CALIFORNIA
Dublin Unified School District
Nov 13, 2013 . . . . . . $17,255,000
2013 General Obligation Refunding Bonds (book entry).
Dated Nov 26, 2013.
Due Aug 1, 2014 to 2023.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 112.1084, TIC 2.1361%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/14 | $1,020,000 | 2.00% | 0.17% | ||
8/1/15 | $710,000 | 2.00% | 0.31% | ||
8/1/16 | $780,000 | 3.00% | 0.52% | ||
8/1/17 | $870,000 | 3.00% | 0.74% | ||
8/1/18 | $1,005,000 | 4.00% | 1.11% | ||
8/1/19 | $2,140,000 | 3.00% | 1.55% | ||
8/1/20 | $2,615,000 | 4.00% | 1.87% | ||
8/1/21 | $2,895,000 | 4.00% | 2.22% | ||
8/1/22 | $3,500,000 | 5.00% | 2.50% | ||
8/1/23 | $1,720,000 | 5.00% | 2.73% |
L.O.: Jones Hall, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Citigroup, TIC 2.1885%
Hutchinson Shockey, TIC 2.19%
Janney Montgomery, TIC 2.1913%
Piper Jaffray, TIC 2.2027%
Stifel Nicolaus, TIC 2.2171%
JPMorgan, TIC 2.2423%
Morgan Stanley, TIC 2.2467%
Robert W. Baird, TIC 2.2813%
UBS Financial Svcs, TIC 2.3505%
BA Merrill Lynch, TIC 2.4837%
INDIANA
Lake Station (City)
Nov 13, 2013 . . . . . . $1,130,000
General Obligation Judgment Funding Bonds of 2013 (bank qualified) (book entry).
Dated Nov 27, 2013.
Due Jul 1, 2015 to Jan 1, 2024.
Non-callable.
Winning bid: J.J.B. Hilliard, at n/a, NIC 3.769%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/16 | $170,000 | 1.50% | 1.50% | ||
7/1/18 | $240,000 | 2.25% | 2.25% | ||
7/1/20 | $250,000 | 3.00% | 3.00% | ||
7/1/22 | $265,000 | 4.00% | 3.50% | ||
1/1/24 | $205,000 | 5.00% | 4.25% |
L.O.: Barnes & Thornburg LLP, South Bend, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
Other bidders were:
City Securities, NIC 4.542%
KENTUCKY
Jefferson County School District Finance Corporation
Nov 14, 2013 . . . . . . $33,005,000
School Building Revenue Bonds, Series 2013C (book entry).
Dated Dec 5, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2023 at par.
Winning bid: UBS Financial Svcs, at 101.1829, TIC 3.8042%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/14 | $150,000 | 3.00% | 0.30% | ||
11/1/15 | $125,000 | 3.00% | 0.45% | ||
11/1/16 | $1,000,000 | 4.00% | 0.65% | ||
11/1/17 | $760,000 | 5.00% | 0.95% | ||
11/1/18 | $1,405,000 | 5.00% | 1.35% | ||
11/1/19 | $1,000,000 | 5.00% | 1.75% | ||
11/1/20 | $750,000 | 4.00% | 2.15% | ||
11/1/21 | $1,000,000 | 5.00% | 2.50% | ||
11/1/22 | $1,525,000 | 4.00% | 2.70% | ||
11/1/23 | $1,945,000 | 4.00% | 2.90% | ||
11/1/24 | $1,910,000 | 4.00% | 3.10% | ||
11/1/25 | $1,710,000 | 3.00% | 3.25% | ||
11/1/26 | $1,765,000 | 3.25% | 3.40% | ||
11/1/27 | $1,495,000 | 3.50% | 3.60% | ||
11/1/28 | $1,550,000 | 3.50% | 3.75% | ||
11/1/29 | $1,655,000 | 4.00% | 3.90% | ||
11/1/30 | $2,325,000 | 4.00% | 4.00% | ||
11/1/31 | $2,455,000 | 4.00% | 4.10% | ||
11/1/32 | $2,540,000 | 4.00% | 4.20% | ||
11/1/33 | $5,940,000 | 4.00% | 4.30% |
Other managers: J.P. Morgan Securities LLC.
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Wyatt, Tarrant & Combs, LLP, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY; and Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
Robert W. Baird, TIC 3.8804%
BA Merrill Lynch, TIC 3.9115%
Raymond James, TIC 3.9498%
Guggenheim Secs, TIC 3.9645%
Hutchinson Shockey, TIC 4.054%
Wells Fargo Secs, TIC 4.22%
MARYLAND
Carroll County Commissioners
Nov 14, 2013 . . . . . . $26,000,000
Public Improvement Bonds of 2013 (book entry).
Dated Nov 26, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2023 at par.
Winning bid: Citigroup, at 109.5413, TIC 3.1314%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/14 | $1,335,000 | 2.00% | 0.20% | ||
11/1/15 | $1,340,000 | 3.00% | 0.35% | ||
11/1/16 | $1,340,000 | 4.00% | 0.47% | ||
11/1/17 | $1,340,000 | 5.00% | 0.75% | ||
11/1/18 | $1,340,000 | 5.00% | 1.13% | ||
11/1/19 | $1,340,000 | 5.00% | 1.50% | ||
11/1/20 | $1,340,000 | 5.00% | 1.90% | ||
11/1/21 | $1,335,000 | 5.00% | 2.23% | ||
11/1/22 | $1,335,000 | 5.00% | 2.43% | ||
11/1/23 | $1,335,000 | 5.00% | 2.62% | ||
11/1/24 | $1,265,000 | 4.00% | 2.80% | ||
11/1/25 | $1,265,000 | 4.00% | 3.00% | ||
11/1/26 | $1,265,000 | 4.00% | 3.25% | ||
11/1/27 | $1,265,000 | 4.00% | 3.43% | ||
11/1/28 | $1,260,000 | 4.00% | 3.57% | ||
11/1/29 | $1,260,000 | 4.00% | 3.69% | ||
11/1/30 | $1,260,000 | 4.00% | 3.80% | ||
11/1/31 | $1,260,000 | 4.125% | 3.89% | ||
11/1/32 | $1,260,000 | 4.125% | 3.98% | ||
11/1/33 | $1,260,000 | 4.125% | 4.04% |
Other managers: M.R. Beal & Co., Siebert, Brandford, Shank & Co., Drexel Hamilton, LLC., Ramirez & Co., Inc., Southwest Securities, Inc..
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
BA Merrill Lynch, TIC 3.1376%
Piper Jaffray, TIC 3.1541%
JPMorgan, TIC 3.1561%
Raymond James, TIC 3.1654%
Janney Montgomery, TIC 3.1717%
William Blair, TIC 3.1846%
Robert W. Baird, TIC 3.2282%
MASSACHUSETTS
Chicopee (City)
Nov 14, 2013 . . . . . . $1,781,499
General Obligation Bond Anticipation Notes (renewal).
Dated Nov 26, 2013.
Due Nov 21, 2014.
Purchased $1,781,500.00 by Eastern Bk Cap Mkts, at 1.0%, plus $11,454.05, effective rate 0.348%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.3936%
Jefferies, Effective Rate 0.4189%
Century Bk, Effective Rate 0.5972%
Peoples Bk, Effective Rate 0.7672%
Chicopee (City)
Nov 14, 2013 . . . . . . $19,542,000
General Obligation Municipal Purpose Loan of 2013 Bonds (book entry).
Dated Nov 26, 2013.
Due Nov 15, 2014 to 2033.
Callable Nov 15, 2023 at par.
Winning bid: Guggenheim Secs, at 107.9184, TIC 3.2892%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/15/14 | $1,082,000 | 4.00% | 0.20% | ||
11/15/15 | $1,080,000 | 4.00% | 0.35% | ||
11/15/16 | $1,080,000 | 5.00% | 0.55% | ||
11/15/17 | $1,080,000 | 5.00% | 0.85% | ||
11/15/18 | $1,075,000 | 5.00% | 1.25% | ||
11/15/19 | $1,075,000 | 5.00% | 1.63% | ||
11/15/20 | $1,075,000 | 5.00% | 2.05% | ||
11/15/21 | $1,075,000 | 5.00% | 2.38% | ||
11/15/22 | $1,070,000 | 5.00% | 2.58% | ||
11/15/23 | $1,070,000 | 5.00% | 2.77% | ||
11/15/24 | $1,020,000 | 5.00% | 2.93% | ||
11/15/25 | $1,020,000 | 3.125% | 3.28% | ||
11/15/26 | $1,020,000 | 3.25% | 3.48% | ||
11/15/27 | $1,020,000 | 4.00% | 3.73% | ||
11/15/28 | $825,000 | 4.00% | 3.87% | ||
11/15/29 | $795,000 | 4.00% | 4.00% | ||
11/15/31 | $1,590,000 | 4.00% | 4.159% | ||
11/15/33 | $1,490,000 | 4.125% | 4.275% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 3.3377%
Hutchinson Shockey, TIC 3.3563%
Morgan Stanley, TIC 3.3699%
Janney Montgomery, TIC 3.3996%
Citigroup, TIC 3.4412%
JPMorgan, TIC 3.5262%
West Boylston (Town)
Nov 14, 2013 . . . . . . $2,000,000
General Obligation Bond Anticipation Notes Unlimited Tax (new money) (bank qualified).
Dated Nov 26, 2013.
Due May 23, 2014.
Purchased $2,000,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $5,713.17, effective rate 0.419%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.4224%
Jefferies, Effective Rate 0.5381%
United Bank, Effective Rate 0.55%
Century Bk, Effective Rate 0.6%
People's United Bk, Effective Rate 0.6%
MINNESOTA
Maplewood (City)
Nov 14, 2013 . . . . . . $3,700,000
General Obligation Refunding Bonds, Series 2013B (bank qualified) (book entry).
Dated Dec 18, 2013.
Due Aug 1, 2015 to 2024.
Non-callable.
Winning bid: Raymond James, at 101.9771, TIC 1.8384%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/15 | $250,000 | 2.00% | 0.40% | ||
8/1/16 | $270,000 | 2.00% | 0.55% | ||
8/1/17 | $260,000 | 2.00% | 0.85% | ||
8/1/18 | $530,000 | 2.00% | 1.25% | ||
8/1/19 | $935,000 | 2.00% | 1.55% | ||
8/1/20 | $430,000 | 2.00% | 1.80% | ||
8/1/21 | $440,000 | 2.50% | 2.00% | ||
8/1/22 | $190,000 | 2.50% | 2.15% | ||
8/1/23 | $195,000 | 2.50% | 2.35% | ||
8/1/24 | $200,000 | 2.50% | 2.50% |
L.O.: Briggs & Morgan, St. Paul, MN; and Briggs & Morgan, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
BMO Cap Mkts GKST, TIC 1.8463%
Robert W. Baird, TIC 1.8606%
D.A. Davidson, TIC 1.8928%
Piper Jaffray, TIC 1.8984%
Stifel Nicolaus, TIC 1.8999%
Wells Fargo Secs, TIC 1.9117%
Sterne Agee, TIC 1.9224%
UMB Bank, TIC 1.938%
NEW JERSEY
Audubon Borough
Nov 14, 2013 . . . . . . $946,250
Bond Anticipation Notes of 2013, Series B (bank qualified).
Dated Nov 26, 2013.
Due Nov 25, 2014.
Purchased $946,250.00 by First Colonial, at 0.95%, effective rate 0.95%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0764%
Passaic Vly Wtr Comm, Effective Rate 1.099%
Roosevelt & Cross, Effective Rate 1.1405%
Jefferies, Effective Rate 1.349%
East Brunswick Twp, Effective Rate 1.41%
Berlin Township
Nov 14, 2013 . . . . . . $615,000
Bond Anticipation Notes of 2013, Series A (bank qualified).
Dated Nov 21, 2013.
Due Nov 20, 2014.
Purchased $615,000.00 by Amboy Natl Bk, at 0.99%, effective rate 0.99%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.082%
Roosevelt & Cross, Effective Rate 1.1739%
Passaic Vly Wtr Comm, Effective Rate 1.18%
Oppenheimer, Effective Rate 1.221%
East Brunswick Twp, Effective Rate 1.325%
Harvey Cedars Borough
Nov 14, 2013 . . . . . . $2,966,000
Consisting of $2,578,200 General Improvement Bond Anticipation Notes and $387,800 Water Utility Bond Anticipation Notes (bank qualified).
Dated Dec 6, 2013.
Due Dec 5, 2014.
Purchased $2,966,000.00 by Amboy Natl Bk, at 0.99%, effective rate 0.99%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0725%
Princeton
Nov 14, 2013 . . . . . . $19,195,000
General Obligation Refunding Bonds (book entry).
Dated Nov 27, 2013.
Due Jan 1, 2014 to 2026.
Callable Jan 1, 2023 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.4006%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/1/14 | $1,000,000 | 1.00% | 0.15% | ||
1/1/15 | $785,000 | 1.00% | 0.30% | ||
1/1/16 | $785,000 | 1.00% | 0.45% | ||
1/1/17 | $1,935,000 | 1.50% | 0.67% | ||
1/1/18 | $1,895,000 | 1.50% | 1.00% | ||
1/1/19 | $1,440,000 | 2.00% | 1.45% | ||
1/1/20 | $1,495,000 | 2.00% | 1.90% | ||
1/1/21 | $1,530,000 | 2.00% | 2.15% | ||
1/1/22 | $1,570,000 | 3.00% | 2.40% | ||
1/1/23 | $1,620,000 | 3.00% | 2.60% | ||
1/1/24 | $1,670,000 | 3.00% | 2.80% | ||
1/1/25 | $1,710,000 | 3.00% | 2.90% | ||
1/1/26 | $1,760,000 | 3.00% | 3.00% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC.
In association with: Wiley Bros.-Aintree Capital LLC, R. Seelaus & Co., Inc..
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Morgan Stanley, TIC 2.4052%
Janney Montgomery, TIC 2.4111%
William Blair, TIC 2.4128%
Robert W. Baird, TIC 2.4756%
PNC Capital Markets, TIC 2.5368%
RBC Capital Mkts, TIC 2.6828%
Roselle Park Borough
Nov 14, 2013 . . . . . . $3,644,000
General Improvement Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 26, 2013.
Due Nov 15, 2014 to 2028.
Callable Nov 15, 2023 at par.
Winning bid: Sterne Agee, at 101.7656, TIC 2.8872%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/15/14 | $150,000 | 2.00% | 0.50% | ||
11/15/15 | $150,000 | 2.00% | 0.65% | ||
11/15/16 | $200,000 | 2.00% | 0.80% | ||
11/15/17 | $200,000 | 2.00% | 1.00% | ||
11/15/18 | $200,000 | 2.00% | 1.40% | ||
11/15/19 | $250,000 | 2.50% | 1.70% | ||
11/15/20 | $250,000 | 2.50% | 2.00% | ||
11/15/21 | $250,000 | 2.50% | 2.30% | ||
11/15/22 | $250,000 | 3.00% | 2.55% | ||
11/15/23 | $250,000 | 3.00% | 2.70% | ||
11/15/24 | $300,000 | 3.25% | 2.90% | ||
11/15/25 | $300,000 | 3.25% | 3.00% | ||
11/15/26 | $300,000 | 3.50% | 3.20% | ||
11/15/27 | $300,000 | 3.50% | 3.30% | ||
11/15/28 | $294,000 | 4.00% | 3.40% |
Other managers: BOSC, Inc., SunTrust Robinson Humphrey.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, TIC 2.9614%
Robert W. Baird, TIC 2.9887%
UBS Financial Svcs, TIC 3.1424%
NEW YORK
Nanuet Union Free School District
Nov 14, 2013 . . . . . . $3,940,000
Bond Anticipation Notes-2013 (bank qualified).
Dated Nov 25, 2013.
Due Nov 25, 2014.
Purchased $3,940,000.00 by Jefferies, at 1.0%, plus $23,681.00, effective rate 0.399%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Pioneer Comm Bk, Effective Rate 0.54%
TD Securities, Effective Rate 0.563%
Oppenheimer, Effective Rate 0.597%
JPMorgan Chase, Effective Rate 0.81%
First Niagara Bank, Effective Rate 0.99%
First Niagara Bank, Effective Rate 1.09%
Watervliet City School District
Nov 14, 2013 . . . . . . $3,500,000
Bond Anticipation Notes, 2013 (Renewals) Series B (book entry).
Dated Nov 26, 2013.
Due Nov 26, 2014.
Purchased $3,500,000.00 by Oppenheimer, at 1.25%, plus $15,410.00, effective rate 0.8097%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.9209%
NORTH DAKOTA
Burlington (City)
Nov 4, 2013 . . . . . . $815,000
Refunding Improvement Bonds, Series 2011 (bank qualified) (book entry).
Dated Nov 26, 2013.
Due May 1, 2015 to 2017.
Non-callable.
Winning bid: Dougherty, at n/a, TIC 1.102%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/15 | $425,000 | 0.50% | 0.50% | ||
5/1/16 | $230,000 | 0.60% | 0.60% | ||
5/1/17 | $160,000 | 1.00% | 0.85% |
L.O.: Arntson Stewart Wegner PC, Bismarck, ND.
F.A.: AMKO Advisors, Grand Forks, ND.
Grafton Educational Foundation
Nov 14, 2013 . . . . . . $3,995,000
Lease Revenue Bonds, Series 2013 (Grafton School District Lease Obligation) (bank qualified) (book entry).
Dated Dec 5, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2023 at par.
Winning bid: Northland Securities, at 98.8608, TIC 4.1191%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/14 | $140,000 | 2.00% | 0.50% | ||
5/1/15 | $155,000 | 2.00% | 1.00% | ||
5/1/16 | $160,000 | 2.00% | 1.25% | ||
5/1/17 | $160,000 | 2.00% | 1.75% | ||
5/1/18 | $165,000 | 2.50% | 2.00% | ||
5/1/19 | $165,000 | 2.50% | 2.25% | ||
5/1/20 | $170,000 | 3.00% | 2.50% | ||
5/1/21 | $175,000 | 3.00% | 2.75% | ||
5/1/23 | $370,000 | 4.00% | 3.25% | ||
5/1/25 | $395,000 | 4.00% | 3.75% | ||
5/1/27 | $430,000 | 4.00% | 4.00% | ||
5/1/29 | $460,000 | 4.10% | 4.10% | ||
5/1/31 | $500,000 | 4.30% | 4.30% | ||
5/1/33 | $550,000 | 4.50% | 4.50% |
L.O.: Arntson Stewart Wegner PC, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 4.222%
Hutchinson Shockey, TIC 4.4412%
OHIO
Ohio
Nov 13, 2013 . . . . . . $50,000,000
Conservation Projects General Obligation Bonds, Series 2013A (book entry).
Dated Nov 26, 2013.
Due Mar 1, 2015 to 2028.
Callable Mar 1, 2021 at par.
Winning bid: JPMorgan, at 109.8061, TIC 3.0343%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/15 | $2,575,000 | 4.00% | 0.26% | ||
3/1/16 | $2,700,000 | 5.00% | 0.47% | ||
3/1/17 | $2,835,000 | 5.00% | 0.75% | ||
3/1/18 | $2,980,000 | 5.00% | 1.15% | ||
3/1/19 | $3,130,000 | 5.00% | 1.56% | ||
3/1/20 | $3,285,000 | 5.00% | 1.98% | ||
3/1/21 | $3,450,000 | 5.00% | 2.31% | ||
3/1/22 | $3,620,000 | 5.00% | 2.57% | ||
3/1/23 | $3,800,000 | 5.00% | 2.78% | ||
3/1/24 | $3,995,000 | 4.00% | 3.12% | ||
3/1/25 | $4,150,000 | 4.00% | 3.27% | ||
3/1/26 | $4,320,000 | 4.00% | 3.42% | ||
3/1/27 | $4,490,000 | 4.00% | 3.63% | ||
3/1/28 | $4,670,000 | 4.00% | 3.77% |
Other managers: Huntington Investment Company, Academy Securities Inc..
L.O.: Frost Brown Todd LLC, Columbus, OH.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Barclays Capital, TIC 3.0363%
Citigroup, TIC 3.0543%
William Blair, TIC 3.0591%
Piper Jaffray, TIC 3.0702%
Wells Fargo Secs, TIC 3.0768%
KeyBanc Cap Mkts, TIC 3.0843%
Jefferies, TIC 3.0891%
BMO Cap Mkts GKST, TIC 3.095%
Fifth Third Secs, TIC 3.098%
Janney Montgomery, TIC 3.1031%
BA Merrill Lynch, TIC 3.1124%
Robert W. Baird, TIC 3.1187%
Goldman Sachs, TIC 3.1273%
Morgan Stanley, TIC 3.2496%
SOUTH CAROLINA
Fort Mill School District No. 4 of York County
Nov 14, 2013 . . . . . . $15,560,000
General Obligation Refunding Bonds, Series 2013D (book entry).
Dated Dec 5, 2013.
Due Mar 1, 2014 to 2024.
Non-callable.
Winning bid: FTN Fin Cap Mkts, at 109.8590, TIC 2.1028%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/14 | $50,000 | 2.00% | 0.25% | SCSDE | |
3/1/15 | $1,835,000 | 5.00% | 0.35% | SCSDE | |
3/1/16 | $1,930,000 | 5.00% | 0.52% | SCSDE | |
3/1/17 | $1,255,000 | 5.00% | 0.72% | SCSDE | |
3/1/18 | $1,310,000 | 5.00% | 1.10% | SCSDE | |
3/1/19 | $1,365,000 | 5.00% | 1.50% | SCSDE | |
3/1/20 | $1,440,000 | 5.00% | 1.90% | SCSDE | |
3/1/21 | $1,515,000 | 5.00% | 2.25% | SCSDE | |
3/1/22 | $1,575,000 | 3.00% | 2.52% | SCSDE | |
3/1/23 | $1,620,000 | 3.00% | 2.74% | SCSDE | |
3/1/24 | $1,665,000 | 3.00% | 2.94% | SCSDE |
L.O.: Haynsworth Sinkler Boyd, P.A., Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
Wells Fargo Secs, TIC 2.1077%
Piper Jaffray, TIC 2.1194%
JPMorgan, TIC 2.1228%
Janney Montgomery, TIC 2.1415%
TD Securities, TIC 2.1485%
Robert W. Baird, TIC 2.1487%
BA Merrill Lynch, TIC 2.1541%
UBS Financial Svcs, TIC 2.1604%
Citigroup, TIC 2.1644%
BMO Cap Mkts GKST, TIC 2.1672%
Hutchinson Shockey, TIC 2.1844%
TEXAS
Clute (City)
Nov 14, 2013 . . . . . . $9,500,000
Combination Tax and Limited Pledge Revenue Certificates of Obligation, Series 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Aug 1, 2014 to 2033.
Callable Aug 1, 2023 at par.
Winning bid: FTN Fin Cap Mkts, at 101.0000, TIC 3.3101%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/14 | $425,000 | 1.00% | 0.35% | BAM | |
8/1/15 | $380,000 | 1.00% | 0.55% | BAM | |
8/1/16 | $385,000 | 1.00% | 0.80% | BAM | |
8/1/17 | $385,000 | 2.00% | 1.05% | BAM | |
8/1/18 | $395,000 | 2.00% | 1.30% | BAM | |
8/1/19 | $405,000 | 2.00% | 1.60% | BAM | |
8/1/20 | $410,000 | 3.00% | 1.90% | BAM | |
8/1/21 | $425,000 | 3.00% | 2.20% | BAM | |
8/1/22 | $435,000 | 3.00% | 2.35% | BAM | |
8/1/23 | $450,000 | 3.00% | 2.50% | BAM | |
8/1/24 | $460,000 | 3.00% | 2.70% | BAM | |
8/1/25 | $475,000 | 3.50% | 2.90% | BAM | |
8/1/30 | $2,645,000 | 3.45% | 3.45% | BAM | |
8/1/31 | $585,000 | 4.00% | 3.65% | BAM | |
8/1/32 | $610,000 | 4.00% | 3.80% | BAM | |
8/1/33 | $630,000 | 4.00% | 3.90% | BAM |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., San Antonio, TX.
Other bidders were:
Coastal Securities, TIC 3.3395%
Robert W. Baird, TIC 3.4341%
FirstSouthwest, TIC 3.4881%
Raymond James, TIC 3.5471%
BOSC, TIC 3.7228%
Fort Bend County Municipal Utility District No. 165
Nov 14, 2013 . . . . . . $4,655,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Sep 1, 2014 to 2038.
Callable Sep 1, 2021 at par.
Winning bid: RBC Capital Mkts, at 98.5000, NIC 4.489%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $185,000 | 3.00% | 0.60% | MAC | |
9/1/15 | $185,000 | 3.00% | 0.80% | MAC | |
9/1/16 | $185,000 | 3.00% | 1.10% | MAC | |
9/1/17 | $185,000 | 3.00% | 1.55% | MAC | |
9/1/18 | $185,000 | 3.00% | 2.00% | MAC | |
9/1/19 | $185,000 | 3.00% | 2.30% | MAC | |
9/1/20 | $185,000 | 3.00% | 2.65% | MAC | |
9/1/21 | $185,000 | 3.00% | 3.00% | MAC | |
9/1/22 | $185,000 | 3.00% | 3.20% | MAC | |
9/1/23 | $185,000 | 3.25% | 3.40% | MAC | |
9/1/24 | $185,000 | 3.50% | 3.60% | MAC | |
9/1/25 | $185,000 | 3.75% | 3.80% | MAC | |
9/1/26 | $185,000 | 4.00% | 4.00% | MAC | |
9/1/27 | $185,000 | 4.00% | 4.15% | MAC | |
9/1/28 | $185,000 | 4.25% | 4.30% | MAC | |
9/1/29 | $185,000 | 4.25% | 4.45% | MAC | |
9/1/30 | $185,000 | 4.50% | 4.60% | MAC | |
9/1/31 | $185,000 | 4.625% | 4.75% | MAC | |
9/1/32 | $185,000 | 4.75% | 4.90% | MAC | |
9/1/38 | $1,140,000 | 5.00% | 5.00% | MAC |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.5295%
Southwest Securities, NIC 4.5593%
BOSC, NIC 4.566%
Harris County Water Control and Improvement District No. 157
Nov 14, 2013 . . . . . . $5,800,000
Unlimited Tax Park Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Sep 1, 2014 to 2037.
Callable Sep 1, 2021 at par.
Winning bid: RBC Capital Mkts, at 98.0000, NIC 4.5853%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $250,000 | 3.00% | 1.00% | ||
9/1/15 | $250,000 | 3.00% | 1.50% | ||
9/1/16 | $250,000 | 3.00% | 2.00% | ||
9/1/17 | $250,000 | 3.00% | 2.25% | ||
9/1/18 | $250,000 | 3.00% | 2.50% | ||
9/1/19 | $250,000 | 3.00% | 2.75% | ||
9/1/20 | $250,000 | 3.00% | 3.00% | ||
9/1/21 | $250,000 | 3.00% | 3.20% | ||
9/1/22 | $250,000 | 3.25% | 3.40% | ||
9/1/23 | $250,000 | 3.50% | 3.60% | ||
9/1/24 | $250,000 | 3.75% | 3.80% | ||
9/1/25 | $250,000 | 4.00% | 4.00% | ||
9/1/26 | $250,000 | 4.20% | 4.20% | ||
9/1/27 | $250,000 | 4.25% | 4.40% | ||
9/1/28 | $250,000 | 4.50% | 4.60% | ||
9/1/29 | $250,000 | 4.625% | 4.70% | ||
9/1/30 | $250,000 | 4.75% | 4.80% | ||
9/1/37 | $1,550,000 | 5.00% | 5.00% |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
GMS Group, NIC 4.5954%
Southwest Securities, NIC 4.6086%
Jasper Independent School District
Nov 14, 2013 . . . . . . $3,415,000
Unlimited Tax Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Feb 15, 2014 to 2021.
Non-callable.
Winning bid: SAMCO Cap Mkts, at 105.7852, TIC 1.3635%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/15/14 | $55,000 | 2.00% | 0.25% | PSF | |
2/15/15 | $430,000 | 3.00% | 0.30% | PSF | |
2/15/16 | $440,000 | 3.00% | 0.40% | PSF | |
2/15/17 | $465,000 | 2.00% | 0.55% | PSF | |
2/15/18 | $475,000 | 2.00% | 0.90% | PSF | |
2/15/19 | $495,000 | 3.00% | 1.20% | PSF | |
2/15/20 | $510,000 | 3.00% | 1.55% | PSF | |
2/15/21 | $545,000 | 3.00% | 1.85% | PSF |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Coastal Securities Corp., M. E. Allison & Co., Inc..
L.O.: Fulbright & Jaworski, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
FTN Fin Cap Mkts, TIC 1.4669%
FirstSouthwest, TIC 1.5292%
Robert W. Baird, TIC 1.5302%
Southwest Securities, TIC 1.5627%
Raymond James, TIC 1.579%
Lakeside (Town)
Nov 14, 2013 . . . . . . $2,540,000
Tax and Waterworks and Sewer System (Limited Pledge) Revenue Certificates of Obligation, Series 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Aug 15, 2014 to 2033.
Callable Aug 15, 2023 at par.
Winning bid: Raymond James, at 100.0000, TIC 3.2702%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/14 | $50,000 | 2.00% | 0.50% | ||
8/15/15 | $90,000 | 2.00% | 0.60% | ||
8/15/16 | $95,000 | 2.00% | 0.70% | ||
8/15/17 | $95,000 | 2.00% | 1.00% | ||
8/15/18 | $100,000 | 2.00% | 1.20% | ||
8/15/19 | $105,000 | 2.00% | 1.55% | ||
8/15/20 | $110,000 | 2.125% | 1.85% | ||
8/15/21 | $115,000 | 2.25% | 2.10% | ||
8/15/22 | $120,000 | 2.375% | 2.25% | ||
8/15/23 | $125,000 | 2.625% | 2.45% | ||
8/15/25 | $260,000 | 3.00% | 2.80% | ||
8/15/27 | $285,000 | 3.125% | 3.10% | ||
8/15/29 | $305,000 | 3.625% | 3.50% | ||
8/15/31 | $330,000 | 3.75% | 3.75% | ||
8/15/33 | $355,000 | 3.875% | 3.875% |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Fort Worth, TX.
Other bidders were:
Robert W. Baird, TIC 3.2798%
Southwest Securities, TIC 3.3297%
SAMCO Cap Mkts, TIC 3.5412%
Lakeside Municipal Utility District No. 3
Nov 14, 2013 . . . . . . $2,250,000
Unlimited Tax Bonds, Series 2013A (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2019 at par.
Winning bid: FirstSouthwest, at 98.7000, NIC 4.4346%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $75,000 | 3.00% | 1.00% | ||
9/1/15 | $75,000 | 3.00% | 1.25% | ||
9/1/16 | $75,000 | 3.00% | 1.50% | ||
9/1/17 | $75,000 | 3.00% | 1.75% | ||
9/1/18 | $75,000 | 3.00% | 2.00% | ||
9/1/19 | $100,000 | 3.00% | 2.50% | ||
9/1/20 | $100,000 | 3.00% | 2.75% | ||
9/1/21 | $100,000 | 3.00% | 3.00% | ||
9/1/22 | $100,000 | 3.25% | 3.25% | ||
9/1/23 | $100,000 | 3.50% | 3.50% | ||
9/1/24 | $100,000 | 3.75% | 3.75% | ||
9/1/25 | $125,000 | 4.00% | 4.00% | ||
9/1/26 | $125,000 | 4.00% | 4.10% | ||
9/1/27 | $125,000 | 4.10% | 4.20% | ||
9/1/28 | $125,000 | 4.25% | 4.375% | ||
9/1/29 | $150,000 | 4.40% | 4.50% | ||
9/1/31 | $300,000 | 5.00% | 4.875% | ||
9/1/33 | $325,000 | 5.00% | 5.00% |
L.O.: Freeman & Corbett, LLP, Austin, TX; McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Austin, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.5256%
BOSC, NIC 4.6378%
Longview (City)
Nov 14, 2013 . . . . . . $23,170,000
General Obligation Bonds, Series 2013 (book entry).
Dated Dec 15, 2013.
Due Jun 1, 2015 to 2033.
Callable Jun 1, 2022 at par.
Winning bid: Robert W. Baird, at 101.2278, TIC 3.7662%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/15 | $100,000 | 2.00% | 0.36% | ||
6/1/16 | $155,000 | 3.00% | 0.54% | ||
6/1/17 | $110,000 | 3.00% | 0.80% | ||
6/1/18 | $205,000 | 3.00% | 1.15% | ||
6/1/19 | $140,000 | 3.00% | 1.65% | ||
6/1/20 | $830,000 | 4.00% | 2.05% | ||
6/1/21 | $960,000 | 4.00% | 2.40% | ||
6/1/22 | $1,085,000 | 5.00% | 2.70% | ||
6/1/23 | $1,235,000 | 4.00% | 2.80% | ||
6/1/24 | $1,460,000 | 3.00% | 3.00% | ||
6/1/25 | $1,590,000 | 4.00% | 3.20% | ||
6/1/26 | $1,770,000 | 3.375% | 3.50% | ||
6/1/27 | $1,805,000 | 3.50% | 3.60% | ||
6/1/28 | $1,845,000 | 4.00% | 3.80% | ||
6/1/29 | $1,895,000 | 4.00% | 3.95% | ||
6/1/31 | $3,885,000 | 4.00% | 4.00% | ||
6/1/32 | $2,010,000 | 4.00% | 4.05% | ||
6/1/33 | $2,090,000 | 4.00% | 4.10% |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Fidelity Capital Markets, Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Incapital LLC, BLNS Securities Limited, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-WIlliams, Inc., Wedbush Securities Inc., Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., Bernardi Securities, Inc., FTN Financial Capital Markets, George K. Baum & Co., Alamo Capital.
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Dallas, TX.
Other bidders were:
BA Merrill Lynch, TIC 3.7851%
FirstSouthwest, TIC 3.7992%
BOSC, TIC 3.8251%
Raymond James, TIC 3.8415%
Hutchinson Shockey, TIC 3.8573%
Piper Jaffray, TIC 3.8935%
WISCONSIN
Genoa City Village
Nov 14, 2013 . . . . . . $1,500,000
General Obligation Street Improvement Bonds, Series 2013A (bank qualified) (book entry).
Dated Dec 10, 2013.
Due Dec 1, 2014 to 2030.
Callable Dec 1, 2022 at par.
Winning bid: Robert W. Baird, at 99.8025, TIC 4.0163%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/14 | $40,000 | 2.00% | 1.00% | ||
12/1/15 | $35,000 | 2.00% | 1.15% | ||
12/1/16 | $30,000 | 2.00% | 1.30% | ||
12/1/17 | $30,000 | 3.00% | 1.65% | ||
12/1/18 | $30,000 | 3.00% | 2.05% | ||
12/1/19 | $25,000 | 3.00% | 2.40% | ||
12/1/20 | $25,000 | 4.00% | 2.75% | ||
12/1/21 | $25,000 | 4.00% | 3.05% | ||
12/1/22 | $25,000 | 4.00% | 3.25% | ||
12/1/24 | $180,000 | 4.00% | 3.35% | ||
12/1/26 | $325,000 | 4.00% | 3.70% | ||
12/1/28 | $350,000 | 4.00% | 4.00% | ||
12/1/30 | $380,000 | 4.15% | 4.15% |
Other managers: CL King & Associates, Kildare Capital, Inc., Northland Securities, Inc., Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Bernardi Securities, Inc., Dougherty & Company LLC.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 4.1636%