ARKANSAS
Flippin School District No. 26 of Marion County
Nov 7, 2013 . . . . . . $6,165,000
Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2013.
Due Feb 1, 2015 to 2044.
Callable Feb 1, 2019 at par.
Winning bid: Crews & Associates, at 98.0003, TIC 4.4016%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $100,000 | 1.00% | 1.00% | ||
| 2/1/18 | $150,000 | 1.25% | 1.25% | ||
| 2/1/20 | $145,000 | 2.50% | 2.00% | ||
| 2/1/22 | $160,000 | 3.00% | 2.50% | ||
| 2/1/24 | $160,000 | 3.00% | 2.85% | ||
| 2/1/26 | $170,000 | 3.50% | 3.20% | ||
| 2/1/28 | $185,000 | 4.00% | 3.50% | ||
| 2/1/30 | $190,000 | 4.00% | 3.75% | ||
| 2/1/32 | $540,000 | 4.00% | 4.00% | ||
| 2/1/34 | $585,000 | 4.125% | 4.125% | ||
| 2/1/36 | $635,000 | 4.25% | 4.30% | ||
| 2/1/38 | $690,000 | 4.375% | 4.375% | ||
| 2/1/40 | $750,000 | 4.50% | 4.50% | ||
| 2/1/42 | $815,000 | 4.50% | 4.53% | ||
| 2/1/44 | $890,000 | 4.50% | 4.55% |
Other managers: Edward Jones.
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Vining-Sparks IBG, TIC 4.4279%
FTN Fin Cap Mkts, TIC 4.4504%
Ross Sinclaire, TIC 4.4632%
Sterne Agee, TIC 4.5495%
CONNECTICUT
Brookfield (Town)
Nov 7, 2013 . . . . . . $4,630,000
General Obligation Bond Anticipation Notes (book entry).
Dated Nov 21, 2013.
Due Nov 20, 2014.
Purchased $4,630,000.00 by TD Securities, at 1.25%, plus $48,383.50, effective rate 0.2021%.
L.O.: Hawkins, Delafield & Wood, Hartford, CT; and Hawkins, Delafield & Wood, New York, NY.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Piper Jaffray, Effective Rate 0.2061%
Eastern Bk Cap Mkts, Effective Rate 0.292%
Janney Montgomery, Effective Rate 0.3111%
Brookfield (Town)
Nov 7, 2013 . . . . . . $8,580,000
General Obligation Bonds, Issue of 2013 (book entry).
Dated Nov 21, 2013.
Due Nov 15, 2015 to 2033.
Callable Nov 15, 2021 at par.
Winning bid: Janney Montgomery, at 102.5363, TIC 3.2697%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/15 | $345,000 | 3.00% | 0.35% | ||
| 11/15/16 | $345,000 | 3.00% | 0.57% | ||
| 11/15/17 | $370,000 | 3.00% | 0.88% | ||
| 11/15/18 | $400,000 | 3.00% | 1.19% | ||
| 11/15/19 | $430,000 | 4.00% | 1.56% | ||
| 11/15/20 | $435,000 | 4.00% | 1.93% | ||
| 11/15/21 | $440,000 | 4.00% | 2.24% | ||
| 11/15/22 | $495,000 | 3.00% | 2.43% | ||
| 11/15/23 | $495,000 | 3.00% | 2.67% | ||
| 11/15/24 | $500,000 | 3.00% | 2.88% | ||
| 11/15/25 | $515,000 | 3.00% | 3.04% | ||
| 11/15/26 | $490,000 | 3.00% | 3.24% | ||
| 11/15/27 | $490,000 | 3.25% | 3.38% | ||
| 11/15/28 | $490,000 | 3.375% | 3.53% | ||
| 11/15/29 | $490,000 | 4.00% | 3.72% | ||
| 11/15/30 | $470,000 | 4.00% | 3.89% | ||
| 11/15/31 | $465,000 | 4.00% | 4.00% | ||
| 11/15/32 | $460,000 | 4.00% | 4.10% | ||
| 11/15/33 | $455,000 | 4.00% | 4.15% |
L.O.: Hawkins, Delafield & Wood, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Raymond James, TIC 3.3073%
Robert W. Baird, TIC 3.3144%
Piper Jaffray, TIC 3.3741%
UBS Financial Svcs, TIC 3.4154%
INDIANA
Baugo Community Schools Corporation
Nov 7, 2013 . . . . . . $1,090,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Nov 26, 2013.
Due Jul 15, 2014 to Jan 15, 2016.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.4464%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $270,000 | 2.00% | 0.60% | ||
| 1/15/15 | $270,000 | 2.00% | 0.70% | ||
| 7/15/15 | $275,000 | 2.00% | 0.80% | ||
| 1/15/16 | $275,000 | 2.00% | 0.90% |
In association with: Bernardi Securities, Inc..
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
Other bidders were:
J.J.B. Hilliard, NIC 1.5271%
Ross Sinclaire, NIC 1.8456%
Oppenheimer, NIC 2.8123%
Hamilton County
Nov 7, 2013 . . . . . . $9,750,000
General Obligation Bonds of 2013 C (book entry).
Dated Nov 21, 2013.
Due Jul 15, 2026 to Jan 15, 2030.
Callable Jan 15, 2022 at par.
Winning bid: BA Merrill Lynch, at 99.5000, NIC 3.767%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/26 | $1,130,000 | 3.00% | 3.28% | ||
| 7/15/27 | $2,330,000 | 3.25% | 3.43% | ||
| 7/15/28 | $2,430,000 | 4.00% | 3.58% | ||
| 7/15/29 | $2,545,000 | 4.00% | 3.72% | ||
| 1/15/30 | $1,315,000 | 4.00% | 3.84% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 3.9446%
KeyBanc Cap Mkts, NIC 3.9589%
FTN Fin Cap Mkts, NIC 3.9961%
BMO Cap Mkts GKST, NIC 4.0157%
Hutchinson Shockey, NIC 4.0341%
Robert W. Baird, NIC 4.0346%
Stifel Nicolaus, NIC 4.0346%
Hamilton County
Nov 7, 2013 . . . . . . $11,900,000
General Obligation Bonds of 2013 D (book entry).
Dated Nov 21, 2013.
Due Jul 15, 2015 to Jan 15, 2033.
Callable Jan 15, 2022 at par.
Winning bid: BA Merrill Lynch, at 99.5000, NIC 4.0311%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/15 | $70,000 | 4.00% | 0.34% | ||
| 7/15/16 | $145,000 | 4.00% | 0.56% | ||
| 7/15/17 | $145,000 | 4.00% | 0.82% | ||
| 7/15/18 | $150,000 | 4.00% | 1.18% | ||
| 7/15/19 | $155,000 | 4.00% | 1.55% | ||
| 7/15/20 | $160,000 | 4.00% | 1.92% | ||
| 7/15/21 | $160,000 | 4.00% | 2.28% | ||
| 7/15/22 | $170,000 | 4.00% | 2.52% | ||
| 7/15/23 | $170,000 | 4.00% | 2.71% | ||
| 7/15/24 | $180,000 | 4.00% | 2.87% | ||
| 7/15/25 | $190,000 | 4.00% | 3.13% | ||
| 7/15/26 | $185,000 | 4.00% | 3.28% | ||
| 7/15/27 | $190,000 | 4.00% | 3.43% | ||
| 7/15/28 | $205,000 | 4.00% | 3.58% | ||
| 7/15/29 | $210,000 | 4.00% | 3.72% | ||
| 7/15/30 | $1,570,000 | 4.00% | 3.84% | ||
| 7/15/31 | $3,025,000 | 4.00% | 3.93% | ||
| 7/15/32 | $3,175,000 | 4.00% | 4.02% | ||
| 1/15/33 | $1,645,000 | 4.00% | 4.08% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 4.1661%
Robert W. Baird, NIC 4.2363%
Hutchinson Shockey, NIC 4.5176%
Ligonier Public Library
Nov 6, 2013 . . . . . . $1,485,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Nov 21, 2013.
Due Jul 15, 2014 to Jan 15, 2033.
Callable Jan 15, 2022 at par.
Winning bid: J.J.B. Hilliard, at n/a, NIC 4.3691%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/16 | $135,000 | 1.50% | 1.50% | ||
| 7/15/20 | $240,000 | 2.50% | 2.50% | ||
| 7/15/23 | $210,000 | 3.00% | 3.00% | ||
| 7/15/26 | $235,000 | 4.00% | 3.75% | ||
| 7/15/29 | $280,000 | 4.50% | 4.25% | ||
| 1/15/33 | $385,000 | 5.00% | 4.75% |
L.O.: Beers, Mallers, Backs & Salin, LLP, LaGrange, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
Other bidders were:
City Securities, NIC 4.5158%
Washington Township Metropolitan School District
Nov 7, 2013 . . . . . . $2,000,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Dec 20, 2013.
Due Jul 15, 2014 to Jan 15, 2016.
Non-callable.
Winning bid: BMO Harris Bank, at n/a, NIC 0.69%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $500,000 | 0.69% | NRO | ||
| 1/15/15 | $500,000 | 0.69% | NRO | ||
| 7/15/15 | $500,000 | 0.69% | NRO | ||
| 1/15/16 | $500,000 | 0.69% | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Municipal Official(s).
Other bidders were:
JPMorgan, NIC 0.79%
City Securities, NIC 2.0%
J.J.B. Hilliard, NIC 2.0%
IOWA
Riverside Community School District
Nov 7, 2013 . . . . . . $3,965,000
General Obligation School Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 12, 2013.
Due May 1, 2026 to 2033.
Callable May 1, 2021 at par.
Winning bid: Hutchinson Shockey, at 98.5341, TIC 3.7497%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/26 | $100,000 | 3.00% | 3.00% | ||
| 5/1/27 | $475,000 | 3.10% | 3.10% | ||
| 5/1/28 | $505,000 | 3.25% | 3.25% | ||
| 5/1/29 | $525,000 | 3.40% | 3.40% | ||
| 5/1/30 | $550,000 | 3.60% | 3.60% | ||
| 5/1/31 | $575,000 | 3.75% | 3.75% | ||
| 5/1/33 | $1,235,000 | 4.00% | 4.00% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 3.8802%
D.A. Davidson, TIC 3.8911%
KENTUCKY
Bath County School District Finance Corporation
Nov 7, 2013 . . . . . . $1,495,000
School Building Revenue Bonds, Series of 2013 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2023 at par.
Winning bid: Robert W. Baird, at 98.5693, NIC 3.7228%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/18 | $275,000 | 1.30% | 1.30% | ||
| 11/1/23 | $315,000 | 2.70% | 2.70% | ||
| 11/1/28 | $410,000 | 3.55% | 3.55% | ||
| 11/1/33 | $495,000 | 4.10% | 4.10% |
Other managers: Coastal Securities Corp., Duncan-WIlliams, Inc., CL King & Associates, Edward Jones, SAMCO Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, PNC Capital Markets, FTN Financial Capital Markets, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, Wedbush Securities Inc., Northland Securities, Inc., First Kentucky Securities Corp., Alamo Capital.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, NIC 3.7786%
Fifth Third Secs, NIC 4.1087%
Bowling Green (City)
Nov 7, 2013 . . . . . . $3,600,000
General Obligation Refunding Bonds, Series 2013C (bank qualified) (book entry).
Dated Dec 9, 2013.
Due Dec 1, 2014 to 2018.
Non-callable.
Winning bid: J.J.B. Hilliard, at 102.4266, TIC 0.9152%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $735,000 | 2.00% | 0.30% | ||
| 12/1/15 | $710,000 | 2.00% | 0.45% | ||
| 12/1/16 | $685,000 | 2.00% | 0.62% | ||
| 12/1/17 | $725,000 | 2.00% | 0.88% | ||
| 12/1/18 | $745,000 | 1.25% | 1.19% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Raymond James & Associates, Inc., Nashville, TN.
Other bidders were:
Fifth Third Secs, TIC 0.9388%
Stifel Nicolaus, TIC 0.9564%
Janney Montgomery, TIC 0.9726%
KeyBanc Cap Mkts, TIC 1.0382%
Sterne Agee, TIC 1.0478%
Ross Sinclaire, TIC 1.1015%
PNC Capital Markets, TIC 1.113%
UBS Financial Svcs, TIC 1.1614%
Warren County
Nov 7, 2013 . . . . . . $14,325,000
Lease Revenue Bonds, Series 2013 (WKU Alumni Square Project) (book entry).
Dated Nov 21, 2013.
Due Dec 1, 2014 to 2041.
Callable Dec 1, 2023 at par.
Winning bid: Guggenheim Secs, at 100.3287, TIC 4.6201%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $295,000 | 2.50% | 0.60% | ||
| 12/1/15 | $335,000 | 4.00% | 0.80% | ||
| 12/1/16 | $360,000 | 4.00% | 1.00% | ||
| 12/1/17 | $385,000 | 4.00% | 1.35% | ||
| 12/1/18 | $420,000 | 4.00% | 1.70% | ||
| 12/1/19 | $450,000 | 4.00% | 2.10% | ||
| 12/1/20 | $190,000 | 4.00% | 2.50% | ||
| 12/1/21 | $215,000 | 4.00% | 2.85% | ||
| 12/1/22 | $240,000 | 4.00% | 3.05% | ||
| 12/1/23 | $265,000 | 4.00% | 3.25% | ||
| 12/1/24 | $290,000 | 4.00% | 3.45% | ||
| 12/1/25 | $320,000 | 4.00% | 3.65% | ||
| 12/1/26 | $345,000 | 4.00% | 3.80% | ||
| 12/1/28 | $790,000 | 4.00% | 4.135% | ||
| 12/1/30 | $925,000 | 4.125% | 4.377% | ||
| 12/1/32 | $1,080,000 | 4.375% | 4.573% | ||
| 12/1/35 | $1,955,000 | 4.625% | 4.773% | ||
| 12/1/41 | $5,465,000 | 5.00% | 4.80% |
L.O.: Wyatt, Tarrant & Combs, LLP, Louisville, KY.
F.A.: Stifel, Nicolaus & Co., Inc., Annapolis, MD; Stifel, Nicolaus & Co., Inc., Richmond, VA; and Stifel, Nicolaus & Co., Inc., St. Louis, MO.
Other bidders were:
Robert W. Baird, TIC 4.7632%
Morgan Stanley, TIC 4.938%
JPMorgan, TIC 4.9998%
Hutchinson Shockey, TIC 5.062%
MAINE
York (Town)
Nov 7, 2013 . . . . . . $2,574,000
2013 General Obligation Bonds (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2023 at par.
Winning bid: Robert W. Baird, at 101.7909, TIC 2.7469%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $220,000 | 2.00% | 0.35% | ||
| 11/1/15 | $215,000 | 2.00% | 0.50% | ||
| 11/1/16 | $215,000 | 2.00% | 0.65% | ||
| 11/1/17 | $210,000 | 2.00% | 0.90% | ||
| 11/1/18 | $205,000 | 2.00% | 1.15% | ||
| 11/1/19 | $165,000 | 2.00% | 1.50% | ||
| 11/1/20 | $165,000 | 2.00% | 1.80% | ||
| 11/1/21 | $165,000 | 3.00% | 2.10% | ||
| 11/1/22 | $165,000 | 3.00% | 2.25% | ||
| 11/1/23 | $165,000 | 3.00% | 2.40% | ||
| 11/1/24 | $70,000 | 3.00% | 2.80% | ||
| 11/1/25 | $70,000 | 3.00% | 3.00% | ||
| 11/1/26 | $70,000 | 3.15% | 3.15% | ||
| 11/1/27 | $70,000 | 3.30% | 3.30% | ||
| 11/1/28 | $70,000 | 3.50% | 3.50% | ||
| 11/1/29 | $70,000 | 3.65% | 3.65% | ||
| 11/1/30 | $70,000 | 3.80% | 3.80% | ||
| 11/1/31 | $65,000 | 4.00% | 4.00% | ||
| 11/1/32 | $65,000 | 4.05% | 4.05% | ||
| 11/1/33 | $64,000 | 4.10% | 4.10% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, Wedbush Securities Inc., Bernardi Securities, Inc..
L.O.: Bernstein, Shur, Sawyer & Nelson P.A., Portland, ME.
F.A.: Gorham Savings Bank, Portland, ME; and Gorham Savings Bank, Gorham, ME.
Other bidders were:
UBS Financial Svcs, TIC 2.8404%
MASSACHUSETTS
Watertown (Town)
Nov 7, 2013 . . . . . . $6,000,000
General Obligation Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Nov 15, 2013.
Due Apr 15, 2014 to 2033.
Callable Apr 15, 2023 at par.
Winning bid: FTN Fin Cap Mkts, at 102.7078, TIC 2.8134%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/14 | $440,000 | 3.00% | 0.30% | ||
| 4/15/15 | $225,000 | 3.00% | 0.40% | ||
| 4/15/16 | $230,000 | 3.00% | 0.50% | ||
| 4/15/17 | $235,000 | 3.00% | 0.65% | ||
| 4/15/18 | $245,000 | 3.00% | 1.00% | ||
| 4/15/19 | $250,000 | 3.00% | 1.30% | ||
| 4/15/20 | $260,000 | 3.00% | 1.60% | ||
| 4/15/21 | $265,000 | 3.00% | 1.75% | ||
| 4/15/22 | $275,000 | 2.00% | 2.00% | ||
| 4/15/23 | $280,000 | 2.50% | 2.10% | ||
| 4/15/24 | $285,000 | 2.75% | 2.25% | ||
| 4/15/25 | $295,000 | 3.00% | 2.40% | ||
| 4/15/26 | $305,000 | 3.00% | 2.55% | ||
| 4/15/27 | $310,000 | 3.00% | 2.75% | ||
| 4/15/33 | $2,100,000 | 3.35% | 3.35% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Piper Jaffray, TIC 2.8734%
Robert W. Baird, TIC 2.8957%
Raymond James, TIC 2.9208%
BMO Cap Mkts GKST, TIC 3.0862%
Janney Montgomery, TIC 3.1615%
UBS Financial Svcs, TIC 3.1889%
Sterne Agee, TIC 3.2519%
MICHIGAN
Portland District Library
Nov 7, 2013 . . . . . . $1,940,000
2013 Library Refunding Bonds (Unlimited Tax General Obligation) (bank qualified) (book entry).
Dated Nov 26, 2013.
Due May 1, 2014 to 2023.
Non-callable.
Winning bid: Isabella Bk & Trust, at n/a, TIC 2.6682%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $180,000 | 1.00% | NRO | ||
| 5/1/15 | $175,000 | 1.25% | NRO | ||
| 5/1/16 | $180,000 | 1.50% | NRO | ||
| 5/1/17 | $185,000 | 1.50% | NRO | ||
| 5/1/18 | $190,000 | 2.25% | NRO | ||
| 5/1/19 | $195,000 | 2.50% | NRO | ||
| 5/1/20 | $200,000 | 2.75% | NRO | ||
| 5/1/21 | $210,000 | 2.90% | NRO | ||
| 5/1/22 | $210,000 | 3.00% | NRO | ||
| 5/1/23 | $215,000 | 3.25% | NRO |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
NEW JERSEY
Boonton Township
Nov 7, 2013 . . . . . . $4,668,255
Bond Anticipation Note (bank qualified).
Dated Nov 20, 2013.
Due Nov 20, 2014.
Purchased $4,668,260.00 by Peapack-Gladstone, at 0.59%, effective rate 0.59%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.699%
Oppenheimer, Effective Rate 0.724%
TD Securities, Effective Rate 0.728%
Lakeland Bank, Effective Rate 1.05%
Caldwell Borough
Nov 7, 2013 . . . . . . $1,326,605
Bond Anticipation Note (bank qualified).
Dated Nov 15, 2013.
Due Jun 27, 2014.
Purchased $1,326,610.00 by TD Securities, at 1.0%, plus $1,366.40, effective rate 0.832%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Bank, Effective Rate 0.97%
Jefferies, Effective Rate 0.982%
Janney Montgomery, Effective Rate 0.9838%
Oppenheimer, Effective Rate 1.1239%
Passaic Vly Wtr Comm, Effective Rate 1.17%
Harrison Township
Nov 7, 2013 . . . . . . $6,486,371
Bond Anticipation Notes of 2013, Series B (bank qualified).
Dated Nov 18, 2013.
Due Nov 17, 2014.
Purchased $6,486,370.00 by Jefferies, at 1.25%, plus $34,638.00, effective rate 0.714%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
NW Capital, Effective Rate 0.7653%
Oppenheimer, Effective Rate 0.7737%
Susquehanna Patriot, Effective Rate 1.11%
Lumberton Township
Nov 7, 2013 . . . . . . $2,138,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 18, 2013.
Due Nov 15, 2014 to 2025.
Callable Nov 15, 2023 at par.
Winning bid: Roosevelt & Cross, at 101.0431, TIC 2.2941%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $100,000 | 2.00% | 0.30% | ||
| 11/15/15 | $150,000 | 2.00% | 0.45% | ||
| 11/15/16 | $165,000 | 2.00% | 0.65% | ||
| 11/15/17 | $175,000 | 2.00% | 0.90% | ||
| 11/15/18 | $180,000 | 2.00% | 1.20% | ||
| 11/15/19 | $185,000 | 2.00% | 1.55% | ||
| 11/15/20 | $190,000 | 2.00% | 1.90% | ||
| 11/15/21 | $195,000 | 2.00% | 2.20% | ||
| 11/15/22 | $200,000 | 2.25% | 2.40% | ||
| 11/15/25 | $598,000 | 3.00% | 2.50% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Robert W. Baird, TIC 2.3087%
Maywood Borough
Nov 7, 2013 . . . . . . $1,984,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Nov 15, 2013.
Due Nov 14, 2014.
Purchased $1,984,000.00 by Wells Fargo Bk, at 0.76%, effective rate 0.76%.
L.O.: Rogut McCarthy PC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 0.9732%
Oppenheimer, Effective Rate 1.0369%
Jefferies, Effective Rate 1.0785%
Comm Bk of Bergen Co, Effective Rate 1.2%
NEW YORK
Alexander (Town)
Nov 7, 2013 . . . . . . $155,000
Public Improvement Serial Bonds, 2013 (SIB or Serial Bonds) (bank qualified).
Dated Nov 20, 2013.
Due Oct 1, 2014 to 2017.
Non-callable.
Winning bid: Sage Rutty, at 100.0000, NIC 1.9798%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $35,000 | 1.75% | 0.65% | ||
| 10/1/15 | $40,000 | 2.00% | 1.05% | ||
| 10/1/16 | $40,000 | 2.00% | 1.25% | ||
| 10/1/17 | $40,000 | 2.00% | 1.40% |
L.O.: Underberg & Kessler LLP, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.0899%
Five Star Bnk, NIC 3.0%
Castile Village
Nov 7, 2013 . . . . . . $2,194,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Nov 21, 2013.
Due Nov 20, 2014.
Purchased $2,194,000.00 by Oppenheimer, at 1.25%, plus $1,536.00, effective rate 1.1798%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 1.3617%
Greenport Union Free School District
Nov 7, 2013 . . . . . . $1,755,000
School District Serial Bonds-2013 (bank qualified) (book entry).
Dated Nov 19, 2013.
Due Nov 15, 2015 to 2033.
Callable Nov 15, 2021 at par.
Winning bid: Raymond James, at 100.0007, NIC 3.7039%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/15 | $70,000 | 2.50% | 0.65% | ||
| 11/15/16 | $70,000 | 2.50% | 0.80% | ||
| 11/15/17 | $75,000 | 3.00% | 1.05% | ||
| 11/15/18 | $75,000 | 3.00% | 1.35% | ||
| 11/15/19 | $80,000 | 3.00% | 1.75% | ||
| 11/15/20 | $80,000 | 3.00% | 2.15% | ||
| 11/15/21 | $80,000 | 3.00% | 2.55% | ||
| 11/15/22 | $85,000 | 3.00% | 2.80% | ||
| 11/15/23 | $85,000 | 3.00% | 2.95% | ||
| 11/15/24 | $90,000 | 3.125% | 3.15% | ||
| 11/15/25 | $95,000 | 3.25% | 3.35% | ||
| 11/15/26 | $95,000 | 4.00% | 3.55% | ||
| 11/15/27 | $100,000 | 4.00% | 3.75% | ||
| 11/15/28 | $100,000 | 4.00% | 3.95% | ||
| 11/15/29 | $105,000 | 4.00% | 4.00% | ||
| 11/15/30 | $110,000 | 4.00% | 4.05% | ||
| 11/15/31 | $115,000 | 4.00% | 4.10% | ||
| 11/15/32 | $120,000 | 4.00% | 4.15% | ||
| 11/15/33 | $125,000 | 4.00% | 4.20% |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC, City Securities Corp..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Robert W. Baird, NIC 3.7753%
Roosevelt & Cross, NIC 3.8228%
Homer Central School District
Nov 7, 2013 . . . . . . $590,000
School District (Serial) Bonds, 2013 (bank qualified).
Dated Nov 19, 2013.
Due Nov 15, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.718%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $110,000 | 1.50% | 0.60% | ||
| 11/15/15 | $120,000 | 1.625% | 0.80% | ||
| 11/15/16 | $120,000 | 1.75% | 1.10% | ||
| 11/15/17 | $120,000 | 1.75% | 1.35% | ||
| 11/15/18 | $120,000 | 1.75% | 1.65% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of Greene Co, NIC 1.8454%
First Niagara Bank, NIC 2.25%
NBT Bank, NIC 2.78%
Ossining Village
Nov 7, 2013 . . . . . . $3,086,500
Public Improvement (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Nov 19, 2013.
Due Nov 1, 2014 to 2033.
Callable Nov 1, 2021 at par.
Winning bid: Fidelity Capital, at 101.4366, TIC 3.2735%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $146,500 | 3.00% | 0.30% | ||
| 11/1/15 | $150,000 | 3.00% | 0.45% | ||
| 11/1/16 | $150,000 | 3.00% | 0.65% | ||
| 11/1/17 | $150,000 | 3.00% | 0.95% | ||
| 11/1/18 | $150,000 | 3.00% | 1.27% | ||
| 11/1/19 | $150,000 | 3.00% | 1.60% | ||
| 11/1/20 | $150,000 | 3.00% | 2.00% | ||
| 11/1/21 | $155,000 | 3.00% | 2.35% | ||
| 11/1/22 | $155,000 | 3.00% | 2.55% | ||
| 11/1/23 | $155,000 | 3.00% | 2.75% | ||
| 11/1/24 | $160,000 | 3.00% | 2.90% | ||
| 11/1/25 | $160,000 | 3.00% | 3.08% | ||
| 11/1/26 | $160,000 | 3.25% | 3.25% | ||
| 11/1/27 | $165,000 | 3.375% | 3.40% | ||
| 11/1/28 | $165,000 | 3.50% | 3.58% | ||
| 11/1/29 | $155,000 | 3.625% | 3.75% | ||
| 11/1/30 | $155,000 | 4.00% | 3.90% | ||
| 11/1/31 | $155,000 | 4.00% | 4.00% | ||
| 11/1/32 | $155,000 | 4.00% | 4.06% | ||
| 11/1/33 | $145,000 | 4.00% | 4.12% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC, City Securities Corp..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Roosevelt & Cross, TIC 3.2864%
Robert W. Baird, TIC 3.3314%
Ossining Village
Nov 7, 2013 . . . . . . $3,979,493
Bond Anticipation Notes, 2013 Series A (bank qualified).
Dated Nov 19, 2013.
Due Nov 19, 2014.
Purchased $3,979,490.00 by TD Securities, at 1.0%, plus $25,150.40, effective rate 0.368%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.383%
Oppenheimer, Effective Rate 0.523%
First Niagara Bank, Effective Rate 0.9%
JPMorgan Chase, Effective Rate 0.91%
Oswego City School District
Nov 7, 2013 . . . . . . $999,790
School District (Serial) Bonds, 2013.
Dated Nov 20, 2013.
Due Nov 15, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.625%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $169,790 | 1.625% | 0.60% | ||
| 11/15/15 | $195,000 | 1.625% | 0.75% | ||
| 11/15/16 | $205,000 | 1.625% | 1.05% | ||
| 11/15/17 | $210,000 | 1.625% | 1.30% | ||
| 11/15/18 | $220,000 | 1.625% | 1.60% |
L.O.: Bond, Schoeneck & King, PLLCP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
RHODE ISLAND
Bristol (Town)
Nov 7, 2013 . . . . . . $2,560,000
General Obligation Bonds (bank qualified) (book entry).
Dated Nov 20, 2013.
Due Nov 15, 2014 to 2033.
Callable Nov 15, 2023 at par.
Winning bid: Robert W. Baird, at 101.4114, TIC 3.4481%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $40,000 | 3.00% | 0.50% | ||
| 11/15/15 | $90,000 | 3.00% | 0.65% | ||
| 11/15/16 | $90,000 | 3.00% | 0.80% | ||
| 11/15/17 | $95,000 | 3.00% | 1.00% | ||
| 11/15/18 | $100,000 | 3.00% | 1.30% | ||
| 11/15/19 | $105,000 | 3.00% | 1.65% | ||
| 11/15/20 | $110,000 | 3.00% | 2.00% | ||
| 11/15/21 | $115,000 | 3.00% | 2.25% | ||
| 11/15/22 | $120,000 | 3.00% | 2.40% | ||
| 11/15/23 | $125,000 | 3.00% | 2.60% | ||
| 11/15/24 | $130,000 | 3.00% | 2.75% | ||
| 11/15/25 | $135,000 | 3.00% | 2.90% | ||
| 11/15/26 | $140,000 | 3.25% | 3.05% | ||
| 11/15/27 | $145,000 | 3.50% | 3.20% | ||
| 11/15/28 | $150,000 | 4.00% | 3.35% | ||
| 11/15/29 | $160,000 | 4.00% | 3.50% | ||
| 11/15/31 | $340,000 | 4.00% | 3.80% | ||
| 11/15/33 | $370,000 | 4.00% | 4.00% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, Wedbush Securities Inc., Bernardi Securities, Inc., R. Seelaus & Co., Inc..
L.O.: Cameron & Mittleman, LLP, Providence, RI.
F.A.: Public Financial Management, Inc., Providence, RI.
Other bidders were:
Roosevelt & Cross, TIC 3.577%
TEXAS
Cinco Southwest Municipal Utility District No. 1
Nov 7, 2013 . . . . . . $26,660,000
Contract Revenue Bonds, Series 2013 (book entry).
Dated Dec 1, 2013.
Due Dec 1, 2014 to 2038.
Callable Dec 1, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 98.1822, NIC 4.2479%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $1,070,000 | 2.50% | 0.40% | BAM | |
| 12/1/15 | $1,070,000 | 2.50% | 0.75% | BAM | |
| 12/1/16 | $1,070,000 | 2.50% | 1.00% | BAM | |
| 12/1/17 | $1,070,000 | 2.50% | 1.40% | BAM | |
| 12/1/18 | $1,070,000 | 3.00% | 1.75% | BAM | |
| 12/1/19 | $1,070,000 | 3.00% | 2.20% | BAM | |
| 12/1/20 | $1,070,000 | 3.00% | 2.60% | BAM | |
| 12/1/21 | $1,065,000 | 3.00% | 3.00% | BAM | |
| 12/1/22 | $1,065,000 | 3.00% | 3.15% | BAM | |
| 12/1/23 | $1,065,000 | 3.00% | 3.30% | BAM | |
| 12/1/24 | $1,065,000 | 3.25% | 3.50% | BAM | |
| 12/1/25 | $1,065,000 | 4.00% | 3.65% | BAM | |
| 12/1/27 | $2,130,000 | 4.00% | 4.00% | BAM | |
| 12/1/28 | $1,065,000 | 4.00% | 4.15% | BAM | |
| 12/1/29 | $1,065,000 | 4.00% | 4.30% | BAM | |
| 12/1/30 | $1,065,000 | 4.25% | 4.40% | BAM | |
| 12/1/32 | $2,130,000 | 4.375% | 4.60% | BAM | |
| 12/1/34 | $2,130,000 | 4.50% | 4.75% | BAM | |
| 12/1/36 | $2,130,000 | 4.625% | 4.85% | BAM | |
| 12/1/38 | $2,130,000 | 4.75% | 4.90% | BAM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., M. E. Allison & Co., Inc., Citigroup Global Markets, Inc..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Raymond James, NIC 4.3793%
BA Merrill Lynch, NIC 4.4474%
Southwest Securities, NIC 4.4578%
Hutchinson Shockey, NIC 4.654%
West Travis County Municipal Utility District No. 6
Nov 6, 2013 . . . . . . $5,945,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Aug 1, 2015 to 2039.
Callable Aug 1, 2020 at par.
Winning bid: BOSC, at 97.1296, NIC 4.4736%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $60,000 | 3.00% | 0.75% | BAM | |
| 8/1/16 | $65,000 | 3.00% | 0.95% | BAM | |
| 8/1/17 | $70,000 | 3.00% | 1.20% | BAM | |
| 8/1/18 | $75,000 | 3.00% | 1.50% | BAM | |
| 8/1/19 | $75,000 | 3.00% | 1.90% | BAM | |
| 8/1/20 | $80,000 | 3.00% | 2.25% | BAM | |
| 8/1/21 | $80,000 | 3.00% | 2.60% | BAM | |
| 8/1/22 | $85,000 | 3.00% | 2.80% | BAM | |
| 8/1/23 | $90,000 | 3.00% | 3.00% | BAM | |
| 8/1/26 | $300,000 | 4.00% | 3.50% | BAM | |
| 8/1/29 | $345,000 | 4.00% | 3.90% | BAM | |
| 8/1/31 | $540,000 | 4.00% | 4.15% | BAM | |
| 8/1/32 | $435,000 | 4.125% | 4.25% | BAM | |
| 8/1/33 | $455,000 | 4.25% | 4.30% | BAM | |
| 8/1/34 | $475,000 | 4.25% | 4.35% | BAM | |
| 8/1/35 | $495,000 | 4.375% | 4.45% | BAM | |
| 8/1/36 | $520,000 | 4.375% | 4.55% | BAM | |
| 8/1/37 | $545,000 | 4.50% | 4.65% | BAM | |
| 8/1/38 | $565,000 | 4.625% | 4.75% | BAM | |
| 8/1/39 | $590,000 | 4.75% | 4.85% | BAM |
Other managers: Sterne, Agee & Leach, Inc, SunTrust Robinson Humphrey.
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.5259%
FirstSouthwest, NIC 4.5648%
TAXABLE ISSUES
KENTUCKY
Bath County School District Finance Corporation
Nov 7, 2013 . . . . . . $3,000,000
Qualified Zone Academy Bonds, Taxable Series of 2013 (QZABs-Tax Credit to Owner) (Kentucky School District Credit Enhancement Program).
Dated Nov 1, 2013.
Due Nov 1, 2014 to 2028.
Non-callable.
Winning bid: BB&T Bank, at n/a, NIC 0.0197%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $185,000 | 0.00% | NRO | ||
| 11/1/15 | $185,000 | 0.00% | NRO | ||
| 11/1/16 | $185,000 | 0.00% | NRO | ||
| 11/1/17 | $185,000 | 0.00% | NRO | ||
| 11/1/18 | $185,000 | 0.00% | NRO | ||
| 11/1/19 | $185,000 | 0.00% | NRO | ||
| 11/1/20 | $185,000 | 0.00% | NRO | ||
| 11/1/21 | $185,000 | 0.00% | NRO | ||
| 11/1/22 | $185,000 | 0.00% | NRO | ||
| 11/1/23 | $185,000 | 0.00% | NRO | ||
| 11/1/24 | $185,000 | 0.00% | NRO | ||
| 11/1/25 | $185,000 | 0.00% | NRO | ||
| 11/1/26 | $260,000 | 0.00% | NRO | ||
| 11/1/27 | $260,000 | 0.00% | NRO | ||
| 11/1/28 | $260,000 | 0.00% | NRO |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, NIC 2.6183%
