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Kyle Glazier

Recent Stories From this Author

Cross to Rejoin Treasury; Tsilas to Return to Ballard Spahr
October 21, 2014 John Cross will leave as director of the SEC's Office of Municipal Securities next month to succeed Vicky Tsilas as the...

SEC Proposal to Remove Rating References From MMF Rule Sparks Concerns
October 21, 2014 Market participants are concerned that language in the Securities and Exchange Commission's proposal to remove references to...

BDA: Crack Down on MAs Acting as Placement Agents
October 20, 2014 The Bond Dealers of America is urging the Securities and Exchange Commission to crack down on non-dealer municipal advisors...

SEC Approves Muni Training Requirement For Dealers
October 17, 2014 The Securities and Exchange Commission has approved the Municipal Securities Rulemaking Board's proposal to require dealers to...

State, Local Groups Make Muni HQLA Case
October 17, 2014 Eight state and local groups are urging federal banking regulators to classify investment-grade munis with demonstrated...

Ex-SEC Lawyer Warns of Anti-Corruption Ramp-Up
October 16, 2014 Public officials who have traditionally believed that they are safe from Securities and Exchange Commission action if they...

SEC Trumpets Record Enforcement Year
October 16, 2014 The Securities and Exchange Commission said that new technology and investigative techniques led to a strong fiscal 2014...

FINRA Fines Two Firms $28,500
October 15, 2014 The Financial Industry Regulatory Authority fined two firms a total of $28,500 for violations of municipal securities rules,...

SIFMA Suggests HQLA Change
October 15, 2014 Investment grade bonds of issuers and obligors with at least $100 million of securities outstanding should qualify as...

OCIE Explains MA Exams
October 14, 2014 Inspections of municipal advisors will be low-stress and MAs will be notified in advance before seeing any Securities and...


Americans are suffering the consequences of Congress, governors and legislators across the U.S. pushing the burden of today's costs onto the backs of tomorrow's taxpayers by repeatedly putting off infrastructure repairs and new construction.

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