray, TIC 2.4367%
KeyBanc Cap Mkts, TIC 2.5081%
JPMorgan, TIC 2.5082%
UBS Financial Svcs, TIC 2.6964%
Morgan Stanley, TIC 2.7643%
Raymond James, TIC 3.1548%
BB&T Cap Mkts, TIC 3.2375%
TAXABLE ISSUES
KANSAS
Kansas Development Finance Authority
Mar 1, 2011 . . . . . . $3,210,000
Taxable Athletic Facilities Revenue Bonds (K-State Athletics, Incorporated Project) Series 2011A-2 (book entry).
Dated Mar 16, 2011.
Due Jul 1, 2011 to 2014.
Non-callable.
Winning bid: DeWaay Fin Network, at n/a, TIC 2.1042%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/11 | $725,000 | 0.70% | NRO | NRO | |
| 7/1/12 | $720,000 | 1.10% | NRO | NRO | |
| 7/1/13 | $730,000 | 1.65% | NRO | NRO | |
| 7/1/14 | $1,035,000 | 2.25% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
First Bankers' Banc, TIC 2.1223%
Country Club Bank, TIC 2.2637%
BMO Capital Markets, TIC 2.4635%
Piper Jaffray, TIC 2.655%
Citigroup, TIC 3.1176%
