ARKANSAS
Malvern School District of Hot Spring County
Dec 5, 2013 . . . . . . $2,960,000
Construction Bonds, Series B (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jan 1, 2014.
Due Feb 1, 2015 to 2043.
Callable Aug 1, 2019 at par.
Winning bid: Crews & Associates, at 98.0016, TIC 4.3604%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/18 | $125,000 | 1.375% | 1.375% | ||
2/1/21 | $130,000 | 3.00% | 2.50% | ||
2/1/24 | $150,000 | 3.50% | 3.10% | ||
2/1/27 | $180,000 | 3.50% | 3.50% | ||
2/1/28 | $100,000 | 3.625% | 3.65% | ||
2/1/29 | $110,000 | 4.00% | 3.80% | ||
2/1/30 | $120,000 | 4.00% | 3.90% | ||
2/1/32 | $255,000 | 4.00% | 4.00% | ||
2/1/34 | $270,000 | 4.125% | 4.125% | ||
2/1/36 | $295,000 | 4.25% | 4.25% | ||
2/1/38 | $320,000 | 4.375% | 4.375% | ||
2/1/40 | $345,000 | 4.50% | 4.50% | ||
2/1/43 | $560,000 | 4.55% | 4.55% |
Other managers: Edward Jones.
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 4.4152%
Sterne Agee, TIC 4.4616%
COLORADO
Cherry Creek School District No. 5
Dec 5, 2013 . . . . . . $31,215,000
General Obligation Refunding Bonds, Series 2013 (book entry).
Dated Dec 13, 2013.
Due Dec 15, 2014 to 2022.
Non-callable.
Winning bid: JPMorgan, at 113.6157, TIC 1.9515%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/14 | $5,575,000 | 2.00% | 0.16% | ||
12/15/15 | $5,190,000 | 4.00% | 0.32% | ||
12/15/16 | $1,195,000 | 5.00% | 0.50% | ||
12/15/17 | $1,260,000 | 5.00% | 0.83% | ||
12/15/18 | $1,335,000 | 5.00% | 1.24% | ||
12/15/19 | $1,410,000 | 5.00% | 1.61% | ||
12/15/20 | $4,815,000 | 5.00% | 2.01% | ||
12/15/21 | $5,065,000 | 5.00% | 2.34% | ||
12/15/22 | $5,370,000 | 5.00% | 2.58% |
L.O.: Sherman & Howard L.L.C., Denver, CO.
F.A.: Public Finance Associates, LLC, Centennial, CO; and FirstSouthwest, Greenwood Village, CO.
Other bidders were:
Citigroup, TIC 1.9705%
Robert W. Baird, TIC 1.9821%
Stifel Nicolaus, TIC 1.9985%
Morgan Stanley, TIC 2.0%
Wells Fargo Secs, TIC 2.0226%
Hutchinson Shockey, TIC 2.0301%
Jefferies, TIC 2.046%
Janney Montgomery, TIC 2.0588%
US Bancorp Invest, TIC 2.1%
BMO Cap Mkts GKST, TIC 2.1078%
Piper Jaffray, TIC 2.1091%
FTN Fin Cap Mkts, TIC 2.1395%
CONNECTICUT
Ridgefield (Town)
Dec 5, 2013 . . . . . . $5,000,000
General Obligation Bond Anticipation Notes.
Dated Dec 17, 2013.
Due Dec 16, 2014.
Purchased $5,000,000.00 by TD Securities, at 1.0%, plus $39,950.00, effective rate 0.1988%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.209%
Piper Jaffray, Effective Rate 0.2499%
Jefferies, Effective Rate 0.2669%
Ridgefield (Town)
Dec 5, 2013 . . . . . . $8,170,000
General Obligation Bonds, Issue of 2013 (book entry).
Dated Dec 17, 2013.
Due Feb 15, 2015 to 2033.
Callable Feb 15, 2022 at par.
Winning bid: Morgan Stanley, at 104.0733, TIC 3.2999%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/15/15 | $430,000 | 4.00% | 0.20% | ||
2/15/16 | $430,000 | 4.00% | 0.40% | ||
2/15/17 | $430,000 | 4.00% | 0.66% | ||
2/15/18 | $430,000 | 4.00% | 0.99% | ||
2/15/19 | $430,000 | 4.00% | 1.38% | ||
2/15/20 | $430,000 | 4.00% | 1.80% | ||
2/15/21 | $430,000 | 4.00% | 2.17% | ||
2/15/22 | $430,000 | 4.00% | 2.50% | ||
2/15/23 | $430,000 | 4.00% | 2.75% | ||
2/15/24 | $430,000 | 3.00% | 2.95% | ||
2/15/25 | $430,000 | 3.00% | 3.10% | ||
2/15/26 | $430,000 | 3.125% | 3.28% | ||
2/15/27 | $430,000 | 3.50% | 3.50% | ||
2/15/28 | $430,000 | 4.00% | 3.60% | ||
2/15/29 | $430,000 | 4.00% | 3.72% | ||
2/15/30 | $430,000 | 4.00% | 3.84% | ||
2/15/31 | $430,000 | 4.00% | 3.93% | ||
2/15/32 | $430,000 | 4.00% | 4.00% | ||
2/15/33 | $430,000 | 4.00% | 4.06% |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, Jefferies LLC, FTN Financial Capital Markets, Winslow, Evans & Crocker, City Securities Corp., StockCross Financial Services, Inc..
L.O.: Robinson & Cole, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Roosevelt & Cross, TIC 3.3137%
Piper Jaffray, TIC 3.393%
Robert W. Baird, TIC 3.4164%
Janney Montgomery, TIC 3.4467%
Hutchinson Shockey, TIC 3.4656%
INDIANA
Lebanon (City)
Dec 5, 2013 . . . . . . $2,000,000
Park District Bonds of 2013, Series A.
Dated Dec 19, 2013.
Due Jul 1, 2015 to Jan 1, 2028.
Callable Jan 1, 2022 at par.
Winning bid: City Securities, at n/a, NIC 4.232%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/15 | $65,000 | 2.00% | 1.00% | ||
1/1/16 | $65,000 | 2.00% | 1.25% | ||
7/1/16 | $65,000 | 2.00% | 1.40% | ||
1/1/17 | $65,000 | 2.00% | 1.75% | ||
7/1/17 | $65,000 | 2.00% | 1.90% | ||
7/1/19 | $280,000 | 3.00% | 3.00% | ||
7/1/21 | $290,000 | 4.00% | 3.85% | ||
7/1/23 | $310,000 | 4.00% | 4.00% | ||
7/1/25 | $335,000 | 4.50% | 4.25% | ||
1/1/28 | $460,000 | 4.50% | 4.50% |
In association with: Bernardi Securities, Inc..
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 4.339%
Munster (Town)
Dec 4, 2013 . . . . . . $1,970,000
Park District Bonds of 2013.
Dated Dec 18, 2013.
Due Jun 30, 2014 to Dec 31, 2017.
Non-callable.
Winning bid: Fifth Third Secs, at n/a, NIC 1.6%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/30/14 | $250,000 | 0.65% | 0.65% | ||
12/31/14 | $250,000 | 0.70% | 0.70% | ||
6/30/15 | $250,000 | 1.15% | 1.15% | ||
12/31/15 | $250,000 | 1.25% | 1.25% | ||
6/30/16 | $250,000 | 1.40% | 1.40% | ||
12/31/16 | $250,000 | 1.50% | 1.50% | ||
6/30/17 | $250,000 | 1.65% | 1.65% | ||
12/31/17 | $220,000 | 1.75% | 1.75% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Municipal Official(s).
Other bidders were:
First Financial Bk, NIC 1.95%
City Securities, NIC 2.0%
J.J.B. Hilliard, NIC 2.5%
South Montgomery Community School Corporation
Dec 5, 2013 . . . . . . $2,000,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Dec 19, 2013.
Due Jun 30, 2014 to Dec 31, 2016.
Non-callable.
Winning bid: Smith Hayes, at 99.0000, NIC 1.2522%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/30/14 | $225,000 | 0.30% | 0.30% | SAIP | |
12/31/14 | $230,000 | 0.45% | 0.45% | SAIP | |
6/30/15 | $325,000 | 0.50% | 0.50% | SAIP | |
12/31/15 | $335,000 | 0.65% | 0.65% | SAIP | |
6/30/16 | $440,000 | 0.80% | 0.80% | SAIP | |
12/31/16 | $445,000 | 0.95% | 0.95% | SAIP |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: City Securities Corp., Indianapolis, IN.
Other bidders were:
Ross Sinclaire, NIC 1.5339%
J.J.B. Hilliard, NIC 1.7137%
Bernardi Securities, NIC 2.1%
Waterloo Grant Township Public Library
Dec 4, 2013 . . . . . . $700,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Dec 18, 2013.
Due Jul 15, 2014 to Jan 15, 2033.
Callable Jul 15, 2021 at par.
Winning bid: J.J.B. Hilliard, at n/a, NIC 4.8867%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/17 | $100,000 | 2.25% | 2.25% | ||
7/15/21 | $120,000 | 3.25% | 3.25% | ||
7/15/25 | $140,000 | 4.50% | 4.50% | ||
7/15/28 | $120,000 | 5.00% | 5.00% | ||
1/15/33 | $220,000 | 5.00% | 5.00% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 4.9288%
Winfield (Town)
Dec 5, 2013 . . . . . . $1,150,000
General Obligation Bonds of 2013 (bank qualified).
Dated Dec 19, 2013.
Due Jul 1, 2014 to Jan 1, 2019.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.7928%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/14 | $110,000 | 2.00% | 0.65% | ||
1/1/15 | $110,000 | 2.00% | 0.75% | ||
7/1/15 | $110,000 | 2.00% | 0.80% | ||
1/1/16 | $115,000 | 2.00% | 0.90% | ||
7/1/16 | $115,000 | 2.00% | 1.10% | ||
1/1/17 | $115,000 | 2.00% | 1.20% | ||
7/1/17 | $115,000 | 2.00% | 1.30% | ||
1/1/18 | $120,000 | 2.00% | 1.50% | ||
7/1/18 | $120,000 | 2.00% | 1.60% | ||
1/1/19 | $120,000 | 2.00% | 1.75% |
In association with: Bernardi Securities, Inc..
L.O.: Barnes & Thornburg LLP, South Bend, IN.
F.A.: London Witte Group, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 2.58%
IOWA
Marion (City)
Dec 5, 2013 . . . . . . $1,065,000
General Obligation Urban Renewal Street Improvement Bonds, Series 2014B (bank qualified) (book entry).
Dated Jan 7, 2014.
Due Jun 1, 2016 to 2025.
Callable Jun 1, 2020 at par.
Winning bid: FTN Fin Cap Mkts, at 101.3592, TIC 2.0965%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/16 | $100,000 | 2.00% | 0.55% | ||
6/1/17 | $100,000 | 2.00% | 0.65% | ||
6/1/18 | $100,000 | 2.00% | 0.95% | ||
6/1/19 | $100,000 | 2.00% | 1.35% | ||
6/1/20 | $105,000 | 2.00% | 1.70% | ||
6/1/21 | $105,000 | 2.00% | 1.95% | ||
6/1/22 | $110,000 | 2.25% | 2.15% | ||
6/1/23 | $110,000 | 2.50% | 2.35% | ||
6/1/24 | $115,000 | 2.50% | 2.55% | ||
6/1/25 | $120,000 | 2.75% | 2.70% |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Independent Public Advisors, LLC, Johnston, IA.
Other bidders were:
Robert W. Baird, TIC 2.1895%
Piper Jaffray, TIC 2.1939%
BOSC, TIC 2.4569%
Hutchinson Shockey, TIC 2.519%
Marion (City)
Dec 5, 2013 . . . . . . $6,575,000
General Obligation Corporate Purpose Bonds, Series 2014A (bank qualified) (book entry).
Dated Jan 7, 2014.
Due Jun 1, 2017 to 2029.
Callable Jun 1, 2020 at par.
Winning bid: Robert W. Baird, at 101.6063, TIC 2.876%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/17 | $440,000 | 2.00% | 0.70% | ||
6/1/18 | $445,000 | 2.00% | 1.05% | ||
6/1/19 | $450,000 | 2.00% | 1.40% | ||
6/1/20 | $460,000 | 2.00% | 1.75% | ||
6/1/21 | $470,000 | 3.00% | 2.05% | ||
6/1/22 | $480,000 | 3.00% | 2.25% | ||
6/1/23 | $495,000 | 3.00% | 2.50% | ||
6/1/24 | $510,000 | 3.00% | 2.65% | ||
6/1/25 | $525,000 | 3.00% | 2.80% | ||
6/1/26 | $545,000 | 3.25% | 3.00% | ||
6/1/27 | $565,000 | 3.25% | 3.15% | ||
6/1/28 | $585,000 | 3.50% | 3.30% | ||
6/1/29 | $605,000 | 3.75% | 3.45% |
Other managers: CL King & Associates, Crews & Associates, Inc., Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Northland Securities, Inc., Davenport & Company LLC, SAMCO Capital Markets, Cronin & Co., Inc., Ross, Sinclaire & Associates LLC, Vining-Sparks IBG, Limited Partnership, Duncan-WIlliams, Inc., Bernardi Securities, Inc., Isaak Bond Investments, Inc., Wedbush Securities Inc., Dougherty & Company LLC, PNC Capital Markets, Alamo Capital, UMB Bank, N.A., Country Club Bank, Oppenheimer & Co., Inc..
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Independent Public Advisors, LLC, Johnston, IA.
Other bidders were:
Piper Jaffray, TIC 2.9105%
FTN Fin Cap Mkts, TIC 2.9338%
Sterne Agee, TIC 3.0561%
KENTUCKY
Bowling Green (City)
Dec 4, 2013 . . . . . . $5,460,000
Water and Sewer Refunding Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 19, 2013.
Due Dec 1, 2014 to 2024.
Non-callable.
Winning bid: Ross Sinclaire, at 98.9571, NIC 2.5157%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/14 | $65,000 | 0.40% | 0.40% | ||
12/1/15 | $65,000 | 0.75% | 0.75% | ||
12/1/16 | $550,000 | 1.00% | 0.85% | ||
12/1/17 | $560,000 | 1.10% | 1.10% | ||
12/1/18 | $565,000 | 1.50% | 1.50% | ||
12/1/19 | $575,000 | 2.00% | 1.85% | ||
12/1/20 | $585,000 | 2.10% | 2.20% | ||
12/1/21 | $600,000 | 2.40% | 2.50% | ||
12/1/22 | $615,000 | 2.625% | 2.70% | ||
12/1/23 | $630,000 | 3.00% | 3.00% | ||
12/1/24 | $650,000 | 3.00% | 3.10% |
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Hutchinson Shockey, NIC 2.5252%
Sterne Agee, NIC 2.6305%
Stifel Nicolaus, NIC 2.7328%
MARYLAND
Ocean City Mayor and City Council
Dec 5, 2013 . . . . . . $12,700,000
General Obligation Municipal Purpose Bonds of 2013 (book entry).
Dated Dec 19, 2013.
Due Dec 1, 2014 to 2023.
Non-callable.
Winning bid: Morgan Stanley, at 111.3659, TIC 2.1%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/14 | $1,110,000 | 5.00% | 0.20% | ||
12/1/15 | $1,130,000 | 5.00% | 0.38% | ||
12/1/16 | $1,160,000 | 5.00% | 0.55% | ||
12/1/17 | $1,200,000 | 5.00% | 0.85% | ||
12/1/18 | $1,235,000 | 5.00% | 1.28% | ||
12/1/19 | $1,275,000 | 4.00% | 1.64% | ||
12/1/20 | $1,320,000 | 4.00% | 2.05% | ||
12/1/21 | $1,365,000 | 4.00% | 2.40% | ||
12/1/22 | $1,425,000 | 4.00% | 2.65% | ||
12/1/23 | $1,480,000 | 4.00% | 2.85% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, UBS Financial Services, Inc., City Securities Corp., StockCross Financial Services, Inc..
L.O.: McGuireWoods LLP, Baltimore, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
Janney Montgomery, TIC 2.1313%
Robert W. Baird, TIC 2.1322%
FirstSouthwest, TIC 2.1367%
Hutchinson Shockey, TIC 2.152%
JPMorgan, TIC 2.1607%
Fidelity Capital, TIC 2.1697%
M & T Securities, TIC 2.2134%
Citigroup, TIC 2.2492%
MASSACHUSETTS
South Hadley (Town)
Dec 5, 2013 . . . . . . $8,180,000
General Obligation Municipal Purpose Loan of 2013 Bonds, Series A (bank qualified) (book entry).
Dated Dec 18, 2013.
Due May 15, 2015 to 2038.
Callable May 15, 2021 at par.
Winning bid: Stifel Nicolaus, at 101.1087, TIC 3.3591%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/15/15 | $405,000 | 2.00% | 0.40% | ||
5/15/16 | $390,000 | 2.00% | 0.65% | ||
5/15/17 | $400,000 | 2.00% | 0.85% | ||
5/15/18 | $400,000 | 2.00% | 1.25% | ||
5/15/19 | $400,000 | 2.00% | 1.60% | ||
5/15/20 | $400,000 | 3.00% | 2.00% | ||
5/15/21 | $405,000 | 3.00% | 2.20% | ||
5/15/22 | $405,000 | 3.00% | 2.30% | ||
5/15/23 | $415,000 | 3.00% | 2.55% | ||
5/15/24 | $395,000 | 3.00% | 2.65% | ||
5/15/33 | $2,810,000 | 3.45% | 3.45% | ||
5/15/35 | $510,000 | 4.125% | 4.25% | ||
5/15/38 | $845,000 | 4.375% | 4.40% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Roosevelt & Cross, TIC 3.381%
Robert W. Baird, TIC 3.4048%
Fidelity Capital, TIC 3.5702%
Janney Montgomery, TIC 3.5749%
Sterne Agee, TIC 3.6032%
MINNESOTA
Duluth (City)
Dec 5, 2013 . . . . . . $1,795,000
General Obligation Capital Improvement Bonds, Series 2013C (bank qualified) (book entry).
Dated Dec 18, 2013.
Due Feb 1, 2015 to 2024.
Non-callable.
Winning bid: UBS Financial Svcs, at 103.2993, TIC 2.2824%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/15 | $155,000 | 2.00% | 0.35% | ||
2/1/16 | $165,000 | 2.00% | 0.50% | ||
2/1/17 | $170,000 | 2.00% | 0.70% | ||
2/1/18 | $170,000 | 3.00% | 1.00% | ||
2/1/19 | $175,000 | 3.00% | 1.40% | ||
2/1/20 | $180,000 | 3.00% | 1.80% | ||
2/1/21 | $185,000 | 3.00% | 2.20% | ||
2/1/22 | $190,000 | 3.00% | 2.45% | ||
2/1/23 | $200,000 | 3.00% | 2.65% | ||
2/1/24 | $205,000 | 3.00% | 2.85% |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
BOSC, TIC 2.2944%
Robert W. Baird, TIC 2.3431%
Hutchinson Shockey, TIC 2.4615%
NEW HAMPSHIRE
New Hampshire
Dec 5, 2013 . . . . . . $59,050,000
General Obligation Capital Improvement Bonds 2013 Series B (book entry).
Dated Dec 17, 2013.
Due Apr 1, 2015 to 2033.
Callable Apr 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 110.3745, TIC 3.0999%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/15 | $3,940,000 | 5.00% | 0.23% | ||
4/1/16 | $3,940,000 | 5.00% | 0.45% | ||
4/1/17 | $3,940,000 | 5.00% | 0.75% | ||
4/1/18 | $3,940,000 | 5.00% | 1.10% | ||
4/1/19 | $3,935,000 | 5.00% | 1.49% | ||
4/1/20 | $3,935,000 | 5.00% | 1.91% | ||
4/1/21 | $3,935,000 | 5.00% | 2.28% | ||
4/1/22 | $3,935,000 | 5.00% | 2.57% | ||
4/1/23 | $3,935,000 | 5.00% | 2.79% | ||
4/1/24 | $2,365,000 | 5.00% | 2.99% | ||
4/1/25 | $2,365,000 | 5.00% | 3.14% | ||
4/1/26 | $2,365,000 | 4.00% | 3.43% | ||
4/1/27 | $2,365,000 | 4.00% | 3.56% | ||
4/1/28 | $2,360,000 | 4.00% | 3.68% | ||
4/1/29 | $2,360,000 | 4.00% | 3.80% | ||
4/1/30 | $2,360,000 | 4.00% | 3.92% | ||
4/1/31 | $2,360,000 | 4.00% | 4.01% | ||
4/1/32 | $2,360,000 | 4.00% | 4.08% | ||
4/1/33 | $2,355,000 | 4.00% | 4.14% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Wells Fargo Secs, TIC 3.1071%
JPMorgan, TIC 3.1083%
Barclays Capital, TIC 3.1151%
Raymond James, TIC 3.1249%
Citigroup, TIC 3.1439%
William Blair, TIC 3.1473%
Hutchinson Shockey, TIC 3.1707%
Robert W. Baird, TIC 3.1862%
Janney Montgomery, TIC 3.2071%
NEW JERSEY
Alpine Borough
Dec 5, 2013 . . . . . . $2,092,000
Bond Anticipation Notes (bank qualified).
Dated Dec 12, 2013.
Due Dec 11, 2014.
Purchased $2,092,000.00 by Valley National Bank, at 0.7%, effective rate 0.7%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.7322%
TD Securities, Effective Rate 0.7924%
Oppenheimer, Effective Rate 0.8249%
Janney Montgomery, Effective Rate 0.8709%
Bound Brook Borough
Dec 5, 2013 . . . . . . $3,400,000
Bond Anticipation Notes (bank qualified).
Dated Dec 19, 2013.
Due Dec 19, 2014.
Purchased $3,400,000.00 by Oppenheimer, at 1.25%, plus $13,164.00, effective rate 0.8628%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Municipal Official(s).
Brigantine (City)
Dec 5, 2013 . . . . . . $1,728,385
Special Emergency Notes of 2013, Series B.
Dated Dec 12, 2013.
Due Dec 11, 2014.
Purchased $1,728,390.00 by PNC Capital Markets, at 1.0%, plus $10,750.50, effective rate 0.8763%.
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Jefferies, Effective Rate 0.878%
TD Securities, Effective Rate 0.891%
Oppenheimer, Effective Rate 1.0107%
Brigantine (City)
Dec 5, 2013 . . . . . . $2,815,000
Tax Appeal Refunding Notes of 2013, Series A.
Dated Dec 12, 2013.
Due Dec 11, 2014.
Purchased $2,815,000.00 by TD Securities, at 1.0%, plus $7,797.50, effective rate 0.722%.
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Oppenheimer, Effective Rate 0.8327%
Jefferies, Effective Rate 0.838%
PNC Capital Markets, Effective Rate 0.8763%
Brigantine (City)
Dec 5, 2013 . . . . . . $6,466,950
Bond Anticipation Notes of 2013, Series C.
Dated Dec 12, 2013.
Due Dec 11, 2014.
Purchased $6,466,950.00 by TD Securities, at 1.0%, plus $25,902.50, effective rate 0.582%.
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
NW Capital, Effective Rate 0.6059%
Jefferies, Effective Rate 0.712%
PNC Capital Markets, Effective Rate 0.7122%
Oppenheimer, Effective Rate 0.8275%
Cumberland County
Dec 5, 2013 . . . . . . $9,280,000
Bond Anticipation Note (bank qualified).
Dated Dec 16, 2013.
Due Jul 16, 2014.
Purchased $9,280,000.00 by TD Securities, at 1.25%, plus $38,419.19, effective rate 0.5403%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.6811%
Oppenheimer, Effective Rate 0.8094%
Fairfield Township
Dec 5, 2013 . . . . . . $2,195,300
$1,310,050 General Improvement Notes $185,250 Water Utility Notes Notes, $250,000 Sewer Utility Notes and $450,000 Tax Appeal Refunding Notes (bank qualified).
Dated Dec 12, 2013.
Due Dec 11, 2014.
Purchased $2,195,300.00 by Valley National Bank, at 0.69%, effective rate 0.69%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.7295%
PNC Bank, Effective Rate 0.97%
Rutherford Borough
Dec 5, 2013 . . . . . . $5,449,999
$5,365,000 General Improvement Notes and $84,999 Special Emergency Notes (bank qualified).
Dated Dec 11, 2013.
Due Dec 10, 2014.
Purchased $5,450,000.00 by Valley National Bank, at 0.7%, effective rate 0.7%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.772%
Janney Montgomery, Effective Rate 0.778%
NW Capital, Effective Rate 0.799%
Jefferies, Effective Rate 0.878%
Oppenheimer, Effective Rate 0.9301%
Lakeland Bank, Effective Rate 1.05%
South Plainfield Borough
Dec 5, 2013 . . . . . . $703,250
Bond Anticipation Note (bank qualified).
Dated Dec 17, 2013.
Due Jul 25, 2014.
Purchased $703,250.00 by Jefferies, at 1.25%, plus $43.00, effective rate 1.24%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2492%
TBGC Investment Corp, Effective Rate 1.25%
Passaic Vly Wtr Comm, Effective Rate 1.32%
Oppenheimer, Effective Rate 1.5914%
TD Bank, N.A., Effective Rate 1.85%
Tinton Falls Borough
Dec 5, 2013 . . . . . . $3,700,000
Bond Anticipation Note (bank qualified).
Dated Dec 13, 2013.
Due Dec 4, 2014.
Purchased $3,700,000.00 by Two Rivers Comm Bk, at 0.55%, effective rate 0.55%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.768%
Oppenheimer, Effective Rate 0.809%
Jefferies, Effective Rate 0.821%
Westwood Borough
Dec 5, 2013 . . . . . . $1,050,000
$725,000 Bond Anticipation Note and $325,000 Special Emergency Notes (bank qualified).
Dated Dec 19, 2013.
Due May 2, 2014.
Purchased $1,050,000.00 by Valley National Bank, at 0.5%, effective rate 0.5%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Passaic Vly Wtr Comm, Effective Rate 1.07%
East Brunswick Twp, Effective Rate 1.375%
Janney Montgomery, Effective Rate 1.4919%
Jefferies, Effective Rate 1.653%
Oppenheimer, Effective Rate 1.6876%
NEW YORK
Cassadaga Valley Central School District
Dec 5, 2013 . . . . . . $500,000
Bond Anticipation Notes, 2013D (bank qualified).
Dated Dec 13, 2013.
Due Aug 1, 2014.
Purchased $500,000.00 by Jefferies, at 1.25%, plus $61.00, effective rate 1.2307%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2742%
Oppenheimer, Effective Rate 1.4921%
Chili (Town)
Dec 5, 2013 . . . . . . $1,500,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Dec 20, 2013.
Due Dec 19, 2014.
Purchased $1,500,000.00 by Jefferies, at 1.0%, plus $2,447.00, effective rate 0.8364%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.8646%
Five Star Bnk, Effective Rate 1.01%
Corinth Central School District
Dec 5, 2013 . . . . . . $3,319,181
Bond Anticipation Notes, 2013 (bank qualified).
Dated Dec 18, 2013.
Due Dec 18, 2014.
Purchased $3,319,180.00 by TD Securities, at 1.0%, plus $9,525.05, effective rate 0.713%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Saratoga Natl Bk, Effective Rate 0.74%
Jefferies, Effective Rate 0.829%
Oppenheimer, Effective Rate 0.8907%
Roosevelt & Cross, Effective Rate 1.102%
Longwood Central School District
Dec 5, 2013 . . . . . . $8,500,000
Bond Anticipation Notes-2013 Series A.
Dated Dec 18, 2013.
Due Jun 20, 2014.
Purchased $8,500,000.00 by TD Securities, at 0.75%, plus $23,375.00, effective rate 0.206%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.2225%
Janney Montgomery, Effective Rate 0.2911%
JPMorgan Chase, Effective Rate 0.7%
Middletown (City)
Dec 5, 2013 . . . . . . $1,537,541
Bond Anticipation Notes, 2013 Series C.
Dated Dec 17, 2013.
Due Feb 21, 2014.
Purchased $1,537,540.00 by JPMorgan Chase, at 1.1%, effective rate 1.1%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Bank, N.A., Effective Rate 1.24%
Oppenheimer, Effective Rate 1.7134%
Nassau County
Dec 5, 2013 . . . . . . $90,710,000
General Improvement Bonds, 2013 Series C (book entry).
Dated Dec 11, 2013.
Due Apr 1, 2015 to 2043.
Callable Apr 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 102.7456, TIC 4.7665%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/15 | $175,000 | 5.00% | 0.68% | AGM | |
4/1/16 | $1,250,000 | 5.00% | 0.92% | AGM | |
4/1/17 | $1,600,000 | 5.00% | 1.27% | AGM | |
4/1/18 | $1,685,000 | 5.00% | 1.67% | AGM | |
4/1/19 | $1,770,000 | 5.00% | 2.06% | AGM | |
4/1/20 | $1,860,000 | 5.00% | 2.56% | AGM | |
4/1/21 | $1,955,000 | 5.00% | 2.99% | AGM | |
4/1/22 | $2,055,000 | 5.00% | 3.27% | AGM | |
4/1/23 | $2,160,000 | 5.00% | 3.48% | AGM | |
4/1/24 | $2,275,000 | 5.00% | 3.65% | AGM | |
4/1/25 | $2,390,000 | 5.00% | 3.87% | AGM | |
4/1/26 | $2,515,000 | 5.00% | 3.98% | AGM | |
4/1/27 | $2,640,000 | 5.00% | 4.11% | AGM | |
4/1/28 | $2,775,000 | 5.00% | 4.23% | AGM | |
4/1/29 | $2,920,000 | 5.00% | 4.35% | AGM | |
4/1/30 | $3,070,000 | 5.00% | 4.47% | AGM | |
4/1/31 | $3,225,000 | 5.00% | 4.56% | AGM | |
4/1/32 | $3,390,000 | 5.00% | 4.63% | AGM | |
4/1/33 | $3,565,000 | 5.00% | 4.69% | AGM | |
4/1/38 | $20,770,000 | 5.00% | 4.95% | AGM | |
4/1/43 | $26,665,000 | 5.00% | 5.05% | AGM |
Other managers: The Williams Capital Group, L.P..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
Barclays Capital, TIC 4.773%
Citigroup, TIC 4.7845%
Morgan Stanley, TIC 4.8788%
JPMorgan, TIC 5.0031%
TD Securities, TIC 5.0159%
Naunet Fire District in the Town of Clarkstown
Dec 5, 2013 . . . . . . $5,000,000
Bond Anticipation Notes-2013 (bank qualified).
Dated Dec 18, 2013.
Due Dec 18, 2014.
Purchased $4,000,000.00 by Oppenheimer, at 1.25%, plus $852.80, effective rate 1.2287%.
Purchased $1,000,000.00 by First Niagara Bank, at 1.15%, effective rate 1.15%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2287%
Roosevelt & Cross, Effective Rate 1.986%
Niagara Falls City School District
Dec 5, 2013 . . . . . . $3,500,000
Bond Anticipation Notes, 2013 (Renewals) Series A.
Dated Dec 19, 2013.
Due Jun 26, 2014.
Purchased $3,500,000.00 by Jefferies, at 1.0%, plus $2,731.00, effective rate 0.8498%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.93%
TD Securities, Effective Rate 0.9499%
Oppenheimer, Effective Rate 1.1804%
Roosevelt & Cross, Effective Rate 1.6018%
Norwood-Norfolk Central School District
Dec 5, 2013 . . . . . . $235,000
School District (Serial) Bonds, 2013 (bank qualified).
Dated Dec 19, 2013.
Due Dec 15, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.1799%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/14 | $45,000 | 2.00% | 0.60% | ||
12/15/15 | $45,000 | 2.00% | 1.00% | ||
12/15/16 | $45,000 | 2.125% | 1.30% | ||
12/15/17 | $50,000 | 2.25% | 1.60% | ||
12/15/18 | $50,000 | 2.25% | 2.00% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of Greene Co, NIC 2.2605%
Sage Rutty, NIC 2.3524%
NBT Bank, NIC 2.69%
Parishville-Hopkinton Central School District
Dec 5, 2013 . . . . . . $399,142
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Dec 19, 2013.
Due Jun 19, 2014.
Purchased $399,140.00 by Roosevelt & Cross, at 1.5%, plus $170.00, effective rate 1.4182%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.49%
Oppenheimer, Effective Rate 2.12%
Saratoga Springs City School District
Dec 5, 2013 . . . . . . $880,000
School District (Serial) Bonds-2013 (bank qualified).
Dated Dec 19, 2013.
Due Dec 15, 2014 to 2018.
Non-callable.
Winning bid: Pioneer Comm Bk, at n/a, NIC 1.2996%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/14 | $180,000 | 0.75% | |||
12/15/15 | $175,000 | 0.875% | |||
12/15/16 | $175,000 | 1.00% | |||
12/15/17 | $175,000 | 1.375% | |||
12/15/18 | $175,000 | 1.70% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.4932%
Adirondack Trust, NIC 1.625%
First Niagara Bank, NIC 1.9%
Sage Rutty, NIC 2.2248%
Shenendehowa Central School District
Dec 5, 2013 . . . . . . $2,000,000
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Dec 19, 2013.
Due Dec 19, 2014.
Purchased $2,000,000.00 by JPMorgan Chase, at 0.55%, effective rate 0.55%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
TD Securities, Effective Rate 0.568%
Saratoga Natl Bk, Effective Rate 0.6%
Pioneer Comm Bk, Effective Rate 0.67%
Jefferies, Effective Rate 0.7189%
Oppenheimer, Effective Rate 0.7884%
First Niagara Bank, Effective Rate 0.81%
Roosevelt & Cross, Effective Rate 1.102%
Whitesboro Central School District
Dec 5, 2013 . . . . . . $2,000,000
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Dec 19, 2013.
Due Jun 26, 2014.
Purchased $2,000,000.00 by TD Securities, at 1.0%, plus $2,140.00, effective rate 0.794%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
First Niagara Bank, Effective Rate 0.85%
Adirondack Bank, Effective Rate 1.8%
TENNESSEE
Newport (City)
Dec 5, 2013 . . . . . . $4,160,000
Genral Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 20, 2013.
Due May 1, 2014 to 2025.
Callable May 1, 2019 at par.
Winning bid: Vining-Sparks IBG, at 102.0365, TIC 2.47%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/14 | $185,000 | 2.00% | 0.35% | ||
5/1/15 | $220,000 | 2.00% | 0.50% | ||
5/1/16 | $270,000 | 2.00% | 0.75% | ||
5/1/17 | $350,000 | 2.00% | 1.00% | ||
5/1/18 | $350,000 | 2.00% | 1.25% | ||
5/1/19 | $365,000 | 2.50% | 1.60% | ||
5/1/20 | $375,000 | 2.50% | 2.00% | ||
5/1/21 | $385,000 | 3.00% | 2.15% | ||
5/1/22 | $400,000 | 3.00% | 2.35% | ||
5/1/23 | $400,000 | 3.00% | 2.50% | ||
5/1/24 | $425,000 | 3.00% | 2.65% | ||
5/1/25 | $435,000 | 3.25% | 2.80% |
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
Raymond James, TIC 2.4752%
FTN Fin Cap Mkts, TIC 2.4878%
Robert W. Baird, TIC 2.5232%
Wells Fargo Secs, TIC 2.6874%
Sterne Agee, TIC 2.7203%
Morgan Stanley, TIC 2.7899%
UBS Financial Svcs, TIC 3.3019%
TEXAS
Amarillo Independent School District
Dec 5, 2013 . . . . . . $30,155,000
Unlimited Tax Refunding Bonds, Series 2014 (book entry).
Dated Dec 1, 2013.
Due Feb 1, 2015 to 2034.
Callable Aug 1, 2023 at par.
Winning bid: Citigroup, at 104.6538, TIC 3.6062%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/15 | $70,000 | 2.00% | 0.25% | PSF | |
2/1/16 | $70,000 | 2.00% | 0.40% | PSF | |
2/1/17 | $1,195,000 | 2.00% | 0.70% | PSF | |
2/1/18 | $1,230,000 | 2.00% | 1.00% | PSF | |
2/1/19 | $1,255,000 | 3.00% | 1.42% | PSF | |
2/1/20 | $1,295,000 | 2.00% | 1.87% | PSF | |
2/1/21 | $1,340,000 | 5.00% | 2.25% | PSF | |
2/1/22 | $1,410,000 | 5.00% | 2.53% | PSF | |
2/1/23 | $1,480,000 | 5.00% | 2.76% | PSF | |
2/1/24 | $1,545,000 | 3.00% | 3.072% | PSF | |
2/1/25 | $1,585,000 | 3.125% | 3.233% | PSF | |
2/1/26 | $1,640,000 | 3.25% | 3.377% | PSF | |
2/1/27 | $1,710,000 | 5.00% | 3.41% | PSF | |
2/1/28 | $1,795,000 | 5.00% | 3.53% | PSF | |
2/1/29 | $1,875,000 | 4.00% | 3.85% | PSF | |
2/1/30 | $1,955,000 | 4.25% | 3.97% | PSF | |
2/1/31 | $2,040,000 | 4.25% | 4.06% | PSF | |
2/1/32 | $2,125,000 | 4.25% | 4.13% | PSF | |
2/1/33 | $2,225,000 | 4.25% | 4.19% | PSF | |
2/1/34 | $2,315,000 | 4.25% | 4.25% | PSF |
Other managers: UBS Financial Services, Inc., J.P. Morgan Securities LLC, Stifel, Nicolaus & Co., Inc., KeyBanc Capital Markets, Comerica Securities.
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Allen, TX.
Other bidders were:
Raymond James, TIC 3.6182%
Janney Montgomery, TIC 3.6266%
Piper Jaffray, TIC 3.6266%
BA Merrill Lynch, TIC 3.6297%
Frost Bank, TIC 3.6303%
FirstSouthwest, TIC 3.6699%
William Blair, TIC 3.6735%
Wells Fargo Secs, TIC 3.6748%
RBC Capital Mkts, TIC 3.6754%
Robert W. Baird, TIC 3.7085%
Hutchinson Shockey, TIC 3.797%
Travis County Municipal Utility District No. 11
Dec 5, 2013 . . . . . . $3,500,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Aug 15, 2016 to 2038.
Callable Aug 15, 2020 at par.
Winning bid: SAMCO Cap Mkts, at 97.0001, NIC 4.6217%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/16 | $85,000 | 3.00% | 1.15% | AGM | |
8/15/17 | $90,000 | 3.00% | 1.40% | AGM | |
8/15/18 | $90,000 | 3.50% | 1.80% | AGM | |
8/15/19 | $95,000 | 3.50% | 2.20% | AGM | |
8/15/20 | $95,000 | 3.50% | 2.50% | AGM | |
8/15/21 | $100,000 | 3.50% | 3.00% | AGM | |
8/15/23 | $205,000 | 3.50% | 3.50% | AGM | |
8/15/25 | $225,000 | 3.625% | 3.85% | AGM | |
8/15/27 | $245,000 | 4.00% | 4.10% | AGM | |
8/15/29 | $265,000 | 4.125% | 4.35% | AGM | |
8/15/32 | $435,000 | 4.50% | 4.65% | AGM | |
8/15/35 | $735,000 | 4.625% | 4.80% | AGM | |
8/15/38 | $835,000 | 4.75% | 4.95% | AGM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Raymond James & Associates, Inc., M. E. Allison & Co., Inc..
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
BOSC, NIC 4.7374%
FirstSouthwest, NIC 4.7396%
GMS Group, NIC 4.9523%
TAXABLE ISSUES
MASSACHUSETTS
South Hadley (Town)
Dec 5, 2013 . . . . . . $1,901,000
General Obligation Qualified Energy Conservation Bonds, Series B (Federally Taxable-Direct Payment) (book entry).
Dated Dec 18, 2013.
Due Dec 15, 2014 to 2032.
Callable Dec 15, 2023 at par.
Winning bid: Robert W. Baird, at 100.0000, TIC 4.7555%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/14 | $76,000 | 0.875% | 0.75% | ||
12/15/15 | $75,000 | 1.125% | 1.00% | ||
12/15/16 | $75,000 | 1.50% | 1.25% | ||
12/15/17 | $75,000 | 2.25% | 2.00% | ||
12/15/18 | $80,000 | 2.50% | 2.25% | ||
12/15/19 | $80,000 | 2.875% | 2.65% | ||
12/15/20 | $85,000 | 3.375% | 3.15% | ||
12/15/21 | $85,000 | 3.625% | 3.40% | ||
12/15/22 | $90,000 | 3.875% | 3.60% | ||
12/15/23 | $95,000 | 4.30% | 4.00% | ||
12/15/24 | $95,000 | 4.50% | 4.20% | ||
12/15/26 | $205,000 | 4.80% | 4.55% | ||
12/15/28 | $235,000 | 5.30% | 5.00% | ||
12/15/30 | $260,000 | 5.45% | 5.15% | ||
12/15/32 | $290,000 | 5.50% | 5.25% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., SAMCO Capital Markets, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Oppenheimer & Co., Inc., Cronin & Co., Inc., Coastal Securities Corp..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Roosevelt & Cross, TIC 5.0313%
MINNESOTA
Duluth (City)
Dec 5, 2013 . . . . . . $3,400,000
Taxable General Obligation Airport Improvement Bonds, Series 2013B (book entry).
Dated Dec 18, 2013.
Due Feb 1, 2017 to 2029.
Callable Feb 1, 2024 at par.
Winning bid: Piper Jaffray, at 99.2248, TIC 3.8692%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/17 | $220,000 | 1.55% | 1.55% | ||
2/1/18 | $225,000 | 2.00% | 2.00% | ||
2/1/19 | $225,000 | 2.50% | 2.50% | ||
2/1/20 | $230,000 | 2.90% | 2.90% | ||
2/1/21 | $240,000 | 3.10% | 3.10% | ||
2/1/22 | $245,000 | 3.40% | 3.40% | ||
2/1/23 | $255,000 | 3.75% | 3.75% | ||
2/1/24 | $265,000 | 3.90% | 3.90% | ||
2/1/25 | $275,000 | 4.05% | 4.05% | ||
2/1/26 | $285,000 | 4.15% | 4.15% | ||
2/1/27 | $300,000 | 4.25% | 4.25% | ||
2/1/28 | $310,000 | 4.25% | 4.35% | ||
2/1/29 | $325,000 | 4.375% | 4.45% |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 3.9154%
Raymond James, TIC 3.9448%
Sterne Agee, TIC 4.1068%
Hutchinson Shockey, TIC 4.3009%
NEW HAMPSHIRE
New Hampshire
Dec 5, 2013 . . . . . . $18,965,000
General Obligation Capital Improvement Bonds 2013 Series C (Federally Taxable) (book entry).
Dated Dec 17, 2013.
Due Apr 1, 2014 to 2023.
Non-callable.
Winning bid: Citigroup, at 100.1723, TIC 2.2861%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/14 | $2,280,000 | 2.00% | 0.25% | ||
4/1/15 | $2,275,000 | 2.00% | 0.41% | ||
4/1/16 | $2,275,000 | 0.70% | 0.70% | ||
4/1/17 | $2,275,000 | 1.13% | 1.13% | ||
4/1/18 | $2,275,000 | 1.66% | 1.66% | ||
4/1/19 | $1,520,000 | 2.06% | 2.06% | ||
4/1/20 | $1,520,000 | 2.35% | 2.35% | ||
4/1/21 | $1,515,000 | 2.70% | 2.70% | ||
4/1/22 | $1,515,000 | 3.15% | 3.15% | ||
4/1/23 | $1,515,000 | 3.35% | 3.35% |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., M.R. Beal & Co., Mesirow Financial, Inc., Southwest Securities, Inc., CL King & Associates, Drexel Hamilton, LLC., Rice Financial Products Company.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Wells Fargo Secs, TIC 2.3445%
Piper Jaffray, TIC 2.35%
Raymond James, TIC 2.3522%
Morgan Stanley, TIC 2.3537%
JPMorgan, TIC 2.3614%
Ramirez, TIC 2.364%
Robert W. Baird, TIC 2.3863%
Hutchinson Shockey, TIC 2.4282%
BMO Cap Mkts GKST, TIC 2.4557%
Fifth Third Secs, TIC 2.4841%
KeyBanc Cap Mkts, TIC 2.5619%
BOSC, TIC 2.5953%
Janney Montgomery, TIC 2.6832%