ARKANSAS
Arkadelphia School District No. 1 of Clark County
Aug 11, 2009 . . . . . . $3,475,000
Refunding Bonds (Arkansas State Enhancement) (bank qualified) (book entry).
Dated Sep 1, 2009.
Due May 1, 2010 to 2023.
Callable Nov 1, 2012 at par.
Winning bid: Crews & Associates, at 98.7175, TIC 3.4369%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/10 | $60,000 | 1.00% | 1.00% | ||
| 5/1/11 | $220,000 | 1.25% | 1.25% | ||
| 5/1/12 | $225,000 | 1.50% | 1.50% | ||
| 5/1/13 | $230,000 | 2.00% | 2.00% | ||
| 5/1/14 | $235,000 | 2.25% | 2.25% | ||
| 5/1/15 | $245,000 | 2.50% | 2.50% | ||
| 5/1/16 | $250,000 | 2.75% | 2.75% | ||
| 5/1/17 | $260,000 | 3.00% | 3.00% | ||
| 5/1/18 | $265,000 | 3.25% | 3.25% | ||
| 5/1/19 | $275,000 | 3.50% | 3.50% | ||
| 5/1/20 | $285,000 | 3.60% | 3.60% | ||
| 5/1/21 | $295,000 | 3.65% | 3.70% | ||
| 5/1/22 | $310,000 | 3.70% | 3.80% | ||
| 5/1/23 | $320,000 | 3.75% | 3.90% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Stephens, TIC 3.4618%
Simmons First Invst, TIC 3.4905%
Sterne Agee, TIC 3.6417%
Commerce Bank, TIC 3.7893%
UMB Bank, TIC 4.2185%
Booneville School District No. 65 of Logan County
Aug 11, 2009 . . . . . . $12,295,000
Refunding Bonds (Arkansas State Enhancement) (bank qualified) (book entry).
Dated Aug 1, 2009.
Due Feb 1, 2010 to 2039.
Callable Aug 1, 2014 at par.
Winning bid: Crews & Associates, at 98.3632, TIC 4.4909%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/10 | $200,000 | 1.00% | 1.00% | ||
| 2/1/11 | $240,000 | 1.25% | 1.25% | ||
| 2/1/12 | $245,000 | 1.50% | 1.50% | ||
| 2/1/13 | $250,000 | 2.00% | 2.00% | ||
| 2/1/14 | $255,000 | 2.25% | 2.25% | ||
| 2/1/15 | $265,000 | 2.50% | 2.50% | ||
| 2/1/16 | $275,000 | 2.75% | 2.75% | ||
| 2/1/17 | $280,000 | 3.00% | 3.00% | ||
| 2/1/18 | $290,000 | 3.25% | 3.25% | ||
| 2/1/19 | $300,000 | 3.50% | 3.50% | ||
| 2/1/20 | $315,000 | 3.60% | 3.60% | ||
| 2/1/21 | $325,000 | 3.70% | 3.70% | ||
| 2/1/22 | $340,000 | 3.80% | 3.80% | ||
| 2/1/23 | $355,000 | 4.00% | 3.90% | ||
| 2/1/24 | $365,000 | 4.00% | 4.00% | ||
| 2/1/25 | $385,000 | 4.00% | 4.15% | ||
| 2/1/26 | $400,000 | 4.20% | 4.30% | ||
| 2/1/27 | $420,000 | 4.30% | 4.40% | ||
| 2/1/28 | $435,000 | 4.35% | 4.45% | ||
| 2/1/29 | $455,000 | 4.40% | 4.50% | ||
| 2/1/30 | $475,000 | 4.45% | 4.55% | ||
| 2/1/31 | $500,000 | 4.50% | 4.60% | ||
| 2/1/35 | $2,235,000 | 4.65% | 4.70% | ||
| 2/1/39 | $2,690,000 | 4.75% | 4.75% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Duncan-Williams, TIC 4.534%
Sterne Agee, TIC 4.567%
FTN Fin Cap Mkts, TIC 4.5906%
Morgan Keegan, TIC 4.6113%
CALIFORNIA
San Francisco (City and County) Public Utilities Commission
Aug 11, 2009 . . . . . . $412,000,000
San Francisco Water Revenue Bonds, 2009 Series A (book entry).
Dated Aug 19, 2009.
Due Nov 1, 2011 to 2039.
Callable Nov 1, 2019 at par.
Winning bid: Barclays Capital, at 102.5273, TIC 4.8179%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/11 | $6,460,000 | 4.00% | 0.98% | ||
| 11/1/12 | $6,785,000 | 4.00% | 1.35% | ||
| 11/1/13 | $7,130,000 | 4.00% | 1.71% | ||
| 11/1/14 | $7,500,000 | 4.00% | 2.19% | ||
| 11/1/15 | $7,890,000 | 5.00% | 2.52% | ||
| 11/1/16 | $8,290,000 | 5.00% | 2.86% | ||
| 11/1/17 | $8,715,000 | 4.00% | 3.13% | ||
| 11/1/18 | $9,160,000 | 4.00% | 3.38% | ||
| 11/1/19 | $9,635,000 | 4.00% | 3.58% | ||
| 11/1/20 | $10,100,000 | 5.00% | 3.75% | ||
| 11/1/21 | $10,615,000 | 5.00% | 3.91% | ||
| 11/1/22 | $11,165,000 | 5.00% | 4.04% | ||
| 11/1/23 | $11,730,000 | 5.00% | 4.15% | ||
| 11/1/24 | $12,330,000 | 5.00% | 4.26% | ||
| 11/1/25 | $12,970,000 | 5.00% | 4.36% | ||
| 11/1/26 | $13,635,000 | 5.00% | 4.46% | ||
| 11/1/27 | $14,330,000 | 5.00% | 4.55% | ||
| 11/1/28 | $15,070,000 | 5.00% | 4.64% | ||
| 11/1/29 | $15,840,000 | 5.00% | 4.74% | ||
| 11/1/30 | $16,675,000 | 5.25% | 4.75% | ||
| 11/1/31 | $17,575,000 | 5.25% | 4.87% | ||
| 11/1/32 | $18,510,000 | 5.25% | 4.99% | ||
| 11/1/33 | $19,485,000 | 5.25% | 5.06% | ||
| 11/1/35 | $42,105,000 | 5.00% | 5.15% | ||
| 11/1/39 | $98,300,000 | 5.125% | 5.20% |
Other managers: UBS Financial Services, Inc., Siebert, Brandford, Shank & Co., LLC, Stone & Youngberg LLC.
L.O.: Jones Hall, San Francisco, CA; and Quateman LLP, Los Angeles, CA.
F.A.: Montague DeRose & Associates, Walnut Creek, CA; and Kitahata & Company, San Francisco, CA.
Other bidders were:
JPMorgan, TIC 4.882%
Citigroup, TIC 4.8906%
Wachovia Bank, TIC 4.8948%
Merrill Lynch, TIC 4.9019%
Goldman Sachs, TIC 4.9177%
GEORGIA
Fulton County School District
Aug 11, 2009 . . . . . . $92,000,000
Tax Anticipation Notes, Series 2009 (book entry).
Dated Aug 19, 2009.
Due Dec 31, 2009.
Purchased $92,000,000.00 by JPMorgan, at 0.75%, plus $149,040.00, effective rate 0.3082%.
L.O.: Murray Barnes Finister LLP, Atlanta, GA.
F.A.: Public Financial Management, Inc., Atlanta, GA.
Other bidders were:
Piper Jaffray, Effective Rate 0.3764%
Barclays Capital, Effective Rate 0.39%
Citigroup, Effective Rate 0.3982%
Goldman Sachs, Effective Rate 0.3982%
Morgan Stanley, Effective Rate 0.4009%
Jefferies, Effective Rate 0.4091%
Wachovia Bank, Effective Rate 0.4173%
Southwest Securities, Effective Rate 0.4673%
First Southwest, Effective Rate 0.502%
KENTUCKY
Leslie County School District Finance Corporation
Aug 11, 2009 . . . . . . $1,200,000
School Building Revenue Bonds, Series of 2009 (bank qualified) (book entry).
Dated Aug 1, 2009.
Due Aug 1, 2010 to 2029.
Callable Aug 1, 2019 at par.
Winning bid: Ross Sinclaire, at 98.2119, NIC 4.0527%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $100,000 | 1.70% | NRO | NRO | |
| 8/1/15 | $145,000 | 2.60% | NRO | NRO | |
| 8/1/17 | $100,000 | 3.00% | NRO | NRO | |
| 8/1/19 | $110,000 | 3.40% | NRO | NRO | |
| 8/1/24 | $315,000 | 4.00% | NRO | NRO | |
| 8/1/29 | $430,000 | 4.20% | NRO | NRO |
Other managers: Duncan-WIlliams, Inc., NatCity Investments, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Robert W. Baird & Co., Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Frankfort, KY.
MASSACHUSETTS
Silver Lake Regional School District
Aug 11, 2009 . . . . . . $11,900,000
General Obligation Bond Anticipation Notes (Renewal) (bank qualified) (book entry).
Dated Aug 21, 2009.
Due Dec 18, 2009.
Purchased $11,900,000.00 by Jefferies, at 1.25%, plus $17,969.00, effective rate 0.7853%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Eastern Bank, Effective Rate 0.894%
Oppenheimer, Effective Rate 1.3762%
MICHIGAN
Birmingham CSO Drainage District
Aug 11, 2009 . . . . . . $5,135,000
Drain Refunding Bonds, Series 2009 (General Obligation Limited Tax) (book entry).
Dated Aug 1, 2009.
Due Oct 1, 2010 to 2016.
Non-callable.
Winning bid: Robert W. Baird, at 100.8122, TIC 2.2945%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/10 | $720,000 | 2.00% | 0.90% | ||
| 10/1/11 | $805,000 | 2.00% | 1.20% | ||
| 10/1/12 | $780,000 | 2.00% | 1.45% | ||
| 10/1/13 | $765,000 | 2.00% | 1.75% | ||
| 10/1/14 | $810,000 | 2.50% | 2.25% | ||
| 10/1/15 | $790,000 | 3.00% | 2.55% | ||
| 10/1/16 | $465,000 | 3.00% | 2.85% |
Other managers: CL King & Associates, Loop Capital Markets, LLC, William Blair & Company, LLC, Kildare Capital, Inc., J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Dickinson Wright PLLC, Detroit, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Bernardi Securities, TIC 2.3151%
Wells Fargo Advisors, TIC 2.3321%
Fifth Third Sec, TIC 2.4242%
Hutchinson Shockey, TIC 2.4827%
Bloomfield Village CSO Drainage District
Aug 11, 2009 . . . . . . $4,720,000
Refunding Bonds, Series 2009 (General Obligation Limited Tax) (book entry).
Dated Aug 1, 2009.
Due Oct 1, 2010 to 2016.
Non-callable.
Winning bid: Robert W. Baird, at 101.0354, TIC 2.2379%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/10 | $685,000 | 2.00% | 0.85% | ||
| 10/1/11 | $670,000 | 2.00% | 1.15% | ||
| 10/1/12 | $755,000 | 2.00% | 1.40% | ||
| 10/1/13 | $735,000 | 2.00% | 1.70% | ||
| 10/1/14 | $715,000 | 2.50% | 2.20% | ||
| 10/1/15 | $690,000 | 3.00% | 2.50% | ||
| 10/1/16 | $470,000 | 3.00% | 2.80% |
Other managers: CL King & Associates, Loop Capital Markets, LLC, William Blair & Company, LLC, Kildare Capital, Inc., J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Raymond James, TIC 2.315%
Wells Fargo Advisors, TIC 2.3367%
Fifth Third Sec, TIC 2.4821%
Hutchinson Shockey, TIC 2.5092%
MINNESOTA
Jackson County
Aug 11, 2009 . . . . . . $1,745,000
General Obligation Water System Revenue Refunding Bonds, Series 2009 (Red Rock Rural Water System) (County Credit Enhancment Program) (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Jan 1, 2010 to 2033.
Callable Jan 1, 2019 at par.
Winning bid: Cronin, at 99.5684, TIC 4.131%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/10 | $50,000 | 2.00% | 1.00% | ||
| 1/1/11 | $55,000 | 2.00% | 1.20% | ||
| 1/1/12 | $60,000 | 2.00% | 1.40% | ||
| 1/1/13 | $60,000 | 2.00% | 1.60% | ||
| 1/1/14 | $55,000 | 2.50% | 2.00% | ||
| 1/1/15 | $60,000 | 3.00% | 2.40% | ||
| 1/1/16 | $60,000 | 3.00% | 2.70% | ||
| 1/1/17 | $60,000 | 3.00% | 2.90% | ||
| 1/1/18 | $65,000 | 3.50% | 3.10% | ||
| 1/1/20 | $120,000 | 4.00% | 3.40% | ||
| 1/1/22 | $130,000 | 4.00% | 3.85% | ||
| 1/1/24 | $135,000 | 4.00% | 4.00% | ||
| 1/1/26 | $155,000 | 4.10% | 4.15% | ||
| 1/1/28 | $175,000 | 4.25% | 4.25% | ||
| 1/1/30 | $190,000 | 4.30% | 4.35% | ||
| 1/1/33 | $315,000 | 4.50% | 4.50% |
Other managers: Wells Fargo Brokerage Securites, LLC.
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Northland Securities, TIC 4.1704%
RBC Capital Mkts, TIC 4.2201%
Minnesota
Aug 11, 2009 . . . . . . $28,505,000
General Obligation State Trunk Highway Refunding Bonds, Series 2009G (book entry).
Dated Aug 26, 2009.
Due Aug 1, 2011 to 2021.
Non-callable.
Winning bid: Piper Jaffray, at 105.6399, TIC 2.5221%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $1,595,000 | 2.00% | NRO | NRO | |
| 8/1/12 | $2,970,000 | 2.00% | 1.00% | ||
| 8/1/13 | $2,930,000 | 2.00% | 1.30% | ||
| 8/1/14 | $2,905,000 | 2.25% | 1.73% | ||
| 8/1/15 | $2,875,000 | 2.50% | 2.00% | ||
| 8/1/16 | $2,845,000 | 2.50% | 2.27% | ||
| 8/1/17 | $2,820,000 | 3.00% | 2.53% | ||
| 8/1/18 | $2,795,000 | 3.00% | NRO | NRO | |
| 8/1/19 | $2,765,000 | 5.00% | NRO | NRO | |
| 8/1/20 | $2,750,000 | 5.00% | NRO | NRO | |
| 8/1/21 | $1,255,000 | 5.00% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN; and State Attorney General.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
UBS Financial Svcs, TIC 2.5398%
Merrill Lynch, TIC 2.5465%
Citigroup, TIC 2.5482%
Hutchinson Shockey, TIC 2.5581%
Robert W. Baird, TIC 2.5616%
Wachovia Bank, TIC 2.59%
RBC Capital Mkts, TIC 2.6255%
Barclays Capital, TIC 2.6728%
Minnesota
Aug 11, 2009 . . . . . . $80,000,000
General Obligation State Trunk Highway Bonds, Series 2009E (book entry).
Dated Aug 26, 2009.
Due Aug 1, 2010 to 2029.
Callable Aug 1, 2019 at par.
Winning bid: Merrill Lynch, at 106.8722, TIC 3.4138%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $4,000,000 | 4.00% | NRO | NRO | |
| 8/1/11 | $4,000,000 | 5.00% | NRO | NRO | |
| 8/1/12 | $4,000,000 | 5.00% | NRO | NRO | |
| 8/1/13 | $4,000,000 | 5.00% | 1.26% | ||
| 8/1/14 | $4,000,000 | 5.00% | NRO | NRO | |
| 8/1/15 | $4,000,000 | 5.00% | 1.97% | ||
| 8/1/16 | $4,000,000 | 5.00% | 2.26% | ||
| 8/1/17 | $4,000,000 | 4.50% | NRO | NRO | |
| 8/1/18 | $4,000,000 | 4.50% | NRO | NRO | |
| 8/1/19 | $4,000,000 | 5.00% | 2.98% | ||
| 8/1/20 | $4,000,000 | 4.00% | 3.25% | ||
| 8/1/21 | $4,000,000 | 4.00% | 3.41% | ||
| 8/1/22 | $4,000,000 | 4.00% | 3.54% | ||
| 8/1/23 | $4,000,000 | 4.00% | 3.65% | ||
| 8/1/24 | $4,000,000 | 4.00% | 3.76% | ||
| 8/1/25 | $4,000,000 | 4.00% | 3.86% | ||
| 8/1/26 | $4,000,000 | 4.00% | NRO | NRO | |
| 8/1/27 | $4,000,000 | 4.00% | NRO | NRO | |
| 8/1/28 | $4,000,000 | 4.00% | NRO | NRO | |
| 8/1/29 | $4,000,000 | 4.00% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN; and State Attorney General.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Barclays Capital, TIC 3.4447%
Piper Jaffray, TIC 3.4462%
Citigroup, TIC 3.4898%
Robert W. Baird, TIC 3.4973%
JPMorgan, TIC 3.5405%
Wachovia Bank, TIC 3.5494%
BMO Capital Markets, TIC 3.5772%
RBC Capital Mkts, TIC 3.5867%
Minnesota
Aug 11, 2009 . . . . . . $192,275,000
General Obligation State Various Purpose Bonds, Series 2009D (book entry).
Dated Aug 26, 2009.
Due Aug 1, 2010 to 2029.
Callable Aug 1, 2019 at par.
Winning bid: Barclays Capital, at 108.3986, TIC 3.4012%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $9,445,000 | 2.00% | NRO | NRO | |
| 8/1/11 | $9,445,000 | 5.00% | 0.68% | ||
| 8/1/12 | $9,445,000 | 5.00% | 0.95% | ||
| 8/1/13 | $9,445,000 | 5.00% | 1.26% | ||
| 8/1/14 | $12,945,000 | 5.00% | 1.69% | ||
| 8/1/15 | $9,440,000 | 5.00% | 1.97% | ||
| 8/1/16 | $9,440,000 | 5.00% | 2.26% | ||
| 8/1/17 | $9,440,000 | 5.00% | 2.53% | ||
| 8/1/18 | $9,440,000 | 4.00% | 2.78% | ||
| 8/1/19 | $9,440,000 | 5.00% | 2.98% | ||
| 8/1/20 | $9,435,000 | 5.00% | 3.15% | ||
| 8/1/21 | $9,435,000 | 5.00% | 3.31% | ||
| 8/1/22 | $9,435,000 | 5.00% | 3.44% | ||
| 8/1/23 | $9,435,000 | 4.00% | 3.65% | ||
| 8/1/24 | $9,435,000 | 4.00% | 3.76% | ||
| 8/1/25 | $9,435,000 | 4.00% | 3.85% | ||
| 8/1/26 | $9,435,000 | 4.00% | 3.91% | ||
| 8/1/27 | $9,435,000 | 4.00% | 4.00% | ||
| 8/1/28 | $9,435,000 | 4.00% | 4.09% | ||
| 8/1/29 | $9,435,000 | 4.125% | 4.19% |
Other managers: UBS Financial Services, Inc., Siebert, Brandford, Shank & Co., LLC.
L.O.: Dorsey & Whitney, Minneapolis, MN; and State Attorney General.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Piper Jaffray, TIC 3.4785%
Citigroup, TIC 3.5094%
JPMorgan, TIC 3.5356%
Robert W. Baird, TIC 3.5405%
Wachovia Bank, TIC 3.5488%
Morgan Stanley, TIC 3.5589%
Minnesota
Aug 11, 2009 . . . . . . $299,220,000
General Obligation State Various Purpose Refunding Bonds, Series 2009F (book entry).
Dated Aug 26, 2009.
Due Aug 1, 2010 to 2021.
Non-callable.
Winning bid: Merrill Lynch, at 110.0000, TIC 2.5275%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $3,425,000 | 4.00% | NRO | NRO | |
| 8/1/11 | $20,420,000 | 4.00% | NRO | NRO | |
| 8/1/12 | $33,975,000 | 4.00% | 1.05% | ||
| 8/1/13 | $33,425,000 | 4.00% | 1.36% | ||
| 8/1/14 | $33,015,000 | 4.00% | NRO | NRO | |
| 8/1/15 | $27,420,000 | 4.00% | 2.02% | ||
| 8/1/16 | $27,160,000 | 4.00% | 2.31% | ||
| 8/1/17 | $26,925,000 | 4.00% | NRO | NRO | |
| 8/1/18 | $26,670,000 | 4.00% | 2.83% | ||
| 8/1/19 | $26,405,000 | 4.00% | 3.03% | ||
| 8/1/20 | $26,275,000 | 5.00% | NRO | NRO | |
| 8/1/21 | $14,105,000 | 5.00% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN; and State Attorney General.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Citigroup, TIC 2.5387%
Wachovia Bank, TIC 2.5798%
JPMorgan, TIC 2.5973%
Barclays Capital, TIC 2.603%
Piper Jaffray, TIC 2.626%
MISSOURI
Kansas City Library Building Corporation
Aug 11, 2009 . . . . . . $8,600,000
Leasehold Revenue Bonds, Series 2009 (Kansas City Urban Public Library District Project) ($3,345,000 Tax-Exempt- bank qualified $5,195,000 Taxable-Build America Bonds) (book entry).
Dated Aug 25, 2009.
Due Jun 1, 2010 to 2029.
Callable Jun 1, 2013 at par.
Winning bid: Morgan Keegan, at 98.0000, TIC 5.214%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $170,000 | 3.00% | NRO | NRO | |
| 6/1/11 | $230,000 | 2.50% | NRO | NRO | |
| 6/1/12 | $295,000 | 2.00% | NRO | NRO | |
| 6/1/13 | $355,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $365,000 | 2.50% | NRO | NRO | |
| 6/1/15 | $375,000 | 2.75% | NRO | NRO | |
| 6/1/16 | $385,000 | 3.00% | NRO | NRO | |
| 6/1/17 | $395,000 | 3.125% | NRO | NRO | |
| 6/1/18 | $405,000 | 3.625% | NRO | NRO | |
| 6/1/19 | $420,000 | 4.00% | NRO | NRO | |
| 6/1/20 | $435,000 | 5.00% | NRO | NRO | |
| 6/1/21 | $455,000 | 5.00% | NRO | NRO | |
| 6/1/22 | $465,000 | 5.125% | NRO | NRO | |
| 6/1/23 | $485,000 | 5.25% | NRO | NRO | |
| 6/1/24 | $505,000 | 5.375% | NRO | NRO | |
| 6/1/25 | $525,000 | 5.50% | NRO | NRO | |
| 6/1/26 | $550,000 | 5.625% | NRO | NRO | |
| 6/1/27 | $570,000 | 5.75% | NRO | NRO | |
| 6/1/28 | $595,000 | 5.875% | NRO | NRO | |
| 6/1/29 | $620,000 | 6.00% | NRO | NRO |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Oppenheimer & Co., Inc., Kansas City, MO.
Other bidders were:
Hutchinson Shockey, TIC 5.8705%
Wells Fargo Advisors, TIC 5.9185%
NEW JERSEY
East Hanover Township
Aug 11, 2009 . . . . . . $1,350,000
Bond Anticipation Notes (bank qualified).
Dated Aug 18, 2009.
Due Aug 17, 2010.
Purchased $1,350,000.00 by TD Bank, N.A., at 1.59%, effective rate 1.59%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
J.P. Morgan Chase, Effective Rate 1.89%
Oppenheimer, Effective Rate 2.297%
Egg Harbor (City)
Aug 11, 2009 . . . . . . $4,000,000
Water and Sewer Utility Bond Anticipation Notes (bank qualified).
Dated Aug 18, 2009.
Due Feb 18, 2010.
Purchased $4,000,000.00 by Jefferies, at 2.5%, plus $14,840.00, effective rate 1.758%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 2.4%
Oppenheimer, Effective Rate 2.708%
Southampton Township
Aug 11, 2009 . . . . . . $1,633,000
Bond Anticipation Notes of 2009, Series A (bank qualified).
Dated Aug 18, 2009.
Due Aug 17, 2010.
Purchased $1,633,000.00 by Beneficial Bk, at 1.78%, effective rate 1.78%.
L.O.: Parker, McCay & Criscuolo, Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Colonial Bank, Effective Rate 2.0%
Oppenheimer, Effective Rate 2.379%
Janney Montgomery, Effective Rate 2.6698%
NEW MEXICO
Roswell Independent School District
Aug 11, 2009 . . . . . . $15,000,000
General Obligation School Building Bonds, Series 2009A (New Mexico State Enhancement Program) (bank qualified) (book entry).
Dated Sep 15, 2009.
Due Aug 1, 2010 to 2021.
Callable Aug 1, 2017 at par.
Winning bid: First Southwest, at 100.8546, TIC 3.0151%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $670,000 | 2.25% | 0.80% | ||
| 8/1/11 | $955,000 | 2.25% | 1.10% | ||
| 8/1/12 | $1,005,000 | 2.25% | 1.33% | ||
| 8/1/13 | $1,135,000 | 2.25% | 1.62% | ||
| 8/1/14 | $1,240,000 | 2.25% | 2.04% | ||
| 8/1/15 | $1,275,000 | 2.50% | 2.32% | ||
| 8/1/16 | $1,340,000 | 3.00% | 2.56% | ||
| 8/1/17 | $1,410,000 | 3.00% | 2.83% | ||
| 8/1/18 | $1,490,000 | 3.25% | 3.13% | ||
| 8/1/19 | $1,500,000 | 3.50% | 3.32% | ||
| 8/1/20 | $1,490,000 | 3.625% | 3.48% | ||
| 8/1/21 | $1,490,000 | 3.75% | 3.64% |
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM; and State Attorney General.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
Robert W. Baird, TIC 3.0668%
Southwest Securities, TIC 3.1316%
UBS Financial Svcs, TIC 3.1363%
Raymond James, TIC 3.1981%
Morgan Keegan, TIC 3.2272%
RBC Capital Markets, TIC 3.2785%
BMO Capital Markets, TIC 3.3106%
Hutchinson Shockey, TIC 3.6014%
Tularosa Municipal School District No. 4
Aug 11, 2009 . . . . . . $770,000
General Obligation Bonds, Series 2009A (bank qualified) (book entry).
Dated Sep 15, 2009.
Due Sep 15, 2013 to 2018.
Non-callable.
Winning bid: Kious & Co, at n/a, TIC 3.92%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/13 | $50,000 | 5.65% | NRO | NRO | |
| 9/15/15 | $100,000 | 3.65% | NRO | NRO | |
| 9/15/16 | $200,000 | 3.75% | NRO | NRO | |
| 9/15/17 | $220,000 | 3.90% | NRO | NRO | |
| 9/15/18 | $200,000 | 4.00% | NRO | NRO |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
George K. Baum, TIC 3.945%
NEW YORK
Andes Central School District
Aug 11, 2009 . . . . . . $77,343
School District (Serial) Bonds, 2009 (bank qualified).
Dated Aug 25, 2009.
Due Aug 25, 2010 to 2014.
Non-callable.
Winning bid: Delaware Natl Bk, at n/a, NIC 3.35%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/25/10 | $17,343 | 3.35% | NRO | NRO | |
| 8/25/11 | $15,000 | 3.35% | NRO | NRO | |
| 8/25/12 | $15,000 | 3.35% | NRO | NRO | |
| 8/25/13 | $15,000 | 3.35% | NRO | NRO | |
| 8/25/14 | $15,000 | 3.35% | NRO | NRO |
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Sage Rutty, NIC 3.7309%
Roosevelt & Cross, NIC 4.1484%
Bayport-Blue Point Union Free School District
Aug 11, 2009 . . . . . . $9,000,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Aug 20, 2009.
Due Jun 30, 2010.
Purchased $9,000,000.00 by Roosevelt & Cross, at 1.25%, plus $57,400.00, effective rate 0.5094%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.7925%
Capital One, Effective Rate 0.99%
Jefferies, Effective Rate 1.1882%
TD Bank, N.A., Effective Rate 1.22%
Oppenheimer, Effective Rate 1.4611%
Bank of America, Effective Rate 1.5%
Flushing Comm Bk, Effective Rate 1.6%
Janney Montgomery, Effective Rate 2.0935%
Broadalbin-Perth Central School District
Aug 11, 2009 . . . . . . $294,640
School District (Serial) Bonds, 2009 (bank qualified).
Dated Aug 26, 2009.
Due Jun 15, 2011 to 2014.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 3.412%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/11 | $69,640 | 3.15% | NRO | NRO | |
| 6/15/12 | $70,000 | 3.45% | NRO | NRO | |
| 6/15/13 | $75,000 | 3.45% | NRO | NRO | |
| 6/15/14 | $80,000 | 3.45% | NRO | NRO |
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.6747%
NBT Bank, NIC 4.25%
Clarkstown (Town)
Aug 11, 2009 . . . . . . $8,600,000
Public Improvement Serial Bonds - 2009 (bank qualified) (book entry).
Dated Aug 15, 2009.
Due Oct 15, 2010 to 2024.
Callable Oct 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.1246%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/10 | $625,000 | 2.00% | NRO | NRO | |
| 10/15/11 | $650,000 | 2.00% | NRO | NRO | |
| 10/15/12 | $675,000 | 2.00% | NRO | NRO | |
| 10/15/13 | $675,000 | 2.00% | NRO | NRO | |
| 10/15/14 | $700,000 | 2.00% | NRO | NRO | |
| 10/15/15 | $475,000 | 2.00% | NRO | NRO | |
| 10/15/16 | $475,000 | 2.25% | NRO | NRO | |
| 10/15/17 | $475,000 | 2.75% | NRO | NRO | |
| 10/15/18 | $500,000 | 3.00% | NRO | NRO | |
| 10/15/19 | $550,000 | 3.25% | NRO | NRO | |
| 10/15/20 | $550,000 | 3.25% | NRO | NRO | |
| 10/15/21 | $550,000 | 3.50% | NRO | NRO | |
| 10/15/22 | $550,000 | 3.625% | NRO | NRO | |
| 10/15/23 | $575,000 | 3.75% | NRO | NRO | |
| 10/15/24 | $575,000 | 4.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, NIC 3.1635%
Robert W. Baird, NIC 3.2354%
Corning Community College Regional Board of Trustees
Aug 11, 2009 . . . . . . $3,590,000
Revenue Anticipation Notes, 2009 (bank qualified).
Dated Aug 21, 2009.
Due Aug 20, 2010.
Purchased $3,590,000.00 by J.P. Morgan Chase, at 1.67%, effective rate 1.67%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Chemung Canal, Effective Rate 1.94%
M & T Bank, Effective Rate 2.21%
Oppenheimer, Effective Rate 2.2754%
Roosevelt & Cross, Effective Rate 2.4972%
Janney Montgomery, Effective Rate 3.3997%
Delaware, Chenango, Madison and Otsego Counties Board of Cooperative Educational Services
Aug 11, 2009 . . . . . . $3,500,000
Revenue Anticipation Notes, 2009 (bank qualified).
Dated Aug 20, 2009.
Due Feb 19, 2010.
Purchased $2,000,000.00 by NBT Bank, at 1.56%, effective rate 1.56%.
Purchased $1,500,000.00 by NBT Bank, at 1.73%, effective rate 1.73%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Janney Montgomery, Effective Rate 1.7486%
Oppenheimer, Effective Rate 2.6009%
Roosevelt & Cross, Effective Rate 2.8693%
Hastings (Town)
Aug 11, 2009 . . . . . . $2,200,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Aug 25, 2009.
Due Aug 25, 2010.
Purchased $2,200,000.00 by Oppenheimer, at 3.0%, plus $4,325.00, effective rate 2.8034%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Janney Montgomery, Effective Rate 3.475%
Herricks Union Free School District
Aug 11, 2009 . . . . . . $1,000,000
Bond Anticipation Notes-2009 (bank qualified).
Dated Aug 20, 2009.
Due Jun 25, 2010.
Purchased $1,000,000.00 by Capital One, at 1.04%, effective rate 1.04%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Bank, N.A., Effective Rate 1.59%
Janney Montgomery, Effective Rate 2.2049%
Oppenheimer, Effective Rate 2.4693%
Herricks Union Free School District
Aug 11, 2009 . . . . . . $11,000,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Aug 20, 2009.
Due Jun 25, 2010.
Purchased $11,000,000.00 by JPMorgan, at 1.5%, plus $85,880.41, effective rate 0.5785%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.5923%
Oppenheimer, Effective Rate 0.5961%
State Bank of LI, Effective Rate 0.5996%
TD Securities, Effective Rate 0.7396%
Piper Jaffray, Effective Rate 1.2186%
TD Bank, N.A., Effective Rate 1.39%
Janney Montgomery, Effective Rate 1.4157%
Flushing Comm Bk, Effective Rate 1.9%
Lewisboro (Town)
Aug 11, 2009 . . . . . . $714,000
Bond Anticipation (Renewal) Notes, 2009 (For Oakridge Water District) (bank qualified).
Dated Aug 18, 2009.
Due Feb 19, 2010.
Purchased $714,000.00 by J.P. Morgan Chase, at 1.25%, effective rate 1.25%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.4022%
Bank of America, Effective Rate 2.6%
Lewisboro (Town)
Aug 11, 2009 . . . . . . $6,137,000
Bond Anticipation (Renewal) Notes, 2009 (For Oakridge Sewer District) (bank qualified).
Dated Aug 18, 2009.
Due Oct 1, 2009.
Purchased $6,137,000.00 by J.P. Morgan Chase, at 0.88%, effective rate 0.88%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Janney Montgomery, Effective Rate 1.2907%
Bank of America, Effective Rate 1.38%
Oppenheimer, Effective Rate 1.512%
Mamaroneck Village
Aug 11, 2009 . . . . . . $8,150,000
Bond Anticipation Notes, Series 2009 (bank qualified) (book entry).
Dated Aug 18, 2009.
Due Aug 18, 2010.
Purchased $8,150,000.00 by Wachovia Bank, at 0.98%, effective rate 0.98%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 1.303%
TD Bank, N.A., Effective Rate 1.69%
Janney Montgomery, Effective Rate 1.75%
Oppenheimer, Effective Rate 1.7515%
Penfield (Town)
Aug 11, 2009 . . . . . . $1,360,000
General Obligation Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Dec 15, 2009 to 2028.
Callable Dec 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.992%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/09 | $50,000 | 3.25% | NRO | NRO | |
| 12/15/10 | $60,000 | 3.25% | NRO | NRO | |
| 12/15/11 | $60,000 | 3.25% | NRO | NRO | |
| 12/15/12 | $60,000 | 3.25% | NRO | NRO | |
| 12/15/13 | $60,000 | 3.50% | NRO | NRO | |
| 12/15/14 | $60,000 | 3.50% | NRO | NRO | |
| 12/15/15 | $60,000 | 3.50% | NRO | NRO | |
| 12/15/16 | $60,000 | 3.50% | NRO | NRO | |
| 12/15/17 | $70,000 | 3.75% | NRO | NRO | |
| 12/15/18 | $70,000 | 4.00% | NRO | NRO | |
| 12/15/19 | $75,000 | 4.00% | NRO | NRO | |
| 12/15/20 | $75,000 | 4.00% | NRO | NRO | |
| 12/15/21 | $75,000 | 4.00% | NRO | NRO | |
| 12/15/22 | $75,000 | 4.00% | NRO | NRO | |
| 12/15/23 | $75,000 | 4.00% | NRO | NRO | |
| 12/15/24 | $75,000 | 4.00% | NRO | NRO | |
| 12/15/25 | $75,000 | 4.00% | NRO | NRO | |
| 12/15/26 | $75,000 | 4.125% | NRO | NRO | |
| 12/15/27 | $75,000 | 4.25% | NRO | NRO | |
| 12/15/28 | $75,000 | 4.375% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Wells Fargo Advisors, Janney Montgomery Scott, Inc..
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Peru (Town)
Aug 11, 2009 . . . . . . $1,316,000
Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Aug 27, 2009.
Due Aug 15, 2010 to 2034.
Callable Aug 15, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.7111%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/10 | $31,000 | 6.00% | NRO | NRO | AGC |
| 8/15/11 | $30,000 | 6.00% | NRO | NRO | AGC |
| 8/15/12 | $35,000 | 5.75% | NRO | NRO | AGC |
| 8/15/13 | $35,000 | 5.50% | NRO | NRO | AGC |
| 8/15/14 | $35,000 | 5.00% | NRO | NRO | AGC |
| 8/15/15 | $40,000 | 4.00% | NRO | NRO | AGC |
| 8/15/16 | $40,000 | 4.00% | NRO | NRO | AGC |
| 8/15/17 | $40,000 | 4.00% | NRO | NRO | AGC |
| 8/15/18 | $45,000 | 4.00% | NRO | NRO | AGC |
| 8/15/19 | $45,000 | 4.00% | NRO | NRO | AGC |
| 8/15/20 | $45,000 | 4.00% | NRO | NRO | AGC |
| 8/15/21 | $50,000 | 4.00% | NRO | NRO | AGC |
| 8/15/22 | $50,000 | 4.75% | NRO | NRO | AGC |
| 8/15/23 | $50,000 | 4.75% | NRO | NRO | AGC |
| 8/15/24 | $55,000 | 4.75% | NRO | NRO | AGC |
| 8/15/25 | $55,000 | 4.75% | NRO | NRO | AGC |
| 8/15/26 | $60,000 | 4.75% | NRO | NRO | AGC |
| 8/15/27 | $60,000 | 4.50% | NRO | NRO | AGC |
| 8/15/28 | $65,000 | 4.50% | NRO | NRO | AGC |
| 8/15/29 | $65,000 | 4.50% | NRO | NRO | AGC |
| 8/15/30 | $70,000 | 4.75% | NRO | NRO | AGC |
| 8/15/31 | $75,000 | 5.00% | NRO | NRO | AGC |
| 8/15/32 | $75,000 | 5.00% | NRO | NRO | AGC |
| 8/15/33 | $80,000 | 5.00% | NRO | NRO | AGC |
| 8/15/34 | $85,000 | 5.00% | NRO | NRO | AGC |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Wells Fargo Advisors, Janney Montgomery Scott, Inc..
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Rochester (City)
Aug 11, 2009 . . . . . . $34,305,000
Bond Anticipation Notes, 2009 Series II.
Dated Aug 24, 2009.
Due Aug 23, 2010.
Purchased $34,305,000.00 by Jefferies, at 2.0%, plus $360,890.00, effective rate 0.9451%.
L.O.: Timothy R Curtin, LLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.9532%
JPMorgan, Effective Rate 1.0099%
Janney Montgomery, Effective Rate 1.1469%
Oppenheimer, Effective Rate 1.6626%
Oppenheimer, Effective Rate 1.7627%
Oppenheimer, Effective Rate 1.8612%
Sherrill City School District
Aug 11, 2009 . . . . . . $5,380,000
Bond Anticipation Notes, 2009 (Renewals) (bank qualified).
Dated Aug 20, 2009.
Due Aug 20, 2010.
Purchased $5,380,000.00 by First Niagara Bank, at 2.25%, effective rate 2.25%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.334%
Jefferies, Effective Rate 2.513%
Janney Montgomery, Effective Rate 2.575%
Roosevelt & Cross, Effective Rate 2.6217%
Trumansburg Central School District
Aug 11, 2009 . . . . . . $9,221,673
Bond Anticipation Notes, 2009 (bank qualified).
Dated Aug 20, 2009.
Due Aug 20, 2010.
Purchased $5,721,670.00 by Jefferies, at 2.5%, plus $25,176.00, effective rate 2.06%.
Purchased $500,000.00 by Chemung Canal, at 1.85%, effective rate 1.85%.
Purchased $3,000,000.00 by J.P. Morgan Chase, at 1.66%, effective rate 1.66%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 2.06%
Janney Montgomery, Effective Rate 2.375%
Oppenheimer, Effective Rate 2.4323%
Roosevelt & Cross, Effective Rate 2.4967%
Tompkins Co. Trust, Effective Rate 3.5%
Westhampton Beach Union Free School District
Aug 11, 2009 . . . . . . $5,000,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Aug 20, 2009.
Due Jun 30, 2010.
Purchased $5,000,000.00 by Roosevelt & Cross, at 1.25%, plus $23,650.00, effective rate 0.7007%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Bridgehampton Bank, Effective Rate 0.9%
Jefferies, Effective Rate 1.0094%
Bridgehampton Bank, Effective Rate 1.1%
Suffolk Co Natl, Effective Rate 1.19%
TD Bank, N.A., Effective Rate 1.39%
Oppenheimer, Effective Rate 1.4743%
Janney Montgomery, Effective Rate 1.5129%
NORTH CAROLINA
Lumberton (City)
Aug 11, 2009 . . . . . . $3,850,000
General Obligation Refunding Bonds, Series 2009 (bank qualified) (book entry).
Dated Sep 14, 2009.
Due Feb 1, 2010 to 2015.
Non-callable.
Winning bid: Wells Fargo Advisors, at 100.0235, TIC 2.0571%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/10 | $25,000 | 2.00% | NRO | NRO | |
| 2/1/11 | $665,000 | 2.00% | NRO | NRO | |
| 2/1/12 | $875,000 | 2.00% | NRO | NRO | |
| 2/1/13 | $850,000 | 2.00% | NRO | NRO | |
| 2/1/14 | $830,000 | 2.00% | NRO | NRO | |
| 2/1/15 | $605,000 | 2.25% | NRO | NRO |
L.O.: Sanford Holshouser LLP, Carrboro, NC.
F.A.: BB&T Capital Markets, Winston-Salem, NC; and Local Government Commission, Raleigh, NC.
Other bidders were:
BB&T Cap Mkts, TIC 2.1795%
Protective Secs, TIC 2.9556%
Robert W. Baird, TIC 3.2553%
Hutchinson Shockey, TIC 3.5918%
Wilson (City)
Aug 11, 2009 . . . . . . $15,280,000
General Obligation Refunding Bonds, Series 2009 (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Jun 1, 2010 to 2023.
Callable Jun 1, 2019 at par.
Winning bid: UBS Financial Svcs, at 103.2819, TIC 3.1353%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $285,000 | 2.00% | NRO | NRO | AGC |
| 6/1/11 | $1,345,000 | 2.00% | NRO | NRO | AGC |
| 6/1/12 | $1,315,000 | 2.50% | NRO | NRO | AGC |
| 6/1/13 | $1,285,000 | 3.00% | NRO | NRO | AGC |
| 6/1/14 | $1,265,000 | 3.00% | NRO | NRO | AGC |
| 6/1/15 | $1,240,000 | 3.00% | NRO | NRO | AGC |
| 6/1/16 | $1,220,000 | 4.00% | NRO | NRO | AGC |
| 6/1/17 | $1,205,000 | 5.00% | NRO | NRO | AGC |
| 6/1/18 | $1,205,000 | 5.00% | NRO | NRO | AGC |
| 6/1/19 | $1,205,000 | 3.25% | NRO | NRO | AGC |
| 6/1/20 | $1,180,000 | 3.50% | NRO | NRO | AGC |
| 6/1/21 | $1,160,000 | 3.625% | NRO | NRO | AGC |
| 6/1/22 | $1,145,000 | 3.625% | NRO | NRO | AGC |
| 6/1/23 | $225,000 | 4.00% | NRO | NRO | AGC |
Other managers: Citigroup Global Markets, Inc..
In association with: Wiley Bros.-Aintree Capital LLC., Protective Securities A Division of ProEquities.
L.O.: Robinson, Bradshaw & Hinson, P.A., Charlotte, NC.
F.A.: Davenport & Company LLC, Raleigh, NC; and Local Government Commission, Raleigh, NC.
Other bidders were:
Davenport, TIC 3.1718%
Wachovia Bank, TIC 3.1976%
BB&T Cap Mkts, TIC 3.2188%
SunTrust Robinson, TIC 3.2275%
Hutchinson Shockey, TIC 3.2565%
OKLAHOMA
Oklahoma County Independent School District #52 (Midwest City-Del City)
Aug 10, 2009 . . . . . . $14,080,000
General Obligation Building Bonds, Series 2009 (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Oct 1, 2011 to 2014.
Non-callable.
Winning bid: BOSC, at n/a, NIC 2.4393%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $3,520,000 | 2.80% | NRO | NRO | |
| 10/1/12 | $3,520,000 | 2.35% | NRO | NRO | |
| 10/1/13 | $3,520,000 | 2.375% | NRO | NRO | |
| 10/1/14 | $3,520,000 | 2.40% | NRO | NRO |
L.O.: State Attorney General.
F.A.: Capital West Securities, Incorporated, Oklahoma City, OK.
Other bidders were:
Hutchinson Shockey, NIC 2.5519%
Baker Group, NIC 2.75%
Southwest Securities, NIC 2.8571%
Morgan Stanley, NIC 3.4796%
Oklahoma County Independent School District No. 6 (Deer Creek Public Schools)
Aug 10, 2009 . . . . . . $4,000,000
General Obligation Building Bonds, Series 2009B (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Sep 1, 2011 to 2014.
Non-callable.
Winning bid: Country Club Bank, at 100.0150, NIC 2.16%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/11 | $1,000,000 | 2.375% | NRO | NRO | |
| 9/1/12 | $1,000,000 | 1.80% | NRO | NRO | |
| 9/1/13 | $1,000,000 | 2.10% | NRO | NRO | |
| 9/1/14 | $1,000,000 | 2.35% | NRO | NRO |
L.O.: The Public Finance Law Group PLLC, Oklahoma City, OK; and State Attorney General.
F.A.: Governmental Finance of Oklahoma, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 2.175%
Baker Group, NIC 2.3714%
BOSC, NIC 2.4571%
PENNSYLVANIA
Hempfield School District
Aug 11, 2009 . . . . . . $9,050,000
General Obligation Bonds, Series A of 2009 (bank qualified) (book entry).
Dated Sep 15, 2009.
Due Oct 15, 2010 to 2014.
Non-callable.
Winning bid: Janney Montgomery, at n/a, TIC 1.8737%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/10 | $5,000 | 2.00% | NRO | NRO | |
| 10/15/11 | $5,000 | 2.00% | NRO | NRO | |
| 10/15/12 | $5,000 | 2.00% | NRO | NRO | |
| 10/15/13 | $4,275,000 | 5.00% | NRO | NRO | |
| 10/15/14 | $4,760,000 | 4.00% | NRO | NRO |
L.O.: Kegel Kelin Almy & Grimm LLP, Lancaster, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
TD Securities, TIC 1.874%
UBS Financial Svcs, TIC 1.8906%
Robert W. Baird, TIC 1.9094%
BNY Mellon Cap Mkts, TIC 1.9291%
Boenning&Scattergood, TIC 1.9656%
SOUTH CAROLINA
York County School District No. 1
Aug 11, 2009 . . . . . . $50,000,000
General Obligation Bonds, Series 2009A (book entry).
Dated Sep 4, 2009.
Due Mar 1, 2014 to 2028.
Callable Mar 1, 2019 at par.
Winning bid: BB&T Cap Mkts, at 108.9410, TIC 4.1519%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $100,000 | 3.00% | 1.90% | SCSDE | |
| 3/1/15 | $100,000 | 3.00% | 2.18% | SCSDE | |
| 3/1/16 | $100,000 | 3.25% | 2.46% | SCSDE | |
| 3/1/17 | $100,000 | 3.25% | 2.72% | SCSDE | |
| 3/1/18 | $105,000 | 4.00% | 2.96% | SCSDE | |
| 3/1/19 | $110,000 | 4.00% | 3.15% | SCSDE | |
| 3/1/20 | $3,965,000 | 5.00% | 3.30% | SCSDE | |
| 3/1/21 | $4,340,000 | 5.25% | NRO | NRO | SCSDE |
| 3/1/22 | $4,740,000 | 5.25% | NRO | NRO | SCSDE |
| 3/1/23 | $5,415,000 | 5.25% | NRO | NRO | SCSDE |
| 3/1/24 | $5,855,000 | 5.25% | NRO | NRO | SCSDE |
| 3/1/25 | $6,175,000 | 5.25% | NRO | NRO | SCSDE |
| 3/1/26 | $6,470,000 | 4.00% | 4.16% | SCSDE | |
| 3/1/27 | $6,775,000 | 5.00% | 4.10% | SCSDE | |
| 3/1/28 | $5,650,000 | 5.00% | 4.19% | SCSDE |
L.O.: McGuireWoods LLP, Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
Hutchinson Shockey, TIC 4.1963%
Raymond James, TIC 4.2205%
Citigroup, TIC 4.2206%
Robert W. Baird, TIC 4.3285%
Wachovia Bank, TIC 4.3344%
Morgan Stanley, TIC 4.6577%
TEXAS
Harker Heights (City)
Aug 11, 2009 . . . . . . $5,000,000
Combination Tax and Utility System Revenue Certificates of Obligation, Series 2009 (bank qualified) (book entry).
Dated Aug 1, 2009.
Due Aug 15, 2010 to 2029.
Callable Aug 15, 2018 at par.
Winning bid: SAMCO Cap Mkts, at 100.0000, TIC 4.1132%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/10 | $50,000 | 4.50% | 1.20% | ||
| 8/15/11 | $60,000 | 4.50% | 1.40% | ||
| 8/15/12 | $65,000 | 4.50% | 1.65% | ||
| 8/15/13 | $65,000 | 4.50% | 2.00% | ||
| 8/15/14 | $70,000 | 4.50% | 2.25% | ||
| 8/15/15 | $220,000 | 3.50% | 2.50% | ||
| 8/15/16 | $230,000 | 3.50% | 2.75% | ||
| 8/15/17 | $240,000 | 3.50% | 3.05% | ||
| 8/15/18 | $250,000 | 3.50% | 3.30% | ||
| 8/15/19 | $265,000 | 3.50% | 3.50% | ||
| 8/15/20 | $280,000 | 3.75% | 3.70% | ||
| 8/15/21 | $290,000 | 4.00% | 3.85% | ||
| 8/15/22 | $305,000 | 4.00% | 4.00% | ||
| 8/15/23 | $320,000 | 4.00% | 4.08% | ||
| 8/15/24 | $335,000 | 4.10% | 4.15% | ||
| 8/15/25 | $355,000 | 4.20% | 4.25% | ||
| 8/15/26 | $370,000 | 4.30% | 4.35% | ||
| 8/15/27 | $390,000 | 4.40% | 4.45% | ||
| 8/15/28 | $410,000 | 4.45% | 4.55% | ||
| 8/15/29 | $430,000 | 4.50% | 4.65% |
Other managers: Coastal Securities Corp., Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., BLNS Securities Limited, BOSC, Inc..
L.O.: Naman, Howell, Smith & Lee, Waco, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
Southwest Securities, TIC 4.1311%
UBS Financial Svcs, TIC 4.2558%
First Southwest, TIC 4.2709%
Robert W. Baird, TIC 4.2847%
Hutchinson Shockey, TIC 4.4431%
Ross Sinclaire, TIC 4.46%
Bernardi Securities, TIC 4.7791%
Spring Creek Forest Public Utility District
Aug 11, 2009 . . . . . . $1,125,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Apr 1, 2016 to 2029.
Callable Apr 1, 2018 at par.
Winning bid: Wells Fargo Advisors, at 97.0000, NIC 5.1942%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/16 | $15,000 | 5.00% | 3.25% | AGC | |
| 4/1/17 | $30,000 | 5.00% | 3.50% | AGC | |
| 4/1/18 | $45,000 | 5.00% | 3.80% | AGC | |
| 4/1/19 | $35,000 | 5.00% | 4.00% | AGC | |
| 4/1/20 | $50,000 | 5.00% | 4.15% | AGC | |
| 4/1/21 | $45,000 | 5.00% | 4.30% | AGC | |
| 4/1/22 | $65,000 | 5.00% | 4.45% | AGC | |
| 4/1/23 | $35,000 | 5.00% | 4.55% | AGC | |
| 4/1/24 | $55,000 | 5.00% | 4.65% | AGC | |
| 4/1/25 | $150,000 | 5.00% | 4.75% | AGC | |
| 4/1/26 | $150,000 | 5.00% | 4.85% | AGC | |
| 4/1/29 | $450,000 | 5.00% | 5.00% | AGC |
L.O.: Smith, Murdaugh, Little & Bonham, Houston, TX; and State Attorney General.
F.A.: First Southwest Company, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 5.2997%
First Southwest, NIC 5.3942%
Morgan Keegan, NIC 5.4541%
WASHINGTON
Lewis County
Aug 11, 2009 . . . . . . $4,925,000
Limited Tax General Obligation Refunding Bonds, Series 2009 (bank qualified) (book entry).
Dated Sep 2, 2009.
Due Dec 1, 2010 to 2024.
Callable Jun 1, 2019 at par.
Winning bid: BMO Capital Markets, at 101.4160, TIC 3.7071%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/10 | $215,000 | 2.50% | NRO | NRO | AGC |
| 12/1/11 | $265,000 | 2.50% | NRO | NRO | AGC |
| 12/1/12 | $275,000 | 3.00% | NRO | NRO | AGC |
| 12/1/13 | $290,000 | 3.00% | NRO | NRO | AGC |
| 12/1/14 | $290,000 | 3.50% | NRO | NRO | AGC |
| 12/1/15 | $300,000 | 3.75% | NRO | NRO | AGC |
| 12/1/16 | $315,000 | 3.75% | NRO | NRO | AGC |
| 12/1/17 | $325,000 | 4.00% | NRO | NRO | AGC |
| 12/1/18 | $335,000 | 4.25% | NRO | NRO | AGC |
| 12/1/19 | $350,000 | 4.25% | NRO | NRO | AGC |
| 12/1/20 | $365,000 | 4.00% | NRO | NRO | AGC |
| 12/1/21 | $375,000 | 4.00% | NRO | NRO | AGC |
| 12/1/22 | $395,000 | 4.00% | NRO | NRO | AGC |
| 12/1/23 | $405,000 | 4.00% | NRO | NRO | AGC |
| 12/1/24 | $425,000 | 4.00% | NRO | NRO | AGC |
L.O.: Koegen Edwards LLP, Seattle, WA.
F.A.: DashenMusselman, Inc., Mount Vernon, WA.
Other bidders were:
Fidelity Capital, TIC 3.7488%
Robert W. Baird, TIC 3.8308%
Seattle-Northwest, TIC 3.8553%
Hutchinson Shockey, TIC 4.3672%
WISCONSIN
Lake Mills Area School District
Aug 10, 2009 . . . . . . $1,400,000
Tax and Revenve Anticipation Promissory Notes (bank qualified) (book entry).
Dated Aug 17, 2009.
Due Sep 3, 2010.
Purchased $1,400,000.00 by Robert W. Baird, at 1.57%, effective rate 1.57%.
L.O.: Quarles & Brady, Milwaukee, WI.
New Berlin (City)
Aug 11, 2009 . . . . . . $6,250,000
General Obligation Promissory Notes (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Dec 1, 2010 to 2018.
Callable Dec 1, 2016 at par.
Winning bid: M & I Bank, at 101.9332, TIC 2.4417%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/10 | $460,000 | 2.00% | 0.80% | ||
| 12/1/11 | $680,000 | 2.00% | 1.00% | ||
| 12/1/12 | $700,000 | 2.00% | 1.15% | ||
| 12/1/13 | $710,000 | 2.00% | 1.50% | ||
| 12/1/14 | $720,000 | 2.50% | 1.95% | ||
| 12/1/15 | $730,000 | 2.50% | 2.25% | ||
| 12/1/16 | $740,000 | 3.00% | 2.55% | ||
| 12/1/17 | $750,000 | 3.25% | 2.85% | ||
| 12/1/18 | $760,000 | 3.50% | 3.10% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Wells Fargo Advisors, TIC 2.4461%
Stephens, TIC 2.4539%
Piper Jaffray, TIC 2.4899%
Robert W. Baird, TIC 2.503%
Hutchinson Shockey, TIC 2.5376%
Morgan Keegan, TIC 2.5461%
BMO Capital Markets, TIC 2.5556%
Vining-Sparks IBG, TIC 2.5634%
UMB Bank, TIC 2.7664%
Bernardi Securities, TIC 2.8433%
New Richmond (City)
Aug 10, 2009 . . . . . . $2,420,000
General Obligation Promissory Notes, Series 2009A (bank qualified) (book entry).
Dated Sep 2, 2009.
Due Oct 1, 2010 to Apr 1, 2019.
Callable Oct 1, 2016 at par.
Winning bid: UMB Bank, at 99.3210, TIC 2.8282%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/10 | $205,000 | 1.50% | NRO | NRO | |
| 10/1/11 | $370,000 | 1.50% | NRO | NRO | |
| 10/1/12 | $415,000 | 1.65% | NRO | NRO | |
| 10/1/13 | $230,000 | 2.00% | NRO | NRO | |
| 10/1/14 | $290,000 | 2.35% | NRO | NRO | |
| 10/1/15 | $100,000 | 2.60% | NRO | NRO | |
| 10/1/16 | $210,000 | 2.90% | NRO | NRO | |
| 10/1/17 | $210,000 | 3.10% | NRO | NRO | |
| 10/1/18 | $185,000 | 3.35% | NRO | NRO | |
| 4/1/19 | $205,000 | 3.55% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
M & I Bank, TIC 2.8297%
Bankers' Bank, TIC 2.8521%
Robert W. Baird, TIC 2.8883%
Hutchinson Shockey, TIC 3.0536%
Wells Fargo Advisors, TIC 3.1323%
Bernardi Securities, TIC 3.3307%
Bremer Bank, TIC 3.8285%
Waukesha County Area Technical College District
Aug 11, 2009 . . . . . . $5,235,000
General Obligation Promissory Notes, Series 2009C (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Apr 1, 2011 to 2016.
Non-callable.
Winning bid: Piper Jaffray, at 104.4443, TIC 1.6704%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/11 | $950,000 | 3.00% | 0.78% | ||
| 4/1/12 | $1,220,000 | 3.00% | 1.05% | ||
| 4/1/13 | $1,265,000 | 3.00% | 1.36% | ||
| 4/1/14 | $1,320,000 | 3.00% | 1.79% | ||
| 4/1/15 | $235,000 | 3.00% | 2.07% | ||
| 4/1/16 | $245,000 | 3.00% | 2.36% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 1.7041%
First Trust, TIC 1.7222%
Hutchinson Shockey, TIC 1.8459%
Wells Fargo Advisors, TIC 1.859%
M & I Bank, TIC 1.9034%
UMB Bank, TIC 2.0351%
Williams Bay School District
Aug 10, 2009 . . . . . . $700,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Aug 18, 2009.
Due Aug 27, 2010.
Purchased $700,000.00 by Robert W. Baird, at 1.8%, effective rate 1.8%.
L.O.: Quarles & Brady, Milwaukee, WI.
TAXABLE ISSUES
SOUTH CAROLINA
Lexington County School District No. 1
Aug 11, 2009 . . . . . . $90,000,000
General Obligation Bonds, Series 2009A (Build America Bonds-Taxable Series) (book entry).
Dated Aug 19, 2009.
Due Feb 1, 2010 to 2034.
Callable Feb 1, 2019 at par.
Winning bid: Citigroup, at 100.4013, TIC 5.8022%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/10 | $4,000,000 | 1.75% | NRO | NRO | SCSDE |
| 2/1/11 | $7,600,000 | 1.75% | NRO | NRO | SCSDE |
| 2/1/12 | $2,450,000 | 2.25% | NRO | NRO | SCSDE |
| 2/1/13 | $3,850,000 | 2.85% | NRO | NRO | SCSDE |
| 2/1/14 | $1,890,000 | 3.40% | NRO | NRO | SCSDE |
| 2/1/16 | $1,990,000 | 4.50% | NRO | NRO | SCSDE |
| 2/1/17 | $2,110,000 | 4.75% | NRO | NRO | SCSDE |
| 2/1/18 | $2,230,000 | 4.90% | NRO | NRO | SCSDE |
| 2/1/19 | $2,365,000 | 5.10% | NRO | NRO | SCSDE |
| 2/1/20 | $2,510,000 | 5.25% | NRO | NRO | SCSDE |
| 2/1/21 | $2,670,000 | 5.35% | NRO | NRO | SCSDE |
| 2/1/22 | $2,840,000 | 5.25% | NRO | NRO | SCSDE |
| 2/1/23 | $3,020,000 | 5.40% | NRO | NRO | SCSDE |
| 2/1/24 | $3,210,000 | 5.40% | NRO | NRO | SCSDE |
| 2/1/25 | $3,430,000 | 5.50% | NRO | NRO | SCSDE |
| 2/1/26 | $3,665,000 | 5.70% | NRO | NRO | SCSDE |
| 2/1/27 | $3,920,000 | 5.75% | NRO | NRO | SCSDE |
| 2/1/28 | $4,185,000 | 5.85% | 5.75% | SCSDE | |
| 2/1/29 | $4,480,000 | 5.95% | 5.80% | SCSDE | |
| 2/1/34 | $27,585,000 | 6.60% | NRO | NRO | SCSDE |
L.O.: Haynsworth Sinkler Boyd, P.A., Columbia, SC.
F.A.: Wells Fargo Securities, Chartlotte, NC.
Other bidders were:
Wachovia Bank, TIC 5.9573%
