The Financial Industry Regulatory Authority assessed financial firms and individuals $68 million in fines in 2012 and ordered them to pay a record $34 million in restitution to investors, the regulator announced Tuesday.
FINRA Fines Total $68 Million in 2012
JAN 8, 2013 1:58pm ET
You must be registered to post a comment. Click here to register.
Already registered? Log in here
Intercontinental Michigan Avenue, Chicago, IL
Union League Club, Philadelphia, PA
October 21-23, 2015San Francisco Marriott Marquis, San Francisco, CA