ARKANSAS
Siloam Springs School District No. 21 of Benton County
Sep 1, 2009 . . . . . . $14,085,000
Refunding Bonds, Series C (book entry).
Dated Sep 1, 2009.
Due Jun 1, 2010 to 2039.
Callable Dec 1, 2013 at par.
Winning bid: Morgan Keegan, at 98.3871, TIC 4.4918%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/10 | $100,000 | 2.50% | NRO | NRO | |
6/1/11 | $40,000 | 2.50% | NRO | NRO | |
6/1/12 | $205,000 | 2.50% | NRO | NRO | |
6/1/13 | $270,000 | 2.50% | NRO | NRO | |
6/1/14 | $275,000 | 2.50% | NRO | NRO | |
6/1/15 | $285,000 | 2.60% | NRO | NRO | |
6/1/16 | $305,000 | 2.85% | NRO | NRO | |
6/1/18 | $650,000 | 3.20% | NRO | NRO | |
6/1/19 | $350,000 | 3.50% | NRO | NRO | |
6/1/20 | $365,000 | 3.60% | NRO | NRO | |
6/1/21 | $380,000 | 3.70% | NRO | NRO | |
6/1/22 | $395,000 | 3.80% | NRO | NRO | |
6/1/23 | $415,000 | 3.90% | NRO | NRO | |
6/1/24 | $430,000 | 4.00% | NRO | NRO | |
6/1/25 | $455,000 | 4.10% | NRO | NRO | |
6/1/26 | $475,000 | 4.15% | NRO | NRO | |
6/1/27 | $500,000 | 4.25% | NRO | NRO | |
6/1/28 | $520,000 | 4.30% | NRO | NRO | |
6/1/31 | $1,725,000 | 4.50% | NRO | NRO | |
6/1/34 | $1,980,000 | 4.60% | NRO | NRO | |
6/1/39 | $3,965,000 | 4.70% | NRO | NRO |
Other managers: Duncan-Williams, Inc., Robert W. Baird & Co., Inc., Ross, Sinclaire & Associates, Inc., CL King & Associates, BMO Capital Markets.
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Morgan Stanley, TIC 4.5562%
Crews & Associates, TIC 4.5839%
Merrill Lynch, TIC 4.6227%
Stephens, TIC 4.6914%
CONNECTICUT
Trumbull (Town)
Sep 1, 2009 . . . . . . $6,580,000
General Obligation Bond Anticipation Notes (book entry).
Dated Sep 10, 2009.
Due Sep 9, 2010.
Purchased $6,580,000.00 by Jefferies, at 2.0%, plus $97,252.40, effective rate 0.5179%.
L.O.: Pullman & Comley, Bridgeport, CT; and Pullman & Comley, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Piper Jaffray, Effective Rate 0.5524%
Eastern Bank, Effective Rate 0.64%
First Southwest, Effective Rate 0.6553%
TD Securities, Effective Rate 0.7245%
Roosevelt & Cross, Effective Rate 1.1072%
Janney Montgomery, Effective Rate 1.2472%
Oppenheimer, Effective Rate 1.2567%
Trumbull (Town)
Sep 1, 2009 . . . . . . $10,000,000
General Obligation Bonds, Issue of 2009 (book entry).
Dated Sep 1, 2009.
Due Sep 1, 2010 to 2029.
Callable Sep 1, 2017 at par.
Winning bid: Roosevelt & Cross, at 101.1808, TIC 3.37%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/10 | $500,000 | 4.00% | NRO | NRO | |
9/1/11 | $500,000 | 4.00% | NRO | NRO | |
9/1/12 | $500,000 | 4.00% | NRO | NRO | |
9/1/13 | $500,000 | 2.00% | NRO | NRO | |
9/1/14 | $500,000 | 2.25% | NRO | NRO | |
9/1/15 | $500,000 | 2.25% | NRO | NRO | |
9/1/16 | $500,000 | 2.50% | NRO | NRO | |
9/1/17 | $500,000 | 4.00% | NRO | NRO | |
9/1/18 | $500,000 | 4.00% | NRO | NRO | |
9/1/19 | $500,000 | 3.00% | NRO | NRO | |
9/1/20 | $500,000 | 3.125% | NRO | NRO | |
9/1/21 | $500,000 | 3.25% | NRO | NRO | |
9/1/22 | $500,000 | 3.375% | NRO | NRO | |
9/1/23 | $500,000 | 3.50% | NRO | NRO | |
9/1/24 | $500,000 | 3.50% | NRO | NRO | |
9/1/25 | $500,000 | 3.75% | NRO | NRO | |
9/1/26 | $500,000 | 3.75% | NRO | NRO | |
9/1/27 | $500,000 | 4.00% | NRO | NRO | |
9/1/28 | $500,000 | 4.00% | NRO | NRO | |
9/1/29 | $500,000 | 4.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, CL King & Associates, Janney Montgomery Scott, Inc., First Southwest Company, Wells Fargo Advisors.
L.O.: Pullman & Comley, Bridgeport, CT; and Pullman & Comley, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Merrill Lynch, TIC 3.4016%
BB&T Cap Mkts, TIC 3.4495%
Morgan Stanley, TIC 3.4902%
BMO Capital Markets, TIC 3.494%
Robert W. Baird, TIC 3.5017%
Piper Jaffray, TIC 3.5769%
JPMorgan, TIC 3.5943%
ILLINOIS
Hinsdale Village
Sep 1, 2009 . . . . . . $2,305,000
General Obligation (Limited Tax) Bonds, Series 2009 (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Dec 15, 2010 to 2028.
Callable Dec 15, 2017 at par.
Winning bid: Bernardi Securities, at n/a, TIC 3.6232%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/10 | $85,000 | 2.00% | NRO | NRO | |
12/15/11 | $100,000 | 2.00% | NRO | NRO | |
12/15/12 | $100,000 | 2.00% | NRO | NRO | |
12/15/13 | $100,000 | 2.00% | NRO | NRO | |
12/15/14 | $105,000 | 2.00% | NRO | NRO | |
12/15/15 | $105,000 | 2.25% | NRO | NRO | |
12/15/16 | $110,000 | 2.50% | NRO | NRO | |
12/15/17 | $110,000 | 2.85% | NRO | NRO | |
12/15/18 | $115,000 | 3.10% | NRO | NRO | |
12/15/19 | $115,000 | 3.30% | NRO | NRO | |
12/15/20 | $120,000 | 3.45% | NRO | NRO | |
12/15/22 | $255,000 | 3.60% | NRO | NRO | |
12/15/24 | $275,000 | 3.80% | NRO | NRO | |
12/15/26 | $295,000 | 4.00% | NRO | NRO | |
12/15/28 | $315,000 | 4.20% | NRO | NRO |
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Robert W. Baird, TIC 3.6897%
BMO Capital Markets, TIC 3.7267%
Cronin, TIC 3.7351%
KANSAS
Lawrence (City)
Sep 1, 2009 . . . . . . $3,250,000
General Obligation Improvement Bonds, Series 2009-A (bank qualified) (book entry).
Dated Sep 15, 2009.
Due Sep 1, 2010 to 2021.
Callable Sep 1, 2019 at par.
Winning bid: UBS Financial Svcs, at 100.9467, TIC 2.7967%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/10 | $245,000 | 2.00% | NRO | NRO | |
9/1/11 | $245,000 | 2.00% | NRO | NRO | |
9/1/12 | $245,000 | 2.00% | NRO | NRO | |
9/1/13 | $250,000 | 2.25% | NRO | NRO | |
9/1/14 | $255,000 | 2.50% | NRO | NRO | |
9/1/15 | $265,000 | 2.50% | NRO | NRO | |
9/1/16 | $270,000 | 2.75% | NRO | NRO | |
9/1/17 | $275,000 | 3.00% | NRO | NRO | |
9/1/18 | $285,000 | 3.00% | NRO | NRO | |
9/1/19 | $295,000 | 3.25% | NRO | NRO | |
9/1/20 | $305,000 | 3.25% | NRO | NRO | |
9/1/21 | $315,000 | 3.50% | NRO | NRO |
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Municipal Official(s).
Other bidders were:
George K. Baum, TIC 2.8017%
Stifel Nicolaus, TIC 2.8102%
Hutchinson Shockey, TIC 2.83%
Robert W. Baird, TIC 2.8545%
Piper Jaffray, TIC 2.8678%
Country Club Bank, TIC 2.9004%
Morgan Keegan, TIC 2.9627%
Commerce Bank, TIC 2.9791%
UMB Bank, TIC 2.9886%
FTN Fin Cap Mkts, TIC 3.0491%
DeWaay Fin Network, TIC 3.1324%
NEW YORK
Board of Cooperative Educational Services for the Sole Supervisory District of Oneida, Herkimer and Madison Counties
Sep 1, 2009 . . . . . . $12,000,000
Revenue Anticipation Notes, 2009 (bank qualified).
Dated Sep 10, 2009.
Due Jun 25, 2010.
Purchased $2,000,000.00 by Oppenheimer, at 2.0%, plus $6,870.00, effective rate 1.5661%.
Purchased $4,000,000.00 by J.P. Morgan Chase, at 1.42%, effective rate 1.42%.
Purchased $6,000,000.00 by J.P. Morgan Chase, at 1.26%, effective rate 1.26%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.7458%
Janney Montgomery, Effective Rate 3.0921%
Highland Central School District
Sep 1, 2009 . . . . . . $1,877,347
General Obligation School District (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Sep 22, 2009.
Due Jun 15, 2010 to 2025.
Callable Jun 15, 2019 at par.
Winning bid: Robert W. Baird, at n/a, NIC 3.7367%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/15/10 | $107,347 | 4.00% | 0.80% | AGC | |
6/15/11 | $95,000 | 4.00% | 1.11% | AGC | |
6/15/12 | $100,000 | 4.00% | 1.53% | AGC | |
6/15/13 | $100,000 | 4.00% | 1.86% | AGC | |
6/15/14 | $105,000 | 4.00% | 2.21% | AGC | |
6/15/15 | $110,000 | 4.00% | 2.45% | AGC | |
6/15/16 | $115,000 | 4.00% | 2.71% | AGC | |
6/15/17 | $120,000 | 4.00% | 2.96% | AGC | |
6/15/18 | $120,000 | 4.00% | 3.16% | AGC | |
6/15/19 | $125,000 | 4.00% | 3.35% | AGC | |
6/15/20 | $135,000 | 4.00% | 3.48% | AGC | |
6/15/21 | $140,000 | 4.00% | 3.61% | AGC | |
6/15/22 | $140,000 | 4.00% | 3.73% | AGC | |
6/15/23 | $150,000 | 4.00% | 3.84% | AGC | |
6/15/24 | $155,000 | 4.00% | 3.93% | AGC | |
6/15/25 | $60,000 | 4.00% | 4.02% | AGC |
Other managers: Davenport & Company LLC, Kildare Capital, Inc., NW Capital Markets Inc..
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.7544%
Kings Park Central School District
Sep 1, 2009 . . . . . . $3,535,000
Bond Anticipation Notes- 2009 (bank qualified).
Dated Sep 10, 2009.
Due Sep 10, 2010.
Purchased $3,535,000.00 by Jefferies, at 1.5%, plus $23,650.00, effective rate 0.831%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Bridgehampton Bank, Effective Rate 1.09%
TD Bank, N.A., Effective Rate 1.14%
Capital One, Effective Rate 1.15%
TD Securities, Effective Rate 1.1945%
Oppenheimer, Effective Rate 1.388%
Janney Montgomery, Effective Rate 2.375%
Kings Park Central School District
Sep 1, 2009 . . . . . . $14,200,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Sep 10, 2009.
Due Jun 25, 2010.
Purchased $14,200,000.00 by Jefferies, at 1.5%, plus $108,772.00, effective rate 0.5324%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.675%
TD Securities, Effective Rate 0.7183%
TD Bank, N.A., Effective Rate 0.92%
Bridgehampton Bank, Effective Rate 0.99%
Capital One, Effective Rate 1.1%
Flushing Comm Bk, Effective Rate 1.6%
Janney Montgomery, Effective Rate 1.8053%
Moravia Central School District
Sep 1, 2009 . . . . . . $211,000
School District (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Sep 15, 2009.
Due Sep 15, 2010 to 2014.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.9863%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/15/10 | $36,000 | 2.75% | NRO | NRO | |
9/15/11 | $40,000 | 3.00% | NRO | NRO | |
9/15/12 | $45,000 | 3.00% | NRO | NRO | |
9/15/13 | $45,000 | 3.00% | NRO | NRO | |
9/15/14 | $45,000 | 3.00% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 3.1646%
Bank of Greene Co, NIC 3.4173%
J.P. Morgan Chase, NIC 3.5%
Community Bank, NIC 4.99%
Stillwater Central School District
Sep 1, 2009 . . . . . . $15,000,000
General Obligation School District (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Sep 23, 2009.
Due Jun 15, 2010 to 2030.
Callable Jun 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.5823%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/15/10 | $550,000 | 2.00% | NRO | NRO | |
6/15/11 | $635,000 | 2.00% | NRO | NRO | |
6/15/12 | $665,000 | 2.00% | NRO | NRO | |
6/15/13 | $685,000 | 2.00% | NRO | NRO | |
6/15/14 | $700,000 | 3.00% | NRO | NRO | |
6/15/15 | $720,000 | 3.00% | NRO | NRO | |
6/15/16 | $745,000 | 3.00% | NRO | NRO | |
6/15/17 | $780,000 | 3.00% | NRO | NRO | |
6/15/18 | $810,000 | 3.00% | NRO | NRO | |
6/15/19 | $835,000 | 3.375% | NRO | NRO | |
6/15/20 | $870,000 | 3.375% | NRO | NRO | |
6/15/21 | $900,000 | 3.375% | NRO | NRO | |
6/15/22 | $940,000 | 3.50% | NRO | NRO | |
6/15/23 | $985,000 | 3.75% | NRO | NRO | |
6/15/24 | $1,030,000 | 4.00% | NRO | NRO | |
6/15/25 | $580,000 | 4.00% | NRO | NRO | |
6/15/26 | $470,000 | 4.00% | NRO | NRO | |
6/15/27 | $495,000 | 4.00% | NRO | NRO | |
6/15/28 | $510,000 | 4.00% | NRO | NRO | |
6/15/29 | $535,000 | 4.00% | NRO | NRO | |
6/15/30 | $560,000 | 4.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Fidelity Capital Markets, Janney Montgomery Scott, Inc., CL King & Associates, Sterne, Agee & Leach, Inc, First Southwest Company.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, NIC 3.6164%
Morgan Keegan, NIC 3.6922%
Robert W. Baird, NIC 3.7946%
FTN Fin Cap Mkts, NIC 3.8301%
Tonawanda (Town)
Sep 1, 2009 . . . . . . $11,000,000
Bond Anticipation Notes - 2009 (bank qualified).
Dated Sep 9, 2009.
Due Sep 9, 2010.
Purchased $11,000,000.00 by Jefferies, at 1.5%, plus $73,150.00, effective rate 0.835%.
L.O.: Phillips, Lytle LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1308%
J.P. Morgan Chase, Effective Rate 1.45%
First Niagara Bank, Effective Rate 1.7%
First Niagara Bank, Effective Rate 1.8%
M & T Bank, Effective Rate 1.84%
KeyBank NY, Effective Rate 1.98%
Janney Montgomery, Effective Rate 2.25%
Vista Fire District #1 in the Town of Lewisboro
Sep 1, 2009 . . . . . . $3,350,000
Fire District Serial Bonds-2009 (bank qualified) (book entry).
Dated Sep 15, 2009.
Due Sep 15, 2010 to 2029.
Callable Sep 15, 2017 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.7069%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/15/10 | $150,000 | 3.00% | NRO | NRO | |
9/15/11 | $150,000 | 3.00% | NRO | NRO | |
9/15/12 | $150,000 | 3.00% | NRO | NRO | |
9/15/13 | $150,000 | 3.00% | NRO | NRO | |
9/15/14 | $150,000 | 3.00% | NRO | NRO | |
9/15/15 | $150,000 | 3.00% | NRO | NRO | |
9/15/16 | $150,000 | 3.00% | NRO | NRO | |
9/15/17 | $150,000 | 3.25% | NRO | NRO | |
9/15/18 | $150,000 | 3.25% | NRO | NRO | |
9/15/19 | $150,000 | 3.25% | NRO | NRO | |
9/15/20 | $150,000 | 3.375% | NRO | NRO | |
9/15/21 | $150,000 | 3.50% | NRO | NRO | |
9/15/22 | $150,000 | 3.625% | NRO | NRO | |
9/15/23 | $200,000 | 3.75% | NRO | NRO | |
9/15/24 | $200,000 | 3.875% | NRO | NRO | |
9/15/25 | $200,000 | 4.00% | NRO | NRO | |
9/15/26 | $200,000 | 4.00% | NRO | NRO | |
9/15/27 | $200,000 | 4.00% | NRO | NRO | |
9/15/28 | $200,000 | 4.00% | NRO | NRO | |
9/15/29 | $200,000 | 4.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Robert W. Baird, NIC 3.8737%
Wappingers Central School District
Sep 1, 2009 . . . . . . $3,974,024
Bond Anticipation Notes, 2009 (bank qualified).
Dated Sep 10, 2009.
Due Sep 10, 2010.
Purchased $3,974,020.00 by Jefferies, at 2.0%, plus $9,740.00, effective rate 1.7549%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
J.P. Morgan Chase, Effective Rate 1.85%
Roosevelt & Cross, Effective Rate 2.2475%
Janney Montgomery, Effective Rate 2.375%
Waterville Central School District
Sep 1, 2009 . . . . . . $806,400
Bond Anticipation Notes, 2009 (bank qualified).
Dated Sep 18, 2009.
Due Sep 17, 2010.
Purchased $806,400.00 by Roosevelt & Cross, at 2.75%, effective rate 2.75%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
OHIO
Lucas County
Sep 1, 2009 . . . . . . $1,250,000
General Obligation (Limited Tax) Metropolitan Sewer and Water District Improvement Bonds, Series 2009 (bank qualified) (book entry).
Dated Sep 16, 2009.
Due Dec 1, 2010 to 2029.
Callable Dec 1, 2019 at par.
Winning bid: Stifel Nicolaus, at n/a, TIC 3.892%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/10 | $25,000 | 7.00% | NRO | NRO | |
12/1/11 | $45,000 | 7.00% | NRO | NRO | |
12/1/12 | $50,000 | 7.00% | NRO | NRO | |
12/1/13 | $50,000 | 7.00% | NRO | NRO | |
12/1/14 | $50,000 | 2.20% | 2.20% | ||
12/1/15 | $50,000 | 2.40% | 2.40% | ||
12/1/16 | $55,000 | 2.65% | 2.65% | ||
12/1/17 | $55,000 | 2.90% | 2.90% | ||
12/1/18 | $55,000 | 3.10% | 3.10% | ||
12/1/19 | $60,000 | 3.30% | 3.30% | ||
12/1/21 | $125,000 | 3.55% | 3.55% | ||
12/1/23 | $135,000 | 3.80% | 3.80% | ||
12/1/25 | $150,000 | 4.00% | 4.00% | ||
12/1/27 | $165,000 | 4.10% | 4.10% | ||
12/1/29 | $180,000 | 4.25% | 4.25% |
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Fifth Third Sec, TIC 4.1465%
UBS Financial Svcs, TIC 4.1753%
Ross Sinclaire, TIC 4.2257%
Pepper Pike (City)
Sep 1, 2009 . . . . . . $3,460,000
General Obligation (Limited Tax) Street Improvement Bonds, Series 2009 (bank qualified) (book entry).
Dated Sep 22, 2009.
Due Dec 1, 2010 to 2029.
Callable Dec 1, 2019 at par.
Winning bid: UBS Financial Svcs, at 100.9041, TIC 3.5987%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/10 | $115,000 | 2.00% | NRO | NRO | |
12/1/11 | $135,000 | 2.00% | NRO | NRO | |
12/1/12 | $140,000 | 2.00% | NRO | NRO | |
12/1/13 | $140,000 | 2.50% | NRO | NRO | |
12/1/14 | $140,000 | 2.50% | NRO | NRO | |
12/1/15 | $145,000 | 2.75% | NRO | NRO | |
12/1/16 | $150,000 | 3.00% | NRO | NRO | |
12/1/17 | $155,000 | 3.00% | NRO | NRO | |
12/1/18 | $160,000 | 3.00% | NRO | NRO | |
12/1/19 | $165,000 | 3.25% | NRO | NRO | |
12/1/20 | $170,000 | 3.50% | NRO | NRO | |
12/1/21 | $175,000 | 3.75% | NRO | NRO | |
12/1/22 | $180,000 | 4.00% | NRO | NRO | |
12/1/23 | $190,000 | 4.00% | NRO | NRO | |
12/1/24 | $195,000 | 4.00% | NRO | NRO | |
12/1/25 | $205,000 | 4.00% | NRO | NRO | |
12/1/26 | $210,000 | 4.00% | NRO | NRO | |
12/1/27 | $220,000 | 4.00% | NRO | NRO | |
12/1/28 | $230,000 | 4.00% | NRO | NRO | |
12/1/29 | $240,000 | 4.125% | NRO | NRO |
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: MAS Financial Advisory Services, Strongsville, OH.
Other bidders were:
Robert W. Baird, TIC 3.8141%
Vining-Sparks IBG, TIC 3.8964%
Ross Sinclaire, TIC 3.9555%
NatCity Investment, TIC 4.1721%
PENNSYLVANIA
Cheltenham Township School District
Sep 1, 2009 . . . . . . $17,685,000
General Obligation Bonds, Series A of 2009 (bank qualified) (book entry).
Dated Oct 6, 2009.
Due Mar 15, 2010 to Sep 15, 2018.
Callable Mar 15, 2015 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.5638%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/15/10 | $45,000 | 5.00% | NRO | NRO | |
9/15/10 | $870,000 | 5.00% | NRO | NRO | |
9/15/11 | $1,755,000 | 5.00% | NRO | NRO | |
9/15/12 | $1,840,000 | 5.00% | NRO | NRO | |
9/15/13 | $1,960,000 | 5.00% | NRO | NRO | |
9/15/14 | $2,110,000 | 2.00% | NRO | NRO | |
9/15/15 | $2,145,000 | 2.25% | NRO | NRO | |
9/15/16 | $2,155,000 | 2.50% | NRO | NRO | |
9/15/17 | $2,195,000 | 2.75% | NRO | NRO | |
9/15/18 | $2,610,000 | 3.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Loop Capital Markets, LLC, First Southwest Company, Sterne, Agee & Leach, Inc.
L.O.: Saul Ewing LLP, Philadelphia, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
JPMorgan, TIC 2.5642%
BNY Mellon Cap Mkts, TIC 2.5699%
Robert W. Baird, TIC 2.6152%
Janney Montgomery, TIC 2.6594%
Morgan Stanley, TIC 2.6764%
PNC Capital Markets, TIC 2.6914%
Wells Fargo Advisors, TIC 2.7282%
TD Securities, TIC 2.8259%
Raymond James, TIC 2.8404%
BB&T Cap Mkts, TIC 2.8527%
Southwest Securities, TIC 3.1776%
Hutchinson Shockey, TIC 6.2167%
TEXAS
Fort Worth (City)
Sep 1, 2009 . . . . . . $55,585,000
Combination Tax and Limited Surplus Revenue Certificates of Obligation, Series 2009 (book entry).
Dated Sep 1, 2009.
Due Mar 1, 2010 to 2029.
Callable Mar 1, 2019 at par.
Winning bid: RBC Capital Mkts, at 103.2500, TIC 3.4809%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/10 | $6,735,000 | 3.00% | 0.55% | ||
3/1/11 | $3,635,000 | 3.00% | 0.80% | ||
3/1/12 | $3,635,000 | 3.00% | 1.25% | ||
3/1/13 | $3,635,000 | 3.00% | 1.66% | ||
3/1/14 | $3,635,000 | 4.00% | 2.06% | ||
3/1/15 | $3,630,000 | 4.00% | 2.30% | ||
3/1/16 | $3,630,000 | 4.00% | 2.61% | ||
3/1/17 | $2,385,000 | 4.00% | 2.86% | ||
3/1/18 | $2,380,000 | 4.00% | 3.06% | ||
3/1/19 | $2,380,000 | 4.00% | 3.25% | ||
3/1/20 | $1,995,000 | 4.00% | 3.40% | ||
3/1/21 | $1,990,000 | 4.00% | 3.53% | ||
3/1/22 | $1,990,000 | 4.00% | 3.65% | ||
3/1/23 | $1,990,000 | 4.00% | 3.75% | ||
3/1/24 | $1,990,000 | 4.00% | 3.85% | ||
3/1/25 | $1,990,000 | 4.00% | 3.95% | ||
3/1/26 | $1,990,000 | 4.00% | 4.05% | ||
3/1/27 | $1,990,000 | 4.125% | 4.25% | ||
3/1/28 | $1,990,000 | 4.25% | 4.35% | ||
3/1/29 | $1,990,000 | 4.375% | 4.45% |
Other managers: Southwest Securities, Inc., Stephens Inc..
L.O.: McCall Parkhurst & Horton, Dallas, TX; Kelly Hart & Hallman, Fort Worth, TX; and State Attorney General.
F.A.: First Southwest Company, Fort Worth, TX; and Estrada Hinojosa & Company, Inc., Dallas, TX.
Other bidders were:
JPMorgan, TIC 3.509%
Piper Jaffray, TIC 3.5588%
Hutchinson Shockey, TIC 3.5691%
Merrill Lynch, TIC 3.5876%
Wachovia Bank, TIC 3.6001%
Morgan Keegan, TIC 3.6043%
Robert W. Baird, TIC 3.6201%
Jefferies, TIC 3.639%
Morgan Stanley, TIC 3.6752%
Citigroup, TIC 3.7684%
Galveston County Municipal Utility District No. 43
Sep 1, 2009 . . . . . . $8,475,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Sep 1, 2011 to 2036.
Callable Sep 1, 2018 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 5.6819%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/11 | $145,000 | 4.00% | 3.00% | ||
9/1/12 | $150,000 | 4.00% | 3.25% | ||
9/1/13 | $160,000 | 4.00% | 3.50% | ||
9/1/14 | $170,000 | 4.00% | 3.75% | ||
9/1/15 | $180,000 | 4.00% | 4.00% | ||
9/1/16 | $190,000 | 4.00% | 4.15% | ||
9/1/17 | $205,000 | 4.125% | 4.30% | ||
9/1/18 | $215,000 | 4.25% | 4.45% | ||
9/1/19 | $230,000 | 4.375% | 4.60% | ||
9/1/20 | $240,000 | 4.50% | 4.70% | ||
9/1/21 | $255,000 | 4.60% | 4.80% | ||
9/1/22 | $270,000 | 4.75% | 4.90% | ||
9/1/23 | $290,000 | 5.00% | 5.00% | ||
9/1/24 | $305,000 | 5.00% | 5.10% | ||
9/1/25 | $325,000 | 5.00% | 5.20% | ||
9/1/26 | $345,000 | 5.125% | 5.30% | ||
9/1/27 | $365,000 | 5.25% | 5.40% | ||
9/1/28 | $385,000 | 5.375% | 5.50% | ||
9/1/29 | $410,000 | 5.50% | 5.60% | ||
9/1/30 | $435,000 | 5.50% | 5.70% | ||
9/1/31 | $460,000 | 5.625% | 5.80% | ||
9/1/36 | $2,745,000 | 6.00% | 6.00% |
L.O.: Allen Boone Humphries LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
GMS Group, NIC 5.7634%
First Southwest, NIC 5.7706%
Morgan Stanley, NIC 5.8459%
Hutchinson Shockey, NIC 6.4592%
Harris County Municipal Utility District No. 130
Sep 1, 2009 . . . . . . $4,635,000
Unlimited Tax Refunding Bonds, Series 2009 (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Mar 1, 2010 to 2019.
Non-callable.
Winning bid: RBC Capital Mkts, at 98.5000, TIC 4.2044%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/10 | $65,000 | 3.50% | 2.00% | ||
3/1/11 | $105,000 | 3.50% | 2.40% | ||
3/1/12 | $105,000 | 3.50% | 2.70% | ||
3/1/13 | $105,000 | 3.50% | 3.00% | ||
3/1/14 | $105,000 | 3.50% | 3.25% | ||
3/1/15 | $865,000 | 3.50% | 3.50% | ||
3/1/16 | $840,000 | 3.75% | 3.75% | ||
3/1/17 | $810,000 | 4.00% | 4.00% | ||
3/1/18 | $800,000 | 4.125% | 4.20% | ||
3/1/19 | $835,000 | 4.25% | 4.40% |
L.O.: Fulbright & Jaworski, Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
First Southwest, TIC 4.6%
TAXABLE ISSUES
MINNESOTA
Wyoming (City)
Sep 1, 2009 . . . . . . $3,955,000
Taxable General Obligation Improvement Bonds, Series 2009A (Build America Bonds-Direct Payment to Issuer) (book entry).
Dated Sep 15, 2009.
Due Feb 1, 2011 to 2025.
Callable Feb 1, 2019 at par.
Winning bid: Northland Securities, at 98.9500, TIC 3.3059%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/11 | $180,000 | 2.00% | 2.00% | ||
2/1/12 | $230,000 | 2.45% | NRO | NRO | |
2/1/13 | $230,000 | 2.90% | NRO | NRO | |
2/1/14 | $235,000 | 3.40% | NRO | NRO | |
2/1/15 | $240,000 | 3.65% | NRO | NRO | |
2/1/16 | $245,000 | 4.25% | 4.00% | ||
2/1/17 | $255,000 | 4.50% | 4.25% | ||
2/1/18 | $260,000 | 4.75% | 4.50% | ||
2/1/19 | $265,000 | 5.00% | 4.75% | ||
2/1/20 | $275,000 | 5.00% | 5.00% | ||
2/1/21 | $285,000 | 5.10% | 5.10% | ||
2/1/22 | $295,000 | 5.20% | 5.20% | ||
2/1/23 | $310,000 | 5.30% | 5.30% | ||
2/1/24 | $320,000 | 5.40% | 5.40% | ||
2/1/25 | $330,000 | 5.50% | 5.50% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Wells Fargo Brkge, TIC 5.0349%
BMO Capital Markets, TIC 5.0513%
Cronin, TIC 5.379%
Robert W. Baird, TIC 5.4462%
UBS Financial Svcs, TIC 5.8829%
WISCONSIN
Sturgeon Bay (City)
Sep 1, 2009 . . . . . . $1,690,000
Taxable Note Anticipation Notes (book entry).
Dated Sep 15, 2009.
Due Sep 15, 2014.
Callable Sep 15, 2013 at par.
Winning bid: Bankers Bank, at n/a, TIC 3.288%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/15/14 | $1,690,000 | 3.25% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 4.1117%
Wells Fargo Advisors, TIC 4.1467%
Morgan Keegan, TIC 4.4155%
Hutchinson Shockey, TIC 4.8861%