INDIANA
Turkey Creek Township
Dec 30, 2008 . . . . . . $798,743
Temporary Loan Warrant (bank qualified).
Dated Jan 5, 2009.
Due Dec 31, 2009.
Purchased $798,740.00 by Crossroads Bank, at 2.747%, effective rate 2.747%.
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Municipal Official(s).
Other bidders were:
Farmers State Bank, Effective Rate 3.96%
NEW JERSEY
Clinton Township Board of Education
Dec 30, 2008 . . . . . . $1,782,471
Temporary Notes (bank qualified).
Dated Jan 8, 2009.
Due Jul 8, 2009.
Purchased $1,782,470.00 by Janney Montgomery, at 4.5%, plus n/a, effective rate n/a.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Commerce Cap Mkts, Effective Rate 5.75%
Hammonton (Town)
Dec 30, 2008 . . . . . . $9,032,319
$7,047,319 Bond Anticipation Notes; $840,000 Water Utility Notes; and $1,145,000 Sewer Utility Notes (bank qualified).
Dated Jan 8, 2009.
Due Jul 8, 2009.
Purchased $9,032,320.00 by Bank of America, at 3.0%, effective rate 3.0%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Commerce Cap Mkts, Effective Rate 5.054%
Janney Montgomery, Effective Rate 5.4668%
Union Township
Dec 30, 2008 . . . . . . $3,739,914
Bond Anticipation Notes (bank qualified).
Dated Jan 8, 2009.
Due Jun 11, 2009.
Purchased $3,739,910.00 by Janney Montgomery, at 4.75%, plus n/a, effective rate n/a.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
NEW YORK
Airmont Village
Dec 30, 2008 . . . . . . $1,470,000
Public Improvement Serial Bonds - 2009 (bank qualified) (book entry).
Dated Jan 15, 2009.
Due Jan 15, 2010 to 2022.
Callable Jan 15, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.1521%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/10 | $60,000 | 3.50% | NRO | NRO | AGC |
| 1/15/11 | $90,000 | 3.50% | NRO | NRO | AGC |
| 1/15/12 | $95,000 | 3.50% | NRO | NRO | AGC |
| 1/15/13 | $100,000 | 3.50% | NRO | NRO | AGC |
| 1/15/14 | $105,000 | 3.50% | NRO | NRO | AGC |
| 1/15/15 | $110,000 | 4.00% | NRO | NRO | AGC |
| 1/15/16 | $115,000 | 4.10% | NRO | NRO | AGC |
| 1/15/17 | $120,000 | 4.25% | NRO | NRO | AGC |
| 1/15/18 | $125,000 | 4.25% | NRO | NRO | AGC |
| 1/15/19 | $130,000 | 4.25% | NRO | NRO | AGC |
| 1/15/20 | $135,000 | 4.25% | NRO | NRO | AGC |
| 1/15/21 | $140,000 | 4.25% | NRO | NRO | AGC |
| 1/15/22 | $145,000 | 4.375% | NRO | NRO | AGC |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Wachovia Securities, LLC.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
North Tonawanda (City)
Dec 30, 2008 . . . . . . $2,500,000
Tax Anticipation Notes for 2009 Real Property Taxes (bank qualified).
Dated Jan 7, 2009.
Due May 14, 2009.
Purchased $2,500,000.00 by J.P. Morgan Chase, at 2.17%, effective rate 2.17%.
L.O.: Harris, Beach LLP, Pittsford, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
KeyBank NY, Effective Rate 2.82%
M & T Bank, Effective Rate 3.25%
First Niagara Bank, Effective Rate 3.4%
Janney Montgomery, Effective Rate 5.483%
Saugerties (Town)
Dec 30, 2008 . . . . . . $975,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Jan 8, 2009.
Due Jan 8, 2010.
Purchased $975,000.00 by M & T Bank, at 3.31%, effective rate 3.31%.
L.O.: Segel Goldman Mazzotta & Siegel, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Tompkins County
Dec 30, 2008 . . . . . . $11,100,000
Bond Anticipation Notes, 2009 (Renewals).
Dated Jan 8, 2009.
Due Jan 8, 2010.
Purchased $11,100,000.00 by Roosevelt & Cross, at 1.75%, plus $66,720.00, effective rate 1.1489%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
DEPFA First Albany, Effective Rate 1.185%
Janney Montgomery, Effective Rate 4.48%
TEXAS
Harris County Municipal Utility District No. 391
Dec 30, 2008 . . . . . . $3,710,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Jan 1, 2009.
Due Sep 1, 2010 to 2034.
Callable Sep 1, 2017 at par.
Winning bid: First Southwest, at n/a, NIC 6.0846%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/10 | $150,000 | 6.50% | 3.40% | AGC | |
| 9/1/11 | $150,000 | 6.50% | 3.70% | AGC | |
| 9/1/12 | $150,000 | 6.50% | 4.00% | AGC | |
| 9/1/13 | $150,000 | 6.50% | 4.20% | AGC | |
| 9/1/14 | $150,000 | 6.50% | 4.30% | AGC | |
| 9/1/15 | $150,000 | 6.50% | 4.40% | AGC | |
| 9/1/16 | $150,000 | 6.50% | 4.50% | AGC | |
| 9/1/17 | $150,000 | 6.375% | 4.60% | AGC | |
| 9/1/18 | $150,000 | 4.70% | 4.70% | AGC | |
| 9/1/19 | $150,000 | 4.85% | 4.85% | AGC | |
| 9/1/20 | $150,000 | 5.00% | 5.00% | AGC | |
| 9/1/24 | $600,000 | 5.45% | 5.45% | AGC | |
| 9/1/29 | $735,000 | 5.90% | 5.90% | AGC | |
| 9/1/34 | $725,000 | 6.10% | 6.10% | AGC |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: First Southwest Company, Houston, TX.
Other bidders were:
FMS Bonds, NIC 6.5918%
Morgan Keegan, NIC 6.9234%
Wachovia Securities, NIC 6.9823%
Sterne Agee, NIC 7.1136%
SAMCO Cap Mkts, NIC 7.2414%
TAXABLE ISSUES
NEW YORK
Ithaca (City)
Dec 30, 2008 . . . . . . $1,090,084
Public Improvement (Serial) Bonds, 2009 (Federally Taxable) (book entry).
Dated Jan 15, 2009.
Due Jan 15, 2010 to 2024.
Callable Jan 15, 2018 at par.
Winning bid: BMO Capital Markets, at n/a, NIC 5.8176%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/10 | $45,084 | 5.625% | NRO | NRO | |
| 1/15/11 | $50,000 | 5.625% | NRO | NRO | |
| 1/15/12 | $50,000 | 5.625% | NRO | NRO | |
| 1/15/13 | $55,000 | 5.625% | NRO | NRO | |
| 1/15/14 | $60,000 | 5.625% | NRO | NRO | |
| 1/15/15 | $65,000 | 5.625% | NRO | NRO | |
| 1/15/16 | $65,000 | 5.625% | NRO | NRO | |
| 1/15/17 | $70,000 | 5.625% | NRO | NRO | |
| 1/15/18 | $75,000 | 5.625% | NRO | NRO | |
| 1/15/19 | $80,000 | 5.625% | NRO | NRO | |
| 1/15/20 | $85,000 | 5.625% | NRO | NRO | |
| 1/15/21 | $90,000 | 5.75% | NRO | NRO | |
| 1/15/22 | $95,000 | 6.00% | NRO | NRO | |
| 1/15/23 | $100,000 | 6.00% | NRO | NRO | |
| 1/15/24 | $105,000 | 6.125% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bernardi Securities, NIC 6.4441%
Roosevelt & Cross, NIC 6.7147%
Ithaca (City)
Dec 30, 2008 . . . . . . $7,670,014
Bond Anticipation Notes, 2009 Series B (Renewals) (Federally Taxable Series).
Dated Jan 15, 2009.
Due Jan 15, 2010.
Purchased $3,670,010.00 by Janney Montgomery, at 5.75%, plus n/a, effective rate n/a.
Purchased $1,500,000.00 by Roosevelt & Cross, at 5.5%, plus $10,725.00, effective rate 4.785%.
Purchased $2,500,000.00 by Roosevelt & Cross, at 5.5%, effective rate 5.5%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
