ARKANSAS
Marion School District No. 3 of Crittenden County
Nov 13, 2013 . . . . . . $4,415,000
Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Feb 1, 2015 to 2036.
Callable Aug 1, 2018 at par.
Winning bid: Ross Sinclaire, at 98.0414, TIC 3.8372%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $130,000 | 1.00% | 0.70% | ||
| 2/1/16 | $155,000 | 1.00% | 0.85% | ||
| 2/1/17 | $155,000 | 1.00% | 1.00% | ||
| 2/1/18 | $160,000 | 1.40% | 1.40% | ||
| 2/1/19 | $165,000 | 1.75% | 1.75% | ||
| 2/1/21 | $335,000 | 2.30% | 2.30% | ||
| 2/1/23 | $355,000 | 2.70% | 2.70% | ||
| 2/1/25 | $375,000 | 3.00% | 3.10% | ||
| 2/1/27 | $395,000 | 3.75% | 3.40% | ||
| 2/1/29 | $425,000 | 4.00% | 3.75% | ||
| 2/1/31 | $460,000 | 4.00% | 4.00% | ||
| 2/1/33 | $490,000 | 4.00% | 4.10% | ||
| 2/1/36 | $815,000 | 4.125% | 4.125% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.8455%
Crews & Associates, TIC 3.92%
Sterne Agee, TIC 3.9373%
Raymond James, TIC 3.9452%
GEORGIA
Georgia
Nov 13, 2013 . . . . . . $172,715,000
General Obligation Bonds, 2013H (book entry).
Dated Dec 5, 2013.
Due Dec 1, 2014 to 2033.
Callable Dec 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 109.2735, TIC 3.1578%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $9,755,000 | 5.00% | 0.17% | ||
| 12/1/15 | $10,240,000 | 5.00% | 0.34% | ||
| 12/1/16 | $10,755,000 | 5.00% | 0.51% | ||
| 12/1/17 | $11,295,000 | 5.00% | 0.79% | ||
| 12/1/18 | $11,855,000 | 5.00% | 1.17% | ||
| 12/1/19 | $5,505,000 | 5.00% | 1.53% | ||
| 12/1/20 | $5,780,000 | 5.00% | 1.91% | ||
| 12/1/21 | $6,070,000 | 5.00% | 2.23% | ||
| 12/1/22 | $6,375,000 | 5.00% | 2.43% | ||
| 12/1/23 | $6,695,000 | 5.00% | 2.62% | ||
| 12/1/24 | $7,025,000 | 4.00% | 2.78% | ||
| 12/1/25 | $7,380,000 | 4.00% | 2.98% | ||
| 12/1/26 | $7,750,000 | 4.00% | 3.18% | ||
| 12/1/27 | $8,135,000 | 4.00% | 3.38% | ||
| 12/1/28 | $8,540,000 | 4.00% | 3.52% | ||
| 12/1/29 | $8,970,000 | 4.00% | 3.69% | ||
| 12/1/30 | $9,415,000 | 4.00% | 3.80% | ||
| 12/1/31 | $9,890,000 | 4.00% | 3.89% | ||
| 12/1/32 | $10,385,000 | 4.00% | 3.98% | ||
| 12/1/33 | $10,900,000 | 4.00% | 4.04% |
L.O.: King & Spalding, Atlanta, GA.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Citigroup, TIC 3.1618%
Barclays Capital, TIC 3.1968%
JPMorgan, TIC 3.2029%
William Blair, TIC 3.247%
Wells Fargo Secs, TIC 3.2581%
Goldman Sachs, TIC 3.268%
Raymond James, TIC 3.2977%
INDIANA
Johnson County
Nov 13, 2013 . . . . . . $1,995,000
General Obligation Bonds, Series 2013 A (bank qualified).
Dated Nov 21, 2013.
Due Jun 30, 2014 to Dec 30, 2017.
Non-callable.
Winning bid: Huntington Invest, at n/a, NIC 1.434%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/30/14 | $235,000 | 1.35% | NRO | ||
| 12/30/14 | $240,000 | 1.35% | NRO | ||
| 6/30/15 | $245,000 | 1.35% | NRO | ||
| 12/30/15 | $245,000 | 1.35% | NRO | ||
| 6/30/16 | $250,000 | 1.35% | NRO | ||
| 12/30/16 | $255,000 | 1.35% | NRO | ||
| 6/30/17 | $260,000 | 1.35% | NRO | ||
| 12/30/17 | $265,000 | 1.35% | NRO |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: London Witte Group, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 2.1806%
North Newton School Corporation
Nov 12, 2013 . . . . . . $1,580,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Dec 5, 2013.
Due Jul 15, 2014 to Jan 15, 2029.
Callable Jan 15, 2022 at par.
Winning bid: J.J.B. Hilliard, at n/a, NIC 3.553%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $30,000 | 0.75% | 0.75% | ||
| 7/15/15 | $160,000 | 1.00% | 1.00% | ||
| 7/15/16 | $260,000 | 1.25% | 1.25% | ||
| 7/15/17 | $165,000 | 1.50% | 1.50% | ||
| 7/15/20 | $245,000 | 2.75% | 2.55% | ||
| 7/15/23 | $240,000 | 3.50% | 3.10% | ||
| 7/15/26 | $245,000 | 4.00% | 3.70% | ||
| 1/15/29 | $235,000 | 4.25% | 4.10% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
KENTUCKY
Gallatin County School District Finance Corporation
Nov 12, 2013 . . . . . . $385,000
School Building Refunding Revenue Bonds, Series of 2013 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 27, 2013.
Due Jun 1, 2014 to 2024.
Non-callable.
Winning bid: J.J.B. Hilliard, at 99.0000, NIC 2.4827%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/24 | $385,000 | 2.30% | 2.30% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: First Kentucky Securities Corp., Frankfort, KY.
Other bidders were:
Ross Sinclaire, NIC 3.0484%
McCracken County Public Properties Corporation
Nov 13, 2013 . . . . . . $3,165,000
First Mortgage Revenue Refunding Bonds (Courthouse Project), Series 2013 (bank qualified) (book entry).
Dated Dec 17, 2013.
Due Sep 1, 2014 to 2026.
Non-callable.
Winning bid: Ross Sinclaire, at 98.9338, NIC 2.664%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $315,000 | 1.00% | 0.45% | ||
| 9/1/15 | $450,000 | 1.00% | 0.65% | ||
| 9/1/16 | $455,000 | 1.00% | 0.85% | ||
| 9/1/17 | $195,000 | 1.15% | 1.15% | ||
| 9/1/18 | $200,000 | 1.50% | 1.50% | ||
| 9/1/19 | $205,000 | 2.00% | 2.00% | ||
| 9/1/20 | $205,000 | 2.25% | 2.30% | ||
| 9/1/21 | $215,000 | 2.60% | 2.65% | ||
| 9/1/22 | $215,000 | 2.75% | 2.85% | ||
| 9/1/23 | $220,000 | 3.00% | 3.05% | ||
| 9/1/24 | $230,000 | 3.10% | 3.20% | ||
| 9/1/25 | $235,000 | 3.25% | 3.35% | ||
| 9/1/26 | $25,000 | 3.625% | 3.80% |
Other managers: PNC Capital Markets, Duncan-WIlliams, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc..
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Union County
Nov 12, 2013 . . . . . . $1,995,000
General Obligation Improvement Bonds (Road Project), Series 2013 (bank qualified) (book entry).
Dated Dec 3, 2013.
Due Sep 1, 2014 to 2028.
Callable Sep 1, 2022 at par.
Winning bid: J.J.B. Hilliard, at 99.0281, TIC 3.2479%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $95,000 | 2.50% | 0.65% | ||
| 9/1/15 | $110,000 | 2.50% | 0.85% | ||
| 9/1/16 | $115,000 | 2.50% | 1.00% | ||
| 9/1/17 | $120,000 | 2.50% | 1.25% | ||
| 9/1/18 | $120,000 | 2.50% | 1.65% | ||
| 9/1/19 | $125,000 | 2.50% | 2.00% | ||
| 9/1/20 | $130,000 | 2.50% | 2.40% | ||
| 9/1/22 | $265,000 | 2.75% | 2.75% | ||
| 9/1/24 | $285,000 | 3.00% | 3.00% | ||
| 9/1/26 | $305,000 | 3.375% | 3.40% | ||
| 9/1/28 | $325,000 | 3.625% | 3.75% |
L.O.: McNair Law Firm, Lexington, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY.
MARYLAND
Montgomery County
Nov 13, 2013 . . . . . . $24,925,000
General Obligation Consolidated Public Improvement Refunding Bonds of 2013, Series B (book entry).
Dated Nov 26, 2013.
Due Nov 1, 2023 to 2024.
Callable Nov 1, 2023 at par.
Winning bid: Citigroup, at 119.7654, TIC 2.7752%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/23 | $16,430,000 | 5.00% | 2.62% | ||
| 11/1/24 | $8,495,000 | 5.00% | 2.78% |
Other managers: M.R. Beal & Co., Siebert, Brandford, Shank & Co., Drexel Hamilton, LLC., Loop Capital Markets, LLC, Ramirez & Co., Inc., Southwest Securities, Inc..
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Public Resources Advisory Group, Media, PA.
Other bidders were:
JPMorgan, TIC 2.7813%
BA Merrill Lynch, TIC 2.8215%
Morgan Stanley, TIC 2.8499%
TD Securities, TIC 2.8935%
Montgomery County
Nov 13, 2013 . . . . . . $295,000,000
General Obligation Consolidated Public Improvement Bonds of 2013, Series A (book entry).
Dated Nov 26, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2023 at par.
Winning bid: Citigroup, at 110.2231, TIC 3.127%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $14,750,000 | 5.00% | 0.17% | ||
| 11/1/15 | $14,750,000 | 4.00% | 0.324% | ||
| 11/1/16 | $14,750,000 | 5.00% | 0.47% | ||
| 11/1/17 | $14,750,000 | 5.00% | 0.75% | ||
| 11/1/18 | $14,750,000 | 5.00% | 1.13% | ||
| 11/1/19 | $14,750,000 | 5.00% | 1.51% | ||
| 11/1/20 | $14,750,000 | 5.00% | 1.91% | ||
| 11/1/21 | $14,750,000 | 5.00% | 2.23% | ||
| 11/1/22 | $14,750,000 | 5.00% | 2.43% | ||
| 11/1/23 | $14,750,000 | 5.00% | 2.62% | ||
| 11/1/24 | $14,750,000 | 5.00% | 2.78% | ||
| 11/1/25 | $14,750,000 | 3.00% | 3.10% | ||
| 11/1/26 | $14,750,000 | 5.00% | 3.08% | ||
| 11/1/27 | $14,750,000 | 4.00% | 3.35% | ||
| 11/1/28 | $14,750,000 | 4.00% | 3.57% | ||
| 11/1/29 | $14,750,000 | 4.00% | 3.69% | ||
| 11/1/30 | $14,750,000 | 4.00% | 3.80% | ||
| 11/1/31 | $14,750,000 | 4.00% | 3.89% | ||
| 11/1/32 | $14,750,000 | 4.00% | 3.98% | ||
| 11/1/33 | $14,750,000 | 4.00% | 4.04% |
Other managers: M.R. Beal & Co., Drexel Hamilton, LLC., Loop Capital Markets, LLC, Ramirez & Co., Inc., Southwest Securities, Inc., Rice Financial Products Company.
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Public Resources Advisory Group, Media, PA.
Other bidders were:
BA Merrill Lynch, TIC 3.1291%
JPMorgan, TIC 3.1467%
Barclays Capital, TIC 3.2046%
Morgan Stanley, TIC 3.2276%
MASSACHUSETTS
Barnstable (Town)
Nov 13, 2013 . . . . . . $6,248,000
General Obligation Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Nov 22, 2013.
Due Nov 15, 2014 to 2023.
Non-callable.
Winning bid: FTN Fin Cap Mkts, at 104.8701, TIC 1.5875%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $793,000 | 2.00% | 0.28% | ||
| 11/15/15 | $750,000 | 3.00% | 0.45% | ||
| 11/15/16 | $725,000 | 3.00% | 0.60% | ||
| 11/15/17 | $710,000 | 2.00% | 0.70% | ||
| 11/15/18 | $695,000 | 2.00% | 1.10% | ||
| 11/15/19 | $540,000 | 3.00% | 1.40% | ||
| 11/15/20 | $520,000 | 3.00% | 1.80% | ||
| 11/15/21 | $510,000 | 3.00% | 2.10% | ||
| 11/15/22 | $505,000 | 2.50% | 2.15% | ||
| 11/15/23 | $500,000 | 2.50% | 2.25% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Stifel Nicolaus, TIC 1.6288%
Robert W. Baird, TIC 1.6602%
Piper Jaffray, TIC 1.6809%
Janney Montgomery, TIC 1.7037%
UBS Financial Svcs, TIC 1.7245%
Sterne Agee, TIC 1.8095%
Morgan Stanley, TIC 1.8402%
Lexington (Town)
Nov 13, 2013 . . . . . . $7,390,000
General Obligation Bond Anticipation Notes (new money).
Dated Nov 21, 2013.
Due Feb 21, 2014.
Purchased $7,390,000.00 by TD Securities, at 0.5%, plus $6,577.10, effective rate 0.144%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Mitsubishi UFJ Secs, Effective Rate 0.148%
Eastern Bk Cap Mkts, Effective Rate 0.199%
Jefferies, Effective Rate 0.2219%
Century Bk, Effective Rate 0.5%
Lynn Water and Sewer Commission
Nov 13, 2013 . . . . . . $23,220,000
General Revenue Bonds, 2013 Series A (book entry).
Dated Nov 26, 2013.
Due Dec 1, 2014 to 2030.
Callable Dec 1, 2023 at par.
Winning bid: Janney Montgomery, at 111.2735, TIC 2.9164%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $530,000 | 2.00% | 0.45% | BAM | |
| 12/1/15 | $770,000 | 3.00% | 0.58% | BAM | |
| 12/1/16 | $780,000 | 4.00% | 0.75% | BAM | |
| 12/1/17 | $2,250,000 | 5.00% | 1.10% | BAM | |
| 12/1/18 | $2,720,000 | 5.00% | 1.55% | BAM | |
| 12/1/19 | $2,820,000 | 5.00% | 1.99% | BAM | |
| 12/1/20 | $1,370,000 | 5.00% | 2.42% | BAM | |
| 12/1/21 | $1,505,000 | 5.00% | 2.75% | BAM | |
| 12/1/22 | $1,250,000 | 5.00% | 2.90% | BAM | |
| 12/1/23 | $2,900,000 | 5.00% | 3.13% | BAM | |
| 12/1/24 | $1,700,000 | 5.00% | 3.25% | BAM | |
| 12/1/25 | $1,700,000 | 3.375% | 3.50% | BAM | |
| 12/1/26 | $425,000 | 4.00% | 3.65% | BAM | |
| 12/1/27 | $500,000 | 4.00% | 3.80% | BAM | |
| 12/1/28 | $500,000 | 4.00% | 3.95% | BAM | |
| 12/1/29 | $500,000 | 4.00% | 4.05% | BAM | |
| 12/1/30 | $1,000,000 | 4.00% | 4.10% | BAM |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Fidelity Capital, TIC 2.9385%
Guggenheim Secs, TIC 2.9414%
Robert W. Baird, TIC 2.9496%
Hutchinson Shockey, TIC 2.9655%
Citigroup, TIC 2.9749%
BA Merrill Lynch, TIC 3.0607%
TD Securities, TIC 3.0804%
Needham (Town)
Nov 13, 2013 . . . . . . $325,800
General Obligation Bond Anticipation Notes (new moeny and renewal).
Dated Dec 2, 2013.
Due Jun 2, 2014.
Purchased $325,800.00 by Century Bk, at 0.6%, effective rate 0.6%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.75%
Roosevelt & Cross, Effective Rate 1.4263%
Zions First Natl Bk, Effective Rate 1.702%
Needham (Town)
Nov 13, 2013 . . . . . . $6,085,000
General Obligation Municipal Purpose Loan of 2013 Bonds (book entry).
Dated Dec 2, 2013.
Due Jul 15, 2014 to 2033.
Callable Jul 15, 2023 at par.
Winning bid: Fidelity Capital, at 102.8361, TIC 3.1143%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $490,000 | 4.00% | 0.20% | ||
| 7/15/15 | $480,000 | 3.00% | 0.30% | ||
| 7/15/16 | $480,000 | 3.00% | 0.50% | ||
| 7/15/17 | $325,000 | 3.00% | 0.75% | ||
| 7/15/18 | $325,000 | 3.00% | 1.10% | ||
| 7/15/19 | $325,000 | 3.00% | 1.52% | ||
| 7/15/20 | $325,000 | 4.00% | 2.00% | ||
| 7/15/21 | $325,000 | 3.00% | 2.28% | ||
| 7/15/22 | $255,000 | 3.00% | 2.52% | ||
| 7/15/23 | $255,000 | 4.00% | 2.72% | ||
| 7/15/24 | $250,000 | 3.00% | 2.95% | ||
| 7/15/25 | $250,000 | 3.00% | 3.08% | ||
| 7/15/26 | $250,000 | 3.25% | 3.28% | ||
| 7/15/27 | $250,000 | 3.375% | 3.45% | ||
| 7/15/28 | $250,000 | 3.50% | 3.60% | ||
| 7/15/29 | $250,000 | 3.625% | 3.73% | ||
| 7/15/30 | $250,000 | 3.75% | 3.85% | ||
| 7/15/33 | $750,000 | 4.00% | 4.04% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC, City Securities Corp..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Hutchinson Shockey, TIC 3.2205%
Janney Montgomery, TIC 3.2561%
Roosevelt & Cross, TIC 3.3145%
MINNESOTA
Dakota County Community Development Agency
Nov 13, 2013 . . . . . . $7,630,000
Governmental Housing Development Bonds (Dakota County, MN-General Obligation), Series 2013 (bank qualified) (book entry).
Dated Dec 18, 2013.
Due Jan 1, 2016 to 2027.
Callable Jan 1, 2023 at par.
Winning bid: Piper Jaffray, at 100.6302, TIC 2.5822%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/16 | $100,000 | 2.00% | 0.45% | ||
| 1/1/17 | $150,000 | 2.00% | 0.75% | ||
| 1/1/18 | $150,000 | 2.00% | 1.10% | ||
| 1/1/19 | $500,000 | 2.00% | 1.45% | ||
| 1/1/20 | $525,000 | 2.00% | 1.75% | ||
| 1/1/21 | $530,000 | 2.25% | 2.00% | ||
| 1/1/22 | $550,000 | 2.50% | 2.15% | ||
| 1/1/23 | $590,000 | 2.50% | 2.30% | ||
| 1/1/24 | $910,000 | 2.625% | 2.45% | ||
| 1/1/27 | $3,625,000 | 2.85% | 2.85% |
L.O.: Leonard, Street & Deinard, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 2.7481%
Hutchinson Shockey, TIC 3.0307%
Fairmont Independent School District No. 2752
Nov 12, 2013 . . . . . . $2,610,000
General Obligation School Building Refunding Bonds, Series 2013A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 12, 2013.
Due Feb 1, 2015 to 2019.
Non-callable.
Winning bid: Stifel Nicolaus, at 102.3349, TIC 1.2406%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $495,000 | 2.00% | 0.40% | ||
| 2/1/16 | $515,000 | 2.00% | 0.55% | ||
| 2/1/17 | $520,000 | 2.00% | 0.90% | ||
| 2/1/18 | $535,000 | 2.00% | 1.20% | ||
| 2/1/19 | $545,000 | 2.00% | 1.50% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 1.2647%
Piper Jaffray, TIC 1.3%
Sterne Agee, TIC 1.4237%
UBS Financial Svcs, TIC 1.4924%
Falcon Heights (City)
Nov 13, 2013 . . . . . . $715,000
General Obligation Equipment Certificates, Series 2013B (bank qualified) (book entry).
Dated Dec 5, 2013.
Due Feb 1, 2015 to 2023.
Callable Feb 1, 2021 at par.
Winning bid: United Banker's Bk, at n/a, TIC 1.9777%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $110,000 | 0.60% | 0.60% | ||
| 2/1/17 | $85,000 | 0.85% | 0.85% | ||
| 2/1/18 | $85,000 | 1.15% | 1.15% | ||
| 2/1/19 | $85,000 | 1.45% | 1.45% | ||
| 2/1/20 | $85,000 | 1.75% | 1.75% | ||
| 2/1/21 | $85,000 | 2.05% | 2.05% | ||
| 2/1/22 | $90,000 | 2.25% | 2.25% | ||
| 2/1/23 | $90,000 | 2.40% | 2.40% |
L.O.: Briggs & Morgan, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Cronin, TIC 2.3294%
Northland Securities, TIC 2.3373%
Monticello (City)
Nov 12, 2013 . . . . . . $3,000,000
General Obligation Wastewater Treatment Bonds, Series 2013B (MN Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Dec 1, 2014 to 2028.
Callable Dec 1, 2021 at par.
Winning bid: UMB Bank, at 100.0800, TIC 2.6813%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $180,000 | 2.00% | 0.35% | ||
| 12/1/15 | $180,000 | 2.00% | 0.50% | ||
| 12/1/16 | $180,000 | 2.00% | 0.70% | ||
| 12/1/17 | $180,000 | 2.00% | 1.00% | ||
| 12/1/18 | $185,000 | 2.00% | 1.25% | ||
| 12/1/19 | $185,000 | 2.00% | 1.55% | ||
| 12/1/20 | $190,000 | 2.00% | 1.90% | ||
| 12/1/21 | $195,000 | 2.15% | 2.15% | ||
| 12/1/22 | $200,000 | 2.35% | 2.35% | ||
| 12/1/23 | $205,000 | 2.60% | 2.60% | ||
| 12/1/24 | $210,000 | 2.75% | 2.75% | ||
| 12/1/25 | $215,000 | 3.00% | 3.00% | ||
| 12/1/26 | $225,000 | 3.00% | 3.10% | ||
| 12/1/27 | $230,000 | 3.20% | 3.25% | ||
| 12/1/28 | $240,000 | 3.35% | 3.40% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Hutchinson Shockey, TIC 2.9532%
UBS Financial Svcs, TIC 3.0978%
Sterne Agee, TIC 3.1771%
Robert W. Baird, TIC 3.3171%
MISSOURI
St. Charles County Ambulance District
Nov 13, 2013 . . . . . . $4,300,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 3, 2013.
Due Mar 1, 2014 to 2024.
Callable Mar 1, 2021 at par.
Winning bid: BMO Cap Mkts GKST, at 102.4279, TIC 1.8676%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $395,000 | 3.00% | 0.30% | ||
| 3/1/15 | $375,000 | 3.00% | 0.40% | ||
| 3/1/16 | $390,000 | 3.00% | 0.50% | ||
| 3/1/17 | $395,000 | 3.00% | 0.70% | ||
| 3/1/18 | $405,000 | 2.00% | 1.00% | ||
| 3/1/19 | $415,000 | 2.00% | 1.35% | ||
| 3/1/20 | $425,000 | 3.00% | 1.75% | ||
| 3/1/21 | $435,000 | 2.00% | 2.00% | ||
| 3/1/22 | $445,000 | 2.125% | 2.25% | ||
| 3/1/23 | $455,000 | 2.375% | 2.40% | ||
| 3/1/24 | $165,000 | 2.50% | 2.55% |
L.O.: Gilmore & Bell, St. Louis, MO.
F.A.: WM Financial Strategies, St. Louis, MO.
Other bidders were:
UMB Bank, TIC 1.8925%
Raymond James, TIC 1.9092%
Country Club Bank, TIC 1.9407%
Robert W. Baird, TIC 1.9457%
FTN Fin Cap Mkts, TIC 1.96%
Piper Jaffray, TIC 1.9618%
Stifel Nicolaus, TIC 1.978%
Commerce Bank, TIC 1.9883%
D.A. Davidson, TIC 2.156%
Hutchinson Shockey, TIC 2.238%
NEW JERSEY
East Greenwich Township
Nov 13, 2013 . . . . . . $9,217,458
Bond Anticipation Notes of 2013, Series B: $4,028,972 General Improvement and $5,188,486 Water & Sewer Utility (bank qualified).
Dated Nov 20, 2013.
Due Nov 12, 2014.
Purchased $9,217,460.00 by TD Securities, at 1.0%, plus $28,389.77, effective rate 0.685%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.7693%
Oppenheimer, Effective Rate 0.818%
TBGC Investment Corp, Effective Rate 1.15%
East Hanover Township
Nov 13, 2013 . . . . . . $2,750,500
$1,185,500 Water-Sewer Utility Bond Anticipation Notes, Series 2013B and $1,565,000 Tax Appeal Refunding Bond Anticipation Notes, Series 2013 (bank qualified).
Dated Nov 26, 2013.
Due Nov 25, 2014.
Purchased $2,750,500.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.709%
NW Capital, Effective Rate 0.7172%
Oppenheimer, Effective Rate 0.8342%
TD Securities, Effective Rate 0.877%
Lawrence Township (Cumberland County)
Nov 13, 2013 . . . . . . $640,000
Special Emergency Note (bank qualified).
Dated Nov 21, 2013.
Due Nov 21, 2014.
Purchased $640,000.00 by PNC Bank, at 0.98%, effective rate 0.98%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.132%
Roosevelt & Cross, Effective Rate 1.1556%
East Brunswick Twp, Effective Rate 1.325%
Oppenheimer, Effective Rate 1.4192%
Pleasantville (City)
Nov 13, 2013 . . . . . . $950,000
Bond Anticipation Notes of 2013, Series A (bank qualified).
Dated Nov 20, 2013.
Due Nov 19, 2014.
Purchased $950,000.00 by Jefferies, at 1.25%, plus $1,588.00, effective rate 1.082%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.113%
Oppenheimer, Effective Rate 1.3309%
East Brunswick Twp, Effective Rate 1.42%
Ringwood Borough
Nov 13, 2013 . . . . . . $1,209,000
Bond Anticipation Note (bank qualified).
Dated Nov 22, 2013.
Due Aug 1, 2014.
Purchased $1,209,000.00 by NW Capital, at 1.0%, plus $1,160.64, effective rate 0.8612%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.871%
Lakeland Bank, Effective Rate 0.9%
Janney Montgomery, Effective Rate 0.9392%
Oppenheimer, Effective Rate 1.1681%
Rockaway Township
Nov 13, 2013 . . . . . . $4,400,000
$1,900,000 Gen Imp Bd Anticipation Nts, Ser 2013 $800,000 Spec Emergy Nts, Ser. 2013; $1,200,000 Open Space Bd Anticipation Nts, Ser.2013; $500,000 Water Utility Bd Anticipation Nts, Ser. 2013 (bank qualified) (book entry).
Dated Nov 21, 2013.
Due Nov 21, 2014.
Purchased $4,400,000.00 by TD Securities, at 1.25%, plus $39,424.00, effective rate 0.354%.
L.O.: Inglesino, Pearlman, Wyciskala & Taylor, LLC, Parsippany, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.509%
Peapack-Gladstone, Effective Rate 0.58%
Oppenheimer, Effective Rate 0.7027%
TBGC Investment Corp, Effective Rate 1.05%
Provident Bank, Effective Rate 1.05%
Watchung Hills Regional High School District Board of Education
Nov 13, 2013 . . . . . . $12,553,000
School Bonds, Series 2013 (New Jersey School Bond Reserve Act, 1980 N.J. Laws c.72, as amended) (book entry).
Dated Dec 4, 2013.
Due Jan 15, 2015 to 2029.
Callable Jan 15, 2024 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.0902%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/15 | $635,000 | 2.50% | 0.35% | ||
| 1/15/16 | $695,000 | 2.50% | 0.50% | ||
| 1/15/17 | $720,000 | 2.50% | 0.72% | ||
| 1/15/18 | $740,000 | 2.50% | 1.05% | ||
| 1/15/19 | $760,000 | 2.50% | 1.45% | ||
| 1/15/20 | $785,000 | 2.50% | 1.90% | ||
| 1/15/21 | $810,000 | 3.00% | 2.25% | ||
| 1/15/22 | $835,000 | 3.00% | 2.50% | ||
| 1/15/23 | $860,000 | 3.00% | 2.70% | ||
| 1/15/24 | $885,000 | 3.00% | 2.90% | ||
| 1/15/25 | $910,000 | 3.00% | 3.00% | ||
| 1/15/26 | $935,000 | 3.00% | 3.15% | ||
| 1/15/27 | $965,000 | 3.25% | 3.35% | ||
| 1/15/28 | $995,000 | 3.50% | 3.50% | ||
| 1/15/29 | $1,023,000 | 3.50% | 3.65% |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
William Blair, NIC 3.111%
Robert W. Baird, NIC 3.1982%
Fidelity Capital, NIC 3.2182%
Hutchinson Shockey, NIC 3.2388%
Janney Montgomery, NIC 3.3655%
Wyckoff Township
Nov 13, 2013 . . . . . . $552,128
Special Emergency Notes (bank qualified) (book entry).
Dated Nov 20, 2013.
Due Nov 19, 2014.
Purchased $552,130.00 by Amboy Natl Bk, at 0.76%, effective rate 0.76%.
L.O.: Wolff & Samson PC, West Orange, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2%
Oppenheimer, Effective Rate 1.625%
NEW YORK
Croton Falls Fire District
Nov 13, 2013 . . . . . . $3,100,000
Bond Anticipation Notes-2013 (bank qualified).
Dated Nov 21, 2013.
Due Nov 21, 2014.
Purchased $3,100,000.00 by TD Securities, at 1.5%, plus $13,020.00, effective rate 1.08%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1379%
Roosevelt & Cross, Effective Rate 1.333%
Dutchess County
Nov 13, 2013 . . . . . . $6,209,871
Public Improvement (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Nov 26, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2021 at par.
Winning bid: Roosevelt & Cross, at 104.0606, TIC 2.437%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $769,871 | 2.00% | 0.20% | ||
| 5/1/15 | $780,000 | 3.00% | 0.30% | ||
| 5/1/16 | $785,000 | 4.00% | 0.47% | ||
| 5/1/17 | $530,000 | 5.00% | 0.73% | ||
| 5/1/18 | $535,000 | 5.00% | 1.10% | ||
| 5/1/19 | $310,000 | 2.00% | 1.35% | ||
| 5/1/20 | $310,000 | 2.00% | 1.75% | ||
| 5/1/21 | $315,000 | 2.00% | 2.00% | ||
| 5/1/22 | $315,000 | 2.25% | 2.20% | ||
| 5/1/23 | $315,000 | 2.50% | 2.40% | ||
| 5/1/24 | $205,000 | 2.75% | 2.60% | ||
| 5/1/25 | $205,000 | 3.00% | 2.80% | ||
| 5/1/26 | $205,000 | 3.25% | 3.00% | ||
| 5/1/27 | $205,000 | 3.50% | 3.25% | ||
| 5/1/28 | $175,000 | 3.75% | 3.50% | ||
| 5/1/29 | $50,000 | 4.00% | 3.75% | ||
| 5/1/30 | $50,000 | 4.00% | 4.00% | ||
| 5/1/31 | $50,000 | 4.00% | 4.05% | ||
| 5/1/32 | $50,000 | 4.00% | 4.10% | ||
| 5/1/33 | $50,000 | 4.125% | 4.15% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Morgan Stanley, TIC 2.4878%
Robert W. Baird, TIC 2.4973%
Hutchinson Shockey, TIC 2.6152%
TD Securities, TIC 3.3855%
Laurens Central School District
Nov 13, 2013 . . . . . . $465,000
School District (Serial) Bonds, 2013 (bank qualified).
Dated Nov 26, 2013.
Due Jun 15, 2014 to 2028.
Callable Jun 15, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.671%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $25,000 | 3.00% | 0.60% | ||
| 6/15/15 | $25,000 | 3.00% | 0.80% | ||
| 6/15/16 | $25,000 | 3.00% | 1.10% | ||
| 6/15/17 | $30,000 | 3.00% | 1.40% | ||
| 6/15/18 | $30,000 | 3.00% | 1.70% | ||
| 6/15/19 | $30,000 | 3.00% | 2.15% | ||
| 6/15/20 | $30,000 | 3.00% | 2.55% | ||
| 6/15/21 | $30,000 | 3.25% | 2.85% | ||
| 6/15/22 | $35,000 | 3.25% | 3.15% | ||
| 6/15/23 | $35,000 | 3.50% | 3.35% | ||
| 6/15/24 | $35,000 | 3.75% | 3.60% | ||
| 6/15/25 | $35,000 | 4.00% | 3.80% | ||
| 6/15/26 | $35,000 | 4.00% | 4.00% | ||
| 6/15/27 | $40,000 | 4.125% | 4.125% | ||
| 6/15/28 | $25,000 | 4.25% | 4.25% |
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Delaware Natl Bk, NIC 4.38%
Sherman Central School District
Nov 13, 2013 . . . . . . $201,289
School District (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Nov 27, 2013.
Due Jun 15, 2014 to 2028.
Callable Jun 15, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.064%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $11,289 | 3.75% | 0.70% | ||
| 6/15/15 | $10,000 | 3.75% | 1.00% | ||
| 6/15/16 | $10,000 | 3.75% | 1.35% | ||
| 6/15/17 | $10,000 | 3.75% | 1.70% | ||
| 6/15/18 | $10,000 | 3.75% | 2.00% | ||
| 6/15/19 | $10,000 | 3.75% | 2.40% | ||
| 6/15/20 | $10,000 | 3.75% | 2.80% | ||
| 6/15/21 | $15,000 | 3.75% | 3.20% | ||
| 6/15/22 | $15,000 | 4.00% | 3.40% | ||
| 6/15/23 | $15,000 | 4.00% | 3.60% | ||
| 6/15/24 | $15,000 | 4.00% | 3.80% | ||
| 6/15/25 | $15,000 | 4.00% | 4.00% | ||
| 6/15/26 | $15,000 | 4.125% | 4.125% | ||
| 6/15/27 | $20,000 | 4.25% | 4.25% | ||
| 6/15/28 | $20,000 | 4.375% | 4.375% |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Sherman Central School District
Nov 13, 2013 . . . . . . $487,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Nov 27, 2013.
Due Sep 18, 2014.
Purchased $487,000.00 by Bank of Greene Co, at 0.92%, effective rate 0.92%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 1.0989%
Roosevelt & Cross, Effective Rate 1.1929%
Sage Rutty, Effective Rate 1.53%
Oppenheimer, Effective Rate 1.5717%
Community Bank, Effective Rate 2.19%
Utica City School District
Nov 13, 2013 . . . . . . $35,000,000
Bond Anticipation Notes, Series 2013 (Renewals).
Dated Nov 27, 2013.
Due Jul 31, 2014.
Purchased $35,000,000.00 by Jefferies, at 1.5%, plus $102,903.00, effective rate 1.0662%.
L.O.: Bond, Schoeneck & King, PLLC, Utica, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 1.1607%
Oppenheimer, Effective Rate 1.372%
West Seneca Central School District
Nov 13, 2013 . . . . . . $20,000,000
School District Serial Bonds, 2013 (book entry).
Dated Nov 26, 2013.
Due Nov 15, 2014 to 2027.
Callable Nov 15, 2023 at par.
Winning bid: PNC Capital Markets, at 108.6527, TIC 2.9862%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $1,135,000 | 2.00% | 0.38% | BAM | |
| 11/15/15 | $1,385,000 | 3.00% | 0.64% | BAM | |
| 11/15/16 | $1,405,000 | 4.00% | 0.91% | BAM | |
| 11/15/17 | $1,425,000 | 4.00% | 1.24% | BAM | |
| 11/15/18 | $1,450,000 | 4.00% | 1.67% | BAM | |
| 11/15/19 | $1,485,000 | 5.00% | 2.08% | BAM | |
| 11/15/20 | $1,520,000 | 5.00% | 2.46% | BAM | |
| 11/15/21 | $1,565,000 | 5.00% | 2.78% | BAM | |
| 11/15/22 | $1,610,000 | 5.00% | 3.03% | BAM | |
| 11/15/23 | $1,660,000 | 5.00% | 3.22% | BAM | |
| 11/15/24 | $1,720,000 | 4.00% | 3.38% | BAM | |
| 11/15/25 | $1,620,000 | 3.50% | 3.58% | BAM | |
| 11/15/26 | $1,260,000 | 4.00% | 3.73% | BAM | |
| 11/15/27 | $760,000 | 4.00% | 3.88% | BAM |
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, TIC 3.0376%
BMO Cap Mkts GKST, TIC 3.0394%
Roosevelt & Cross, TIC 3.0887%
Robert W. Baird, TIC 3.2378%
OHIO
Ohio
Nov 13, 2013 . . . . . . $35,000,000
Job Ready Site Development General Obligation Bonds, Series 2013A (book entry).
Dated Nov 26, 2013.
Due Nov 1, 2014 to 2022.
Non-callable.
Winning bid: Janney Montgomery, at 107.7493, TIC 1.9154%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $3,100,000 | 2.00% | 0.25% | ||
| 11/1/15 | $3,560,000 | 3.00% | 0.40% | ||
| 11/1/16 | $3,670,000 | 4.00% | 0.65% | ||
| 11/1/17 | $3,780,000 | 2.50% | 0.90% | ||
| 11/1/18 | $3,895,000 | 2.50% | 1.33% | ||
| 11/1/19 | $4,015,000 | 3.00% | 1.69% | ||
| 11/1/20 | $4,155,000 | 4.00% | 2.12% | ||
| 11/1/21 | $4,325,000 | 4.00% | 2.44% | ||
| 11/1/22 | $4,500,000 | 4.00% | 2.64% |
L.O.: Frost Brown Todd LLC, Columbus, OH.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Goldman Sachs, TIC 1.9443%
JPMorgan, TIC 1.953%
BMO Cap Mkts GKST, TIC 1.9558%
FirstSouthwest, TIC 1.9724%
Citigroup, TIC 1.9754%
Fifth Third Secs, TIC 1.9846%
Robert W. Baird, TIC 1.9952%
Wells Fargo Secs, TIC 2.0172%
KeyBanc Cap Mkts, TIC 2.0322%
Morgan Stanley, TIC 2.0799%
BA Merrill Lynch, TIC 2.0939%
Barclays Capital, TIC 2.1488%
Jefferies, TIC 2.1606%
TENNESSEE
Pulaski (City)
Nov 13, 2013 . . . . . . $2,570,000
Electric System Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 22, 2013.
Due Jun 1, 2014 to 2033.
Callable Jun 1, 2023 at par.
Winning bid: First Farmers Bk, at n/a, TIC 3.3799%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/33 | $2,570,000 | 3.38% | NRO |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Stephens Inc., Nashville, TN.
Other bidders were:
Raymond James, TIC 3.3887%
Robert W. Baird, TIC 3.5405%
Southwest Securities, TIC 3.5565%
FTN Fin Cap Mkts, TIC 3.5842%
Sterne Agee, TIC 3.6331%
Hutchinson Shockey, TIC 3.6529%
TEXAS
Galveston County Municipal Utility District No. 54
Nov 13, 2013 . . . . . . $5,355,000
Unlimited Tax Road Bonds, Series 2013 (book entry).
Dated Dec 1, 2013.
Due Dec 1, 2015 to 2039.
Callable Dec 1, 2021 at par.
Winning bid: GMS Group, at 97.0000, NIC 5.493%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $100,000 | 3.75% | 2.50% | ||
| 12/1/16 | $105,000 | 3.75% | 3.00% | ||
| 12/1/17 | $115,000 | 3.75% | 3.25% | ||
| 12/1/18 | $120,000 | 3.75% | 3.50% | ||
| 12/1/19 | $125,000 | 3.75% | 3.75% | ||
| 12/1/21 | $275,000 | 4.00% | 4.00% | ||
| 12/1/23 | $310,000 | 4.25% | 4.25% | ||
| 12/1/25 | $345,000 | 4.50% | 4.50% | ||
| 12/1/27 | $385,000 | 4.75% | 4.75% | ||
| 12/1/29 | $430,000 | 5.00% | 5.00% | ||
| 12/1/32 | $745,000 | 5.25% | 5.25% | ||
| 12/1/35 | $880,000 | 5.50% | 5.50% | ||
| 12/1/39 | $1,420,000 | 5.75% | 5.75% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Harris County Municipal Utility District No. 391
Nov 13, 2013 . . . . . . $4,925,000
Unlimited Tax Bonds, Series 2013A (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Sep 1, 2014 to 2037.
Callable Sep 1, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 97.6744, NIC 4.2582%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $200,000 | 3.00% | 0.70% | BAM | |
| 9/1/15 | $200,000 | 3.00% | 0.90% | BAM | |
| 9/1/16 | $200,000 | 3.00% | 1.15% | BAM | |
| 9/1/17 | $200,000 | 3.00% | 1.40% | BAM | |
| 9/1/18 | $200,000 | 3.00% | 1.80% | BAM | |
| 9/1/19 | $200,000 | 3.00% | 2.20% | BAM | |
| 9/1/20 | $200,000 | 3.00% | 2.65% | BAM | |
| 9/1/21 | $200,000 | 3.00% | 3.00% | BAM | |
| 9/1/22 | $200,000 | 3.00% | 3.25% | BAM | |
| 9/1/23 | $200,000 | 3.25% | 3.45% | BAM | |
| 9/1/24 | $200,000 | 3.375% | 3.60% | BAM | |
| 9/1/25 | $200,000 | 4.00% | 3.75% | BAM | |
| 9/1/26 | $200,000 | 4.00% | 3.90% | BAM | |
| 9/1/28 | $400,000 | 4.00% | 4.15% | BAM | |
| 9/1/30 | $400,000 | 4.125% | 4.40% | BAM | |
| 9/1/32 | $400,000 | 4.375% | 4.60% | BAM | |
| 9/1/34 | $450,000 | 4.50% | 4.75% | BAM | |
| 9/1/35 | $225,000 | 4.50% | 4.80% | BAM | |
| 9/1/37 | $450,000 | 4.50% | 5.00% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., M. E. Allison & Co., Inc., Raymond James & Associates, Inc..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 4.4018%
BOSC, NIC 4.4117%
Southwest Securities, NIC 4.6779%
Harris County Municipal Utility District No. 459
Nov 13, 2013 . . . . . . $1,750,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Apr 1, 2015 to 2038.
Callable Apr 1, 2019 at par.
Winning bid: FirstSouthwest, at 97.2500, NIC 5.1278%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $50,000 | 3.00% | 1.75% | ||
| 4/1/16 | $50,000 | 3.00% | 2.00% | ||
| 4/1/17 | $50,000 | 3.00% | 2.40% | ||
| 4/1/18 | $50,000 | 3.00% | 2.70% | ||
| 4/1/19 | $50,000 | 3.00% | 3.00% | ||
| 4/1/20 | $50,000 | 3.25% | 3.25% | ||
| 4/1/21 | $50,000 | 3.50% | 3.50% | ||
| 4/1/22 | $50,000 | 3.75% | 3.75% | ||
| 4/1/23 | $50,000 | 4.00% | 4.00% | ||
| 4/1/24 | $50,000 | 4.20% | 4.20% | ||
| 4/1/25 | $50,000 | 4.40% | 4.40% | ||
| 4/1/26 | $50,000 | 4.50% | 4.65% | ||
| 4/1/27 | $75,000 | 4.65% | 4.75% | ||
| 4/1/30 | $225,000 | 5.00% | 5.00% | ||
| 4/1/32 | $200,000 | 5.10% | 5.125% | ||
| 4/1/34 | $200,000 | 5.20% | 5.25% | ||
| 4/1/38 | $450,000 | 5.25% | 5.375% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
Coastal Securities, NIC 5.4768%
Lakeside Water Control & Improvement District No. 2-D
Nov 12, 2013 . . . . . . $1,240,000
Unlimited Tax Bonds, Series 2013A (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Sep 1, 2015 to 2035.
Callable Sep 1, 2021 at par.
Winning bid: Morgan Stanley, at 97.1076, NIC 4.537%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $35,000 | 3.00% | 1.34% | ||
| 9/1/16 | $35,000 | 3.00% | 1.51% | ||
| 9/1/17 | $35,000 | 3.00% | 1.77% | ||
| 9/1/18 | $40,000 | 3.00% | 2.06% | ||
| 9/1/19 | $40,000 | 3.00% | 2.44% | ||
| 9/1/20 | $45,000 | 3.00% | 2.72% | ||
| 9/1/21 | $45,000 | 3.00% | 3.11% | ||
| 9/1/22 | $50,000 | 3.25% | 3.31% | ||
| 9/1/23 | $50,000 | 3.50% | 3.46% | ||
| 9/1/24 | $55,000 | 3.50% | 3.71% | ||
| 9/1/25 | $55,000 | 3.75% | 3.91% | ||
| 9/1/26 | $60,000 | 4.00% | 4.12% | ||
| 9/1/27 | $60,000 | 4.25% | 4.21% | ||
| 9/1/31 | $285,000 | 4.50% | 4.75% | ||
| 9/1/35 | $350,000 | 4.75% | 4.95% |
L.O.: Freeman & Corbett, LLP, Austin, TX; Bracewell & Giuliani LLP, Austin, TX; and State Attorney General.
F.A.: FirstSouthwest, Austin, TX.
Other bidders were:
GMS Group, NIC 4.7936%
Southwest Securities, NIC 4.8192%
Lakeway Municipal Utility District
Nov 13, 2013 . . . . . . $7,430,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 15, 2013.
Due Sep 1, 2016 to 2033.
Callable Sep 1, 2022 at par.
Winning bid: FirstSouthwest, at 100.0378, NIC 3.545%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $275,000 | 2.00% | 0.80% | ||
| 9/1/17 | $290,000 | 2.00% | 1.20% | ||
| 9/1/18 | $300,000 | 2.00% | 1.40% | ||
| 9/1/19 | $315,000 | 2.00% | 1.70% | ||
| 9/1/20 | $330,000 | 2.00% | 1.90% | ||
| 9/1/21 | $345,000 | 2.20% | 2.20% | ||
| 9/1/22 | $360,000 | 2.40% | 2.40% | ||
| 9/1/23 | $375,000 | 2.60% | 2.60% | ||
| 9/1/24 | $395,000 | 2.80% | 2.80% | ||
| 9/1/25 | $410,000 | 3.00% | 3.00% | ||
| 9/1/26 | $430,000 | 3.50% | 3.25% | ||
| 9/1/27 | $450,000 | 3.625% | 3.40% | ||
| 9/1/28 | $470,000 | 4.00% | 3.55% | ||
| 9/1/29 | $490,000 | 4.00% | 3.70% | ||
| 9/1/30 | $515,000 | 4.00% | 3.85% | ||
| 9/1/31 | $535,000 | 4.00% | 4.00% | ||
| 9/1/33 | $1,145,000 | 4.125% | 4.20% |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 3.5484%
FTN Fin Cap Mkts, NIC 3.568%
BOSC, NIC 3.6302%
Southwest Securities, NIC 3.8157%
Montgomery County Municipal Utility District No. 95
Nov 13, 2013 . . . . . . $2,920,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Sep 1, 2015 to 2038.
Callable Sep 1, 2021 at par.
Winning bid: Morgan Stanley, at 97.3495, NIC 4.6341%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $65,000 | 3.00% | 1.35% | ||
| 9/1/16 | $70,000 | 3.00% | 1.50% | ||
| 9/1/17 | $70,000 | 3.00% | 1.80% | ||
| 9/1/18 | $75,000 | 3.00% | 2.05% | ||
| 9/1/19 | $80,000 | 3.00% | 2.45% | ||
| 9/1/20 | $85,000 | 3.00% | 2.80% | ||
| 9/1/21 | $90,000 | 3.25% | 3.10% | ||
| 9/1/22 | $95,000 | 3.25% | 3.30% | ||
| 9/1/23 | $95,000 | 3.50% | 3.50% | ||
| 9/1/24 | $100,000 | 3.50% | 3.70% | ||
| 9/1/25 | $105,000 | 3.75% | 3.90% | ||
| 9/1/26 | $110,000 | 3.75% | 4.10% | ||
| 9/1/27 | $120,000 | 4.00% | 4.20% | ||
| 9/1/28 | $125,000 | 4.00% | 4.40% | ||
| 9/1/29 | $130,000 | 4.25% | 4.55% | ||
| 9/1/32 | $430,000 | 4.50% | 4.70% | ||
| 9/1/35 | $500,000 | 4.75% | 4.85% | ||
| 9/1/38 | $575,000 | 5.00% | 5.05% |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.9653%
GMS Group, NIC 4.9989%
Texas A & M University System Board of Regents
Nov 13, 2013 . . . . . . $208,200,000
Permanent University Fund Bonds, Series 2013 (book entry).
Dated Dec 1, 2013.
Due Jul 1, 2014 to 2033.
Callable Jul 1, 2023 at par.
Winning bid: Morgan Stanley, at 109.9504, TIC 2.7868%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $19,675,000 | 3.00% | 0.15% | ||
| 7/1/15 | $19,560,000 | 5.00% | 0.257% | ||
| 7/1/16 | $20,550,000 | 5.00% | 0.47% | ||
| 7/1/17 | $21,565,000 | 5.00% | 0.76% | ||
| 7/1/18 | $22,630,000 | 5.00% | 1.12% | ||
| 7/1/19 | $7,765,000 | 5.00% | 1.53% | ||
| 7/1/20 | $8,165,000 | 5.00% | 1.93% | ||
| 7/1/21 | $8,555,000 | 5.00% | 2.25% | ||
| 7/1/22 | $8,990,000 | 5.00% | 2.47% | ||
| 7/1/23 | $9,440,000 | 5.00% | 2.66% | ||
| 7/1/24 | $5,145,000 | 4.00% | 2.88% | ||
| 7/1/25 | $5,355,000 | 3.00% | 3.02% | ||
| 7/1/26 | $5,515,000 | 4.00% | 3.30% | ||
| 7/1/27 | $5,735,000 | 4.00% | 3.45% | ||
| 7/1/28 | $5,960,000 | 4.00% | 3.59% | ||
| 7/1/29 | $6,205,000 | 4.00% | 3.71% | ||
| 7/1/30 | $6,450,000 | 4.00% | 3.82% | ||
| 7/1/31 | $6,705,000 | 4.00% | 3.91% | ||
| 7/1/32 | $6,975,000 | 4.00% | 3.95% | ||
| 7/1/33 | $7,260,000 | 4.00% | 4.01% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, Comerica Securities, Fidelity Capital Markets, City Securities Corp., StockCross Financial Services, Inc..
L.O.: Bracewell & Giuliani LLP, Austin, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
BA Merrill Lynch, TIC 2.7998%
JPMorgan, TIC 2.8024%
Piper Jaffray, TIC 2.8031%
Citigroup, TIC 2.8093%
Goldman Sachs, TIC 2.8991%
Frost Bank, TIC 2.9207%
RBC Capital Mkts, TIC 2.9454%
UTAH
Salt Lake City
Nov 12, 2013 . . . . . . $7,315,000
Sales and Excise Tax Revenue Bonds, Series 2013B (book entry).
Dated Nov 26, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2023 at par.
Winning bid: KeyBanc Cap Mkts, at 107.1411, TIC 3.4279%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $225,000 | 5.00% | 0.24% | ||
| 10/1/15 | $240,000 | 5.00% | 0.40% | ||
| 10/1/16 | $250,000 | 5.00% | 0.57% | ||
| 10/1/17 | $260,000 | 5.00% | 0.85% | ||
| 10/1/18 | $275,000 | 5.00% | 1.21% | ||
| 10/1/19 | $290,000 | 5.00% | 1.57% | ||
| 10/1/20 | $305,000 | 5.00% | 1.94% | ||
| 10/1/21 | $320,000 | 5.00% | 2.26% | ||
| 10/1/22 | $335,000 | 5.00% | 2.45% | ||
| 10/1/23 | $355,000 | 5.00% | 2.64% | ||
| 10/1/24 | $370,000 | 4.00% | 3.05% | ||
| 10/1/25 | $385,000 | 4.00% | 3.21% | ||
| 10/1/26 | $400,000 | 4.00% | 3.36% | ||
| 10/1/27 | $420,000 | 4.00% | 3.50% | ||
| 10/1/28 | $435,000 | 4.00% | 3.65% | ||
| 10/1/29 | $450,000 | 4.00% | 3.78% | ||
| 10/1/30 | $470,000 | 4.00% | 3.90% | ||
| 10/1/31 | $490,000 | 4.00% | 4.00% | ||
| 10/1/32 | $510,000 | 4.00% | 4.10% | ||
| 10/1/33 | $530,000 | 4.00% | 4.15% |
L.O.: Chapman and Cutler LLP, Salt Lake City, UT.
F.A.: Lewis Young Robertson & Burningham, Salt Lake City, UT.
Other bidders were:
Janney Montgomery, TIC 3.5006%
Hutchinson Shockey, TIC 3.5302%
Robert W. Baird, TIC 3.5793%
Morgan Stanley, TIC 3.5993%
JPMorgan, TIC 3.6125%
Stifel Nicolaus, TIC 3.6553%
George K. Baum, TIC 3.6594%
Zions First Natl Bk, TIC 3.73%
UBS Financial Svcs, TIC 3.8124%
Wells Fargo Secs, TIC 3.8957%
Washington County School District Board of Education
Nov 12, 2013 . . . . . . $38,880,000
General Obligation School Building and Refunding Bonds (Utah School Bond Guaranty Program) Series 2013 (book entry).
Dated Dec 3, 2013.
Due Mar 1, 2014 to 2028.
Callable Mar 1, 2023 at par.
Winning bid: KeyBanc Cap Mkts, at 110.6383, TIC 2.286%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $1,575,000 | 2.00% | 0.17% | ||
| 3/1/15 | $2,795,000 | 5.00% | 0.27% | ||
| 3/1/16 | $5,320,000 | 1.25% | 0.39% | ||
| 3/1/17 | $4,500,000 | 4.00% | 0.62% | ||
| 3/1/18 | $4,665,000 | 5.00% | 0.96% | ||
| 3/1/19 | $4,915,000 | 5.00% | 1.35% | ||
| 3/1/20 | $3,220,000 | 5.00% | 1.75% | ||
| 3/1/21 | $1,270,000 | 5.00% | 2.08% | ||
| 3/1/22 | $1,335,000 | 5.00% | 2.34% | ||
| 3/1/23 | $1,400,000 | 5.00% | 2.55% | ||
| 3/1/24 | $1,455,000 | 4.00% | 2.97% | ||
| 3/1/25 | $1,515,000 | 4.00% | 3.13% | ||
| 3/1/26 | $1,575,000 | 4.00% | 3.28% | ||
| 3/1/27 | $1,640,000 | 4.00% | 3.50% | ||
| 3/1/28 | $1,700,000 | 4.00% | 3.65% |
Other managers: Stifel, Nicolaus & Co., Inc..
L.O.: Chapman and Cutler LLP, Salt Lake City, UT.
F.A.: George K. Baum & Co., Salt Lake City, UT.
Other bidders were:
Janney Montgomery, TIC 2.2961%
Citigroup, TIC 2.3074%
BA Merrill Lynch, TIC 2.324%
FTN Fin Cap Mkts, TIC 2.3244%
Piper Jaffray, TIC 2.3295%
JPMorgan, TIC 2.3346%
Hutchinson Shockey, TIC 2.3351%
Mesirow Financial, TIC 2.3891%
William Blair, TIC 2.3984%
Fidelity Capital, TIC 2.3999%
Morgan Stanley, TIC 2.4015%
Robert W. Baird, TIC 2.4206%
BMO Cap Mkts GKST, TIC 2.4218%
VIRGINIA
Loudoun County
Nov 13, 2013 . . . . . . $45,200,000
General Obligation Public Improvement Bonds, Series 2013C (book entry).
Dated Dec 4, 2013.
Due Dec 1, 2014 to 2033.
Callable Dec 1, 2022 at par.
Winning bid: Piper Jaffray, at 108.8599, TIC 3.1412%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $2,260,000 | 5.00% | 0.18% | ||
| 12/1/15 | $2,260,000 | 5.00% | 0.34% | ||
| 12/1/16 | $2,260,000 | 5.00% | 0.51% | ||
| 12/1/17 | $2,260,000 | 5.00% | 0.79% | ||
| 12/1/18 | $2,260,000 | 5.00% | 1.17% | ||
| 12/1/19 | $2,260,000 | 5.00% | 1.53% | ||
| 12/1/20 | $2,260,000 | 5.00% | 1.91% | ||
| 12/1/21 | $2,260,000 | 5.00% | 2.23% | ||
| 12/1/22 | $2,260,000 | 5.00% | 2.43% | ||
| 12/1/23 | $2,260,000 | 5.00% | 2.65% | ||
| 12/1/24 | $2,260,000 | 3.00% | 3.00% | ||
| 12/1/25 | $2,260,000 | 3.125% | 3.125% | ||
| 12/1/26 | $2,260,000 | 4.00% | 3.25% | ||
| 12/1/27 | $2,260,000 | 4.00% | 3.41% | ||
| 12/1/28 | $2,260,000 | 4.00% | 3.55% | ||
| 12/1/29 | $2,260,000 | 4.00% | 3.67% | ||
| 12/1/30 | $2,260,000 | 4.00% | 3.78% | ||
| 12/1/31 | $2,260,000 | 4.00% | 3.87% | ||
| 12/1/32 | $2,260,000 | 4.00% | 3.96% | ||
| 12/1/33 | $2,260,000 | 4.00% | 4.02% |
L.O.: Nixon Peabody LLP, Washington DC, DC.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
Citigroup, TIC 3.1462%
JPMorgan, TIC 3.1709%
Wells Fargo Secs, TIC 3.1731%
Raymond James, TIC 3.1755%
BA Merrill Lynch, TIC 3.1959%
William Blair, TIC 3.2032%
FTN Fin Cap Mkts, TIC 3.2148%
Robert W. Baird, TIC 3.2543%
WASHINGTON
Spokane School District No. 81
Nov 13, 2013 . . . . . . $30,000,000
Unlimited Tax General Obligation Bonds, Series 2013 (Washington State SD Credit Enhancement Program) (book entry).
Dated Dec 4, 2013.
Due Dec 1, 2014 to 2032.
Callable Dec 1, 2023 at par.
Winning bid: JPMorgan, at 101.2555, TIC 4.1308%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $10,900,000 | 5.00% | 0.18% | ||
| 12/1/32 | $19,100,000 | 4.25% | 4.30% |
Other managers: Academy Securities Inc..
L.O.: Koegen Edwards LLP, Spokane, WA.
F.A.: Piper Jaffray & Company, Seattle, WA.
Other bidders were:
D.A. Davidson, TIC 4.1316%
Morgan Stanley, TIC 4.1511%
BA Merrill Lynch, TIC 4.1523%
US Bancorp Invest, TIC 4.1525%
Jefferies, TIC 4.1573%
Citigroup, TIC 4.1599%
KeyBanc Cap Mkts, TIC 4.1702%
Mesirow Financial, TIC 4.3598%
WISCONSIN
Oshkosh (City)
Nov 13, 2013 . . . . . . $1,690,000
General Obligation Promissory Notes, Series 2013C (book entry).
Dated Dec 4, 2013.
Due Dec 1, 2014 to 2023.
Callable Dec 1, 2020 at par.
Winning bid: Robert W. Baird, at 101.6326, TIC 2.3164%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $170,000 | 2.00% | 0.30% | ||
| 12/1/15 | $150,000 | 2.00% | 0.45% | ||
| 12/1/16 | $155,000 | 2.00% | 0.65% | ||
| 12/1/17 | $160,000 | 2.00% | 1.00% | ||
| 12/1/18 | $165,000 | 2.00% | 1.35% | ||
| 12/1/19 | $170,000 | 2.00% | 1.75% | ||
| 12/1/20 | $175,000 | 3.00% | 2.15% | ||
| 12/1/21 | $175,000 | 3.00% | 2.50% | ||
| 12/1/22 | $180,000 | 3.00% | 2.70% | ||
| 12/1/23 | $190,000 | 3.00% | 2.85% |
Other managers: CL King & Associates, Coastal Securities Corp., Edward Jones, SAMCO Capital Markets, Loop Capital Markets, LLC, Cronin & Co., Inc., Kildare Capital, Inc., Crews & Associates, Inc., Davenport & Company LLC, Northland Securities, Inc., Isaak Bond Investments, Inc., Incapital LLC, Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Bernardi Securities, Inc., Dougherty & Company LLC, Sterne, Agee & Leach, Inc, SumRidge Partners, LLC, Alamo Capital, UMB Bank, N.A..
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Hutchinson Shockey, TIC 2.3372%
UBS Financial Svcs, TIC 2.3482%
Oshkosh (City)
Nov 13, 2013 . . . . . . $9,080,000
General Obligation Corporate Purpose Bonds, Series 2013B (book entry).
Dated Dec 4, 2013.
Due Dec 1, 2014 to 2033.
Callable Dec 1, 2023 at par.
Winning bid: Robert W. Baird, at 99.1344, TIC 3.6035%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $355,000 | 2.00% | 0.30% | ||
| 12/1/15 | $360,000 | 2.00% | 0.45% | ||
| 12/1/16 | $365,000 | 2.00% | 0.65% | ||
| 12/1/17 | $375,000 | 2.00% | 1.00% | ||
| 12/1/18 | $380,000 | 2.00% | 1.35% | ||
| 12/1/19 | $385,000 | 2.00% | 1.75% | ||
| 12/1/20 | $395,000 | 3.00% | 2.15% | ||
| 12/1/21 | $405,000 | 3.00% | 2.50% | ||
| 12/1/22 | $420,000 | 3.00% | 2.70% | ||
| 12/1/23 | $435,000 | 3.00% | 2.85% | ||
| 12/1/24 | $445,000 | 3.00% | 3.05% | ||
| 12/1/25 | $460,000 | 3.125% | 3.25% | ||
| 12/1/26 | $470,000 | 3.25% | 3.40% | ||
| 12/1/27 | $490,000 | 3.50% | 3.55% | ||
| 12/1/28 | $505,000 | 4.00% | 3.70% | ||
| 12/1/31 | $1,635,000 | 4.00% | 4.00% | ||
| 12/1/32 | $590,000 | 4.00% | 4.05% | ||
| 12/1/33 | $610,000 | 4.00% | 4.10% |
Other managers: CL King & Associates, Fidelity Capital Markets, Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Cronin & Co., Inc., Kildare Capital, Inc., Crews & Associates, Inc., Davenport & Company LLC, Northland Securities, Inc., Isaak Bond Investments, Inc., Incapital LLC, Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Bernardi Securities, Inc., Dougherty & Company LLC, Sterne, Agee & Leach, Inc, SumRidge Partners, LLC, Alamo Capital, UMB Bank, N.A..
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
UBS Financial Svcs, TIC 3.6581%
BA Merrill Lynch, TIC 3.662%
Hutchinson Shockey, TIC 3.6943%
Piper Jaffray, TIC 3.7068%
Stifel Nicolaus, TIC 3.8528%
TAXABLE ISSUES
ARKANSAS
Arkansas
Nov 13, 2013 . . . . . . $30,000,000
Water, Waste Disposal and Pollution Abatement Facilities General Obligation Bonds, Series 2013 (Federally Taxable) (book entry).
Dated Dec 12, 2013.
Due Jul 1, 2015 to 2023.
Non-callable.
Winning bid: Robert W. Baird, at 100.5638, TIC 2.5958%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $3,155,000 | 2.00% | 0.55% | ||
| 7/1/16 | $3,170,000 | 2.00% | 0.76% | ||
| 7/1/17 | $3,190,000 | 2.00% | 1.20% | ||
| 7/1/18 | $3,230,000 | 2.00% | 1.80% | ||
| 7/1/19 | $3,285,000 | 2.20% | 2.20% | ||
| 7/1/20 | $3,355,000 | 2.65% | 2.65% | ||
| 7/1/21 | $3,440,000 | 3.00% | 2.95% | ||
| 7/1/22 | $3,535,000 | 3.10% | 3.10% | ||
| 7/1/23 | $3,640,000 | 3.30% | 3.30% |
Other managers: Crews & Associates, Inc., CL King & Associates, Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Davenport & Company LLC, SAMCO Capital Markets, D.A. Davidson & Co, Ross, Sinclaire & Associates LLC, Incapital LLC, FTN Financial Capital Markets, Bank of New York Mellon Capital Markets, LLC, Southwest Securities, Inc., Alamo Capital, Bernardi Securities, Inc., Cronin & Co., Inc., Northland Securities, Inc., NW Capital a division of Windsor Financial Group, Isaak Bond Investments, Inc..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Raymond James & Associates, Inc., Little Rock, AR.
Other bidders were:
Wells Fargo Secs, TIC 2.6901%
BMO Cap Mkts GKST, TIC 2.6964%
JPMorgan, TIC 2.716%
BOSC, TIC 2.729%
Morgan Stanley, TIC 2.7376%
Citigroup, TIC 2.7412%
Piper Jaffray, TIC 2.7537%
BA Merrill Lynch, TIC 2.7562%
