ARKANSAS
Genoa Central School District No. 1 of Miller County
Oct 20, 2009 . . . . . . $6,305,000
Refunding Bonds (bank qualified) (book entry).
Dated Nov 1, 2009.
Due Feb 1, 2010 to 2039.
Callable Feb 1, 2015 at par.
Winning bid: Morgan Keegan, at 98.0000, TIC 4.3811%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/10 | $225,000 | 3.00% | NRO | NRO | |
| 2/1/11 | $130,000 | 3.00% | NRO | NRO | |
| 2/1/12 | $135,000 | 3.00% | NRO | NRO | |
| 2/1/13 | $135,000 | 3.00% | NRO | NRO | |
| 2/1/14 | $140,000 | 3.00% | NRO | NRO | |
| 2/1/15 | $140,000 | 3.00% | NRO | NRO | |
| 2/1/16 | $145,000 | 3.00% | NRO | NRO | |
| 2/1/17 | $150,000 | 3.00% | NRO | NRO | |
| 2/1/18 | $155,000 | 3.25% | NRO | NRO | |
| 2/1/19 | $155,000 | 3.375% | NRO | NRO | |
| 2/1/20 | $160,000 | 3.40% | NRO | NRO | |
| 2/1/21 | $170,000 | 3.50% | NRO | NRO | |
| 2/1/22 | $175,000 | 3.55% | NRO | NRO | |
| 2/1/23 | $180,000 | 3.65% | NRO | NRO | |
| 2/1/24 | $185,000 | 3.80% | NRO | NRO | |
| 2/1/25 | $195,000 | 3.90% | NRO | NRO | |
| 2/1/26 | $200,000 | 4.00% | NRO | NRO | |
| 2/1/27 | $210,000 | 4.10% | NRO | NRO | |
| 2/1/28 | $215,000 | 4.15% | NRO | NRO | |
| 2/1/29 | $225,000 | 4.20% | NRO | NRO | |
| 2/1/33 | $1,000,000 | 4.50% | NRO | NRO | |
| 2/1/36 | $875,000 | 4.50% | NRO | NRO | |
| 2/1/39 | $1,005,000 | 4.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 4.4279%
Sterne Agee, TIC 4.5417%
FTN Fin Cap Mkts, TIC 4.5649%
CALIFORNIA
Los Angeles Community Redevelopment Agency
Oct 20, 2009 . . . . . . $20,000,000
Earthquake Disaster Assistance Project for Portions of Council District 7 (Pacoima/ Panorama City) Tax Allocation Bonds, Series D (Tax-Exempt) (book entry).
Dated Nov 4, 2009.
Due Sep 1, 2010 to 2039.
Callable Sep 1, 2019 at par.
Winning bid: Citigroup, at n/a, TIC 5.5081%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/10 | $470,000 | 5.00% | 1.30% | ||
| 9/1/11 | $305,000 | 5.00% | 1.75% | ||
| 9/1/12 | $325,000 | 5.00% | 2.15% | ||
| 9/1/13 | $340,000 | 5.00% | 2.70% | ||
| 9/1/14 | $355,000 | 5.00% | 3.30% | ||
| 9/1/15 | $375,000 | 5.00% | 3.75% | ||
| 9/1/16 | $390,000 | 5.00% | 4.00% | ||
| 9/1/17 | $410,000 | 5.00% | 4.25% | ||
| 9/1/18 | $430,000 | 5.00% | 4.50% | ||
| 9/1/19 | $455,000 | 5.00% | 4.70% | ||
| 9/1/20 | $475,000 | 5.00% | NRO | NRO | |
| 9/1/21 | $500,000 | 5.00% | 5.00% | ||
| 9/1/22 | $525,000 | 5.00% | 5.05% | ||
| 9/1/23 | $550,000 | 5.10% | 5.10% | ||
| 9/1/24 | $580,000 | 5.10% | 5.125% | ||
| 9/1/25 | $610,000 | 5.125% | 5.15% | ||
| 9/1/26 | $640,000 | 5.125% | 5.20% | ||
| 9/1/27 | $675,000 | 5.25% | 5.25% | ||
| 9/1/28 | $710,000 | 5.25% | 5.30% | ||
| 9/1/29 | $745,000 | 5.25% | 5.35% | ||
| 9/1/30 | $785,000 | 5.375% | 5.40% | ||
| 9/1/32 | $1,705,000 | 5.50% | 5.50% | ||
| 9/1/39 | $7,645,000 | 5.625% | 5.625% |
L.O.: Robinson & Pearman LLP, La Jolla, CA; and Nossaman, Guthner, Knox & Elliott, LLP, Irvine, CA.
F.A.: Gardner, Underwood & Bacon, LLC, Los Angeles, CA.
Other bidders were:
Wachovia Bank, TIC 5.5356%
E.J. De La Rosa, TIC 5.6264%
Stone & Youngberg, TIC 5.6292%
Merrill Lynch, TIC 5.8502%
Sonoma County
Oct 20, 2009 . . . . . . $120,000,000
2009-10 Tax and Revenue Anticipation Notes (book entry).
Dated Oct 29, 2009.
Due Oct 28, 2010.
Purchased $120,000,000.00 by Wachovia Bank, at 1.5%, plus $1,299,600.00, effective rate 0.4096%.
L.O.: Fulbright & Jaworski, Los Angeles, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Citigroup, Effective Rate 0.4185%
JPMorgan, Effective Rate 0.4191%
JPMorgan, Effective Rate 0.4199%
Barclays Capital, Effective Rate 0.4302%
Goldman Sachs, Effective Rate 0.4325%
Piper Jaffray, Effective Rate 0.4544%
Morgan Stanley, Effective Rate 0.4544%
Jefferies, Effective Rate 0.5501%
CONNECTICUT
Plainville (Town)
Oct 20, 2009 . . . . . . $10,000,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Oct 29, 2009.
Due Oct 28, 2010.
Purchased $10,000,000.00 by Jefferies, at 2.0%, plus $124,701.00, effective rate 0.7495%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Eastern Bank, Effective Rate 0.819%
Eastern Bank, Effective Rate 0.884%
Janney Montgomery, Effective Rate 0.9234%
ILLINOIS
De Witt, Ford, et al Counties Community College District No. 540 (Heartland)
Oct 20, 2009 . . . . . . $4,500,000
General Obligation Community College Bonds, Series 2009B (bank qualified) (book entry). $3,000,000
Dated Nov 1, 2009.
Due Dec 1, 2011 to 2013.
Non-callable.
Winning bid: Robert W. Baird, at n/a, NIC 1.5745%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $700,000 | 2.00% | 1.00% | ||
| 12/1/12 | $2,000,000 | 2.00% | 1.50% | ||
| 12/1/13 | $300,000 | 2.50% | 1.90% |
Other managers: CL King & Associates, Davenport & Company LLC, Loop Capital Markets, LLC, Kildare Capital, Inc., Isaak Bond Investments, Inc., Crews & Associates, Inc., Wedbush Morgan Securities, UMB Bank, N.A., SAMCO Capital Markets, Wells Fargo Advisors.
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: First Midstate Incorporated, Bloomington, IL.
Other bidders were:
Stifel Nicolaus, NIC 1.8666%
M & I Bank, NIC 1.9581%
Hutchinson Shockey, NIC 1.9813%
Bernardi Securities, NIC 1.9885%
IOWA
Iowa City (City)
Oct 20, 2009 . . . . . . $9,110,000
Parking System Revenue Refunding Capital Loan Notes, Series 2009F (book entry).
Dated Nov 23, 2009.
Due Jul 1, 2010 to 2024.
Callable Jul 1, 2017 at par.
Winning bid: Hutchinson Shockey, at 101.1630, TIC 4.0827%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/10 | $420,000 | 3.00% | NRO | NRO | |
| 7/1/11 | $500,000 | 3.00% | NRO | NRO | |
| 7/1/12 | $515,000 | 3.00% | NRO | NRO | |
| 7/1/13 | $530,000 | 3.00% | NRO | NRO | |
| 7/1/14 | $540,000 | 3.00% | NRO | NRO | |
| 7/1/15 | $560,000 | 4.00% | NRO | NRO | |
| 7/1/16 | $580,000 | 4.00% | NRO | NRO | |
| 7/1/17 | $605,000 | 4.00% | 3.65% | ||
| 7/1/18 | $625,000 | 4.00% | 3.85% | ||
| 7/1/19 | $650,000 | 4.00% | 4.00% | ||
| 7/1/20 | $680,000 | 4.25% | NRO | NRO | |
| 7/1/21 | $705,000 | 4.25% | NRO | NRO | |
| 7/1/22 | $735,000 | 4.25% | NRO | NRO | |
| 7/1/23 | $770,000 | 5.00% | NRO | NRO | |
| 7/1/24 | $695,000 | 5.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 4.3501%
Northland Securities, TIC 4.8181%
Story County
Oct 20, 2009 . . . . . . $5,300,000
General Obligation County Road Improvement Bonds, Series 2009A (bank qualified) (book entry).
Dated Nov 1, 2009.
Due Jun 1, 2010 to 2019.
Callable Jun 1, 2016 at par.
Winning bid: UMB Bank, at 99.4650, TIC 2.897%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $640,000 | 1.00% | NRO | NRO | |
| 6/1/11 | $460,000 | 1.50% | NRO | NRO | |
| 6/1/12 | $465,000 | 2.00% | NRO | NRO | |
| 6/1/13 | $480,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $490,000 | 2.15% | NRO | NRO | |
| 6/1/15 | $510,000 | 2.55% | NRO | NRO | |
| 6/1/16 | $530,000 | 2.85% | NRO | NRO | |
| 6/1/17 | $550,000 | 3.00% | NRO | NRO | |
| 6/1/18 | $575,000 | 3.20% | NRO | NRO | |
| 6/1/19 | $600,000 | 3.35% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 2.9426%
Bernardi Securities, TIC 2.9433%
BMO Capital Markets, TIC 2.9734%
Hutchinson Shockey, TIC 3.0258%
Piper Jaffray, TIC 3.073%
M & I Bank, TIC 3.1181%
First Trust, TIC 3.1409%
KANSAS
Olathe (City)
Oct 20, 2009 . . . . . . $42,300,000
General Obligation Temporary Notes, Series 2009-B (book entry).
Dated Nov 1, 2009.
Due Jun 1, 2010.
Purchased $42,300,000.00 by Morgan Stanley, at 1.5%, plus $245,340.00, effective rate 0.5057%.
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Citigroup, Effective Rate 0.5314%
Piper Jaffray, Effective Rate 0.5331%
JPMorgan, Effective Rate 0.5571%
Barclays Capital, Effective Rate 0.5674%
Jefferies, Effective Rate 0.5674%
MASSACHUSETTS
Hingham (Town)
Oct 20, 2009 . . . . . . $3,780,000
General Obligation Refunding Bonds, Series B (book entry).
Dated Oct 28, 2009.
Due Feb 15, 2010 to Aug 15, 2018.
Non-callable.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.199%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/10 | $245,000 | 2.00% | NRO | NRO | |
| 8/15/10 | $470,000 | 2.00% | NRO | NRO | |
| 8/15/11 | $460,000 | 2.00% | NRO | NRO | |
| 8/15/12 | $430,000 | 2.00% | NRO | NRO | |
| 8/15/13 | $420,000 | 2.25% | NRO | NRO | |
| 8/15/14 | $410,000 | 2.25% | NRO | NRO | |
| 8/15/15 | $400,000 | 2.50% | NRO | NRO | |
| 8/15/16 | $385,000 | 3.00% | NRO | NRO | |
| 8/15/17 | $375,000 | 3.00% | NRO | NRO | |
| 8/15/18 | $185,000 | 3.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Citigroup Global Markets, Inc., Fidelity Capital Markets, CL King & Associates, First Southwest Company, Sterne, Agee & Leach, Inc, Wells Fargo Advisors.
In association with: Moors & Cabot, Inc.., Winslow, Evans & Crocker, Wiley Bros.-Aintree Capital LLC, Oppenheimer & Co., Inc., Charles Schwab & Co..
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Eastern Bk Cap Mkts, TIC 2.2203%
Hutchinson Shockey, TIC 2.2706%
Hingham (Town)
Oct 20, 2009 . . . . . . $38,565,991
General Obligation Municipal Purpose Loan of 2009 Bonds, Series A (book entry).
Dated Oct 28, 2009.
Due Apr 15, 2010 to 2029.
Callable Apr 15, 2019 at par.
Winning bid: Morgan Keegan, at n/a, TIC 3.372%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/10 | $2,210,991 | 3.00% | NRO | NRO | |
| 4/15/11 | $2,155,000 | 3.00% | NRO | NRO | |
| 4/15/12 | $2,155,000 | 3.00% | NRO | NRO | |
| 4/15/13 | $2,145,000 | 3.00% | NRO | NRO | |
| 4/15/14 | $1,985,000 | 4.50% | NRO | NRO | |
| 4/15/15 | $1,975,000 | 3.00% | NRO | NRO | |
| 4/15/16 | $1,975,000 | 3.00% | NRO | NRO | |
| 4/15/17 | $1,975,000 | 3.00% | NRO | NRO | |
| 4/15/18 | $1,975,000 | 5.00% | NRO | NRO | |
| 4/15/19 | $1,970,000 | 4.00% | 3.08% | ||
| 4/15/20 | $1,965,000 | 5.00% | NRO | NRO | |
| 4/15/21 | $1,965,000 | 5.00% | NRO | NRO | |
| 4/15/22 | $1,965,000 | 4.00% | 3.48% | ||
| 4/15/23 | $1,965,000 | 4.00% | 3.55% | ||
| 4/15/24 | $1,965,000 | 4.00% | 3.61% | ||
| 4/15/25 | $1,965,000 | 4.00% | 3.67% | ||
| 4/15/26 | $1,965,000 | 4.00% | 3.72% | ||
| 4/15/27 | $1,965,000 | 4.00% | 3.77% | ||
| 4/15/28 | $1,965,000 | 4.00% | 3.82% | ||
| 4/15/29 | $360,000 | 4.00% | 3.88% |
Other managers: Robert W. Baird & Co., Inc., Eastern Bank Capital Markets, Davenport & Company LLC, Stifel, Nicolaus & Co., Inc., Corby Capital Markets, Inc., Edward D. Jones & Co., Loop Capital Markets, LLC.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Piper Jaffray, TIC 3.4165%
Merrill Lynch, TIC 3.4166%
UBS Financial Svcs, TIC 3.482%
BMO Capital Markets, TIC 3.5408%
MINNESOTA
Clay County
Oct 20, 2009 . . . . . . $2,620,000
General Obligation Watershed Refunding and Watershed Improvement Bonds, Series 2009A (bank qualified) (book entry).
Dated Nov 18, 2009.
Due Feb 1, 2010 to 2017.
Non-callable.
Winning bid: Robert W. Baird, at 101.4294, TIC 2.3767%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/10 | $205,000 | 2.00% | 0.50% | ||
| 2/1/11 | $415,000 | 2.00% | 0.90% | ||
| 2/1/12 | $415,000 | 2.00% | 1.30% | ||
| 2/1/13 | $395,000 | 2.50% | 1.70% | ||
| 2/1/14 | $350,000 | 3.00% | 2.05% | ||
| 2/1/15 | $355,000 | 3.00% | 2.45% | ||
| 2/1/16 | $260,000 | 3.00% | 2.75% | ||
| 2/1/17 | $225,000 | 3.25% | 2.95% |
Other managers: CL King & Associates, Loop Capital Markets, LLC, Davenport & Company LLC, Kildare Capital, Inc..
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Piper Jaffray, TIC 2.5024%
BMO Capital Markets, TIC 2.5535%
Cronin, TIC 2.5746%
UMB Bank, TIC 2.5903%
Northland Securities, TIC 2.6377%
UBS Financial Svcs, TIC 2.7104%
M & I Bank, TIC 3.0592%
Mendota Heights (City)
Oct 20, 2009 . . . . . . $745,000
General Obligation Bonds, Series 2009A (bank qualified) (book entry).
Dated Nov 17, 2009.
Due Feb 1, 2011 to 2020.
Callable Feb 1, 2017 at par.
Winning bid: Northland Securities, at 99.1203, TIC 3.164%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $115,000 | 1.50% | 1.50% | ||
| 2/1/14 | $150,000 | 2.25% | 2.25% | ||
| 2/1/16 | $155,000 | 2.75% | 2.75% | ||
| 2/1/18 | $160,000 | 3.20% | 3.20% | ||
| 2/1/20 | $165,000 | 3.50% | 3.50% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Cronin, TIC 3.2181%
United Banker's Bk, TIC 3.2236%
NEW JERSEY
Belleville Township
Oct 20, 2009 . . . . . . $5,596,000
Bond Anticipation Notes (bank qualified).
Dated Oct 29, 2009.
Due Oct 29, 2010.
Purchased $5,596,000.00 by Valley National Bank, at 1.05%, effective rate 1.05%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.87%
Carneys Point Township
Oct 20, 2009 . . . . . . $195,000
Special Emergency Notes (bank qualified).
Dated Oct 28, 2009.
Due Oct 28, 2010.
Purchased $195,000.00 by First Elmer Inv Corp, at 2.74%, effective rate 2.74%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Fulton Financial, Effective Rate 3.1%
Oppenheimer, Effective Rate 3.4866%
Ocean Township (Ocean County)
Oct 20, 2009 . . . . . . $3,672,578
Bond Anticipation Notes (bank qualified).
Dated Oct 29, 2009.
Due Mar 8, 2010.
Purchased $3,672,580.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.42%
Somerset County Improvement Authority
Oct 20, 2009 . . . . . . $3,360,000
County Guaranteed Governmental Loan Revenue Bonds, Series 2009B (bank qualified) (book entry).
Dated Oct 28, 2009.
Due Oct 1, 2010 to 2024.
Callable Oct 1, 2019 at par.
Winning bid: Robert W. Baird, at 100.0000, TIC 3.2493%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/10 | $130,000 | 1.25% | 0.65% | ||
| 10/1/11 | $130,000 | 2.00% | 0.75% | ||
| 10/1/12 | $180,000 | 2.00% | 1.12% | ||
| 10/1/13 | $180,000 | 2.00% | 1.53% | ||
| 10/1/14 | $215,000 | 2.50% | 1.95% | ||
| 10/1/15 | $240,000 | 3.00% | 2.35% | ||
| 10/1/16 | $240,000 | 3.00% | 2.61% | ||
| 10/1/17 | $265,000 | 3.00% | 2.85% | ||
| 10/1/18 | $265,000 | 3.00% | 3.00% | ||
| 10/1/19 | $265,000 | 3.00% | 3.15% | ||
| 10/1/20 | $265,000 | 3.25% | 3.36% | ||
| 10/1/21 | $265,000 | 3.375% | 3.46% | ||
| 10/1/22 | $265,000 | 3.50% | 3.53% | ||
| 10/1/23 | $265,000 | 4.00% | 3.60% | ||
| 10/1/24 | $190,000 | 4.00% | 3.66% |
Other managers: Davenport & Company LLC, Kildare Capital, Inc., SAMCO Capital Markets, NW Capital Markets Inc..
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Suplee, Clooney & Company, Westfield, NJ.
Other bidders were:
UBS Financial Svcs, TIC 3.4176%
Somerset County Improvement Authority
Oct 20, 2009 . . . . . . $10,700,000
County Guaranteed Lease Revenue Bonds (Bridgewater, Hillsborough and Benards Property Acquistion Projects), Series 2009A (book entry).
Dated Oct 28, 2009.
Due Oct 1, 2010 to 2029.
Callable Oct 1, 2019 at par.
Winning bid: Morgan Stanley, at 100.8964, TIC 3.4999%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/10 | $535,000 | 2.50% | NRO | NRO | |
| 10/1/11 | $535,000 | 2.50% | NRO | NRO | |
| 10/1/12 | $535,000 | 2.50% | NRO | NRO | |
| 10/1/13 | $535,000 | 2.75% | NRO | NRO | |
| 10/1/14 | $535,000 | 2.75% | NRO | NRO | |
| 10/1/15 | $535,000 | 3.00% | NRO | NRO | |
| 10/1/16 | $535,000 | 3.00% | NRO | NRO | |
| 10/1/17 | $535,000 | 3.25% | NRO | NRO | |
| 10/1/18 | $535,000 | 3.25% | NRO | NRO | |
| 10/1/19 | $535,000 | 3.50% | NRO | NRO | |
| 10/1/20 | $535,000 | 3.50% | NRO | NRO | |
| 10/1/21 | $535,000 | 3.50% | NRO | NRO | |
| 10/1/22 | $535,000 | 3.50% | NRO | NRO | |
| 10/1/23 | $535,000 | 3.50% | NRO | NRO | |
| 10/1/24 | $535,000 | 4.00% | NRO | NRO | |
| 10/1/25 | $535,000 | 4.00% | NRO | NRO | |
| 10/1/27 | $1,070,000 | 4.00% | NRO | NRO | |
| 10/1/29 | $1,070,000 | 4.00% | NRO | NRO |
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Suplee, Clooney & Company, Westfield, NJ.
Other bidders were:
Robert W. Baird, TIC 3.5136%
UBS Financial Svcs, TIC 3.6562%
Washington Township (Bergen County)
Oct 20, 2009 . . . . . . $2,250,000
Bond Anticipation Notes (bank qualified).
Dated Oct 29, 2009.
Due Oct 29, 2010.
Purchased $2,250,000.00 by Valley National Bank, at 0.9%, effective rate 0.9%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.927%
Wachovia Bank, Effective Rate 1.07%
TD Bank, N.A., Effective Rate 1.12%
Jefferies, Effective Rate 1.204%
Oppenheimer, Effective Rate 1.31%
Janney Montgomery, Effective Rate 1.325%
Bank of America, Effective Rate 1.43%
PNC Bank, Effective Rate 1.72%
Lakeland Bank, Effective Rate 2.05%
NEW YORK
Croton-Harmon Union Free School District
Oct 20, 2009 . . . . . . $325,000
Bond Anticipation Notes for School Buses - 2009 (bank qualified).
Dated Oct 27, 2009.
Due Oct 27, 2010.
Purchased $325,000.00 by J.P. Morgan Chase, at 1.62%, effective rate 1.62%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.9692%
Gowanda Village
Oct 20, 2009 . . . . . . $5,000,000
Bond Anticipation Notes for Various Purposes-2009 (bank qualified).
Dated Oct 29, 2009.
Due Oct 28, 2010.
Purchased $5,000,000.00 by Janney Montgomery, at 2.0%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.749%
Oppenheimer, Effective Rate 3.1938%
Livonia Central School District
Oct 20, 2009 . . . . . . $144,357
School District (Serial) Bonds, 2009 (bank qualified).
Dated Nov 5, 2009.
Due Jun 15, 2010 to 2014.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 2.7721%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/10 | $24,357 | 2.40% | NRO | NRO | |
| 6/15/11 | $25,000 | 2.50% | NRO | NRO | |
| 6/15/12 | $30,000 | 2.75% | NRO | NRO | |
| 6/15/13 | $30,000 | 2.75% | NRO | NRO | |
| 6/15/14 | $35,000 | 2.90% | NRO | NRO |
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.0963%
Five Star Bnk, NIC 3.45%
Three Village Central School District
Oct 20, 2009 . . . . . . $18,000,000
Tax Anticipation Notes For 2009-2010 Taxes.
Dated Oct 28, 2009.
Due Jun 30, 2010.
Purchased $18,000,000.00 by JPMorgan, at 1.0%, plus $67,439.07, effective rate 0.4427%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.4467%
Jefferies, Effective Rate 0.4676%
Wachovia Bank, Effective Rate 0.5407%
Roosevelt & Cross, Effective Rate 0.577%
Oppenheimer, Effective Rate 0.6342%
State Bank of LI, Effective Rate 0.699%
Capital One, Effective Rate 0.73%
TD Bank, N.A., Effective Rate 1.22%
NORTH CAROLINA
Martin County Water & Sewer District No. 2
Oct 20, 2009 . . . . . . $5,986,000
General Obligation Water Bond Anticipation Notes (bank qualified) (book entry).
Dated Nov 3, 2009.
Due Apr 28, 2010.
Purchased $5,986,000.00 by Wachovia Bank, at 2.0%, plus $40,884.38, effective rate 0.595%.
L.O.: Robinson, Bradshaw & Hinson, P.A., Charlotte, NC.
F.A.: Local Government Commission, Raleigh, NC.
Other bidders were:
Janney Montgomery, Effective Rate 1.2943%
Robert W. Baird, Effective Rate 1.525%
First Citizens Bk, Effective Rate 1.75%
OKLAHOMA
Bartlesville (City)
Oct 19, 2009 . . . . . . $3,000,000
General Obligation Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Dec 1, 2011 to 2019.
Non-callable.
Winning bid: BOSC, at n/a, NIC 2.9117%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $330,000 | 4.90% | 1.75% | ||
| 12/1/12 | $330,000 | 3.00% | 1.75% | ||
| 12/1/13 | $330,000 | 2.00% | 2.00% | ||
| 12/1/14 | $330,000 | 2.25% | 2.25% | ||
| 12/1/15 | $330,000 | 2.50% | 2.50% | ||
| 12/1/16 | $330,000 | 2.75% | 2.75% | ||
| 12/1/17 | $330,000 | 3.00% | 3.00% | ||
| 12/1/18 | $330,000 | 3.125% | 3.125% | ||
| 12/1/19 | $360,000 | 3.25% | 3.25% |
L.O.: The Public Finance Law Group PLLC, Oklahoma City, OK; and State Attorney General.
F.A.: Municipal Finance Services, Inc., Edmond, OK.
Other bidders were:
Country Club Bank, NIC 2.9619%
Baker Group, NIC 2.9776%
UMB Bank, NIC 3.1252%
Robert W. Baird, NIC 3.3159%
Hutchinson Shockey, NIC 4.0854%
TENNESSEE
Knoxville (City)
Oct 20, 2009 . . . . . . $25,000,000
Water System Revenue Bonds, Series U-2009 (book entry).
Dated Nov 12, 2009.
Due Mar 1, 2014 to 2033.
Callable Mar 1, 2019 at par.
Winning bid: Prager Sealy, at 100.6376, TIC 4.0567%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $750,000 | 3.00% | NRO | NRO | |
| 3/1/15 | $800,000 | 3.00% | NRO | NRO | |
| 3/1/16 | $825,000 | 4.00% | NRO | NRO | |
| 3/1/17 | $875,000 | 4.00% | NRO | NRO | |
| 3/1/18 | $925,000 | 4.00% | NRO | NRO | |
| 3/1/19 | $950,000 | 4.00% | NRO | NRO | |
| 3/1/20 | $1,000,000 | 4.00% | 3.54% | ||
| 3/1/21 | $1,050,000 | 4.00% | 3.66% | ||
| 3/1/22 | $1,125,000 | 4.00% | 3.75% | ||
| 3/1/23 | $1,175,000 | 4.00% | NRO | NRO | |
| 3/1/24 | $1,225,000 | 4.00% | 3.92% | ||
| 3/1/25 | $1,300,000 | 4.00% | 4.00% | ||
| 3/1/26 | $1,350,000 | 4.00% | 4.07% | ||
| 3/1/27 | $1,425,000 | 4.00% | 4.14% | ||
| 3/1/28 | $1,500,000 | 4.00% | 4.19% | ||
| 3/1/29 | $1,575,000 | 4.25% | 4.25% | ||
| 3/1/30 | $1,650,000 | 4.25% | 4.30% | ||
| 3/1/31 | $1,750,000 | 4.25% | 4.35% | ||
| 3/1/32 | $1,825,000 | 4.25% | 4.40% | ||
| 3/1/33 | $1,925,000 | 4.50% | 4.45% |
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Morgan Keegan & Co., Inc., Knoxville, TN.
Other bidders were:
BB&T Cap Mkts, TIC 4.0807%
Hutchinson Shockey, TIC 4.1149%
Morgan Stanley, TIC 4.1384%
Robert W. Baird, TIC 4.1475%
UBS Financial Svcs, TIC 4.1803%
Vining-Sparks IBG, TIC 4.1892%
TEXAS
Bowie (City)
Oct 20, 2009 . . . . . . $3,530,000
General Obligation Refunding Bonds, Series 2009 (bank qualified) (book entry).
Dated Oct 15, 2009.
Due Jul 10, 2010 to 2016.
Non-callable.
Winning bid: First Southwest, at 100.0000, TIC 2.5319%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/10/10 | $485,000 | 2.00% | 0.90% | ||
| 7/10/11 | $470,000 | 2.00% | 1.20% | ||
| 7/10/12 | $485,000 | 2.00% | 1.65% | ||
| 7/10/13 | $495,000 | 2.10% | 2.00% | ||
| 7/10/14 | $515,000 | 2.40% | 2.40% | ||
| 7/10/15 | $530,000 | 2.80% | 2.80% | ||
| 7/10/16 | $550,000 | 3.00% | 3.00% |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Dallas, TX.
Other bidders were:
SAMCO Cap Mkts, TIC 2.5526%
Hutchinson Shockey, TIC 2.7118%
UMB Bank, TIC 2.8366%
Morgan Keegan, TIC 3.079%
Bernardi Securities, TIC 3.1199%
Robert W. Baird, TIC 3.1339%
Grand Mission Municipal Utility District No. 2
Oct 19, 2009 . . . . . . $1,740,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Nov 1, 2009.
Due Sep 1, 2011 to 2036.
Callable Sep 1, 2016 at par.
Winning bid: First Southwest, at 97.0000, NIC 5.8441%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/11 | $20,000 | 3.375% | 3.00% | ||
| 9/1/12 | $25,000 | 3.375% | 3.25% | ||
| 9/1/13 | $25,000 | 3.50% | 3.50% | ||
| 9/1/14 | $25,000 | 3.75% | 3.75% | ||
| 9/1/15 | $30,000 | 4.00% | 4.00% | ||
| 9/1/16 | $30,000 | 4.20% | 4.20% | ||
| 9/1/17 | $35,000 | 4.40% | 4.40% | ||
| 9/1/18 | $35,000 | 4.60% | 4.60% | ||
| 9/1/19 | $40,000 | 4.80% | 4.80% | ||
| 9/1/20 | $45,000 | 5.00% | 5.00% | ||
| 9/1/21 | $45,000 | 5.00% | 5.125% | ||
| 9/1/22 | $45,000 | 5.125% | 5.25% | ||
| 9/1/23 | $50,000 | 5.25% | 5.375% | ||
| 9/1/24 | $50,000 | 5.375% | 5.50% | ||
| 9/1/25 | $55,000 | 5.50% | 5.625% | ||
| 9/1/29 | $250,000 | 5.625% | 5.75% | ||
| 9/1/36 | $935,000 | 5.875% | 5.875% |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
RBC Capital Markets, NIC 5.8779%
GMS Group, NIC 5.9215%
Harris County Utility District No. 14
Oct 20, 2009 . . . . . . $3,590,000
Waterworks and Sewer System Combination Unlimited Tax and Revenue Bonds, Series 2009 (bank qualified) (book entry).
Dated Nov 1, 2009.
Due May 1, 2011 to 2030.
Callable May 1, 2018 at par.
Winning bid: First Southwest, at 97.1613, NIC 4.8928%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/11 | $95,000 | 3.00% | 2.00% | ||
| 5/1/12 | $105,000 | 3.00% | 2.50% | ||
| 5/1/13 | $110,000 | 3.00% | 3.00% | ||
| 5/1/14 | $115,000 | 3.20% | 3.20% | ||
| 5/1/15 | $125,000 | 3.40% | 3.40% | ||
| 5/1/16 | $130,000 | 3.60% | 3.60% | ||
| 5/1/17 | $140,000 | 3.80% | 3.80% | ||
| 5/1/18 | $145,000 | 3.90% | 4.00% | ||
| 5/1/19 | $155,000 | 4.10% | 4.20% | ||
| 5/1/20 | $165,000 | 4.30% | 4.40% | ||
| 5/1/21 | $175,000 | 4.50% | 4.60% | ||
| 5/1/22 | $185,000 | 4.55% | 4.70% | ||
| 5/1/24 | $405,000 | 4.70% | 4.875% | ||
| 5/1/27 | $705,000 | 4.875% | 5.05% | ||
| 5/1/30 | $835,000 | 5.00% | 5.125% |
L.O.: Fulbright & Jaworski, Houston, TX; and State Attorney General.
F.A.: First Southwest Company, Houston, TX.
Other bidders were:
Wells Fargo Advisors, NIC 4.918%
SAMCO Cap Mkts, NIC 5.2441%
Morgan Keegan, NIC 5.4908%
WISCONSIN
Chippewa Falls Area Unified School District
Oct 19, 2009 . . . . . . $5,000,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Oct 29, 2009.
Due Sep 30, 2010.
Purchased $5,000,000.00 by Robert W. Baird, at 1.5%, effective rate 1.5%.
L.O.: Quarles & Brady, Milwaukee, WI.
Fall Creek School District
Oct 19, 2009 . . . . . . $1,800,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 26, 2009.
Due Oct 22, 2010.
Purchased $1,800,000.00 by Robert W. Baird, at 1.5%, effective rate 1.5%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Mount Horeb Area School District
Oct 19, 2009 . . . . . . $1,900,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Oct 27, 2009.
Due Oct 28, 2010.
Purchased $1,900,000.00 by Robert W. Baird, at 1.5%, effective rate 1.5%.
L.O.: Quarles & Brady, Milwaukee, WI.
Ripon School District
Oct 19, 2009 . . . . . . $1,600,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Oct 27, 2009.
Due Sep 30, 2010.
Purchased $1,600,000.00 by Robert W. Baird, at 1.5%, effective rate 1.5%.
L.O.: Quarles & Brady, Milwaukee, WI.
School District of Independence
Oct 19, 2009 . . . . . . $1,000,000
Tax & Revenue Anticipation Promisary Note, Series 2009 (bank qualified) (book entry).
Dated Oct 26, 2009.
Due Oct 29, 2010.
Purchased $1,000,000.00 by Robert W. Baird, at 1.37%, effective rate 1.37%.
L.O.: Quarles & Brady, Milwaukee, WI.
Stone Bank School District
Oct 19, 2009 . . . . . . $800,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Oct 28, 2009.
Due Oct 28, 2010.
Purchased $800,000.00 by Robert W. Baird, at 1.5%, effective rate 1.5%.
L.O.: Davis & Kuelthau, S.C., Milwaukee, WI.
Waunakee Community School District
Oct 19, 2009 . . . . . . $5,000,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Oct 28, 2009.
Due Oct 22, 2010.
Purchased $5,000,000.00 by Robert W. Baird, at 1.5%, effective rate 1.5%.
L.O.: Quarles & Brady, Milwaukee, WI.
Wisconsin Dells School District
Oct 19, 2009 . . . . . . $3,800,000
Tax and Revenue Anticipation Promissory Notes, Series 2009 (bank qualified) (book entry).
Dated Oct 27, 2009.
Due Oct 27, 2010.
Purchased $3,800,000.00 by Robert W. Baird, at 1.5%, effective rate 1.5%.
L.O.: Quarles & Brady, Milwaukee, WI.
Wisconsin Rapids School District
Oct 19, 2009 . . . . . . $8,000,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Oct 26, 2009.
Due Sep 21, 2010.
Purchased $8,000,000.00 by Robert W. Baird, at 1.5%, effective rate 1.5%.
L.O.: Davis & Kuelthau, S.C., Milwaukee, WI.
TAXABLE ISSUES
ARKANSAS
Fort Smith School District No. 100 of Sebastian County
Oct 20, 2009 . . . . . . $5,125,000
Construction Bonds, Series B (Qualified School Construction Bonds) (book entry).
Dated Nov 4, 2009.
Due Nov 4, 2025.
Non-callable.
Winning bid: Stephens, at 99.4150, NIC 2.2066%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/4/25 | $5,125,000 | 2.17% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Commerce Bank, NIC 2.2881%
Crews & Associates, NIC 2.3281%
ILLINOIS
De Witt, Ford, et al Counties Community College District No. 540 (Heartland)
Oct 20, 2009 . . . . . . $4,500,000
Taxable General Obligation Community College Bonds, Series 2009A (book entry). $1,500,000
Dated Nov 1, 2009.
Due Dec 1, 2011.
Non-callable.
Winning bid: Robert W. Baird, at n/a, NIC 1.5745%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $1,500,000 | 1.50% | 1.30% |
Other managers: CL King & Associates, Davenport & Company LLC, Loop Capital Markets, LLC, Kildare Capital, Inc., Isaak Bond Investments, Inc., Crews & Associates, Inc., Wedbush Morgan Securities, UMB Bank, N.A., SAMCO Capital Markets, Wells Fargo Advisors.
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: First Midstate Incorporated, Bloomington, IL.
Other bidders were:
Stifel Nicolaus, NIC 1.8666%
M & I Bank, NIC 1.9581%
Hutchinson Shockey, NIC 1.9813%
Bernardi Securities, NIC 1.9885%
NORTH CAROLINA
Charlotte (City)
Oct 20, 2009 . . . . . . $20,000,000
Taxable General Obligation Housing Bonds, Series 2009A (book entry).
Dated Oct 29, 2009.
Due Jun 1, 2010 to 2012.
Non-callable.
Winning bid: Wachovia Bank, at 101.4209, TIC 1.2944%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $6,835,000 | 3.00% | NRO | NRO | |
| 6/1/11 | $6,840,000 | 3.00% | 1.00% | ||
| 6/1/12 | $6,325,000 | 1.50% | 1.50% |
Other managers: Southwest Securities, Inc., Wells Fargo Advisors, Edward D. Jones & Co..
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Charlotte, NC.
F.A.: Local Government Commission, Raleigh, NC.
Other bidders were:
JPMorgan, TIC 1.3932%
BMO Capital Markets, TIC 1.4062%
BB&T Cap Mkts, TIC 1.4142%
Morgan Keegan, TIC 1.4166%
Robert W. Baird, TIC 1.4226%
Piper Jaffray, TIC 1.5276%
Merrill Lynch, TIC 1.5328%
Barclays Capital, TIC 1.5372%
Stifel Nicolaus, TIC 1.5529%
Hutchinson Shockey, TIC 1.5601%
Ramirez, TIC 1.5912%
WISCONSIN
Belleville Village
Oct 19, 2009 . . . . . . $2,425,000
Taxable General Obligation Community Development Bonds (Build America Bonds- Direct Payment) (book entry).
Dated Nov 4, 2009.
Due Oct 1, 2016 to 2029.
Callable Oct 1, 2019 at par.
Winning bid: Bankers' Bank, at n/a, TIC 5.997%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/16 | $100,000 | 4.50% | NRO | NRO | |
| 10/1/17 | $150,000 | 4.75% | NRO | NRO | |
| 10/1/18 | $150,000 | 5.00% | NRO | NRO | |
| 10/1/19 | $150,000 | 5.25% | NRO | NRO | |
| 10/1/20 | $175,000 | 5.50% | NRO | NRO | |
| 10/1/21 | $175,000 | 5.70% | NRO | NRO | |
| 10/1/22 | $175,000 | 5.80% | NRO | NRO | |
| 10/1/23 | $175,000 | 5.90% | NRO | NRO | |
| 10/1/24 | $175,000 | 6.00% | NRO | NRO | |
| 10/1/25 | $200,000 | 6.10% | NRO | NRO | |
| 10/1/26 | $200,000 | 6.20% | NRO | NRO | |
| 10/1/27 | $200,000 | 6.30% | NRO | NRO | |
| 10/1/28 | $200,000 | 6.40% | NRO | NRO | |
| 10/1/29 | $200,000 | 6.50% | NRO | NRO |
L.O.: Godfrey & Kahn, Milwaukee, WI.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 6.9632%
Winnebago County
Oct 20, 2009 . . . . . . $3,825,000
Taxable General Obligation Promissory Notes (Build America Bonds-Direct Payment) (book entry).
Dated Nov 10, 2009.
Due Apr 1, 2010 to 2019.
Callable Apr 1, 2017 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.7371%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/10 | $655,000 | 1.00% | 1.00% | ||
| 4/1/11 | $40,000 | 1.30% | 1.30% | ||
| 4/1/12 | $355,000 | 2.15% | 2.15% | ||
| 4/1/13 | $365,000 | 2.40% | 2.40% | ||
| 4/1/14 | $370,000 | 3.00% | 3.00% | ||
| 4/1/15 | $385,000 | 3.20% | 3.20% | ||
| 4/1/16 | $395,000 | 3.70% | 3.70% | ||
| 4/1/17 | $405,000 | 4.00% | 4.00% | ||
| 4/1/18 | $420,000 | 4.25% | 4.25% | ||
| 4/1/19 | $435,000 | 4.45% | 4.45% |
Other managers: Stifel, Nicolaus & Co., Inc., CL King & Associates, Davenport & Company LLC, Loop Capital Markets, LLC, William Blair & Company, LLC, Kildare Capital, Inc., SAMCO Capital Markets, Isaak Bond Investments, Inc., Crews & Associates, Inc., Bernardi Securities, Inc..
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
M & I Bank, TIC 3.8198%
Morgan Keegan, TIC 3.8368%
Cronin, TIC 3.8549%
UMB Bank, TIC 3.8609%
Piper Jaffray, TIC 3.8782%
BMO Capital Markets, TIC 3.9617%
Northland Securities, TIC 4.0005%
Wells Fargo Advisors, TIC 4.0343%
FTN Fin Cap Mkts, TIC 4.1186%
