KANSAS
Johnson County Water District No. 1
Sep 8, 2009 . . . . . . $26,190,000
Water Revenue Refunding Bonds, Series 2009 (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Jan 1, 2010 to Jul 1, 2020.
Callable Jul 1, 2018 at par.
Winning bid: Hutchinson Shockey, at 103.3723, TIC 2.2641%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/10 | $1,200,000 | 2.00% | NRO | NRO | |
| 7/1/10 | $1,140,000 | 3.00% | NRO | NRO | |
| 1/1/11 | $1,160,000 | 3.00% | NRO | NRO | |
| 7/1/11 | $1,485,000 | 2.00% | NRO | NRO | |
| 1/1/12 | $1,335,000 | 2.00% | NRO | NRO | |
| 7/1/12 | $980,000 | 2.00% | NRO | NRO | |
| 1/1/13 | $1,060,000 | 4.00% | NRO | NRO | |
| 7/1/13 | $1,420,000 | 2.00% | NRO | NRO | |
| 1/1/14 | $1,530,000 | 5.00% | NRO | NRO | |
| 7/1/14 | $2,170,000 | 2.00% | NRO | NRO | |
| 1/1/15 | $2,160,000 | 2.25% | NRO | NRO | |
| 7/1/15 | $1,485,000 | 2.50% | NRO | NRO | |
| 1/1/16 | $1,600,000 | 3.00% | NRO | NRO | |
| 7/1/16 | $1,650,000 | 3.00% | NRO | NRO | |
| 1/1/17 | $650,000 | 3.00% | NRO | NRO | |
| 7/1/17 | $655,000 | 3.00% | NRO | NRO | |
| 1/1/18 | $785,000 | 5.00% | NRO | NRO | |
| 7/1/18 | $785,000 | 3.00% | NRO | NRO | |
| 1/1/19 | $770,000 | 3.25% | NRO | NRO | |
| 7/1/19 | $730,000 | 3.25% | NRO | NRO | |
| 7/1/20 | $1,440,000 | 3.25% | NRO | NRO |
L.O.: Kutak Rock, Kansas City, MO.
F.A.: Piper Jaffray & Company, Leawood, KS.
Other bidders were:
Morgan Keegan, TIC 2.3202%
JPMorgan, TIC 2.3776%
Raymond James, TIC 2.3927%
UBS Financial Svcs, TIC 2.4041%
Wells Fargo Advisors, TIC 2.4382%
Robert W. Baird, TIC 2.4523%
BMO Capital Markets, TIC 2.47%
SunTrust Robinson, TIC 2.6606%
Leawood (City)
Sep 8, 2009 . . . . . . $14,885,000
General Obligation Temporary Notes, Series 2009-1 (bank qualified) (book entry).
Dated Sep 15, 2009.
Due Sep 1, 2010.
Purchased $14,885,000.00 by Wachovia Bank, at 2.0%, plus $209,580.80, effective rate 0.535%.
L.O.: Bryan Cave, LLP, Kansas City, MO.
F.A.: George K. Baum & Co., Kansas City, MO.
Other bidders were:
Jefferies, Effective Rate 0.6994%
Janney Montgomery, Effective Rate 0.7312%
UMB Bank, Effective Rate 1.0495%
MINNESOTA
Belle Plaine (City)
Sep 8, 2009 . . . . . . $1,535,000
General Obligation Improvement Bonds, Series 2009A (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Feb 1, 2011 to 2017.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 2.262%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $200,000 | 0.80% | 0.80% | ||
| 2/1/12 | $215,000 | 1.20% | 1.20% | ||
| 2/1/13 | $215,000 | 1.55% | 1.55% | ||
| 2/1/14 | $220,000 | 1.90% | 1.90% | ||
| 2/1/15 | $225,000 | 2.15% | 2.15% | ||
| 2/1/16 | $225,000 | 2.40% | 2.40% | ||
| 2/1/17 | $235,000 | 2.70% | 2.70% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.3067%
Cronin, TIC 2.3437%
Piper Jaffray, TIC 2.349%
UBS Financial Svcs, TIC 2.4054%
UMB Bank, TIC 2.4326%
RBC Capital Mkts, TIC 2.4778%
Buffalo (City)
Sep 8, 2009 . . . . . . $3,225,000
General Obligation Utility Revenue Bonds, Series 2009E (State of Minnesota Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 29, 2009.
Due Aug 1, 2010 to 2024.
Callable Aug 1, 2018 at par.
Winning bid: FTN Fin Cap Mkts, at 99.6500, TIC 3.1153%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $180,000 | 2.00% | NRO | NRO | |
| 8/1/11 | $190,000 | 2.00% | NRO | NRO | |
| 8/1/12 | $190,000 | 2.00% | NRO | NRO | |
| 8/1/13 | $190,000 | 2.00% | NRO | NRO | |
| 8/1/14 | $195,000 | 2.15% | NRO | NRO | |
| 8/1/15 | $205,000 | 2.15% | NRO | NRO | |
| 8/1/16 | $200,000 | 2.40% | NRO | NRO | |
| 8/1/17 | $205,000 | 2.65% | NRO | NRO | |
| 8/1/18 | $210,000 | 2.85% | NRO | NRO | |
| 8/1/19 | $220,000 | 3.00% | NRO | NRO | |
| 8/1/20 | $225,000 | 3.15% | NRO | NRO | |
| 8/1/21 | $240,000 | 3.30% | NRO | NRO | |
| 8/1/22 | $245,000 | 3.45% | NRO | NRO | |
| 8/1/23 | $260,000 | 3.60% | NRO | NRO | |
| 8/1/24 | $270,000 | 3.75% | NRO | NRO |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
UBS Financial Svcs, TIC 3.1279%
BMO Capital Markets, TIC 3.1359%
Piper Jaffray, TIC 3.1549%
Wells Fargo Brkge, TIC 3.1836%
Robert W. Baird, TIC 3.1949%
Buffalo (City)
Sep 8, 2009 . . . . . . $3,685,000
General Obligation Bonds, Series 2009D (bank qualified) (book entry).
Dated Sep 29, 2009.
Due Aug 1, 2013 to 2025.
Callable Aug 1, 2018 at par.
Winning bid: Piper Jaffray, at 100.5428, TIC 3.6448%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $110,000 | 3.00% | 1.70% | ||
| 8/1/14 | $110,000 | 3.00% | 2.00% | ||
| 8/1/15 | $115,000 | 3.00% | 2.25% | ||
| 8/1/16 | $255,000 | 3.00% | 2.50% | ||
| 8/1/18 | $20,000 | 3.00% | 3.10% | ||
| 8/1/19 | $30,000 | 3.20% | 3.25% | ||
| 8/1/20 | $255,000 | 3.25% | 3.30% | ||
| 8/1/21 | $380,000 | 3.375% | 3.40% | ||
| 8/1/22 | $390,000 | 3.50% | 3.55% | ||
| 8/1/23 | $410,000 | 3.625% | 3.65% | ||
| 8/1/24 | $430,000 | 4.00% | 3.75% | ||
| 8/1/25 | $1,180,000 | 4.00% | 3.85% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
UBS Financial Svcs, TIC 3.6511%
Robert W. Baird, TIC 3.6851%
Wells Fargo Brkge, TIC 3.7404%
BMO Capital Markets, TIC 3.7522%
NEW JERSEY
Glassboro Borough
Sep 8, 2009 . . . . . . $2,435,000
Bond Anticipation Notes of 2009, Series E (bank qualified).
Dated Sep 16, 2009.
Due Sep 15, 2010.
Purchased $2,435,000.00 by TD Bank, N.A., at 1.29%, effective rate 1.29%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
First Colonial, Effective Rate 1.8%
Oppenheimer, Effective Rate 2.2165%
TD Securities, Effective Rate 2.317%
Janney Montgomery, Effective Rate 2.4993%
Howell Township
Sep 8, 2009 . . . . . . $4,995,000
Sewer Utility Bond Anticipation Notes (bank qualified) (book entry).
Dated Sep 14, 2009.
Due Sep 14, 2010.
Purchased $4,995,000.00 by Janney Montgomery, at 2.5%, plus N/A, effective rate N/A.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 2.292%
Oppenheimer, Effective Rate 3.219%
Howell Township
Sep 8, 2009 . . . . . . $8,500,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Sep 14, 2009.
Due Sep 14, 2010.
Purchased $8,500,000.00 by TD Securities, at 2.75%, plus $65,280.00, effective rate 1.982%.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 2.225%
Oppenheimer, Effective Rate 3.219%
NEW YORK
Alexandria Bay Village
Sep 8, 2009 . . . . . . $897,000
Bond Anticipation Notes, 2009 Series B (bank qualified).
Dated Sep 17, 2009.
Due Sep 16, 2010.
Purchased $897,000.00 by Oppenheimer, at 3.75%, plus $10.00, effective rate 3.7488%.
L.O.: Hrabchak, Gebo & Langone, P.C., Watertown, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Alexandria Bay Village
Sep 8, 2009 . . . . . . $1,453,000
Bond Anticipation Notes, 2009 Series A (bank qualified).
Dated Sep 17, 2009.
Due Sep 16, 2010.
Purchased $1,453,000.00 by Roosevelt & Cross, at 2.75%, plus $25.00, effective rate 2.7483%.
L.O.: Hrabchak, Gebo & Langone, P.C., Watertown, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Janney Montgomery, Effective Rate 3.1497%
Oppenheimer, Effective Rate 3.2119%
Erwin (Town)
Sep 8, 2009 . . . . . . $1,000,000
Bond Anticipation Notes, 2009 Series A (Renewals) (bank qualified).
Dated Sep 17, 2009.
Due Sep 16, 2010.
Purchased $1,000,000.00 by J.P. Morgan Chase, at 1.69%, effective rate 1.69%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
M & T Bank, Effective Rate 2.49%
Five Star Bnk, Effective Rate 2.7%
Janney Montgomery, Effective Rate 3.4499%
Erwin (Town)
Sep 8, 2009 . . . . . . $1,310,000
Bond Anticipation Notes, 2009 Series B (Renewals) (bank qualified).
Dated Sep 17, 2009.
Due Sep 16, 2010.
Purchased $1,310,000.00 by J.P. Morgan Chase, at 1.6%, effective rate 1.6%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
M & T Bank, Effective Rate 2.32%
Roosevelt & Cross, Effective Rate 2.4981%
Janney Montgomery, Effective Rate 2.6497%
Plainview-Old Bethpage Central School District
Sep 8, 2009 . . . . . . $9,500,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Sep 16, 2009.
Due Jun 30, 2010.
Purchased $9,500,000.00 by TD Securities, at 1.75%, plus $89,015.00, effective rate 0.5623%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.5848%
Oppenheimer, Effective Rate 0.6812%
State Bank of LI, Effective Rate 0.7%
Capital One, Effective Rate 0.71%
Wells Fargo Brkge, Effective Rate 0.7577%
TD Bank, N.A., Effective Rate 0.95%
Janney Montgomery, Effective Rate 1.1479%
Flushing Comm Bk, Effective Rate 1.6%
Roosevelt & Cross, Effective Rate 1.75%
PENNSYLVANIA
Abington School District
Sep 8, 2009 . . . . . . $13,570,000
General Obligation Bonds, Series of 2009 (bank qualified) (book entry).
Dated Oct 15, 2009.
Due Sep 15, 2010 to 2025.
Callable Sep 15, 2014 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.2251%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/10 | $225,000 | 2.00% | NRO | NRO | |
| 9/15/11 | $710,000 | 2.00% | NRO | NRO | |
| 9/15/12 | $735,000 | 5.00% | NRO | NRO | |
| 9/15/13 | $760,000 | 2.25% | NRO | NRO | |
| 9/15/14 | $790,000 | 4.00% | NRO | NRO | |
| 9/15/15 | $815,000 | 2.25% | NRO | NRO | |
| 9/15/16 | $830,000 | 2.50% | NRO | NRO | |
| 9/15/17 | $845,000 | 2.75% | NRO | NRO | |
| 9/15/18 | $880,000 | 3.00% | NRO | NRO | |
| 9/15/19 | $900,000 | 3.125% | NRO | NRO | |
| 9/15/20 | $935,000 | 3.25% | NRO | NRO | |
| 9/15/21 | $955,000 | 3.25% | NRO | NRO | |
| 9/15/22 | $990,000 | 3.50% | NRO | NRO | |
| 9/15/23 | $1,025,000 | 3.50% | NRO | NRO | |
| 9/15/24 | $1,065,000 | 3.625% | NRO | NRO | |
| 9/15/25 | $1,110,000 | 3.75% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., CL King & Associates, Loop Capital Markets, LLC, Sterne, Agee & Leach, Inc, Fidelity Capital Markets, First Southwest Company.
L.O.: Ballard Spahr Andrews & Ingersoll LLP, Philadelphia, PA.
F.A.: Robert W. Baird & Co., Inc., Exton, PA.
Other bidders were:
Boenning&Scattergood, TIC 3.2366%
Janney Montgomery, TIC 3.2877%
JPMorgan, TIC 3.4129%
BNY Mellon Cap Mkts, TIC 3.4265%
Vining-Sparks IBG, TIC 3.4525%
BB&T Cap Mkts, TIC 3.6489%
Morgan Stanley, TIC 3.9027%
TEXAS
Sherman (City)
Sep 8, 2009 . . . . . . $3,500,000
Tax and Waterworks and Sewer System (Limited Pledge) Revenue Certificates of Obligation, Series 2009A (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Aug 15, 2010 to 2029.
Callable Aug 15, 2018 at par.
Winning bid: Morgan Keegan, at 100.0000, TIC 3.8353%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/10 | $115,000 | 3.00% | NRO | NRO | |
| 8/15/11 | $115,000 | 3.00% | NRO | NRO | |
| 8/15/12 | $120,000 | 3.00% | NRO | NRO | |
| 8/15/13 | $125,000 | 3.00% | NRO | NRO | |
| 8/15/14 | $130,000 | 3.00% | NRO | NRO | |
| 8/15/15 | $135,000 | 3.00% | NRO | NRO | |
| 8/15/16 | $145,000 | 3.00% | NRO | NRO | |
| 8/15/17 | $150,000 | 3.25% | NRO | NRO | |
| 8/15/18 | $155,000 | 3.50% | NRO | NRO | |
| 8/15/20 | $335,000 | 3.50% | NRO | NRO | |
| 8/15/22 | $370,000 | 3.75% | NRO | NRO | |
| 8/15/23 | $200,000 | 4.00% | NRO | NRO | |
| 8/15/25 | $425,000 | 4.00% | NRO | NRO | |
| 8/15/26 | $230,000 | 4.00% | NRO | NRO | |
| 8/15/27 | $240,000 | 4.125% | NRO | NRO | |
| 8/15/28 | $250,000 | 4.125% | NRO | NRO | |
| 8/15/29 | $260,000 | 4.25% | NRO | NRO |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
BOSC, TIC 3.8381%
Hutchinson Shockey, TIC 3.8837%
UBS Financial Svcs, TIC 3.8903%
Frost National Bank, TIC 3.8936%
Robert W. Baird, TIC 3.8939%
Wells Fargo Advisors, TIC 3.9241%
First Southwest, TIC 3.9315%
Vining-Sparks IBG, TIC 3.9645%
Piper Jaffray, TIC 3.9678%
Southwest Securities, TIC 4.0493%
Sterne Agee, TIC 4.1346%
WISCONSIN
Menomonie (City)
Sep 8, 2009 . . . . . . $1,720,000
Water System Revenue Bonds, Series 2009A (bank qualified) (book entry).
Dated Sep 29, 2009.
Due Jul 1, 2010 to 2019.
Callable Jul 1, 2016 at par.
Winning bid: Robert W. Baird, at 100.0360, TIC 2.9043%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/10 | $135,000 | 2.00% | 0.90% | ||
| 7/1/11 | $160,000 | 2.00% | 1.20% | ||
| 7/1/12 | $160,000 | 2.00% | 1.50% | ||
| 7/1/13 | $165,000 | 2.25% | 1.90% | ||
| 7/1/14 | $170,000 | 2.50% | 2.25% | ||
| 7/1/15 | $170,000 | 3.00% | 2.50% | ||
| 7/1/16 | $180,000 | 3.00% | 2.75% | ||
| 7/1/17 | $190,000 | 3.00% | 3.05% | ||
| 7/1/18 | $200,000 | 3.20% | 3.25% | ||
| 7/1/19 | $190,000 | 3.30% | 3.40% |
Other managers: Loop Capital Markets, LLC, CL King & Associates, Kildare Capital, Inc., Davenport & Company LLC, Cronin & Co., Inc..
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
M & I Bank, TIC 2.9117%
Bankers' Bank, TIC 3.0482%
Bernardi Securities, TIC 3.0791%
Wells Fargo Brkge, TIC 3.2355%
Bremer Bank, TIC 3.5746%
TAXABLE ISSUES
KANSAS
Leawood (City)
Sep 8, 2009 . . . . . . $4,985,000
Taxable General Obligation Temporary Notes, Series 2009-2 (book entry).
Dated Sep 15, 2009.
Due Sep 1, 2010.
Purchased $4,985,000.00 by Stifel Nicolaus, at 2.0%, plus $36,589.90, effective rate 1.2363%.
L.O.: Bryan Cave, LLP, Kansas City, MO.
F.A.: George K. Baum & Co., Kansas City, MO.
Other bidders were:
UMB Bank, Effective Rate 1.346%
KENTUCKY
Kenton County School District Finance Corporation
Sep 8, 2009 . . . . . . $10,100,000
Taxable School Building Revenue Bonds, Series 2009D (Build America Bonds-Direct Payment to Issuer) (book entry).
Dated Sep 1, 2009.
Due Sep 1, 2010 to 2029.
Callable Sep 1, 2019 at par.
Winning bid: Stifel Nicolaus, at n/a, NIC 3.655%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/10 | $270,000 | 1.40% | 1.40% | ||
| 9/1/11 | $270,000 | 1.70% | 1.70% | ||
| 9/1/12 | $275,000 | 2.45% | 2.45% | ||
| 9/1/13 | $280,000 | 2.80% | 2.80% | ||
| 9/1/14 | $285,000 | 3.35% | 3.35% | ||
| 9/1/15 | $290,000 | 3.90% | 3.90% | ||
| 9/1/16 | $300,000 | 4.60% | 4.50% | ||
| 9/1/17 | $305,000 | 4.75% | 4.65% | ||
| 9/1/18 | $315,000 | 4.85% | 4.75% | ||
| 9/1/19 | $325,000 | 5.00% | 4.90% | ||
| 9/1/20 | $330,000 | 5.10% | 5.00% | ||
| 9/1/21 | $310,000 | 5.30% | 5.20% | ||
| 9/1/22 | $325,000 | 5.40% | 5.30% | ||
| 9/1/24 | $1,100,000 | 5.50% | NRO | NRO | |
| 9/1/25 | $945,000 | 5.65% | 5.65% | ||
| 9/1/26 | $980,000 | 5.75% | 5.75% | ||
| 9/1/27 | $1,020,000 | 5.80% | 5.80% | ||
| 9/1/28 | $1,065,000 | 5.80% | 5.85% | ||
| 9/1/29 | $1,110,000 | 5.85% | 5.90% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Frankfort, KY.
Other bidders were:
Robert W. Baird, NIC 5.5856%
Morgan Keegan, NIC 5.6071%
BMO Capital Markets, NIC 5.7267%
MINNESOTA
Arlington (City)
Sep 8, 2009 . . . . . . $850,000
Taxable General Obligation Permanent Improvement Revolving Fund Bonds, Series 2009B (Build America Bonds) (book entry).
Dated Sep 1, 2009.
Due Feb 1, 2013 to 2026.
Callable Feb 1, 2017 at par.
Winning bid: United Banker's Bk, at n/a, NIC 3.4359%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $95,000 | 3.25% | NRO | NRO | |
| 2/1/16 | $100,000 | 4.00% | NRO | NRO | |
| 2/1/18 | $110,000 | 4.50% | NRO | NRO | |
| 2/1/20 | $120,000 | 5.00% | NRO | NRO | |
| 2/1/22 | $135,000 | 5.25% | NRO | NRO | |
| 2/1/24 | $140,000 | 5.40% | NRO | NRO | |
| 2/1/26 | $150,000 | 5.60% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
Cronin, NIC 3.4429%
Wells Fargo Brkge, NIC 5.2504%
Northland Securities, NIC 5.2756%
NEW JERSEY
Glassboro Borough
Sep 8, 2009 . . . . . . $5,455,000
Taxable Bond Anticipation Notes of 2009, Series B.
Dated Sep 16, 2009.
Due Sep 15, 2010.
Purchased $5,455,000.00 by Oppenheimer, at 2.875%, plus $499.00, effective rate 2.866%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 3.1497%
East Brunswick Twp, Effective Rate 3.87%
