The Financial Industry Regulatory Authority fined two firms a total of $31,000 dollars for violations of municipal securities rules, FINRA disclosed in the September monthly disciplinary actions it released Monday.
This course reviews the basics of swap contracts, defines how they differ from fixed income securities and how fixed income investors use them as part of their investment, issuance and hedging strategies.
Taught by professional with extensive hands-on experience
Five lessons include video lectures, review quizzes & interactive resources
Earn 2.5 CPE credit hours for just $159. Field of Study: Finance | Level: Intermediate