CALIFORNIA
Albany Unified School District
Jun 25, 2009 . . . . . . $17,355,000
2009 General Obligation Refunding Bonds (bank qualified) (book entry). $7,355,000
Dated Jul 10, 2009.
Due Aug 1, 2010 to 2020.
Callable Aug 1, 2019 at par.
Winning bid: Fidelity Capital, at 100.0199, TIC 5.2367%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $525,000 | 3.00% | NRO | NRO | AGC |
| 8/1/11 | $115,000 | 3.00% | NRO | NRO | AGC |
| 8/1/12 | $175,000 | 3.50% | NRO | NRO | AGC |
| 8/1/13 | $280,000 | 4.00% | NRO | NRO | AGC |
| 8/1/14 | $450,000 | 4.25% | NRO | NRO | AGC |
| 8/1/15 | $570,000 | 4.50% | NRO | NRO | AGC |
| 8/1/16 | $695,000 | 4.50% | NRO | NRO | AGC |
| 8/1/17 | $825,000 | 4.50% | NRO | NRO | AGC |
| 8/1/18 | $1,135,000 | 4.50% | NRO | NRO | AGC |
| 8/1/19 | $1,260,000 | 4.50% | NRO | NRO | AGC |
| 8/1/20 | $1,325,000 | 4.50% | NRO | NRO | AGC |
General Obligation Bonds, Election of 2008, Series A (bank qualified) (book entry). $10,000,000
Dated Jul 10, 2009.
Due Aug 1, 2021 to 2027.
Callable Aug 1, 2019 at par.
Winning bid: Fidelity Capital, at 100.0199, TIC 5.2367%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/21 | $1,385,000 | 6.50% | NRO | NRO | AGC |
| 8/1/22 | $1,480,000 | 6.50% | NRO | NRO | AGC |
| 8/1/23 | $1,315,000 | 6.25% | NRO | NRO | AGC |
| 8/1/24 | $1,380,000 | 5.00% | NRO | NRO | AGC |
| 8/1/25 | $1,520,000 | 5.00% | NRO | NRO | AGC |
| 8/1/26 | $1,380,000 | 5.125% | NRO | NRO | AGC |
| 8/1/27 | $1,540,000 | 5.20% | NRO | NRO | AGC |
Other managers: UBS Financial Services, Inc..
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Stone & Youngberg, TIC 5.4125%
Hutchinson Shockey, TIC 5.6306%
Citigroup, TIC 5.7257%
CONNECTICUT
Connecticut Regional School District No. 8
Jun 25, 2009 . . . . . . $350,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jul 9, 2009.
Due Jul 8, 2010.
Purchased $350,000.00 by Eastern Bank, at 1.9%, effective rate 1.9%.
L.O.: Shipman & Goodwin, Hartford, CT.
F.A.: First Southwest Company, Glastonbury, CT.
Westport (Town)
Jun 25, 2009 . . . . . . $12,500,000
General Obligation Bonds, Issue of 2009 (bank qualified) (book entry).
Dated Jul 15, 2009.
Due Jul 15, 2010 to 2029.
Callable Jul 15, 2017 at par.
Winning bid: PNC Capital Markets, at 100.4473, TIC 3.5675%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/10 | $700,000 | 2.25% | 0.55% | ||
| 7/15/11 | $700,000 | 2.25% | 0.90% | ||
| 7/15/12 | $700,000 | 2.25% | 1.20% | ||
| 7/15/13 | $700,000 | 2.25% | 1.72% | ||
| 7/15/14 | $700,000 | 3.00% | 2.12% | ||
| 7/15/15 | $685,000 | 3.00% | 2.36% | ||
| 7/15/16 | $680,000 | 4.00% | 2.63% | ||
| 7/15/17 | $670,000 | 3.125% | 2.91% | ||
| 7/15/18 | $665,000 | 3.125% | 3.15% | ||
| 7/15/19 | $650,000 | 3.25% | 3.31% | ||
| 7/15/20 | $600,000 | 3.45% | NRO | NRO | |
| 7/15/21 | $600,000 | 3.50% | 3.60% | ||
| 7/15/22 | $600,000 | 3.625% | 3.70% | ||
| 7/15/23 | $600,000 | 4.00% | 3.80% | ||
| 7/15/24 | $600,000 | 3.90% | NRO | NRO | |
| 7/15/25 | $530,000 | 4.00% | 4.00% | ||
| 7/15/26 | $530,000 | 4.00% | 4.08% | ||
| 7/15/27 | $530,000 | 4.00% | 4.17% | ||
| 7/15/28 | $530,000 | 4.125% | 4.26% | ||
| 7/15/29 | $530,000 | 4.25% | 4.35% |
L.O.: Pullman & Comley, Bridgeport, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Roosevelt & Cross, TIC 3.6302%
Piper Jaffray, TIC 3.6359%
Stone & Youngberg, TIC 3.6488%
SunTrust Robinson, TIC 3.7609%
KENTUCKY
Dayton Independent School District Finance Corporation
Jun 25, 2009 . . . . . . $1,990,000
School Building Revenue Bonds, Series 2009B (bank qualified) (book entry).
Dated Jun 1, 2009.
Due Feb 1, 2010 to 2029.
Callable Aug 1, 2019 at par.
Winning bid: Ross Sinclaire, at 98.1577, NIC 4.2205%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $115,000 | 2.00% | NRO | NRO | |
| 2/1/14 | $110,000 | 2.80% | NRO | NRO | |
| 2/1/16 | $145,000 | 3.10% | NRO | NRO | |
| 2/1/18 | $180,000 | 3.50% | NRO | NRO | |
| 2/1/19 | $100,000 | 3.70% | NRO | NRO | |
| 2/1/21 | $235,000 | 4.00% | NRO | NRO | |
| 2/1/23 | $250,000 | 4.00% | NRO | NRO | |
| 2/1/25 | $265,000 | 4.20% | NRO | NRO | |
| 2/1/27 | $285,000 | 4.30% | NRO | NRO | |
| 2/1/29 | $305,000 | 4.40% | NRO | NRO |
Other managers: Robert W. Baird & Co., Inc., NatCity Investments, Inc., Duncan-Williams, Inc., FTN Financial Capital Markets, J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Frankfort, KY.
Other bidders were:
Morgan Keegan, NIC 4.2262%
Jessamine County School District Finance Corporation
Jun 25, 2009 . . . . . . $5,405,000
School Building Refunding Revenue Bonds, Series of 2009 (bank qualified) (book entry).
Dated Jul 1, 2009.
Due Feb 1, 2010 to Aug 1, 2020.
Non-callable.
Winning bid: Ross Sinclaire, at 99.1018, NIC 3.2157%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $505,000 | 2.00% | NRO | NRO | |
| 8/1/11 | $495,000 | 2.00% | NRO | NRO | |
| 8/1/12 | $465,000 | 2.00% | NRO | NRO | |
| 8/1/13 | $475,000 | 2.20% | NRO | NRO | |
| 8/1/14 | $500,000 | 2.65% | NRO | NRO | |
| 8/1/15 | $500,000 | 2.90% | NRO | NRO | |
| 8/1/16 | $505,000 | 3.00% | NRO | NRO | |
| 8/1/17 | $520,000 | 3.20% | NRO | NRO | |
| 8/1/18 | $535,000 | 3.30% | NRO | NRO | |
| 8/1/19 | $505,000 | 3.50% | NRO | NRO | |
| 8/1/20 | $400,000 | 3.70% | NRO | NRO |
Other managers: Robert W. Baird & Co., Inc., NatCity Investments, Inc., Duncan-Williams, Inc., FTN Financial Capital Markets, J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
MASSACHUSETTS
West Springfield (Town)
Jun 25, 2009 . . . . . . $12,287,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jun 30, 2009.
Due Jun 17, 2010.
Purchased $12,287,000.00 by Eastern Bank, at 1.5%, plus $98,418.87, effective rate 0.669%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.745%
Janney Montgomery, Effective Rate 1.1867%
Bank of Western Mass, Effective Rate 1.72%
People's Bk, Effective Rate 1.7444%
MINNESOTA
New Germany (City)
Jun 25, 2009 . . . . . . $1,660,000
General Obligation Improvement Bonds, Series 2009A (bank qualified) (book entry).
Dated Jul 21, 2009.
Due Feb 1, 2011 to 2031.
Callable Feb 1, 2018 at par.
Winning bid: Northland Securities, at 98.7500, TIC 4.9438%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $10,000 | 3.00% | 2.75% | ||
| 2/1/12 | $120,000 | 3.00% | 3.00% | ||
| 2/1/13 | $75,000 | 4.00% | 3.50% | ||
| 2/1/14 | $95,000 | 4.00% | 3.75% | ||
| 2/1/15 | $90,000 | 4.00% | 4.00% | ||
| 2/1/17 | $170,000 | 4.25% | 4.25% | ||
| 2/1/20 | $260,000 | 4.50% | 4.50% | ||
| 2/1/22 | $170,000 | 5.00% | 4.75% | ||
| 2/1/26 | $320,000 | 5.00% | 5.00% | ||
| 2/1/31 | $350,000 | 5.125% | 5.125% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
MISSISSIPPI
Mississippi
Jun 25, 2009 . . . . . . $6,785,000
Lease Revenue Certificates of Participation (Master Lease Program for State Agencies Series 2009A) (book entry).
Dated Jun 30, 2009.
Due Apr 15, 2010 to 2014.
Callable Apr 15, 2012 at par.
Winning bid: Citigroup, at 99.0388, TIC 3.4536%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/10 | $1,840,000 | 4.00% | S.B. | S.B. | |
| 4/15/11 | $1,870,000 | 2.25% | 2.50% | ||
| 4/15/12 | $1,915,000 | 3.00% | 3.00% | ||
| 4/15/13 | $235,000 | 3.00% | 3.30% | ||
| 4/15/14 | $925,000 | 3.25% | 3.67% |
Other managers: UBS Financial Services, Inc..
L.O.: Baker, Donelson, Bearman, Caldwell & Berkowitz, PC, Jackson, MS.
F.A.: First Southwest Company, Jackson, MS.
NEW JERSEY
Barrington Borough
Jun 25, 2009 . . . . . . $155,000
Special Emergency Notes of 2009 (bank qualified).
Dated Jul 2, 2009.
Due Jul 1, 2010.
Purchased $155,000.00 by TD Bank, N.A., at 1.47%, effective rate 1.47%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Colonial Bk, FSB, Effective Rate 2.5%
Delran Township Board of Education
Jun 25, 2009 . . . . . . $25,858,000
School Bonds (bank qualified) (book entry).
Dated Jul 15, 2009.
Due Jul 15, 2010 to 2029.
Callable Jul 15, 2018 at par.
Winning bid: UBS Financial Svcs, at n/a, NIC 4.2101%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/10 | $50,000 | 4.00% | NRO | NRO | |
| 7/15/11 | $260,000 | 4.00% | NRO | NRO | |
| 7/15/12 | $305,000 | 4.00% | NRO | NRO | |
| 7/15/13 | $315,000 | 4.00% | NRO | NRO | |
| 7/15/14 | $365,000 | 4.00% | NRO | NRO | |
| 7/15/15 | $420,000 | 4.00% | NRO | NRO | |
| 7/15/16 | $1,160,000 | 4.00% | NRO | NRO | |
| 7/15/17 | $1,210,000 | 4.00% | NRO | NRO | |
| 7/15/18 | $1,260,000 | 4.00% | NRO | NRO | |
| 7/15/19 | $1,305,000 | 4.00% | NRO | NRO | |
| 7/15/20 | $1,365,000 | 4.00% | NRO | NRO | |
| 7/15/21 | $1,420,000 | 4.125% | NRO | NRO | |
| 7/15/22 | $1,480,000 | 4.125% | NRO | NRO | |
| 7/15/23 | $1,885,000 | 4.125% | NRO | NRO | |
| 7/15/24 | $1,965,000 | 4.125% | NRO | NRO | |
| 7/15/25 | $2,045,000 | 4.125% | NRO | NRO | |
| 7/15/26 | $2,130,000 | 4.25% | NRO | NRO | |
| 7/15/27 | $2,215,000 | 4.25% | NRO | NRO | |
| 7/15/28 | $2,305,000 | 4.375% | NRO | NRO | |
| 7/15/29 | $2,398,000 | 4.50% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Loop Capital Markets, LLC, Stifel, Nicolaus & Co., Inc., Wachovia Securities, LLC, Citigroup Global Markets, Inc., Sterne, Agee & Leach, Inc.
In association with: Charles Schwab & Co., Wiley Bros.-Aintree Capital LLC.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Acacia Financial Group, Inc., Mount Laurel, NJ.
Other bidders were:
Robert W. Baird, NIC 4.4249%
Leonia Borough
Jun 25, 2009 . . . . . . $5,750,000
General Improvement Bonds (bank qualified) (book entry).
Dated Jul 1, 2009.
Due Sep 1, 2010 to 2019.
Non-callable.
Winning bid: UBS Financial Svcs, at 100.0160, NIC 3.3979%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/10 | $25,000 | 2.50% | NRO | NRO | |
| 9/1/11 | $25,000 | 2.50% | NRO | NRO | |
| 9/1/12 | $25,000 | 2.50% | NRO | NRO | |
| 9/1/13 | $735,000 | 3.00% | NRO | NRO | |
| 9/1/14 | $760,000 | 3.00% | NRO | NRO | |
| 9/1/15 | $785,000 | 3.00% | NRO | NRO | |
| 9/1/16 | $810,000 | 3.25% | NRO | NRO | |
| 9/1/17 | $835,000 | 3.375% | NRO | NRO | |
| 9/1/18 | $860,000 | 3.75% | NRO | NRO | |
| 9/1/19 | $890,000 | 3.75% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, Lebenthal & Co, Inc., CL King & Associates, Loop Capital Markets, LLC, Oppenheimer & Co., Inc., Stifel, Nicolaus & Co., Inc., Sterne, Agee & Leach, Inc, Wachovia Securities, LLC.
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Di Maria & Di Maria LLP, Lodi, NJ.
Other bidders were:
Robert W. Baird, NIC 3.4378%
South Plainfield Borough
Jun 25, 2009 . . . . . . $8,504,200
Bond Anticipation Notes (bank qualified).
Dated Jul 1, 2009.
Due Jul 1, 2010.
Purchased $8,504,200.00 by TD Securities, at 2.0%, plus $61,749.00, effective rate 1.2739%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 1.52%
Janney Montgomery, Effective Rate 1.887%
Oppenheimer, Effective Rate 2.715%
Fulton Financial, Effective Rate 2.85%
Stafford Township Board of Education
Jun 25, 2009 . . . . . . $2,000,000
Temporary Note Sale (bank qualified).
Dated Jul 7, 2009.
Due Jul 7, 2010.
Purchased $2,000,000.00 by TD Bank, N.A., at 1.67%, effective rate 1.67%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.915%
West Amwell Township
Jun 25, 2009 . . . . . . $776,400
Bond Anticipation Notes (bank qualified).
Dated Jul 2, 2008.
Due Jul 2, 2009.
Purchased $776,400.00 by TD Bank, N.A., at 1.69%, effective rate 1.69%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sun National Bank, Effective Rate 2.3%
Oppenheimer, Effective Rate 2.6936%
Woodbridge Township
Jun 25, 2009 . . . . . . $79,637,000
$41,773,000 General Bond Anticipation Notes; $20,068,000 Swr Util Bond Antiicpation Notes; $17,225,000 Recreation Util Bond Antiicpation Notes $571,000 Parking Util Bond Ant. Notes (book entry).
Dated Jul 2, 2009.
Due Jul 2, 2010.
Purchased $29,637,000.00 by Jefferies, at 2.0%, plus $263,770.00, effective rate 1.11%.
Purchased $50,000,000.00 by TD Securities, at 1.5%, plus $369,000.00, effective rate 0.762%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
RBC Capital Mkts, Effective Rate 1.1623%
Oppenheimer, Effective Rate 2.4115%
Oppenheimer, Effective Rate 2.4918%
Oppenheimer, Effective Rate 2.6072%
Oppenheimer, Effective Rate 2.6981%
TD Securities, Effective Rate 5.0%
NEW YORK
Albany (City)
Jun 25, 2009 . . . . . . $19,974,950
General Obligation (Serial) Bonds, 2009 (book entry).
Dated Jul 1, 2009.
Due Jul 1, 2010 to 2023.
Callable Jul 1, 2018 at par.
Winning bid: Robert W. Baird, at n/a, NIC 3.8443%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/10 | $1,099,950 | 3.00% | 1.00% | ||
| 7/1/11 | $1,130,000 | 3.00% | 1.40% | ||
| 7/1/12 | $1,175,000 | 3.00% | 1.85% | ||
| 7/1/13 | $1,225,000 | 3.00% | 2.30% | ||
| 7/1/14 | $1,275,000 | 3.00% | 2.67% | ||
| 7/1/15 | $1,335,000 | 3.25% | 2.91% | ||
| 7/1/16 | $1,390,000 | 3.50% | 3.15% | ||
| 7/1/17 | $1,420,000 | 3.75% | 3.41% | ||
| 7/1/18 | $1,485,000 | 3.75% | 3.61% | ||
| 7/1/19 | $1,550,000 | 4.00% | 3.77% | ||
| 7/1/20 | $1,620,000 | 4.00% | 4.00% | ||
| 7/1/21 | $1,690,000 | 4.00% | 4.10% | ||
| 7/1/22 | $1,755,000 | 4.125% | 4.20% | ||
| 7/1/23 | $1,825,000 | 4.25% | 4.30% |
Other managers: Davenport & Company LLC, Eastern Bank Capital Markets, Kildare Capital, Inc., Wells Fargo Brokerage Securites, LLC.
L.O.: Roemer, Wallens & Mineaux, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, NIC 3.856%
UBS Financial Svcs, NIC 3.8831%
Albany (City)
Jun 25, 2009 . . . . . . $29,337,049
Bond Anticipation Notes, 2009.
Dated Jul 9, 2009.
Due Jul 9, 2010.
Purchased $29,337,050.00 by Jefferies, at 1.25%, plus $193,920.00, effective rate 0.589%.
L.O.: Roemer, Wallens & Mineaux, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.6499%
JPMorgan, Effective Rate 0.7181%
Janney Montgomery, Effective Rate 0.735%
Oppenheimer, Effective Rate 2.059%
Oppenheimer, Effective Rate 2.1597%
Oppenheimer, Effective Rate 2.2413%
Clarkstown Central School District
Jun 25, 2009 . . . . . . $13,500,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Jul 8, 2009.
Due Nov 6, 2009.
Purchased $13,500,000.00 by JPMorgan, at 2.0%, plus $71,373.68, effective rate 0.387%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Securities, Effective Rate 0.4084%
Oppenheimer, Effective Rate 0.4497%
Jefferies, Effective Rate 0.5637%
Roosevelt & Cross, Effective Rate 0.5702%
Janney Montgomery, Effective Rate 0.9815%
Copiague Union Free School District
Jun 25, 2009 . . . . . . $14,700,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Jul 9, 2009.
Due Jun 25, 2010.
Purchased $14,700,000.00 by Jefferies, at 1.5%, plus $136,123.00, effective rate 0.5365%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.5454%
JPMorgan, Effective Rate 0.6161%
TD Securities, Effective Rate 0.6458%
Janney Montgomery, Effective Rate 1.273%
Wachovia Bank, Effective Rate 1.28%
Capital One, Effective Rate 1.31%
Oppenheimer, Effective Rate 1.3427%
TD Bank, N.A., Effective Rate 1.44%
Roosevelt & Cross, Effective Rate 1.5079%
East Ramapo Central School District
Jun 25, 2009 . . . . . . $5,000,000
Bond Anticipation Notes-2009 (bank qualified).
Dated Jul 7, 2009.
Due Jul 7, 2010.
Purchased $2,500,000.00 by Janney Montgomery, at 2.25%, plus n/a, effective rate n/a.
Purchased $2,500,000.00 by Wachovia Securities, at 1.25%, effective rate 1.25%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.352%
Jefferies, Effective Rate 1.4139%
Roosevelt & Cross, Effective Rate 1.498%
J.P. Morgan Chase, Effective Rate 1.87%
M & T Bank, Effective Rate 2.38%
Elmira Urban Renewal Agency
Jun 25, 2009 . . . . . . $1,100,000
Urban Renewal Bond Anticipation Notes, 2009 (Renewals) (bank qualified).
Dated Jul 2, 2009.
Due Jul 2, 2010.
Purchased $1,100,000.00 by J.P. Morgan Chase, at 2.24%, effective rate 2.24%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 3.8386%
Oppenheimer, Effective Rate 4.722%
Erie #2 Board of Cooperative Education
Jun 25, 2009 . . . . . . $6,900,000
Revenue Anticipation Notes, 2009 (New Issue) (bank qualified).
Dated Jul 9, 2009.
Due Jun 30, 2010.
Purchased $6,900,000.00 by Roosevelt & Cross, at 2.0%, plus $20,805.00, effective rate 1.6908%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
J.P. Morgan Chase, Effective Rate 1.75%
Oppenheimer, Effective Rate 1.7551%
Jefferies, Effective Rate 2.1185%
RBS Citizens, Effective Rate 2.48%
Lafargeville Central School District
Jun 25, 2009 . . . . . . $2,000,000
Bond Anticipation Notes, 2009 (renewals) (bank qualified).
Dated Jul 9, 2009.
Due Jul 9, 2010.
Purchased $2,000,000.00 by Roosevelt & Cross, at 2.25%, plus $100.00, effective rate 2.245%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.512%
McGraw Central School District
Jun 25, 2009 . . . . . . $975,000
Revenue Anticipation Notes, 2009 (bank qualified).
Dated Jul 9, 2009.
Due Jul 9, 2010.
Purchased $975,000.00 by First Niagara Bank, at 2.25%, effective rate 2.25%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.8596%
McGraw Central School District
Jun 25, 2009 . . . . . . $8,635,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Jul 9, 2009.
Due Jul 9, 2010.
Purchased $5,000,000.00 by First Niagara Bank, at 2.0%, effective rate 2.0%.
Purchased $3,635,000.00 by Jefferies, at 2.75%, plus $24,899.75, effective rate 2.065%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.3683%
Oppenheimer, Effective Rate 2.3717%
Mechanicville City School District
Jun 25, 2009 . . . . . . $24,120
Bond Anticipation Notes, 2009 (renewals) (bank qualified).
Dated Jul 10, 2009.
Due Jul 9, 2010.
Purchased $24,120.00 by FNB of Scotia, at 2.1%, effective rate 2.1%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
HSBC Bank, Effective Rate 2.6%
TD Bank, N.A., Effective Rate 3.49%
Morrisville-Eaton Central School District
Jun 25, 2009 . . . . . . $713,926
Bond Anticipation Notes, 2009B (bank qualified).
Dated Jul 8, 2009.
Due Jul 8, 2010.
Purchased $713,930.00 by J.P. Morgan Chase, at 1.92%, effective rate 1.92%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.7115%
KeyBank NY, Effective Rate 2.85%
Morrisville-Eaton Central School District
Jun 25, 2009 . . . . . . $8,976,258
Bond Anticipation Notes, 2009A (Renewals) (bank qualified).
Dated Jul 8, 2009.
Due Jul 8, 2010.
Purchased $5,976,260.00 by Janney Montgomery, at 2.25%, plus n/a, effective rate n/a.
Purchased $3,000,000.00 by J.P. Morgan Chase, at 1.88%, effective rate 1.88%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.2646%
Jefferies, Effective Rate 2.328%
Roosevelt & Cross, Effective Rate 2.3725%
KeyBank NY, Effective Rate 2.85%
Schenectady City School District
Jun 25, 2009 . . . . . . $6,315,700
Bond Anticipation (Renewal) Notes, 2009 Series B.
Dated Jul 9, 2009.
Due Jul 9, 2010.
Purchased $6,315,700.00 by Jefferies, at 1.75%, plus $24,884.00, effective rate 1.356%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.1558%
Roosevelt & Cross, Effective Rate 2.3718%
Janney Montgomery, Effective Rate 2.475%
Schenectady City School District
Jun 25, 2009 . . . . . . $15,140,500
Bond Anticipation Notes, 2009 Series A (bank qualified).
Dated Jul 9, 2009.
Due Jul 9, 2010.
Purchased $15,140,500.00 by Jefferies, at 1.75%, plus $74,643.00, effective rate 1.2569%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.4%
Pioneer Comm Bk, Effective Rate 1.48%
First Niagara Bank, Effective Rate 1.5%
First Niagara Bank, Effective Rate 1.6%
FNB of Scotia, Effective Rate 1.95%
Oppenheimer, Effective Rate 2.1572%
Roosevelt & Cross, Effective Rate 2.3683%
Janney Montgomery, Effective Rate 2.385%
Southern Cayuga Central School District
Jun 25, 2009 . . . . . . $1,048,500
Bond Anticipation Notes, 2009 (bank qualified).
Dated Jul 23, 2009.
Due Jul 23, 2010.
Purchased $1,048,500.00 by J.P. Morgan Chase, at 1.92%, effective rate 1.92%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.2452%
First Niagara Bank, Effective Rate 2.25%
Oppenheimer, Effective Rate 2.7333%
Southern Cayuga Central School District
Jun 25, 2009 . . . . . . $1,287,100
School District (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Jul 15, 2009.
Due Jun 15, 2010 to 2024.
Callable Jun 15, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.2226%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/10 | $37,100 | 4.00% | NRO | NRO | FSA |
| 6/15/11 | $70,000 | 4.00% | NRO | NRO | FSA |
| 6/15/12 | $70,000 | 4.00% | NRO | NRO | FSA |
| 6/15/13 | $75,000 | 4.00% | NRO | NRO | FSA |
| 6/15/14 | $80,000 | 4.00% | NRO | NRO | FSA |
| 6/15/15 | $80,000 | 4.00% | NRO | NRO | FSA |
| 6/15/16 | $85,000 | 4.00% | NRO | NRO | FSA |
| 6/15/17 | $85,000 | 4.00% | NRO | NRO | FSA |
| 6/15/18 | $90,000 | 4.00% | NRO | NRO | FSA |
| 6/15/19 | $90,000 | 4.00% | NRO | NRO | FSA |
| 6/15/20 | $95,000 | 4.25% | NRO | NRO | FSA |
| 6/15/21 | $100,000 | 4.25% | NRO | NRO | FSA |
| 6/15/22 | $105,000 | 4.25% | NRO | NRO | FSA |
| 6/15/23 | $110,000 | 4.50% | NRO | NRO | FSA |
| 6/15/24 | $115,000 | 4.50% | NRO | NRO | FSA |
Other managers: Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Wachovia Securities, LLC.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Syosset Central School District
Jun 25, 2009 . . . . . . $18,000,000
Tax Anticipation Notes for 2009 - 2010 Taxes (bank qualified) (book entry).
Dated Jul 9, 2009.
Due Jun 25, 2010.
Purchased $9,000,000.00 by TD Securities, at 2.0%, plus $136,620.00, effective rate 0.4206%.
Purchased $9,000,000.00 by JPMorgan, at 2.0%, plus $135,683.20, effective rate 0.4314%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan, Effective Rate 0.4314%
TD Securities, Effective Rate 0.4502%
Roosevelt & Cross, Effective Rate 0.461%
State Bank of LI, Effective Rate 0.4793%
Jefferies, Effective Rate 0.4949%
Oppenheimer, Effective Rate 0.8139%
Janney Montgomery, Effective Rate 1.2977%
TD Bank, N.A., Effective Rate 1.44%
TEXAS
Brushy Creek Municipal Utility District
Jun 25, 2009 . . . . . . $2,365,000
Sendero Springs and Cornerstone Defined Area Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Jul 1, 2009.
Due Jun 1, 2011 to 2033.
Callable Jun 1, 2017 at par.
Winning bid: First Southwest, at 97.0062, NIC 5.9004%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $45,000 | 5.00% | 2.50% | AGC | |
| 6/1/12 | $50,000 | 5.00% | 2.75% | AGC | |
| 6/1/13 | $50,000 | 5.00% | 3.00% | AGC | |
| 6/1/14 | $55,000 | 4.50% | 3.50% | AGC | |
| 6/1/15 | $60,000 | 4.375% | 3.75% | AGC | |
| 6/1/16 | $65,000 | 4.375% | 4.00% | AGC | |
| 6/1/17 | $65,000 | 4.375% | 4.25% | AGC | |
| 6/1/22 | $405,000 | 5.25% | 4.60% | AGC | |
| 6/1/31 | $1,190,000 | 6.00% | 5.00% | AGC | |
| 6/1/33 | $380,000 | 5.50% | 5.60% | AGC |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
Morgan Keegan, NIC 5.9613%
Wachovia Securities, NIC 5.9678%
M.E. Allison, NIC 6.0621%
SAMCO Cap Mkts, NIC 6.0895%
RBC Capital Mkts, NIC 6.2152%
Fort Bend County Municipal Utility District No. 142
Jun 25, 2009 . . . . . . $12,100,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Jul 1, 2009.
Due Sep 1, 2010 to 2036.
Callable Sep 1, 2016 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 6.1286%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/10 | $175,000 | 5.00% | 3.50% | ||
| 9/1/11 | $190,000 | 5.00% | 4.00% | ||
| 9/1/12 | $200,000 | 5.00% | 4.20% | ||
| 9/1/13 | $215,000 | 5.00% | 4.40% | ||
| 9/1/14 | $230,000 | 5.00% | 4.60% | ||
| 9/1/15 | $245,000 | 5.00% | 4.80% | ||
| 9/1/16 | $260,000 | 5.00% | 4.90% | ||
| 9/1/17 | $270,000 | 5.00% | 5.00% | ||
| 9/1/18 | $280,000 | 5.10% | 5.10% | ||
| 9/1/19 | $295,000 | 5.20% | 5.20% | ||
| 9/1/20 | $305,000 | 5.30% | 5.30% | ||
| 9/1/21 | $315,000 | 5.40% | 5.40% | ||
| 9/1/22 | $330,000 | 5.50% | 5.50% | ||
| 9/1/23 | $350,000 | 5.60% | 5.60% | ||
| 9/1/24 | $365,000 | 5.70% | 5.70% | ||
| 9/1/25 | $385,000 | 5.80% | 5.80% | ||
| 9/1/26 | $405,000 | 5.90% | 5.90% | ||
| 9/1/29 | $1,335,000 | 6.00% | 6.00% | ||
| 9/1/36 | $5,950,000 | 6.125% | 6.25% |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
First Southwest, NIC 6.2305%
SAMCO Cap Mkts, NIC 6.2609%
North Texas Municipal Water District
Jun 25, 2009 . . . . . . $34,960,000
Regional Wastewater System Revenue Bonds, Series 2009 (book entry).
Dated Jun 15, 2009.
Due Jun 1, 2010 to 2029.
Callable Jun 1, 2019 at par.
Winning bid: Southwest Securities, at 100.7500, TIC 4.4052%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $970,000 | 5.00% | 0.85% | ||
| 6/1/11 | $1,130,000 | 5.00% | 1.30% | ||
| 6/1/12 | $1,185,000 | 5.00% | 1.84% | ||
| 6/1/13 | $1,240,000 | 5.00% | 2.31% | ||
| 6/1/14 | $1,305,000 | 5.00% | 2.82% | ||
| 6/1/15 | $1,365,000 | 5.00% | 3.06% | ||
| 6/1/16 | $1,430,000 | 4.00% | 3.35% | ||
| 6/1/17 | $1,500,000 | 4.00% | 3.63% | ||
| 6/1/18 | $1,575,000 | 4.00% | 3.81% | ||
| 6/1/19 | $1,650,000 | 4.00% | 3.97% | ||
| 6/1/20 | $1,730,000 | 4.00% | 4.14% | ||
| 6/1/21 | $1,815,000 | 4.125% | 4.26% | ||
| 6/1/22 | $1,900,000 | 4.25% | NRO | NRO | |
| 6/1/23 | $1,995,000 | 4.30% | NRO | NRO | |
| 6/1/24 | $2,090,000 | 4.375% | NRO | NRO | |
| 6/1/25 | $2,195,000 | 4.50% | NRO | NRO | |
| 6/1/26 | $2,300,000 | 4.625% | NRO | NRO | |
| 6/1/27 | $2,410,000 | 4.75% | NRO | NRO | |
| 6/1/28 | $2,525,000 | 4.75% | NRO | NRO | |
| 6/1/29 | $2,650,000 | 4.875% | NRO | NRO |
Other managers: RBC Capital Markets, Citigroup Global Markets, Inc., Stephens Inc..
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: First Southwest Company, Fort Worth, TX.
Other bidders were:
First Southwest, TIC 4.4592%
BMO Capital Markets, TIC 4.4645%
Hutchinson Shockey, TIC 4.4758%
Morgan Keegan, TIC 4.5019%
Robert W. Baird, TIC 4.6225%
Jefferies, TIC 4.6649%
Wachovia Bank, TIC 4.6826%
WISCONSIN
Gateway Technical College District
Jun 25, 2009 . . . . . . $1,000,000
General Obligation Promissory Notes, Series 2009-2010A (bank qualified) (book entry).
Dated Jul 9, 2009.
Due Apr 1, 2011 to 2019.
Callable Apr 1, 2017 at par.
Winning bid: Robert W. Baird, at 100.5177, TIC 3.2195%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/11 | $95,000 | 2.50% | 1.45% | ||
| 4/1/12 | $100,000 | 2.50% | 1.65% | ||
| 4/1/13 | $105,000 | 3.00% | 2.15% | ||
| 4/1/14 | $105,000 | 3.00% | 2.55% | ||
| 4/1/15 | $110,000 | 3.25% | 2.82% | ||
| 4/1/16 | $115,000 | 3.50% | 3.10% | ||
| 4/1/17 | $120,000 | 3.50% | 3.35% | ||
| 4/1/18 | $125,000 | 3.50% | 3.55% | ||
| 4/1/19 | $125,000 | 3.50% | 3.70% |
Other managers: CL King & Associates, Loop Capital Markets, LLC, Kildare Capital, Inc., Wells Fargo Brokerage Securites, LLC, Cronin & Co., Inc..
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
UMB Bank, TIC 3.4009%
M & I Bank, TIC 3.4513%
