ARKANSAS
Harmony Grove School District No. 1 of Ouachita County
Dec 3, 2009 . . . . . . $5,780,000
Refunding and Construction Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Feb 1, 2011 to 2039.
Callable Feb 1, 2015 at par.
Winning bid: FTN Fin Cap Mkts, at 98.0000, TIC 4.4302%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/13 | $355,000 | 2.00% | NRO | NRO | |
2/1/15 | $250,000 | 2.75% | NRO | NRO | |
2/1/17 | $265,000 | 3.00% | NRO | NRO | |
2/1/19 | $285,000 | 3.40% | NRO | NRO | |
2/1/21 | $305,000 | 3.70% | NRO | NRO | |
2/1/23 | $330,000 | 3.90% | NRO | NRO | |
2/1/25 | $355,000 | 4.10% | NRO | NRO | |
2/1/27 | $390,000 | 4.20% | NRO | NRO | |
2/1/29 | $425,000 | 4.30% | NRO | NRO | |
2/1/31 | $465,000 | 4.40% | NRO | NRO | |
2/1/33 | $510,000 | 4.45% | NRO | NRO | |
2/1/36 | $855,000 | 4.50% | NRO | NRO | |
2/1/39 | $990,000 | 4.55% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 4.4781%
Crews & Associates, TIC 4.4878%
Sterne Agee, TIC 4.5019%
Stephens, TIC 4.5564%
Hartford School District No. 94 of Sebastian County
Dec 3, 2009 . . . . . . $450,000
Refunding and Construction Bonds, Series B (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Jun 1, 2010 to 2034.
Callable Dec 1, 2014 at par.
Winning bid: Ross Sinclaire, at 98.0000, TIC 4.1999%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/34 | $450,000 | 4.00% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 4.2742%
Stephens, TIC 4.6338%
Van Buren School District No. 42 of Crawford County
Dec 3, 2009 . . . . . . $37,895,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (book entry).
Dated Jan 1, 2010.
Due Apr 1, 2010 to 2033.
Callable Apr 1, 2015 at par.
Winning bid: Crews & Associates, at 98.7586, TIC 4.2178%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/10 | $100,000 | 2.25% | 0.60% | ||
4/1/11 | $1,175,000 | 2.25% | 1.10% | ||
4/1/12 | $1,240,000 | 3.00% | 1.35% | ||
4/1/13 | $1,280,000 | 3.00% | 1.60% | ||
4/1/14 | $1,315,000 | 3.00% | 2.00% | ||
4/1/15 | $1,355,000 | 3.00% | 2.50% | ||
4/1/16 | $1,395,000 | 3.00% | 2.75% | ||
4/1/17 | $1,435,000 | 3.00% | 3.00% | ||
4/1/18 | $1,325,000 | 3.125% | 3.20% | ||
4/1/19 | $1,370,000 | 3.25% | 3.40% | ||
4/1/20 | $1,410,000 | 3.50% | 3.60% | ||
4/1/21 | $1,460,000 | 3.75% | 3.75% | ||
4/1/22 | $1,510,000 | 4.00% | 3.85% | ||
4/1/23 | $1,575,000 | 4.00% | 3.95% | ||
4/1/24 | $1,635,000 | 4.00% | 4.05% | ||
4/1/25 | $1,700,000 | 4.00% | 4.15% | ||
4/1/26 | $1,770,000 | 4.125% | 4.25% | ||
4/1/27 | $1,845,000 | 4.25% | 4.30% | ||
4/1/28 | $1,930,000 | 4.25% | 4.35% | ||
4/1/29 | $2,015,000 | 4.25% | NRO | NRO | |
4/1/31 | $4,310,000 | 4.50% | 4.50% | ||
4/1/33 | $4,745,000 | 4.625% | 4.625% |
Other managers: Edward D. Jones & Co., SAMCO Capital Markets, BOSC, Inc., Wells Fargo Advisors, Citigroup Global Markets, Inc., Sterne, Agee & Leach, Inc, Southwest Securities, Inc..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 4.2373%
Prager Sealy, TIC 4.2604%
Morgan Stanley, TIC 4.3098%
Stephens, TIC 4.4582%
INDIANA
Center Grove Community School Corporation
Dec 2, 2009 . . . . . . $3,905,000
General Obligation Bonds 2009 Series A (bank qualified) (book entry). $1,955,000
Dated Dec 16, 2009.
Due Jun 30, 2010 to Dec 30, 2011.
Non-callable.
Winning bid: J.J.B. Hilliard, at n/a, NIC 2.2617%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/30/10 | $475,000 | 2.00% | 1.25% | ||
12/30/10 | $485,000 | 2.00% | 1.50% | ||
6/30/11 | $495,000 | 2.50% | 1.75% | ||
12/30/11 | $500,000 | 2.50% | 2.00% |
General Obligation Bonds 2009 Series B (bank qualified) (book entry). $1,950,000
Dated Dec 16, 2009.
Due Jun 30, 2010 to Dec 30, 2011.
Non-callable.
Winning bid: J.J.B. Hilliard, at n/a, NIC 2.2617%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/30/10 | $475,000 | 2.00% | 1.25% | ||
12/30/10 | $485,000 | 2.00% | 1.50% | ||
6/30/11 | $490,000 | 2.50% | 1.75% | ||
12/30/11 | $500,000 | 2.50% | 2.00% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: City Securities Corp., Indianapolis, IN.
Other bidders were:
Bernardi Securities, NIC 2.27%
Raymond James, NIC 2.4739%
Ross Sinclaire, NIC 2.5052%
Elkhart (City)
Dec 3, 2009 . . . . . . $1,600,000
Park District Bonds, Series 2009A (bank qualified) (book entry).
Dated Dec 17, 2009.
Due Jul 1, 2010 to Jan 1, 2015.
Non-callable.
Winning bid: Fifth Third Sec, at n/a, NIC 2.4466%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/10 | $20,000 | 2.00% | 1.00% | ||
1/1/11 | $20,000 | 2.00% | 1.25% | ||
7/1/11 | $50,000 | 2.00% | 1.35% | ||
1/1/12 | $50,000 | 2.25% | 1.50% | ||
7/1/12 | $235,000 | 2.25% | 1.60% | ||
1/1/13 | $240,000 | 2.25% | 1.75% | ||
7/1/13 | $240,000 | 2.25% | 1.85% | ||
1/1/14 | $245,000 | 2.25% | 2.15% | ||
7/1/14 | $250,000 | 2.25% | 2.25% | ||
1/1/15 | $250,000 | 3.00% | 2.60% |
L.O.: Baker & Daniels LLP, South Bend, IN.
F.A.: H.J. Umbaugh & Associates, Plymouth, IN.
Other bidders were:
City Securities, NIC 2.5196%
Hutchinson Shockey, NIC 2.6692%
J.J.B. Hilliard, NIC 2.8378%
Hobart (City)
Dec 3, 2009 . . . . . . $5,500,000
General Obligation Bonds of 2009 (bank qualified) (book entry).
Dated Dec 16, 2009.
Due Jul 1, 2010 to Jan 1, 2020.
Callable Jul 1, 2016 at par.
Winning bid: J.J.B. Hilliard, at n/a, NIC 3.34%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/13 | $270,000 | 2.40% | 2.40% | ||
7/1/14 | $115,000 | 2.50% | 2.50% | ||
1/1/15 | $205,000 | 2.50% | 2.50% | ||
7/1/15 | $230,000 | 2.50% | 2.55% | ||
1/1/16 | $235,000 | 2.75% | 2.60% | ||
7/1/16 | $235,000 | 2.75% | 2.70% | ||
1/1/17 | $240,000 | 3.00% | 2.90% | ||
7/1/17 | $635,000 | 3.00% | 3.00% | ||
1/1/18 | $645,000 | 3.25% | 3.15% | ||
7/1/18 | $655,000 | 3.25% | 3.25% | ||
1/1/19 | $665,000 | 3.50% | 3.40% | ||
7/1/19 | $680,000 | 3.50% | 3.50% | ||
1/1/20 | $690,000 | 3.625% | 3.625% |
L.O.: Baker & Daniels LLP, South Bend, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Other bidders were:
Wells Fargo Advisors, NIC 3.622%
Fifth Third Sec, NIC 3.6276%
Robert W. Baird, NIC 3.8108%
Richmond (City)
Dec 3, 2009 . . . . . . $1,995,000
Park District Bonds of 2009 (bank qualified) (book entry).
Dated Dec 17, 2009.
Due Jul 1, 2010 to 2019.
Non-callable.
Winning bid: Ross Sinclaire, at n/a, NIC 3.1529%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/10 | $70,000 | 1.00% | NRO | NRO | |
7/1/11 | $185,000 | 1.50% | NRO | NRO | |
7/1/12 | $190,000 | 1.75% | NRO | NRO | |
7/1/13 | $195,000 | 2.00% | NRO | NRO | |
7/1/14 | $205,000 | 2.40% | NRO | NRO | |
7/1/15 | $210,000 | 2.60% | NRO | NRO | |
7/1/16 | $220,000 | 2.75% | NRO | NRO | |
7/1/17 | $230,000 | 3.00% | NRO | NRO | |
7/1/18 | $240,000 | 3.40% | NRO | NRO | |
7/1/19 | $250,000 | 3.60% | NRO | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: O.W. Krohn & Associates, Westfield, IN.
Other bidders were:
City Securities, NIC 3.1998%
Vining-Sparks IBG, NIC 3.2197%
J.P. Morgan Chase, NIC 4.49%
Tri-Creek School Corporation
Dec 3, 2009 . . . . . . $2,000,000
School Improvement Bonds of 2009 (Indiana State Intercept Program) (bank qualified) (book entry).
Dated Dec 21, 2009.
Due Jul 15, 2010 to Jan 15, 2014.
Non-callable.
Winning bid: Bernardi Securities, at n/a, NIC 1.785%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/10 | $150,000 | 2.00% | NRO | NRO | |
1/15/11 | $150,000 | 2.00% | NRO | NRO | |
7/15/11 | $250,000 | 2.00% | NRO | NRO | |
1/15/12 | $250,000 | 2.00% | NRO | NRO | |
7/15/12 | $300,000 | 2.00% | NRO | NRO | |
1/15/13 | $300,000 | 2.00% | NRO | NRO | |
7/15/13 | $300,000 | 2.00% | NRO | NRO | |
1/15/14 | $300,000 | 2.00% | NRO | NRO |
L.O.: Bose McKinney & Evans LLP, Indianapolis, IN.
F.A.: City Securities Corp., Indianapolis, IN.
Other bidders were:
Fifth Third Sec, NIC 1.806%
J.J.B. Hilliard, NIC 2.241%
IOWA
Marion (City)
Dec 3, 2009 . . . . . . $2,120,000
General Obligation Urban Renewal Corporate Purpose Bonds, Series 2009B (bank qualified) (book entry).
Dated Dec 15, 2009.
Due Jun 1, 2011 to 2020.
Callable Jun 1, 2017 at par.
Winning bid: Robert W. Baird, at 100.5263, TIC 2.6251%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/11 | $190,000 | 2.00% | NRO | NRO | |
6/1/12 | $195,000 | 2.00% | NRO | NRO | |
6/1/13 | $195,000 | 2.00% | NRO | NRO | |
6/1/14 | $200,000 | 2.00% | NRO | NRO | |
6/1/15 | $205,000 | 2.25% | NRO | NRO | |
6/1/16 | $210,000 | 2.50% | NRO | NRO | |
6/1/17 | $220,000 | 3.00% | NRO | NRO | |
6/1/18 | $225,000 | 3.00% | NRO | NRO | |
6/1/19 | $235,000 | 3.00% | NRO | NRO | |
6/1/20 | $245,000 | 3.125% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Loop Capital Markets, LLC, Kildare Capital, Inc., SAMCO Capital Markets, Country Club Bank, Isaak Bond Investments, Inc., Cronin & Co., Inc..
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 2.7365%
UMB Bank, TIC 2.7577%
RBC Capital Mkts, TIC 2.8218%
Bankers' Bank, TIC 2.927%
Stifel Nicolaus, TIC 2.9621%
Marion (City)
Dec 3, 2009 . . . . . . $6,285,000
General Obligation Corporate Purpose Bonds, Series 2009C (bank qualified) (book entry).
Dated Dec 15, 2009.
Due Jun 1, 2011 to 2025.
Callable Jun 1, 2017 at par.
Winning bid: First Trust, at 102.7720, TIC 3.2299%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/11 | $340,000 | 3.00% | NRO | NRO | |
6/1/12 | $345,000 | 3.00% | NRO | NRO | |
6/1/13 | $350,000 | 3.00% | NRO | NRO | |
6/1/14 | $360,000 | 3.00% | NRO | NRO | |
6/1/15 | $370,000 | 3.00% | NRO | NRO | |
6/1/16 | $380,000 | 3.00% | NRO | NRO | |
6/1/17 | $395,000 | 3.00% | NRO | NRO | |
6/1/18 | $410,000 | 3.00% | 2.75% | ||
6/1/19 | $420,000 | 3.50% | 3.00% | ||
6/1/20 | $440,000 | 3.50% | 3.25% | ||
6/1/21 | $455,000 | 3.50% | 3.40% | ||
6/1/22 | $475,000 | 4.00% | 3.50% | ||
6/1/23 | $495,000 | 4.00% | NRO | NRO | |
6/1/24 | $515,000 | 4.00% | 3.65% | ||
6/1/25 | $535,000 | 4.00% | 3.70% |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.3132%
Piper Jaffray, TIC 3.3467%
JPMorgan, TIC 3.3745%
Northland Securities, TIC 3.3984%
Robert W. Baird, TIC 3.3996%
Vining-Sparks IBG, TIC 3.4149%
Hutchinson Shockey, TIC 3.4207%
Stifel Nicolaus, TIC 3.5276%
KANSAS
Shawnee County
Dec 3, 2009 . . . . . . $390,000
General Obligation Temporary Notes, Series 2009-3 (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Apr 1, 2010.
Purchased $390,000.00 by UMB Bank, at 1.8%, effective rate 1.8%.
L.O.: Robert J. Perry, Topeka, KS.
F.A.: Municipal Official(s).
KENTUCKY
Warren County
Dec 3, 2009 . . . . . . $9,490,000
General Obligation Refunding Bonds, Series 2009B (Judicial Office Building/Parks Project) (bank qualified).
Dated Dec 1, 2009.
Due Mar 1, 2010 to Sep 1, 2029.
Callable Sep 1, 2019 at par.
Winning bid: Ross Sinclaire, at 98.9779, TIC 3.7211%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/10 | $105,000 | 1.00% | NRO | NRO | |
9/1/10 | $315,000 | 1.00% | NRO | NRO | |
9/1/11 | $325,000 | 1.00% | NRO | NRO | |
9/1/12 | $330,000 | 1.20% | NRO | NRO | |
9/1/13 | $340,000 | 2.00% | NRO | NRO | |
9/1/14 | $350,000 | 2.00% | NRO | NRO | |
9/1/15 | $360,000 | 2.30% | NRO | NRO | |
9/1/16 | $380,000 | 2.60% | NRO | NRO | |
9/1/17 | $400,000 | 3.00% | NRO | NRO | |
9/1/18 | $410,000 | 3.00% | NRO | NRO | |
9/1/19 | $425,000 | 3.10% | NRO | NRO | |
9/1/20 | $455,000 | 3.30% | NRO | NRO | |
9/1/21 | $470,000 | 3.50% | NRO | NRO | |
9/1/22 | $490,000 | 3.60% | NRO | NRO | |
9/1/23 | $515,000 | 3.70% | NRO | NRO | |
9/1/24 | $540,000 | 4.00% | NRO | NRO | |
9/1/25 | $575,000 | 4.00% | NRO | NRO | |
9/1/26 | $605,000 | 4.00% | NRO | NRO | |
9/1/27 | $635,000 | 4.00% | NRO | NRO | |
9/1/28 | $665,000 | 4.00% | NRO | NRO | |
9/1/29 | $800,000 | 4.00% | NRO | NRO |
Other managers: Duncan-Williams, Inc., NatCity Investments, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc., CL King & Associates.
L.O.: Steptoe & Johnson PLLC, Lexington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Frankfort, KY.
Other bidders were:
Sterne Agee, TIC 3.9257%
Morgan Keegan, TIC 4.0752%
MASSACHUSETTS
Andover (Town)
Dec 3, 2009 . . . . . . $6,000,000
Revenue Anticipation Notes (New Money) (bank qualified).
Dated Dec 15, 2009.
Due Feb 11, 2010.
Purchased $6,000,000.00 by FirstSouthwest, at 1.0%, plus $4,338.00, effective rate 0.5352%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Bank, N.A., Effective Rate 0.69%
Oppenheimer, Effective Rate 0.9857%
Eastern Bank, Effective Rate 1.738%
Bank of America, Effective Rate 1.75%
Ipswich (Town)
Dec 3, 2009 . . . . . . $1,858,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Dec 16, 2009.
Due Apr 1, 2010.
Purchased $858,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
Purchased $1,000,000.00 by Century Bk, at 1.2%, plus $2,000.00, effective rate 0.5143%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, Effective Rate 0.7629%
Jefferies, Effective Rate 0.7758%
Eastern Bank, Effective Rate 0.834%
TD Bank, N.A., Effective Rate 0.8988%
TD Securities, Effective Rate 1.1737%
Oppenheimer, Effective Rate 1.6143%
Needham (Town)
Dec 3, 2009 . . . . . . $2,000,800
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Dec 15, 2009.
Due Jun 15, 2010.
Purchased $2,000,800.00 by Eastern Bank, at 1.0%, plus $5,162.06, effective rate 0.484%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA; and First Southwest Company, Boston, MA.
Other bidders were:
Century Bk, Effective Rate 0.5%
Jefferies, Effective Rate 0.588%
TD Securities, Effective Rate 0.652%
FirstSouthwest, Effective Rate 0.6997%
TD Bank, N.A., Effective Rate 0.82%
Janney Montgomery, Effective Rate 1.1%
Oppenheimer, Effective Rate 1.1039%
Needham (Town)
Dec 3, 2009 . . . . . . $15,815,000
General Obligation Municipal Purpose Loan of 2009 Bonds (bank qualified) (book entry).
Dated Dec 15, 2009.
Due Aug 1, 2010 to 2028.
Callable Aug 1, 2019 at par.
Winning bid: UBS Financial Svcs, at 101.7272, TIC 3.0322%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $950,000 | 2.00% | NRO | NRO | |
8/1/11 | $935,000 | 2.00% | NRO | NRO | |
8/1/12 | $935,000 | 2.00% | NRO | NRO | |
8/1/13 | $895,000 | 2.00% | NRO | NRO | |
8/1/14 | $850,000 | 2.00% | NRO | NRO | |
8/1/15 | $850,000 | 2.00% | NRO | NRO | |
8/1/16 | $850,000 | 3.00% | NRO | NRO | |
8/1/17 | $850,000 | 2.50% | NRO | NRO | |
8/1/18 | $850,000 | 2.75% | NRO | NRO | |
8/1/19 | $850,000 | 3.00% | NRO | NRO | |
8/1/20 | $835,000 | 3.00% | NRO | NRO | |
8/1/21 | $835,000 | 3.25% | NRO | NRO | |
8/1/22 | $835,000 | 3.25% | NRO | NRO | |
8/1/23 | $835,000 | 3.50% | NRO | NRO | |
8/1/24 | $810,000 | 3.50% | NRO | NRO | |
8/1/25 | $810,000 | 4.00% | NRO | NRO | |
8/1/26 | $805,000 | 4.00% | NRO | NRO | |
8/1/27 | $620,000 | 4.00% | NRO | NRO | |
8/1/28 | $615,000 | 4.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Citigroup Global Markets, Inc., Fidelity Capital Markets, CL King & Associates, Sterne, Agee & Leach, Inc, Wells Fargo Advisors, FirstSouthwest, Loop Capital Markets, LLC.
In association with: Wiley Bros.-Aintree Capital LLC., Winslow, Evans & Crocker, Oppenheimer & Co., Inc., Moors & Cabot, Inc.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
JPMorgan, TIC 3.0432%
Robert W. Baird, TIC 3.1075%
MICHIGAN
Cox-Doty and Branches and Stein Drain Drainage District and Railroad and Branches Drain Drainage District
Dec 3, 2009 . . . . . . $2,380,000
2009 Drainage District Bonds (General Obligation Limited Tax) (bank qualified) (book entry).
Dated Dec 17, 2009.
Due May 1, 2011 to 2030.
Callable May 1, 2020 at par.
Winning bid: Stifel Nicolaus, at 99.0000, TIC 4.2704%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/11 | $70,000 | 3.50% | 1.09% | ||
5/1/12 | $80,000 | 3.50% | 1.33% | ||
5/1/13 | $80,000 | 3.50% | 1.59% | ||
5/1/14 | $85,000 | 3.50% | 1.95% | ||
5/1/15 | $85,000 | 3.50% | 2.33% | ||
5/1/16 | $95,000 | 3.50% | 2.59% | ||
5/1/17 | $95,000 | 3.50% | 2.86% | ||
5/1/18 | $100,000 | 4.00% | 3.18% | ||
5/1/19 | $110,000 | 4.00% | 3.35% | ||
5/1/20 | $110,000 | 4.00% | 3.60% | ||
5/1/21 | $120,000 | 4.00% | 3.75% | ||
5/1/22 | $125,000 | 4.00% | 3.85% | ||
5/1/23 | $130,000 | 4.00% | 4.00% | ||
5/1/24 | $135,000 | 4.10% | 4.10% | ||
5/1/25 | $140,000 | 4.20% | 4.20% | ||
5/1/26 | $150,000 | 4.30% | 4.30% | ||
5/1/27 | $155,000 | 4.35% | 4.35% | ||
5/1/28 | $165,000 | 4.40% | 4.40% | ||
5/1/29 | $170,000 | 4.45% | 4.45% | ||
5/1/30 | $180,000 | 4.50% | 4.50% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: ACI Finance Inc., Mason, MI.
Other bidders were:
Bernardi Securities, TIC 4.6474%
MINNESOTA
Olmsted County
Dec 3, 2009 . . . . . . $5,180,000
General Obligation Resource Recovery Revenue Refunding Bonds, Series 2009D (book entry).
Dated Dec 1, 2009.
Due Feb 1, 2012 to 2023.
Callable Feb 1, 2019 at par.
Winning bid: UBS Financial Svcs, at 101.4374, TIC 2.7576%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/12 | $380,000 | 2.00% | NRO | NRO | |
2/1/13 | $390,000 | 2.00% | NRO | NRO | |
2/1/14 | $395,000 | 2.00% | NRO | NRO | |
2/1/15 | $405,000 | 2.50% | NRO | NRO | |
2/1/16 | $415,000 | 3.00% | NRO | NRO | |
2/1/17 | $420,000 | 3.00% | NRO | NRO | |
2/1/18 | $435,000 | 3.00% | NRO | NRO | |
2/1/19 | $445,000 | 3.00% | NRO | NRO | |
2/1/20 | $455,000 | 3.00% | NRO | NRO | |
2/1/21 | $470,000 | 3.00% | NRO | NRO | |
2/1/22 | $480,000 | 3.25% | NRO | NRO | |
2/1/23 | $490,000 | 3.375% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 2.7866%
Wachovia Bank, TIC 2.852%
Piper Jaffray, TIC 2.91%
Morgan Stanley, TIC 2.9468%
MISSOURI
Lee's Summit (City)
Dec 3, 2009 . . . . . . $5,000,000
General Obligation Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 15, 2009.
Due Apr 1, 2010 to 2011.
Non-callable.
Winning bid: Stifel Nicolaus, at 101.8850, TIC 0.4338%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/10 | $2,500,000 | 2.00% | NRO | NRO | |
4/1/11 | $2,500,000 | 3.00% | NRO | NRO |
Other managers: FirstSouthwest.
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Morgan Keegan, TIC 0.533%
Hutchinson Shockey, TIC 0.5346%
Piper Jaffray, TIC 0.551%
Wells Fargo Advisors, TIC 0.5684%
Robert W. Baird, TIC 0.684%
George K. Baum, TIC 0.825%
BMO Capital Markets, TIC 0.8468%
UMB Bank, TIC 0.9383%
Oppenheimer, TIC 1.2489%
NEW JERSEY
Board of Education of Stratford(Borough)
Dec 3, 2009 . . . . . . $5,206,000
School Bonds (bank qualified) (book entry).
Dated Dec 17, 2009.
Due Aug 1, 2010 to 2029.
Callable Aug 1, 2019 at par.
Winning bid: Robert W. Baird, at 100.0000, NIC 3.8352%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $10,000 | 2.00% | 0.50% | ||
8/1/11 | $25,000 | 2.00% | 0.80% | ||
8/1/12 | $35,000 | 2.50% | 1.10% | ||
8/1/13 | $45,000 | 2.50% | 1.45% | ||
8/1/14 | $85,000 | 2.50% | 1.80% | ||
8/1/15 | $160,000 | 2.50% | 2.05% | ||
8/1/16 | $225,000 | 2.75% | 2.36% | ||
8/1/17 | $260,000 | 2.75% | 2.63% | ||
8/1/18 | $280,000 | 3.00% | 2.85% | ||
8/1/19 | $300,000 | 3.25% | 3.03% | ||
8/1/20 | $315,000 | 4.00% | 3.35% | ||
8/1/21 | $325,000 | 4.00% | 3.45% | ||
8/1/22 | $340,000 | 4.00% | 3.55% | ||
8/1/23 | $355,000 | 4.00% | 3.65% | ||
8/1/24 | $370,000 | 4.00% | 3.75% | ||
8/1/25 | $385,000 | 4.00% | 3.85% | ||
8/1/26 | $400,000 | 4.00% | 4.00% | ||
8/1/27 | $415,000 | 4.00% | 4.05% | ||
8/1/28 | $430,000 | 4.00% | 4.10% | ||
8/1/29 | $446,000 | 4.00% | 4.15% |
Other managers: Coastal Securities Corp., Eastern Bank Capital Markets, NW Capital Markets Inc., Davenport & Company LLC, Kildare Capital, Inc., SAMCO Capital Markets, Edward D. Jones & Co., FTN Financial Capital Markets.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Roosevelt & Cross, NIC 3.8853%
Carlstadt-East Rutherford Regional Board of Education
Dec 3, 2009 . . . . . . $1,000,000
Grant Anticipation Note (bank qualified).
Dated Dec 10, 2009.
Due Dec 10, 2010.
Purchased $1,000,000.00 by Valley National Bank, at 1.0%, effective rate 1.0%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 1.06%
Janney Montgomery, Effective Rate 1.275%
Beneficial Bk, Effective Rate 1.33%
Oppenheimer, Effective Rate 1.958%
North Wildwood (City)
Dec 2, 2009 . . . . . . $6,440,000
Bond Anticipation Notes (bank qualified).
Dated Dec 11, 2009.
Due Dec 10, 2010.
Purchased $6,440,000.00 by Jefferies, at 1.2%, plus $15,906.80, effective rate 0.952%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.06%
Beneficial Bk, Effective Rate 1.12%
Janney Montgomery, Effective Rate 1.39%
Ogdensburg Borough
Dec 3, 2009 . . . . . . $225,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Dec 10, 2009.
Due Dec 10, 2010.
Purchased $225,000.00 by J.P. Morgan Chase, at 1.3%, effective rate 1.3%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Suffolk Co Natl, Effective Rate 1.5%
Valley National Bank, Effective Rate 1.75%
Lakeland Bank, Effective Rate 2.25%
Oppenheimer, Effective Rate 3.48%
Pine Beach Borough
Dec 3, 2009 . . . . . . $1,960,257
Bond Anticipation Notes (bank qualified) (book entry).
Dated Dec 10, 2009.
Due Dec 10, 2010.
Purchased $1,960,260.00 by TD Bank, N.A., at 1.04%, effective rate 1.04%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 1.17%
Janney Montgomery, Effective Rate 1.475%
Oppenheimer, Effective Rate 1.56%
Sun National Bank, Effective Rate 2.02%
Point Pleasant Beach Borough
Dec 3, 2009 . . . . . . $8,396,000
$4,849,000 General Improvement Bond Anticipation Notes and $3,547,000 Open Space Trust Fund Bond Anticipation Notes (bank qualified).
Dated Dec 11, 2009.
Due Aug 13, 2010.
Purchased $8,396,000.00 by Beneficial Bk, at 1.5%, plus $30,255.60, effective rate 0.9645%.
L.O.: DeCotiis, FitzPatrick, Cole & Wisler, LLP, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Bank of America, Effective Rate 1.09%
Oppenheimer, Effective Rate 1.102%
TD Securities, Effective Rate 1.2179%
Janney Montgomery, Effective Rate 1.2397%
Valley National Bank, Effective Rate 1.25%
Woodbury Heights (Borough)
Dec 3, 2009 . . . . . . $2,485,000
General Obligation Bonds, Series 2009 consisting of $1,955,000 General Improvement Bonds and $530,000 Water & Sewer Utility Bonds (bank qualified) (book entry).
Dated Dec 14, 2009.
Due Dec 1, 2010 to 2029.
Callable Dec 1, 2019 at par.
Winning bid: UBS Financial Svcs, at 100.0000, NIC 3.6917%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/10 | $35,000 | 2.25% | NRO | NRO | AGC |
12/1/11 | $40,000 | 2.25% | NRO | NRO | AGC |
12/1/12 | $45,000 | 2.25% | NRO | NRO | AGC |
12/1/13 | $175,000 | 2.50% | NRO | NRO | AGC |
12/1/14 | $170,000 | 2.50% | NRO | NRO | AGC |
12/1/15 | $170,000 | 2.75% | NRO | NRO | AGC |
12/1/16 | $170,000 | 3.00% | NRO | NRO | AGC |
12/1/17 | $175,000 | 3.25% | NRO | NRO | AGC |
12/1/18 | $185,000 | 3.50% | NRO | NRO | AGC |
12/1/19 | $185,000 | 3.50% | NRO | NRO | AGC |
12/1/20 | $185,000 | 3.75% | NRO | NRO | AGC |
12/1/21 | $185,000 | 3.75% | NRO | NRO | AGC |
12/1/22 | $195,000 | 4.00% | NRO | NRO | AGC |
12/1/23 | $195,000 | 4.00% | NRO | NRO | AGC |
12/1/24 | $195,000 | 4.00% | NRO | NRO | AGC |
12/1/25 | $35,000 | 4.25% | NRO | NRO | AGC |
12/1/26 | $35,000 | 4.50% | NRO | NRO | AGC |
12/1/27 | $35,000 | 4.50% | NRO | NRO | AGC |
12/1/28 | $35,000 | 4.50% | NRO | NRO | AGC |
12/1/29 | $40,000 | 4.50% | NRO | NRO | AGC |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Stifel, Nicolaus & Co., Inc., Sterne, Agee & Leach, Inc, Wells Fargo Advisors, Loop Capital Markets, LLC.
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Parker, McCay & Criscuolo, Marlton, NJ; and Parker, McCay, P.A., Marlton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Robert W. Baird, NIC 3.7934%
NEW YORK
East Fishkill (Town)
Dec 3, 2009 . . . . . . $190,000
Bond Anticipation Notes, 2009 Series B (bank qualified).
Dated Dec 10, 2009.
Due Apr 14, 2010.
Purchased $190,000.00 by HSBC Bank, at 1.63%, effective rate 1.63%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Putnam Co Saving Bnk, Effective Rate 2.0%
Mahopac Nat'l Bk, Effective Rate 3.0%
Huron (Town)
Dec 3, 2009 . . . . . . $480,000
Bond Anticipation Notes, 2009 (Renewals) (bank qualified).
Dated Dec 17, 2009.
Due Dec 17, 2010.
Purchased $480,000.00 by Lyons National Bk, at 1.6%, effective rate 1.6%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.4948%
LeRay (Town)
Dec 3, 2009 . . . . . . $2,485,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Dec 15, 2009.
Due Dec 15, 2010.
Purchased $2,485,000.00 by TD Securities, at 1.5%, plus $7,425.18, effective rate 1.2012%.
L.O.: Hrabchak, Gebo & Langone, P.C., Watertown, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2242%
J.P. Morgan Chase, Effective Rate 1.25%
HSBC Bank, Effective Rate 2.13%
Janney Montgomery, Effective Rate 2.425%
Roosevelt & Cross, Effective Rate 2.496%
Lynbrook Village
Dec 3, 2009 . . . . . . $4,065,000
Public Improvement Serial Bonds-2009 (bank qualified) (book entry).
Dated Dec 15, 2009.
Due Dec 15, 2011 to 2023.
Callable Dec 15, 2019 at par.
Winning bid: Robert W. Baird, at n/a, NIC 2.867%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/11 | $315,000 | 2.00% | 0.70% | ||
12/15/12 | $315,000 | 2.00% | 0.95% | ||
12/15/13 | $445,000 | 2.00% | 1.25% | ||
12/15/14 | $450,000 | 2.00% | 1.60% | ||
12/15/15 | $315,000 | 2.00% | 2.00% | ||
12/15/16 | $315,000 | 2.50% | 2.29% | ||
12/15/17 | $300,000 | 3.00% | 2.56% | ||
12/15/18 | $300,000 | 3.00% | 2.78% | ||
12/15/19 | $300,000 | 3.00% | 2.96% | ||
12/15/20 | $300,000 | 3.00% | 3.17% | ||
12/15/21 | $300,000 | 4.00% | 3.35% | ||
12/15/22 | $210,000 | 4.00% | 3.43% | ||
12/15/23 | $200,000 | 4.00% | 3.51% |
Other managers: Davenport & Company LLC, Eastern Bank Capital Markets, Kildare Capital, Inc., NW Capital Markets Inc., SAMCO Capital Markets.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.878%
FTN Fin Cap Mkts, NIC 2.945%
Bernardi Securities, NIC 3.177%
Mamaroneck Village
Dec 3, 2009 . . . . . . $2,475,000
Bond Anticipation Notes, Series 2009J (bank qualified) (book entry).
Dated Dec 22, 2009.
Due Aug 18, 2010.
Purchased $2,475,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
TD Securities, Effective Rate 0.5552%
Oppenheimer, Effective Rate 0.7805%
TD Bank, N.A., Effective Rate 0.93%
J.P. Morgan Chase, Effective Rate 0.97%
Jefferies, Effective Rate 1.1564%
Roosevelt & Cross, Effective Rate 1.7438%
Mamaroneck Village
Dec 3, 2009 . . . . . . $2,935,000
Public Improvement Refunding (Serial) Bonds, Series 2009A (bank qualified) (book entry).
Dated Dec 22, 2009.
Due Feb 1, 2010 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, TIC 2.5985%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/10 | $30,000 | 2.00% | NRO | NRO | |
2/1/11 | $285,000 | 3.00% | NRO | NRO | |
2/1/12 | $295,000 | 3.50% | NRO | NRO | |
2/1/13 | $305,000 | 4.00% | NRO | NRO | |
2/1/14 | $315,000 | 2.00% | NRO | NRO | |
2/1/15 | $325,000 | 2.25% | NRO | NRO | |
2/1/16 | $330,000 | 2.50% | NRO | NRO | |
2/1/17 | $340,000 | 3.00% | NRO | NRO | |
2/1/18 | $355,000 | 3.00% | NRO | NRO | |
2/1/19 | $355,000 | 5.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Boenning&Scattergood, TIC 2.6504%
Robert W. Baird, TIC 3.0162%
Bernardi Securities, TIC 3.2456%
Mamaroneck Village
Dec 3, 2009 . . . . . . $13,000,000
Bond Anticipation Notes, Series 2009K (bank qualified).
Dated Dec 22, 2009.
Due Dec 22, 2010.
Purchased $13,000,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
TD Securities, Effective Rate 0.4173%
JPMorgan, Effective Rate 0.4366%
Oppenheimer, Effective Rate 0.4693%
Jefferies, Effective Rate 1.16%
Nassau County
Dec 3, 2009 . . . . . . $55,215,000
General Obligation General Improvement Bonds, 2009 Series H (book entry).
Dated Dec 15, 2009.
Due Oct 1, 2010 to 2025.
Callable Oct 1, 2019 at par.
Winning bid: Merrill Lynch, at 103.1204, TIC 3.4056%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/10 | $3,305,000 | 2.00% | NRO | NRO | |
10/1/11 | $2,495,000 | 3.00% | NRO | NRO | |
10/1/12 | $2,595,000 | 3.00% | NRO | NRO | |
10/1/13 | $2,695,000 | 4.00% | NRO | NRO | |
10/1/14 | $2,800,000 | 4.00% | NRO | NRO | |
10/1/15 | $3,170,000 | 4.00% | NRO | NRO | |
10/1/16 | $3,300,000 | 4.00% | NRO | NRO | |
10/1/17 | $3,430,000 | 4.00% | NRO | NRO | |
10/1/18 | $3,565,000 | 3.00% | NRO | NRO | |
10/1/19 | $3,710,000 | 3.125% | NRO | NRO | |
10/1/20 | $3,895,000 | 4.00% | 3.50% | ||
10/1/21 | $4,090,000 | 4.00% | 3.62% | ||
10/1/22 | $4,295,000 | 4.00% | 3.69% | ||
10/1/23 | $4,505,000 | 4.00% | NRO | NRO | |
10/1/24 | $4,730,000 | 4.00% | NRO | NRO | |
10/1/25 | $2,635,000 | 4.00% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
JPMorgan, TIC 3.4646%
Morgan Stanley, TIC 3.4838%
Citigroup, TIC 3.553%
Jefferies, TIC 3.6397%
Piper Jaffray, TIC 3.6409%
Morgan Keegan, TIC 3.7275%
Janney Montgomery, TIC 3.7544%
Nassau County
Dec 3, 2009 . . . . . . $60,000,000
Tax Anticipation Notes, 2009 Series B (book entry).
Dated Dec 10, 2009.
Due Oct 15, 2010.
Purchased $60,000,000.00 by Citigroup, at 3.0%, plus $339,800.00, effective rate 0.3643%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.3645%
Merrill Lynch, Effective Rate 0.3711%
JPMorgan, Effective Rate 0.4207%
Jefferies, Effective Rate 0.4247%
Piper Jaffray, Effective Rate 0.429%
Roosevelt & Cross, Effective Rate 0.4429%
Jefferies, Effective Rate 0.4448%
Piper Jaffray, Effective Rate 0.449%
TD Securities, Effective Rate 0.4832%
Nassau County
Dec 3, 2009 . . . . . . $90,000,000
Tax Anticipation Notes, 2009 Series A (book entry).
Dated Dec 10, 2009.
Due Sep 15, 2010.
Purchased $90,000,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
Merrill Lynch, Effective Rate 0.344%
Citigroup, Effective Rate 0.3674%
JPMorgan, Effective Rate 0.3755%
Jefferies, Effective Rate 0.4239%
Citigroup, Effective Rate 0.4289%
Piper Jaffray, Effective Rate 0.4291%
Jefferies, Effective Rate 0.4436%
Citigroup, Effective Rate 0.4591%
Jefferies, Effective Rate 0.4645%
TD Securities, Effective Rate 0.5415%
Roosevelt & Cross, Effective Rate 0.7316%
Orangetown (Town)
Dec 3, 2009 . . . . . . $1,255,000
Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Dec 8, 2009.
Due Dec 1, 2010 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.5057%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/10 | $105,000 | 1.50% | NRO | NRO | |
12/1/11 | $110,000 | 1.50% | NRO | NRO | |
12/1/12 | $115,000 | 1.50% | NRO | NRO | |
12/1/13 | $120,000 | 1.50% | NRO | NRO | |
12/1/14 | $120,000 | 2.00% | NRO | NRO | |
12/1/15 | $125,000 | 2.25% | NRO | NRO | |
12/1/16 | $130,000 | 2.50% | NRO | NRO | |
12/1/17 | $135,000 | 2.75% | NRO | NRO | |
12/1/18 | $145,000 | 3.00% | NRO | NRO | |
12/1/19 | $150,000 | 3.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Environmental Capital LLC, New York, NY.
Orangetown (Town)
Dec 3, 2009 . . . . . . $7,025,000
Bond Anticipation Notes, 2009 (bank qualified) (book entry).
Dated Dec 8, 2009.
Due Dec 7, 2010.
Purchased $7,025,000.00 by City Securities, at 1.5%, plus $72,294.07, effective rate 0.468%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Environmental Capital LLC, New York, NY.
Other bidders were:
Jefferies, Effective Rate 0.475%
Oppenheimer, Effective Rate 0.48%
Janney Montgomery, Effective Rate 0.647%
Susquehanna Valley Central School District at Conklin
Dec 3, 2009 . . . . . . $4,000,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Dec 15, 2009.
Due Jul 30, 2010.
Purchased $4,000,000.00 by TD Securities, at 1.5%, plus $18,976.00, effective rate 0.741%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.798%
Roosevelt & Cross, Effective Rate 0.8344%
J.P. Morgan Chase, Effective Rate 0.89%
Beneficial Bk, Effective Rate 1.084%
Jefferies, Effective Rate 1.1432%
Janney Montgomery, Effective Rate 1.68%
M & T Bank, Effective Rate 1.71%
OHIO
Waite Hill Village
Dec 3, 2009 . . . . . . $2,300,000
Village Hall Construction Bond Anticipation Notes, Series 2009 (Limited Tax) (bank qualified) (book entry).
Dated Dec 17, 2009.
Due Dec 17, 2010.
Purchased $2,300,000.00 by Ancora Securities, at 0.59%, effective rate 0.59%.
L.O.: Squire, Sanders & Dempsey, Columbus, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
George K. Baum, Effective Rate 0.606%
RBC Capital Mkts, Effective Rate 0.734%
Oppenheimer, Effective Rate 0.825%
Jefferies, Effective Rate 0.856%
TD Securities, Effective Rate 1.042%
Janney Montgomery, Effective Rate 1.2%
OKLAHOMA
Cotton County Independent School District No. 333
Dec 3, 2009 . . . . . . $745,000
Building Bonds of 2010 (bank qualified) (book entry).
Dated Jan 1, 2010.
Due Jan 1, 2012 to 2018.
Non-callable.
Winning bid: BOSC, at n/a, NIC 2.9049%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/1/12 | $85,000 | 5.00% | 2.00% | ||
1/1/13 | $110,000 | 4.50% | 2.125% | ||
1/1/14 | $110,000 | 2.25% | 2.25% | ||
1/1/15 | $110,000 | 2.375% | 2.375% | ||
1/1/16 | $110,000 | 2.50% | 2.50% | ||
1/1/17 | $110,000 | 2.75% | 2.75% | ||
1/1/18 | $110,000 | 3.00% | 3.00% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
SOUTH CAROLINA
Dorchester County School District No. 2
Dec 3, 2009 . . . . . . $10,050,000
Tax-Exempt General Obligation Bonds, Series 2009E (book entry). $50,000
Dated Dec 15, 2009.
Due Mar 1, 2011.
Non-callable.
Winning bid: George K. Baum, at n/a, TIC 1.5999%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/11 | $50,000 | 2.00% | 1.00% |
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
TAXABLE ISSUES
INDIANA
Elkhart (City)
Dec 3, 2009 . . . . . . $8,900,000
Taxable Park District Bonds, Series 2009B (Recovery Zone Economic Development Bonds) (book entry).
Dated Dec 17, 2009.
Due Jul 1, 2015 to Jan 1, 2030.
Callable Jul 1, 2019 at par.
Winning bid: City Securities, at n/a, NIC 3.3787%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/15 | $235,000 | 4.15% | 4.15% | ||
7/1/16 | $490,000 | 4.60% | 4.60% | ||
7/1/17 | $495,000 | 4.95% | 4.95% | ||
7/1/18 | $505,000 | 5.20% | 5.20% | ||
7/1/19 | $525,000 | 5.35% | 5.35% | ||
7/1/20 | $545,000 | 5.50% | 5.50% | ||
7/1/21 | $555,000 | 5.60% | 5.60% | ||
7/1/22 | $575,000 | 5.70% | 5.70% | ||
7/1/23 | $595,000 | 5.80% | 5.80% | ||
7/1/24 | $615,000 | 5.90% | 5.90% | ||
7/1/25 | $635,000 | 6.00% | 6.00% | ||
7/1/26 | $655,000 | 6.10% | 6.10% | ||
1/1/30 | $2,475,000 | 6.60% | 6.60% |
Other managers: Bernardi Securities, Inc., Edward D. Jones & Co., Isaak Bond Investments, Inc..
L.O.: Baker & Daniels LLP, South Bend, IN.
F.A.: H.J. Umbaugh & Associates, Plymouth, IN.
Other bidders were:
Hutchinson Shockey, NIC 3.4058%
J.J.B. Hilliard, NIC 3.4899%
Morgan Keegan, NIC 3.5725%
NEW YORK
Nassau County
Dec 3, 2009 . . . . . . $35,000,000
Taxable General Obligation General Improvement Bonds, 2009 Series I (Build America Bonds- Direct Payment) (book entry).
Dated Dec 15, 2009.
Due Oct 1, 2025 to 2031.
Callable Oct 1, 2019 at par.
Winning bid: Janney Montgomery, at n/a, TIC 6.01%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/25 | $1,380,000 | 5.75% | 5.25% | ||
10/1/26 | $4,835,000 | 5.75% | 5.35% | ||
10/1/27 | $5,110,000 | 6.00% | 6.00% | ||
10/1/28 | $5,415,000 | 6.05% | 6.05% | ||
10/1/29 | $5,735,000 | 6.10% | 6.10% | ||
10/1/30 | $6,080,000 | 6.15% | 6.15% | ||
10/1/31 | $6,445,000 | 6.20% | 6.20% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
Robert W. Baird, TIC 6.1663%
Citigroup, TIC 6.3211%
Jefferies, TIC 6.3392%
JPMorgan, TIC 6.5316%
SOUTH CAROLINA
Dorchester County School District No. 2
Dec 3, 2009 . . . . . . $10,050,000
School Building Bonds, Series 2009D (Taxable Qualified School Construction Bonds) (book entry). $10,000,000
Dated Dec 15, 2009.
Due Mar 15, 2025.
Non-callable.
Winning bid: George K. Baum, at n/a, TIC 1.5999%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/15/25 | $10,000,000 | 1.60% | 1.60% |
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.