Third Ex-CDR Employee, Douglas Goldberg, Pleads Guilty to 3 Counts
March 15, 2010 A third former employee of CDR Financial Products — Douglas Alan Goldberg — has pleaded guilty to three criminal...

Dodd to Require Muni FAs, Swap Advisers, Investment Brokers to Register With SEC
March 15, 2010 WASHINGTON – Senate Banking Committee chairman Christopher Dodd, D-Conn., today introduced a massive financial...

Judge Gives Tepid OK to SEC, B of A Settlement
February 22, 2010 A federal judge yesterday reluctantly approved the Securities and Exchange Commission’s $150 million settlement with Bank...

IRS Puts Out Forms for BAB and RZEDB Issuers
February 18, 2010 The Internal Revenue Service yesterday published two new information forms with accompanying instructions for issuers of Build...

Wyden, Gregg to Debut Tax-Reform Legislation
February 17, 2010 WASHINGTON — Sens. Ron Wyden, D-Ore., and Judd Gregg, R-N.H., plan to introduce bipartisan, comprehensive tax-reform...

Judge Won’t Rule on SEC Settlement With B of A Until Feb. 19
February 8, 2010 WASHINGTON — A federal judge in New York Monday said he will not decide until Feb. 19 whether to accept the Securities...

House Clears Bill to Raise Debt Limit a Bit
February 4, 2010 WASHINGTON — The House yesterday cleared legislation that would increase the debt limit by $1.9 billion to $14.3 trillion.

Cuomo Charges Bank of America
February 4, 2010 WASHINGTON — New York Attorney General Andrew Cuomo, joined by Neil Barofsky, the special inspector general of the...

N.Y.’s Cuomo Files Charges Against B of A and Ex-Officials Over Merrill Merger
February 4, 2010 WASHINGTON — New York Attorney General Andrew Cuomo, joined by Neil Barofsky, the special inspector general of the...

Ex-IRS Lawyer Carla Young Joins Greenberg Traurig
February 3, 2010 WASHINGTON — Carla A. Young, a former Internal Revenue Service lawyer who worked on municipal bonds, has joined the law...