CALIFORNIA
San Ramon Valley Unified School District
Nov 4, 2009 . . . . . . $30,000,000
2009 Tax and Revenue Anticipation Notes (book entry).
Dated Nov 17, 2009.
Due Nov 16, 2010.
Purchased $30,000,000.00 by Citigroup, at 2.0%, plus $476,105.00, effective rate 0.4022%.
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Jefferies, Effective Rate 0.4347%
JPMorgan, Effective Rate 0.4455%
Wachovia Bank, Effective Rate 0.4501%
Piper Jaffray, Effective Rate 0.5232%
Stone & Youngberg, Effective Rate 0.5829%
ILLINOIS
New Lenox Village
Nov 4, 2009 . . . . . . $8,305,000
General Obligation Refunding Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 2, 2009.
Due Dec 15, 2021 to 2028.
Callable Dec 15, 2019 at par.
Winning bid: Bernardi Securities, at 99.0500, TIC 4.1826%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/21 | $100,000 | 3.75% | 3.75% | ||
| 12/15/22 | $785,000 | 3.80% | 3.80% | ||
| 12/15/23 | $715,000 | 3.90% | 3.90% | ||
| 12/15/24 | $745,000 | 4.00% | 4.00% | ||
| 12/15/25 | $740,000 | 4.05% | 4.05% | ||
| 12/15/26 | $1,670,000 | 4.10% | 4.10% | ||
| 12/15/27 | $1,740,000 | 4.20% | 4.20% | ||
| 12/15/28 | $1,810,000 | 4.25% | 4.30% |
L.O.: Ungaretti & Harris, Chicago, IL.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 4.2483%
Vining-Sparks IBG, TIC 4.3027%
Prager Sealy, TIC 4.4013%
BMO Capital Markets, TIC 4.417%
KANSAS
Sedgwick County
Nov 4, 2009 . . . . . . $17,520,000
General Obligation Refunding Bonds, Series B, 2009 (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Aug 1, 2010 to 2018.
Non-callable.
Winning bid: Piper Jaffray, at n/a, TIC 2.2617%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $2,220,000 | 3.00% | NRO | NRO | |
| 8/1/11 | $2,085,000 | 3.00% | NRO | NRO | |
| 8/1/12 | $2,165,000 | 3.00% | 1.10% | ||
| 8/1/13 | $2,085,000 | 3.00% | 1.50% | ||
| 8/1/14 | $2,055,000 | 4.00% | NRO | NRO | |
| 8/1/15 | $1,605,000 | 4.00% | NRO | NRO | |
| 8/1/16 | $1,690,000 | 4.00% | NRO | NRO | |
| 8/1/17 | $1,770,000 | 4.00% | NRO | NRO | |
| 8/1/18 | $1,845,000 | 4.00% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
BMO Capital Markets, TIC 2.2619%
Morgan Keegan, TIC 2.2673%
Robert W. Baird, TIC 2.2694%
Hutchinson Shockey, TIC 2.2775%
Stifel Nicolaus, TIC 2.2886%
Fidelity Capital, TIC 2.2899%
Vining-Sparks IBG, TIC 2.2944%
Wells Fargo Advisors, TIC 2.3038%
Merrill Lynch, TIC 2.3287%
UBS Financial Svcs, TIC 2.3468%
JPMorgan, TIC 2.4466%
MINNESOTA
Osseo Independent School District No. 279
Nov 4, 2009 . . . . . . $16,585,000
General Obligation School Building Refunding Bonds, Series 2009C (MN School District Credit Enhancement Program) (book entry).
Dated Dec 3, 2009.
Due Feb 1, 2011 to 2014.
Non-callable.
Winning bid: JPMorgan, at 103.7897, TIC 1.4713%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $3,740,000 | 2.00% | 0.65% | ||
| 2/1/12 | $4,025,000 | 3.00% | 1.00% | ||
| 2/1/13 | $4,270,000 | 3.00% | 1.35% | ||
| 2/1/14 | $4,550,000 | 3.00% | 1.75% |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Piper Jaffray, TIC 1.5573%
Robert W. Baird, TIC 1.5961%
UBS Financial Svcs, TIC 1.628%
BMO Capital Markets, TIC 1.6317%
Morgan Stanley, TIC 1.7428%
Windom (City)
Nov 3, 2009 . . . . . . $2,400,000
Temporary General Obligation Equipment Certificates, Series 2009B (bank qualified) (book entry).
Dated Dec 2, 2009.
Due Dec 1, 2012.
Callable Jun 1, 2011 at par.
Winning bid: UMB Bank, at 99.6750, TIC 1.7618%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $2,400,000 | 1.65% | NRO | NRO |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
United Banker's Bk, TIC 1.7876%
Piper Jaffray, TIC 1.799%
Cronin, TIC 1.9316%
Wells Fargo Brkge, TIC 2.109%
Northland Securities, TIC 2.1107%
Stifel Nicolaus, TIC 2.1868%
Oppenheimer, TIC 2.1878%
NEW HAMPSHIRE
Belknap County
Nov 4, 2009 . . . . . . $2,720,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Nov 1, 2009.
Due Jun 15, 2010 to 2017.
Non-callable.
Winning bid: Fidelity Capital, at 101.0705, TIC 2.3259%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/10 | $370,000 | 2.00% | NRO | NRO | |
| 6/15/11 | $365,000 | 2.00% | NRO | NRO | |
| 6/15/12 | $355,000 | 2.00% | NRO | NRO | |
| 6/15/13 | $345,000 | 2.00% | NRO | NRO | |
| 6/15/14 | $335,000 | 2.25% | NRO | NRO | |
| 6/15/15 | $325,000 | 3.00% | NRO | NRO | |
| 6/15/16 | $315,000 | 3.00% | NRO | NRO | |
| 6/15/17 | $310,000 | 3.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., CL King & Associates, Wells Fargo Advisors.
L.O.: Devine, Millimet & Branch, P.A., Manchester, NH.
F.A.: First Southwest Company, Lincoln, RI.
Other bidders were:
BMO Capital Markets, TIC 2.3992%
First Southwest, TIC 2.4405%
Raymond James, TIC 2.7595%
Robert W. Baird, TIC 2.9091%
Hutchinson Shockey, TIC 2.9171%
Eastern Bk Cap Mkts, TIC 2.9318%
NEW JERSEY
Clementon Borough
Nov 4, 2009 . . . . . . $361,769
Bond Anticipation Notes of 2009, Series B (bank qualified).
Dated Nov 12, 2009.
Due Oct 19, 2010.
Purchased $361,770.00 by TD Bank, N.A., at 1.39%, effective rate 1.39%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 1.47%
Oppenheimer, Effective Rate 2.477%
First Elmer Inv Corp, Effective Rate 2.69%
East Rutherford Borough
Nov 4, 2009 . . . . . . $12,980,000
General Improvement Bonds (bank qualified) (book entry).
Dated Nov 1, 2009.
Due Nov 1, 2010 to 2022.
Non-callable.
Winning bid: Robert W. Baird, at 101.2371, NIC 3.3005%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/10 | $700,000 | 2.00% | 0.60% | ||
| 11/1/11 | $700,000 | 2.00% | 1.05% | ||
| 11/1/12 | $800,000 | 2.00% | 1.25% | ||
| 11/1/13 | $800,000 | 2.00% | 1.70% | ||
| 11/1/14 | $900,000 | 2.125% | 2.10% | ||
| 11/1/15 | $900,000 | 2.375% | 2.50% | ||
| 11/1/16 | $1,100,000 | 3.00% | 2.65% | ||
| 11/1/17 | $1,100,000 | 3.00% | 3.00% | ||
| 11/1/18 | $1,100,000 | 3.50% | 3.20% | ||
| 11/1/19 | $1,200,000 | 4.00% | 3.30% | ||
| 11/1/20 | $1,200,000 | 4.00% | 3.50% | ||
| 11/1/21 | $1,200,000 | 4.00% | 3.65% | ||
| 11/1/22 | $1,280,000 | 4.00% | 3.75% |
Other managers: Coastal Securities Corp., NW Capital Markets Inc., Davenport & Company LLC, Kildare Capital, Inc., SAMCO Capital Markets, Crews & Associates, Inc., Edward D. Jones & Co., Eastern Bank Capital Markets.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Garbarini & Co PC CPA's, Carlstadt, NJ.
Other bidders were:
UBS Financial Svcs, NIC 3.3394%
East Windsor Township
Nov 4, 2009 . . . . . . $14,278,000
General Improvement Bonds (bank qualified) (book entry).
Dated Nov 15, 2009.
Due Jul 1, 2010 to 2024.
Callable Jul 1, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.5001%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/10 | $500,000 | 2.00% | NRO | NRO | |
| 7/1/11 | $505,000 | 3.00% | NRO | NRO | |
| 7/1/12 | $450,000 | 2.00% | NRO | NRO | |
| 7/1/13 | $485,000 | 2.25% | NRO | NRO | |
| 7/1/14 | $520,000 | 2.25% | NRO | NRO | |
| 7/1/15 | $525,000 | 2.75% | NRO | NRO | |
| 7/1/16 | $1,085,000 | 4.00% | NRO | NRO | |
| 7/1/17 | $1,120,000 | 4.00% | NRO | NRO | |
| 7/1/18 | $1,155,000 | 4.00% | NRO | NRO | |
| 7/1/19 | $1,195,000 | 4.25% | NRO | NRO | |
| 7/1/20 | $1,240,000 | 3.50% | NRO | NRO | |
| 7/1/21 | $1,290,000 | 3.75% | NRO | NRO | |
| 7/1/22 | $1,345,000 | 4.00% | NRO | NRO | |
| 7/1/23 | $1,400,000 | 4.00% | NRO | NRO | |
| 7/1/24 | $1,463,000 | 4.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., Fidelity Capital Markets, Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, First Southwest Company, Bank of New York Mellon Capital Markets, LLC.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Piper Jaffray, TIC 3.5324%
Morgan Stanley, TIC 3.5999%
Logan Township
Nov 4, 2009 . . . . . . $2,828,250
Bond Anticipation Notes of 2009, Series A (bank qualified).
Dated Nov 11, 2009.
Due Nov 10, 2010.
Purchased $2,828,250.00 by Oppenheimer, at 2.0%, plus $22,258.00, effective rate 1.2108%.
L.O.: Parker, McCay & Criscuolo, Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 1.286%
Fulton Financial, Effective Rate 1.95%
Colonial Bank, Effective Rate 1.99%
Janney Montgomery, Effective Rate 2.3495%
River Edge Borough
Nov 4, 2009 . . . . . . $2,465,000
General Improvement Bonds (bank qualified) (book entry).
Dated Nov 15, 2009.
Due Nov 15, 2010 to 2019.
Non-callable.
Winning bid: Robert W. Baird, at 100.0040, NIC 2.6554%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/10 | $245,000 | 2.00% | 0.60% | ||
| 11/15/11 | $245,000 | 2.00% | 1.00% | ||
| 11/15/12 | $245,000 | 2.00% | 1.20% | ||
| 11/15/13 | $245,000 | 2.00% | 1.60% | ||
| 11/15/14 | $245,000 | 2.125% | 2.00% | ||
| 11/15/15 | $245,000 | 2.50% | 2.40% | ||
| 11/15/16 | $245,000 | 2.75% | 2.70% | ||
| 11/15/17 | $245,000 | 3.00% | 2.90% | ||
| 11/15/18 | $245,000 | 3.00% | 3.10% | ||
| 11/15/19 | $260,000 | 3.00% | 3.20% |
Other managers: NW Capital Markets Inc., Eastern Bank Capital Markets, Davenport & Company LLC, Kildare Capital, Inc., SAMCO Capital Markets, Crews & Associates, Inc..
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Ferraioli, Wielkotz, Cerrullo & Cuva, P.A., Pompton Lakes, NJ.
Other bidders were:
Roosevelt & Cross, NIC 2.8572%
PNC Capital Markets, NIC 3.4185%
Woodbury (City)
Nov 4, 2009 . . . . . . $6,550,000
General Obligation Bonds Consisting of: $2,665,000 General Improvement Bonds and $3,885,000 Water and Sewer Utility Bonds (bank qualified) (book entry).
Dated Nov 18, 2009.
Due Nov 1, 2010 to 2029.
Callable Nov 1, 2019 at par.
Winning bid: Robert W. Baird, at 100.0000, NIC 3.9786%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/10 | $250,000 | 3.00% | 0.70% | AGC | |
| 11/1/11 | $250,000 | 3.00% | 1.00% | AGC | |
| 11/1/12 | $250,000 | 3.00% | 1.40% | AGC | |
| 11/1/13 | $250,000 | 3.00% | 1.80% | AGC | |
| 11/1/14 | $275,000 | 3.00% | 2.30% | AGC | |
| 11/1/15 | $300,000 | 3.75% | 2.60% | AGC | |
| 11/1/16 | $310,000 | 4.00% | 2.88% | AGC | |
| 11/1/17 | $350,000 | 4.00% | 3.10% | AGC | |
| 11/1/18 | $365,000 | 4.00% | 3.28% | AGC | |
| 11/1/19 | $400,000 | 4.00% | 3.43% | AGC | |
| 11/1/20 | $410,000 | 4.00% | 3.60% | AGC | |
| 11/1/21 | $440,000 | 4.00% | 3.76% | AGC | |
| 11/1/22 | $450,000 | 4.00% | 3.83% | AGC | |
| 11/1/23 | $500,000 | 4.00% | 3.90% | AGC | |
| 11/1/24 | $500,000 | 4.00% | 4.00% | AGC | |
| 11/1/25 | $250,000 | 4.00% | 4.06% | AGC | |
| 11/1/26 | $250,000 | 4.00% | 4.12% | AGC | |
| 11/1/27 | $250,000 | 4.125% | 4.20% | AGC | |
| 11/1/28 | $250,000 | 4.20% | 4.25% | AGC | |
| 11/1/29 | $250,000 | 4.25% | 4.30% | AGC |
Other managers: NW Capital Markets Inc., Eastern Bank Capital Markets, Kildare Capital, Inc., SAMCO Capital Markets, Davenport & Company LLC.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Bowman & Company, Voorhees, NJ.
Other bidders were:
PNC Capital Markets, NIC 4.6732%
NEW YORK
Essex County
Nov 4, 2009 . . . . . . $3,000,000
Bond Anticipation Notes, Series 2009C (bank qualified).
Dated Nov 19, 2009.
Due Nov 19, 2010.
Purchased $3,000,000.00 by TD Securities, at 2.0%, plus $31,020.00, effective rate 0.966%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.995%
Oppenheimer, Effective Rate 1.108%
Roosevelt & Cross, Effective Rate 1.1717%
TD Bank, N.A., Effective Rate 1.34%
J.P. Morgan Chase, Effective Rate 1.49%
NBT Bank, Effective Rate 1.56%
Janney Montgomery, Effective Rate 1.6%
Glens Falls Natl Bk, Effective Rate 1.98%
First Niagara Bank, Effective Rate 2.25%
Essex County
Nov 4, 2009 . . . . . . $6,650,000
General Obligation Public Improvement Serial Bonds, Series 2009A (bank qualified) (book entry).
Dated Nov 15, 2009.
Due Nov 15, 2010 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.8554%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/10 | $585,000 | 2.00% | NRO | NRO | |
| 11/15/11 | $595,000 | 2.00% | NRO | NRO | |
| 11/15/12 | $610,000 | 2.00% | NRO | NRO | |
| 11/15/13 | $620,000 | 2.25% | NRO | NRO | |
| 11/15/14 | $645,000 | 2.375% | NRO | NRO | |
| 11/15/15 | $670,000 | 2.50% | NRO | NRO | |
| 11/15/16 | $700,000 | 3.00% | NRO | NRO | |
| 11/15/17 | $720,000 | 3.00% | NRO | NRO | |
| 11/15/18 | $740,000 | 3.125% | NRO | NRO | |
| 11/15/19 | $765,000 | 3.375% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Robert W. Baird, NIC 3.084%
Irvington Village
Nov 4, 2009 . . . . . . $4,628,535
General Obligations Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Nov 1, 2009.
Due Nov 1, 2010 to 2026.
Callable Nov 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.1492%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/10 | $603,535 | 2.00% | NRO | NRO | |
| 11/1/11 | $600,000 | 2.00% | NRO | NRO | |
| 11/1/12 | $550,000 | 2.50% | NRO | NRO | |
| 11/1/13 | $500,000 | 2.50% | NRO | NRO | |
| 11/1/14 | $450,000 | 2.50% | NRO | NRO | |
| 11/1/15 | $300,000 | 2.75% | NRO | NRO | |
| 11/1/16 | $300,000 | 3.00% | NRO | NRO | |
| 11/1/17 | $225,000 | 3.00% | NRO | NRO | |
| 11/1/18 | $225,000 | 3.375% | NRO | NRO | |
| 11/1/19 | $200,000 | 3.50% | NRO | NRO | |
| 11/1/20 | $125,000 | 3.625% | NRO | NRO | |
| 11/1/21 | $125,000 | 3.75% | NRO | NRO | |
| 11/1/22 | $100,000 | 4.00% | NRO | NRO | |
| 11/1/23 | $100,000 | 4.00% | NRO | NRO | |
| 11/1/24 | $75,000 | 4.125% | NRO | NRO | |
| 11/1/25 | $75,000 | 4.25% | NRO | NRO | |
| 11/1/26 | $75,000 | 4.25% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: McKenna Long & Aldridge LLP, Albany, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Bernardi Securities, NIC 3.3441%
Robert W. Baird, NIC 3.5929%
Kenmore-Tonawanda Union Free School District
Nov 4, 2009 . . . . . . $860,950
School District Bonds, 2009 (SIB or Serial Bonds) (bank qualified).
Dated Nov 18, 2009.
Due Nov 15, 2010 to 2014.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.2929%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/10 | $160,950 | 2.50% | NRO | NRO | |
| 11/15/11 | $170,000 | 2.50% | NRO | NRO | |
| 11/15/12 | $175,000 | 2.50% | NRO | NRO | |
| 11/15/13 | $175,000 | 2.50% | NRO | NRO | |
| 11/15/14 | $180,000 | 2.375% | NRO | NRO |
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
First Niagara Bank, NIC 2.75%
Bank of Greene Co, NIC 2.8872%
Sage Rutty, NIC 2.9284%
M & T Bank, NIC 3.06%
J.P. Morgan Chase, NIC 3.23%
Lloyd (Town)
Nov 4, 2009 . . . . . . $2,370,000
Bond Anticipation Notes for Various Purposes - 2009 (bank qualified).
Dated Nov 12, 2009.
Due Feb 26, 2010.
Purchased $2,370,000.00 by Oppenheimer, at 2.0%, plus $3,271.00, effective rate 1.5222%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Janney Montgomery, Effective Rate 1.8269%
Macedon Village
Nov 4, 2009 . . . . . . $370,000
Bond Anticipation Notes, 2009 (New Issue) (bank qualified).
Dated Nov 18, 2009.
Due May 28, 2010.
Purchased $370,000.00 by Lyons National Bk, at 1.44%, effective rate 1.44%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
HSBC Bank, Effective Rate 1.96%
J.P. Morgan Chase, Effective Rate 2.02%
Roosevelt & Cross, Effective Rate 2.9872%
Malverne Village
Nov 4, 2009 . . . . . . $2,000,000
Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Nov 15, 2009.
Due May 15, 2010 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.79%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/10 | $200,000 | 2.00% | NRO | NRO | |
| 5/15/11 | $200,000 | 2.00% | NRO | NRO | |
| 5/15/12 | $200,000 | 2.00% | NRO | NRO | |
| 5/15/13 | $200,000 | 2.00% | NRO | NRO | |
| 5/15/14 | $200,000 | 2.25% | NRO | NRO | |
| 5/15/15 | $200,000 | 2.75% | NRO | NRO | |
| 5/15/16 | $200,000 | 3.00% | NRO | NRO | |
| 5/15/17 | $200,000 | 3.00% | NRO | NRO | |
| 5/15/18 | $200,000 | 3.125% | NRO | NRO | |
| 5/15/19 | $200,000 | 3.125% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Bernardi Securities, NIC 2.8775%
Oneida County
Nov 4, 2009 . . . . . . $1,100,000
Bond Anticipation Notes, 2009.
Dated Nov 12, 2009.
Due May 12, 2010.
Purchased $1,100,000.00 by J.P. Morgan Chase, at 1.31%, effective rate 1.31%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.606%
Janney Montgomery, Effective Rate 1.65%
Adirondack Bank, Effective Rate 2.125%
Roosevelt & Cross, Effective Rate 2.4909%
Rye Brook Village
Nov 4, 2009 . . . . . . $2,200,000
Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Nov 1, 2009.
Due Nov 1, 2010 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, TIC 2.5922%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/10 | $290,000 | 3.00% | NRO | NRO | |
| 11/1/11 | $240,000 | 3.00% | NRO | NRO | |
| 11/1/12 | $250,000 | 4.00% | NRO | NRO | |
| 11/1/13 | $200,000 | 2.00% | NRO | NRO | |
| 11/1/14 | $200,000 | 2.125% | NRO | NRO | |
| 11/1/15 | $200,000 | 5.00% | NRO | NRO | |
| 11/1/16 | $195,000 | 5.00% | NRO | NRO | |
| 11/1/17 | $200,000 | 3.25% | NRO | NRO | |
| 11/1/18 | $200,000 | 3.00% | NRO | NRO | |
| 11/1/19 | $225,000 | 5.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Bernardi Securities, TIC 2.8281%
Robert W. Baird, TIC 2.9364%
Tonawanda (City)
Nov 4, 2009 . . . . . . $990,000
Bond Anticipation Notes, 2009A (bank qualified).
Dated Nov 18, 2009.
Due Nov 18, 2010.
Purchased $990,000.00 by J.P. Morgan Chase, at 1.54%, effective rate 1.54%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.7399%
HSBC Bank, Effective Rate 1.81%
Roosevelt & Cross, Effective Rate 1.9899%
M & T Bank, Effective Rate 2.09%
First Niagara Bank, Effective Rate 2.3%
OKLAHOMA
Lincoln County Independent School District No. 105 (Carney)
Nov 4, 2009 . . . . . . $195,000
Building Bonds of 2010 (bank qualified) (book entry).
Dated Jan 1, 2010.
Due Jan 1, 2012 to 2015.
Non-callable.
Winning bid: BOSC, at n/a, NIC 2.875%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/12 | $15,000 | 2.875% | 2.25% | ||
| 1/1/13 | $60,000 | 2.875% | 2.50% | ||
| 1/1/14 | $60,000 | 2.875% | 2.65% | ||
| 1/1/15 | $60,000 | 2.875% | 2.70% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
First Bankers' Banc, NIC 2.993%
Ottawa County Independent School District No 23 (Miami)
Nov 4, 2009 . . . . . . $795,000
Building Bonds of 2010 (bank qualified) (book entry).
Dated Jan 1, 2010.
Due Jan 1, 2012 to 2013.
Non-callable.
Winning bid: Country Club Bank, at n/a, NIC 1.7222%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/12 | $395,000 | 1.90% | NRO | NRO | |
| 1/1/13 | $400,000 | 1.625% | NRO | NRO |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 1.8294%
BOSC, NIC 2.3492%
PENNSYLVANIA
Lower Swatara Township
Nov 4, 2009 . . . . . . $4,070,000
General Obligation Bonds, Series A of 2009 (bank qualified) (book entry).
Dated Dec 7, 2009.
Due Dec 1, 2010 to 2029.
Callable Dec 1, 2014 at par.
Winning bid: Morgan Stanley, at n/a, TIC 3.9102%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/10 | $570,000 | 3.00% | NRO | NRO | |
| 12/1/11 | $605,000 | 2.50% | NRO | NRO | |
| 12/1/12 | $120,000 | 2.50% | NRO | NRO | |
| 12/1/13 | $120,000 | 2.50% | NRO | NRO | |
| 12/1/14 | $125,000 | 4.00% | NRO | NRO | |
| 12/1/15 | $130,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $130,000 | 3.25% | NRO | NRO | |
| 12/1/17 | $140,000 | 3.50% | NRO | NRO | |
| 12/1/18 | $145,000 | 3.50% | NRO | NRO | |
| 12/1/19 | $145,000 | 3.75% | NRO | NRO | |
| 12/1/20 | $150,000 | 3.75% | NRO | NRO | |
| 12/1/21 | $160,000 | 3.75% | NRO | NRO | |
| 12/1/22 | $165,000 | 4.00% | NRO | NRO | |
| 12/1/23 | $175,000 | 4.00% | NRO | NRO | |
| 12/1/24 | $180,000 | 4.00% | NRO | NRO | |
| 12/1/25 | $185,000 | 4.00% | NRO | NRO | |
| 12/1/26 | $190,000 | 4.00% | NRO | NRO | |
| 12/1/29 | $635,000 | 5.00% | NRO | NRO |
L.O.: Rhoads & Sinon, Harrisburg, PA.
F.A.: Concord Public Financial Advisors, Inc., Lancaster, PA.
Other bidders were:
UBS Financial Svcs, TIC 3.919%
Boenning&Scattergood, TIC 4.0296%
BNY Mellon Cap Mkts, TIC 4.0367%
Fifth Third Sec, TIC 4.0367%
Robert W. Baird, TIC 4.0873%
TENNESSEE
Rutherford County Consolidated Utility District
Nov 4, 2009 . . . . . . $15,000,000
Waterworks Revenue Bonds, Series 2009 (bank qualified) (book entry).
Dated Nov 19, 2009.
Due Feb 1, 2011 to 2030.
Callable Feb 1, 2020 at par.
Winning bid: Wiley Bros.-Aintree, at 103.4668, TIC 3.6888%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $550,000 | 2.50% | NRO | NRO | |
| 2/1/12 | $560,000 | 2.50% | NRO | NRO | |
| 2/1/13 | $570,000 | 2.50% | NRO | NRO | |
| 2/1/14 | $590,000 | 2.50% | NRO | NRO | |
| 2/1/15 | $600,000 | 2.50% | NRO | NRO | |
| 2/1/16 | $620,000 | 3.00% | NRO | NRO | |
| 2/1/17 | $650,000 | 3.00% | NRO | NRO | |
| 2/1/18 | $670,000 | 3.25% | NRO | NRO | |
| 2/1/19 | $700,000 | 4.00% | NRO | NRO | |
| 2/1/20 | $700,000 | 3.50% | NRO | NRO | |
| 2/1/22 | $1,490,000 | 4.00% | 3.41% | ||
| 2/1/24 | $1,620,000 | 4.25% | NRO | NRO | |
| 2/1/25 | $850,000 | 4.00% | 3.75% | ||
| 2/1/28 | $2,780,000 | 4.50% | NRO | NRO | |
| 2/1/30 | $2,050,000 | 4.50% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Citigroup Global Markets, Inc., Protective Securities A Division of ProEquities.
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Stephens Inc., Nashville, TN.
Other bidders were:
Morgan Keegan, TIC 3.7245%
Robert W. Baird, TIC 3.7642%
Morgan Stanley, TIC 3.7925%
Stephens, TIC 3.8344%
Ross Sinclaire, TIC 3.9133%
Sterne Agee, TIC 3.9688%
FTN Fin Cap Mkts, TIC 4.1305%
TEXAS
Bissonnet Municipal Utility District
Nov 4, 2009 . . . . . . $4,940,000
Waterworks and Sewer System Combination Unlimited Tax and Revenue Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Sep 1, 2025 to 2029.
Callable Sep 1, 2016 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.9097%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/25 | $865,000 | 5.00% | NRO | NRO | |
| 9/1/26 | $925,000 | 4.625% | NRO | NRO | |
| 9/1/27 | $985,000 | 4.625% | NRO | NRO | |
| 9/1/29 | $2,165,000 | 4.75% | NRO | NRO |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Morgan Stanley & Co., Inc..
L.O.: Paul A. Philbin & Assoc., P.C., Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
Vining-Sparks IBG, NIC 4.9719%
RBC Capital Markets, NIC 4.9802%
Wells Fargo Advisors, NIC 5.1117%
Hutchinson Shockey, NIC 5.172%
Sterne Agee, NIC 5.1779%
First Southwest, NIC 5.209%
Denton County Fresh Water Supply District No. 11-A
Nov 3, 2009 . . . . . . $3,000,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Sep 1, 2012 to 2035.
Callable Sep 1, 2017 at par.
Winning bid: GMS Group, at 97.0000, NIC 5.8089%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $55,000 | 4.90% | NRO | NRO | |
| 9/1/13 | $55,000 | 4.90% | NRO | NRO | |
| 9/1/14 | $60,000 | 4.90% | NRO | NRO | |
| 9/1/15 | $65,000 | 4.90% | NRO | NRO | |
| 9/1/16 | $70,000 | 5.00% | NRO | NRO | |
| 9/1/17 | $75,000 | 5.00% | NRO | NRO | |
| 9/1/18 | $80,000 | 4.60% | NRO | NRO | |
| 9/1/19 | $85,000 | 4.80% | NRO | NRO | |
| 9/1/20 | $90,000 | 5.00% | NRO | NRO | |
| 9/1/21 | $95,000 | 5.15% | NRO | NRO | |
| 9/1/22 | $105,000 | 5.30% | NRO | NRO | |
| 9/1/23 | $110,000 | 5.45% | NRO | NRO | |
| 9/1/24 | $115,000 | 5.60% | NRO | NRO | |
| 9/1/27 | $400,000 | 5.75% | NRO | NRO | |
| 9/1/30 | $485,000 | 5.75% | NRO | NRO | |
| 9/1/35 | $1,055,000 | 5.75% | NRO | NRO |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: First Southwest Company, Houston, TX.
Other bidders were:
First Southwest, NIC 5.8861%
Travis County Municipal Utility District No. 4
Nov 4, 2009 . . . . . . $5,625,000
Unlimited Contract Tax Bonds, Series 2009A (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Sep 1, 2010 to 2033.
Callable Sep 1, 2016 at par.
Winning bid: First Southwest, at 97.0880, NIC 5.2789%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/10 | $5,000 | 3.20% | 2.00% | ||
| 9/1/11 | $5,000 | 3.20% | 2.50% | ||
| 9/1/12 | $5,000 | 3.20% | 3.00% | ||
| 9/1/13 | $5,000 | 3.25% | 3.25% | ||
| 9/1/14 | $5,000 | 3.50% | 3.50% | ||
| 9/1/15 | $5,000 | 3.75% | 3.75% | ||
| 9/1/16 | $5,000 | 4.00% | 4.00% | ||
| 9/1/17 | $5,000 | 4.10% | 4.10% | ||
| 9/1/18 | $5,000 | 4.20% | 4.20% | ||
| 9/1/28 | $845,000 | 5.00% | 5.10% | ||
| 9/1/30 | $1,750,000 | 5.10% | 5.20% | ||
| 9/1/33 | $2,985,000 | 5.20% | 5.375% |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Austin, TX.
Other bidders were:
Morgan Stanley, NIC 5.3576%
Southwest Securities, NIC 5.6332%
Hutchinson Shockey, NIC 5.7077%
Sterne Agee, NIC 5.7664%
WASHINGTON
Walla Walla (City)
Nov 4, 2009 . . . . . . $11,595,000
Unlimited Tax General Obligation Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Dec 1, 2010 to 2029.
Callable Jun 1, 2019 at par.
Winning bid: M & I Bank, at 98.8052, TIC 4.149%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/10 | $335,000 | 3.50% | NRO | NRO | AGC |
| 12/1/11 | $355,000 | 3.50% | NRO | NRO | AGC |
| 12/1/12 | $375,000 | 3.25% | NRO | NRO | AGC |
| 12/1/13 | $395,000 | 3.25% | NRO | NRO | AGC |
| 12/1/14 | $415,000 | 3.50% | NRO | NRO | AGC |
| 12/1/15 | $435,000 | 3.75% | NRO | NRO | AGC |
| 12/1/16 | $460,000 | 3.75% | NRO | NRO | AGC |
| 12/1/17 | $485,000 | 3.75% | NRO | NRO | AGC |
| 12/1/18 | $505,000 | 3.75% | NRO | NRO | AGC |
| 12/1/19 | $535,000 | 3.75% | NRO | NRO | AGC |
| 12/1/20 | $565,000 | 3.55% | NRO | NRO | AGC |
| 12/1/21 | $595,000 | 3.65% | NRO | NRO | AGC |
| 12/1/22 | $630,000 | 3.75% | NRO | NRO | AGC |
| 12/1/23 | $665,000 | 4.00% | NRO | NRO | AGC |
| 12/1/24 | $700,000 | 4.00% | NRO | NRO | AGC |
| 12/1/25 | $740,000 | 4.125% | NRO | NRO | AGC |
| 12/1/26 | $785,000 | 4.25% | NRO | NRO | AGC |
| 12/1/27 | $830,000 | 4.25% | NRO | NRO | AGC |
| 12/1/28 | $870,000 | 4.375% | NRO | NRO | AGC |
| 12/1/29 | $920,000 | 4.375% | NRO | NRO | AGC |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Koegen Edwards LLP, Spokane, WA.
F.A.: DashenMusselman, Inc., Mount Vernon, WA.
Other bidders were:
Piper Jaffray, TIC 4.1518%
Robert W. Baird, TIC 4.1546%
BMO Capital Markets, TIC 4.1555%
Seattle-Northwest, TIC 4.195%
Hutchinson Shockey, TIC 4.2163%
Citigroup, TIC 4.2906%
Prager Sealy, TIC 4.3327%
Fidelity Capital, TIC 4.4537%
TAXABLE ISSUES
KANSAS
Sedgwick County
Nov 4, 2009 . . . . . . $9,965,000
Taxable General Obligation Bonds, Series A, 2009 (Build America Bonds-Direct Payment) (book entry).
Dated Dec 1, 2009.
Due Aug 1, 2010 to 2029.
Callable Aug 1, 2019 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.0482%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $590,000 | 0.70% | NRO | NRO | |
| 8/1/11 | $625,000 | 1.25% | 1.25% | ||
| 8/1/12 | $630,000 | 1.90% | 1.90% | ||
| 8/1/13 | $640,000 | 2.15% | 2.15% | ||
| 8/1/14 | $655,000 | 2.85% | 2.85% | ||
| 8/1/15 | $600,000 | 3.05% | 3.05% | ||
| 8/1/16 | $610,000 | 3.65% | 3.65% | ||
| 8/1/17 | $625,000 | 3.85% | 3.85% | ||
| 8/1/18 | $640,000 | 4.20% | 4.20% | ||
| 8/1/19 | $660,000 | 4.35% | 4.35% | ||
| 8/1/20 | $315,000 | 4.55% | 4.55% | ||
| 8/1/21 | $325,000 | 4.75% | 4.75% | ||
| 8/1/22 | $335,000 | 4.85% | 4.85% | ||
| 8/1/23 | $350,000 | 5.00% | 5.00% | ||
| 8/1/24 | $360,000 | 5.20% | 5.20% | ||
| 8/1/25 | $370,000 | 5.30% | 5.30% | ||
| 8/1/26 | $385,000 | 5.40% | 5.40% | ||
| 8/1/29 | $1,250,000 | 5.65% | 5.65% |
Other managers: Coastal Securities Corp., Loop Capital Markets, LLC, Kildare Capital, Inc., Davenport & Company LLC, SAMCO Capital Markets, Charles Schwab & Co., Isaak Bond Investments, Inc., Wedbush Morgan Securities, Cronin & Co., Inc., UMB Bank, N.A., Country Club Bank.
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Morgan Keegan, TIC 3.0744%
Wells Fargo Advisors, TIC 3.1055%
KENTUCKY
Louisville/Jefferson County Metro Government
Nov 4, 2009 . . . . . . $63,250,000
Taxable General Obligation Bonds, Series 2009F (Build America Bonds and Recovery Zone Bonds) (book entry).
Dated Nov 18, 2009.
Due Nov 15, 2019 to 2029.
Non-callable.
Winning bid: BMO Capital Markets, at n/a, TIC 5.3022%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/19 | $865,000 | 4.40% | NRO | NRO | |
| 11/15/20 | $5,435,000 | 4.55% | NRO | NRO | |
| 11/15/21 | $5,605,000 | 4.65% | NRO | NRO | |
| 11/15/22 | $5,775,000 | 4.75% | NRO | NRO | |
| 11/15/23 | $5,960,000 | 4.90% | NRO | NRO | |
| 11/15/24 | $6,155,000 | 5.05% | NRO | NRO | |
| 11/15/25 | $6,360,000 | 5.15% | NRO | NRO | |
| 11/15/26 | $6,550,000 | 5.30% | NRO | NRO | |
| 11/15/27 | $6,635,000 | 5.45% | NRO | NRO | |
| 11/15/29 | $13,910,000 | 5.65% | NRO | NRO |
Other managers: Oppenheimer & Co., Inc..
L.O.: Wyatt, Tarrant & Combs, LLP, Louisville, KY; and Stites & Harbison, Louisville, KY.
F.A.: Public Financial Management, Inc., Memphis, TN; and Morgan Keegan & Co., Inc., Memphis, TN.
Other bidders were:
Morgan Keegan, TIC 5.4127%
Mesirow Financial, TIC 5.4737%
Citigroup, TIC 5.6858%
