ALABAMA
Clarke County Board of Education
Oct 31, 2013 . . . . . . $9,355,000
Tax Anticipation Warrants (bank qualified) (book entry)
Dated Nov 1, 2013.
Due Feb 1, 2017 to 2043.
First coupon Feb 1, 2014.
2023-2043 Callable Feb 1, 2022 at par.
Purchased through negotiation by Frazer Lanier Co., Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
2/1/17 | $240,000 | 1.00% | 1.22% | |
2/1/18 | $170,000 | 1.40% | 1.51% | |
2/1/19 | $170,000 | 1.75% | 1.89% | |
2/1/20 | $175,000 | 2.10% | 2.23% | |
2/1/21 | $180,000 | 2.40% | 2.53% | |
2/1/22 | $180,000 | 2.625% | 2.71% | |
2/1/23 | $190,000 | 2.75% | 2.89% | |
2/1/24 | $195,000 | 3.00% | 3.07% | |
2/1/25 | $200,000 | 3.10% | 3.21% | |
2/1/26 | $205,000 | 3.25% | 3.37% | |
2/1/27 | $230,000 | 4.00% | 4.11% | |
2/1/28 | $245,000 | 4.10% | 4.20% | |
2/1/29 | $250,000 | 4.125% | 4.26% | |
2/1/38 | $2,800,000 | 4.625% | 4.80% | |
2/1/43 | $3,925,000 | 4.75% | 4.90% |
L.O.: Haskell Slaughter Young & Gallion, LLC, Montgomery, AL.
CALIFORNIA
Grossmont Union High School District
Oct 30, 2013 . . . . . . $40,000,000
2013 General Obligation Bonds (Election of 2008, Series E) (book entry)
Dated Nov 13, 2013.
Due Aug 1, 2014 to 2043.
First coupon Feb 1, 2014.
2024-2043 Callable Aug 1, 2023 at par.
Purchased through negotiation by Stifel, Nicolaus & Co., Inc., De La Rosa & Co., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
8/1/14 | $1,200,000 | 3.00% | 0.23% | |
8/1/15 | $150,000 | 3.00% | 0.41% | |
8/1/16 | $445,000 | 2.00% | 0.63% | |
8/1/43 | $38,205,000 | 5.00% | 4.64% |
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: Loop Capital Markets, LLC, Los Angeles, CA.
Vallejo (City)
Oct 30, 2013 . . . . . . $18,080,000
Water Revenue Refunding Bonds, Series 2013 (book entry)
Dated Nov 13, 2013.
Due May 1, 2027 to 2031.
First coupon May 1, 2014.
2027-2031 Callable May 1, 2023 at par.
Purchased through negotiation by De La Rosa & Co., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
5/1/27 | $3,255,000 | 5.25% | 4.32% | |
5/1/28 | $3,430,000 | 5.25% | 4.47% | |
5/1/29 | $3,605,000 | 5.25% | 4.60% | |
5/1/30 | $3,795,000 | 5.25% | 4.72% | |
5/1/31 | $3,995,000 | 5.25% | 4.79% |
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: Public Financial Management, Inc., San Francisco, CA.
CONNECTICUT
Connecticut
Oct 31, 2013 . . . . . . $600,000,000
Special Tax Obligation Bonds Transportation Infrastructure Purposes, 2013 Series A (book entry)
Dated Nov 21, 2013. Interest accrues Nov 21, 2013.
Due Oct 1, 2014 to 2033.
First coupon Apr 1, 2014.
2024-2033 Callable Oct 1, 2023 at par.
Purchased through negotiation by Siebert, Brandford, Shank & Co., LLC, Bank of America Merrill Lynch, Citigroup Global Markets, Inc., Goldman, Sachs & Co., Raymond James & Associates, Inc., RBC Capital Markets, Barclays Capital, CastleOak Securities, L.P., Fidelity Capital Markets, J.P. Morgan Securities LLC, Jefferies LLC, KeyBanc Capital Markets, Lebenthal & Co., Inc., Loop Capital Markets, LLC, Morgan Stanley & Co., Inc., Ramirez & Co., Inc., Roosevelt & Cross, Inc., Sterne, Agee & Leach, Inc, TD Securities, Wells Fargo Securities, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
10/1/14 | $18,570,000 | 2.00% | 0.18% | |
10/1/15 | $19,140,000 | 4.00% | 0.32% | |
10/1/16 | $1,600,000 | 3.00% | 0.56% | |
10/1/16 | $18,340,000 | 5.00% | 0.56% | |
10/1/17 | $2,945,000 | 3.00% | 0.92% | |
10/1/17 | $17,970,000 | 5.00% | 0.92% | |
10/1/18 | $1,425,000 | 3.00% | 1.25% | |
10/1/18 | $20,515,000 | 5.00% | 1.25% | |
10/1/19 | $1,470,000 | 3.00% | 1.66% | |
10/1/19 | $21,565,000 | 5.00% | 1.66% | |
10/1/20 | $2,010,000 | 3.00% | 2.03% | |
10/1/20 | $22,170,000 | 5.00% | 2.03% | |
10/1/21 | $1,375,000 | 3.00% | 2.38% | |
10/1/21 | $24,010,000 | 5.00% | 2.38% | |
10/1/22 | $535,000 | 3.00% | 2.59% | |
10/1/22 | $26,135,000 | 5.00% | 2.59% | |
10/1/23 | $395,000 | 3.00% | 2.77% | |
10/1/23 | $27,635,000 | 5.00% | 2.77% | |
10/1/24 | $1,825,000 | 3.00% | 3.00% | |
10/1/24 | $27,615,000 | 5.00% | 3.00% | |
10/1/25 | $30,935,000 | 5.00% | 3.17% | |
10/1/26 | $32,520,000 | 5.00% | 3.34% | |
10/1/27 | $34,190,000 | 5.00% | 3.49% | |
10/1/28 | $35,940,000 | 5.00% | 3.64% | |
10/1/29 | $37,785,000 | 5.00% | 3.77% | |
10/1/30 | $3,285,000 | 4.00% | 4.02% | |
10/1/30 | $36,420,000 | 5.00% | 3.88% | |
10/1/31 | $41,725,000 | 5.00% | 3.97% | |
10/1/32 | $43,865,000 | 5.00% | 4.03% | |
10/1/33 | $5,590,000 | 4.25% | 4.25% | |
10/1/33 | $40,500,000 | 5.00% | 4.08% |
L.O.: Updike, Kelly & Spellacy, P.C., Hartford, CT.
F.A.: Public Resources Advisory Group, New York, NY; and A.C. Advisory, Inc., New York, NY.
GEORGIA
Cobb County Development Authority
Oct 30, 2013 . . . . . . $36,195,000
Student Housing Refunding Revenue Bonds (Kennesaw State University Real Estate Foundation Projects), Senior Series 2013A (book entry) $28,935,000.
Dated Nov 26, 2013.
Due Jul 15, 2014 to 2029.
First coupon Jan 15, 2014.
2024-2029 Callable Jul 15, 2023 at par.
Purchased through negotiation by Citigroup Global Markets, Inc., Fifth Third Securities, Inc., Wells Fargo Securities, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
7/15/14 | $100,000 | 2.00% | 0.43% | |
7/15/15 | $1,350,000 | 3.00% | 0.67% | |
7/15/16 | $1,390,000 | 4.00% | 0.95% | |
7/15/17 | $1,445,000 | 4.00% | 1.33% | |
7/15/18 | $1,505,000 | 4.00% | 1.71% | |
7/15/19 | $1,560,000 | 4.00% | 2.19% | |
7/15/20 | $1,625,000 | 5.00% | 2.64% | |
7/15/21 | $1,705,000 | 5.00% | 3.00% | |
7/15/22 | $1,795,000 | 5.00% | 3.22% | |
7/15/23 | $1,880,000 | 5.00% | 3.44% | |
7/15/24 | $1,975,000 | 5.25% | 3.55% | |
7/15/25 | $2,080,000 | 5.25% | 3.71% | |
7/15/26 | $2,185,000 | 5.00% | 3.92% | |
7/15/27 | $2,300,000 | 5.00% | 4.07% | |
7/15/28 | $2,415,000 | 4.00% | 4.23% | |
7/15/29 | $3,625,000 | 4.125% | 4.36% |
Student Housing Refunding Revenue Bonds (Kennesaw State University Real Estate Foundation Projects), Subordinate Series 2013B (book entry) $7,260,000.
Dated Nov 26, 2013.
Due Jul 15, 2014 to 2026.
First coupon Jan 15, 2014.
2024-2026 Callable Jul 15, 2023 at par.
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
7/15/14 | $50,000 | 2.00% | 0.55% | |
7/15/15 | $460,000 | 3.00% | 0.90% | |
7/15/16 | $475,000 | 3.00% | 1.25% | |
7/15/17 | $485,000 | 4.00% | 1.66% | |
7/15/18 | $505,000 | 4.00% | 2.04% | |
7/15/19 | $530,000 | 4.00% | 2.51% | |
7/15/20 | $550,000 | 4.00% | 2.94% | |
7/15/21 | $570,000 | 3.00% | 3.30% | |
7/15/22 | $585,000 | 3.25% | 3.52% | |
7/15/23 | $605,000 | 3.50% | 3.74% | |
7/15/24 | $625,000 | 3.75% | 3.90% | |
7/15/25 | $650,000 | 4.00% | 4.06% | |
7/15/26 | $1,170,000 | 4.00% | 4.21% |
L.O.: Peck, Shaffer & Williams, Atlanta, GA.
ILLINOIS
Bensenville School District No. 2
Oct 31, 2013 . . . . . . $7,375,000
Refunding Bonds, Series 2013A (Limited Tax) (bank qualified) (book entry) $2,100,000.
Dated Nov 5, 2013.
Due Jan 1, 2016 to 2024.
First coupon Feb 1, 2014.
2023-2024 Callable Jan 1, 2022 at par.
Purchased through negotiation by Mesirow Financial, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
1/1/16 | $200,000 | 3.00% | 0.75% | |
1/1/17 | $200,000 | 3.00% | 1.05% | |
1/1/18 | $200,000 | 3.00% | 1.375% | |
1/1/19 | $250,000 | 3.00% | 1.65% | |
1/1/20 | $250,000 | 3.00% | 1.95% | |
1/1/21 | $250,000 | 3.00% | 2.25% | |
1/1/22 | $250,000 | 3.00% | 2.50% | |
1/1/23 | $250,000 | 3.00% | 2.70% | |
1/1/24 | $250,000 | 3.00% | 2.90% |
Revenue Refunding Bonds, Series 2013B (bank qualified) (book entry) $5,275,000.
Dated Nov 5, 2013.
Due Feb 1, 2016 to 2020.
First coupon Feb 1, 2014.
Non-callable.
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
2/1/16 | $1,000,000 | 3.00% | 0.85% | |
2/1/17 | $1,025,000 | 3.00% | 1.15% | |
2/1/18 | $1,050,000 | 3.00% | 1.47% | |
2/1/19 | $1,090,000 | 3.00% | 1.85% | |
2/1/20 | $1,110,000 | 3.00% | 2.15% |
L.O.: Chapman and Cutler, Chicago, IL.
McLean County Public Building Commission
Oct 22, 2013 . . . . . . $1,550,000
Public Building Revenue Refunding Bonds, Series 2013 (bank qualified) (book entry)
Dated Nov 1, 2013.
Due Nov 1, 2014 to 2021.
First coupon Nov 1, 2014.
Non-callable.
Purchased through negotiation by First Midstate Incorporated, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
11/1/14 | $185,000 | 2.25% | 0.30% | |
11/1/15 | $180,000 | 2.50% | 0.60% | |
11/1/16 | $185,000 | 2.50% | 0.90% | |
11/1/17 | $190,000 | 2.50% | 1.25% | |
11/1/18 | $195,000 | 2.50% | 1.60% | |
11/1/19 | $200,000 | 2.50% | 1.85% | |
11/1/20 | $205,000 | 2.50% | 2.10% | |
11/1/21 | $210,000 | 2.45% | 2.35% |
L.O.: Chapman and Cutler, Chicago, IL.
INDIANA
Merrillville Multi-School Building School
Oct 31, 2013 . . . . . . $61,285,000
Ad Valorem Property Tax First Mortgage Refunding and Improvement Bonds, Series 2013A (book entry) $45,090,000.
Dated Dec 10, 2013. Interest accrues Dec 10, 2013.
Due Jan 15, 2014 to 2028.
First coupon Jan 15, 2014.
2024-2028 Callable Jul 15, 2023 at par.
Purchased through negotiation by City Securities Corp., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
1/15/14 | $1,310,000 | 3.00% | 0.21% | |
7/15/14 | $640,000 | 4.00% | 0.28% | |
1/15/15 | $650,000 | 3.00% | 0.38% | |
7/15/15 | $1,245,000 | 4.00% | 0.47% | |
1/15/16 | $1,270,000 | 3.00% | 0.60% | |
7/15/16 | $1,290,000 | 4.00% | 0.75% | |
1/15/17 | $1,315,000 | 3.00% | 0.90% | |
7/15/17 | $1,335,000 | 4.00% | 1.10% | |
1/15/18 | $1,360,000 | 3.00% | 1.26% | |
7/15/18 | $1,385,000 | 5.00% | 1.40% | |
1/15/19 | $715,000 | 4.00% | 1.65% | |
1/15/19 | $700,000 | 3.00% | 1.65% | |
7/15/19 | $1,440,000 | 5.00% | 1.80% | |
1/15/20 | $1,480,000 | 4.00% | 2.05% | |
7/15/20 | $1,510,000 | 5.00% | 2.20% | |
1/15/21 | $1,545,000 | 4.00% | 2.44% | |
7/15/21 | $1,575,000 | 5.00% | 2.57% | |
1/15/22 | $1,615,000 | 4.00% | 2.73% | |
7/15/22 | $1,650,000 | 5.00% | 2.85% | |
7/15/23 | $3,420,000 | 5.00% | 3.05% | |
7/15/24 | $3,595,000 | 5.00% | 3.15% | |
7/15/25 | $3,775,000 | 5.00% | 3.28% | |
7/15/26 | $3,970,000 | 5.00% | 3.47% | |
1/15/28 | $6,300,000 | 4.00% | 4.00% |
L.O.: Shanahan & Shanahan LLP, Greenwood, IN.
KANSAS
Dickinson County Unified School District No. 487
Oct 31, 2013 . . . . . . $9,700,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry)
Dated Dec 5, 2013.
Due Sep 1, 2028 to 2041.
First coupon Sep 1, 2014.
2028-2041 Callable Sep 1, 2023 at par.
Purchased through negotiation by Piper Jaffray & Company, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
9/1/28 | $340,000 | 3.50% | 3.55% | AGM |
9/1/29 | $555,000 | 3.625% | 3.75% | AGM |
9/1/30 | $575,000 | 3.75% | 3.90% | AGM |
9/1/31 | $600,000 | 4.125% | 4.00% | AGM |
9/1/32 | $620,000 | 4.00% | 4.10% | AGM |
9/1/33 | $645,000 | 4.125% | 4.20% | AGM |
9/1/35 | $1,380,000 | 4.25% | 4.375% | AGM |
9/1/38 | $2,315,000 | 5.00% | 4.50% | AGM |
9/1/41 | $2,670,000 | 4.625% | 4.80% | AGM |
L.O.: Gilmore & Bell, Wichita, KS.
MICHIGAN
Michigan Finance Authority
Oct 29, 2013 . . . . . . $75,000,000
Variable Rate Hospital Revenue Bonds, Series 2013MI-3 (CHE Trinity Health Credit Group) (book entry)
Dated Oct 30, 2013.
Due Dec 1, 2036 to 2038.
First coupon Dec 2, 2013.
Callable any time at par.
Purchased through negotiation by RBC Capital Markets, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
12/1/38 | $75,000,000 | n/a | n/a |
L.O.: Hawkins, Delafield & Wood, New York, NY.
Otsego County Hospital Finance Authority
Oct 31, 2013 . . . . . . $10,000,000
Hospital Revenue Refunding Bonds (Otsego Memorial Hospital Obligated Group), Series 2013A (book entry)
Dated Oct 31, 2013.
Due Jan 1, 2037.
First coupon Nov 1, 2013.
Non-callable.
Privately placed by Robert W. Baird & Co., Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
1/1/37 | $10,000,000 | 2.87% | 2.87% |
MISSOURI
Chesterfield (City)
Oct 30, 2013 . . . . . . $20,360,000
Certificates of Participation, Series 2013 (book entry)
Dated Nov 13, 2013.
Due Dec 1, 2014 to 2025.
First coupon Jun 1, 2014.
2024-2025 Callable Dec 1, 2023 at par.
Purchased through negotiation by PNC Capital Markets, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
12/1/14 | $1,025,000 | 2.00% | 0.33% | |
12/1/15 | $1,145,000 | 3.00% | 0.55% | |
12/1/16 | $1,240,000 | 3.00% | 0.80% | |
12/1/17 | $1,340,000 | 3.00% | 1.14% | |
12/1/18 | $1,440,000 | 4.00% | 1.47% | |
12/1/19 | $1,565,000 | 4.00% | 1.88% | |
12/1/20 | $1,695,000 | 5.00% | 2.22% | |
12/1/21 | $225,000 | 3.50% | 2.54% | |
12/1/21 | $1,625,000 | 5.00% | 2.54% | |
12/1/22 | $2,005,000 | 5.00% | 2.75% | |
12/1/23 | $2,180,000 | 5.00% | 2.92% | |
12/1/24 | $2,365,000 | 3.00% | 3.12% | |
12/1/25 | $2,510,000 | 3.00% | 3.26% |
L.O.: Gilmore & Bell, Kansas City, MO.
Missouri Health and Educational Facilities Authority
Oct 31, 2013 . . . . . . $100,000,000
Variable Rate Health Facilities Revenue Bonds, (BJC Health System) Bonds, Series 2013C (Windows Interest Rate) (book entry)
Dated Oct 31, 2013.
Due Jan 1, 2049 to 2050.
First coupon Nov 7, 2013.
Callable any time at par.
Purchased through negotiation by RBC Capital Markets, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
1/1/50 | $100,000,000 | 0.07% | 0.07% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Ponder & Co., New York, NY.
NEBRASKA
Hastings (City)
Oct 31, 2013 . . . . . . $700,000
Highway Allocation Fund Pledge Bonds (Limited Tax) (bank qualified) (book entry)
Dated Dec 3, 2013.
Due Sep 15, 2015 to 2019.
First coupon Mar 15, 2014.
2017-2019 Callable Sep 15, 2016 at par.
Purchased through negotiation by D.A. Davidson & Co., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
9/15/15 | $100,000 | 0.60% | 0.60% | |
9/15/16 | $150,000 | 0.90% | 0.90% | |
9/15/17 | $150,000 | 1.20% | 1.20% | |
9/15/18 | $150,000 | 1.55% | 1.55% | |
9/15/19 | $150,000 | 1.95% | 1.95% |
L.O.: Baird, Holm, LLP, Omaha, NE.
NEW JERSEY
Fair Lawn Borough Board of Education
Oct 30, 2013 . . . . . . $9,950,000
Refunding School Bonds, Series 2013 (bank qualified) (book entry)
Dated Nov 19, 2013.
Due Feb 15, 2014 to 2030.
First coupon Feb 15, 2014.
2024-2030 Callable Feb 15, 2023 at par.
Purchased through negotiation by Janney Montgomery Scott LLC, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
2/15/14 | $60,000 | 2.00% | 0.50% | |
2/15/15 | $5,000 | 3.00% | 0.70% | |
2/15/16 | $340,000 | 3.00% | 0.85% | |
2/15/17 | $590,000 | 3.00% | 1.10% | |
2/15/18 | $610,000 | 4.00% | 1.37% | |
2/15/19 | $640,000 | 4.00% | 1.75% | |
2/15/20 | $670,000 | 4.00% | 2.10% | |
2/15/21 | $705,000 | 4.00% | 2.41% | |
2/15/22 | $725,000 | 4.00% | 2.59% | |
2/15/23 | $720,000 | 4.00% | 2.70% | |
2/15/24 | $715,000 | 4.00% | 2.86% | |
2/15/25 | $710,000 | 4.00% | 2.97% | |
2/15/26 | $705,000 | 4.00% | 3.13% | |
2/15/27 | $700,000 | 4.00% | 3.28% | |
2/15/28 | $695,000 | 4.00% | 3.42% | |
2/15/29 | $685,000 | 4.00% | 3.54% | |
2/15/30 | $675,000 | 4.00% | 3.65% |
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
NEW YORK
Franklin County Civic Development Corporation
Oct 31, 2013 . . . . . . $27,375,000
Weekly Rate Variable Rate Demand Revenue Bonds (Alice Hyde Medical Center Project) (Letter of Credit Issued by HSBC Bank USA, National Association) (book entry)
Dated Oct 31, 2013.
Due Oct 1, 2014 to 2038.
First coupon Dec 1, 2013.
Callable any time at par.
Purchased through negotiation by Jefferies LLC, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
10/1/38 | $27,375,000 | n/a | n/a |
L.O.: Hodgson, Russ LLP, Albany, NY.
Jamestown (City)
Oct 30, 2013 . . . . . . $6,230,000
General Obligation Public Improvement (Serial) Bonds, 2013 (bank qualified) (book entry)
Dated Nov 19, 2013.
Due Feb 1, 2014 to 2030.
First coupon Feb 1, 2014.
2024-2030 Callable Feb 1, 2023 at par.
Purchased through negotiation by Roosevelt & Cross, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
2/1/14 | $365,000 | 2.00% | 0.60% | |
2/1/15 | $320,000 | 2.00% | 0.80% | |
2/1/16 | $325,000 | 2.00% | 1.00% | |
2/1/17 | $330,000 | 2.00% | 1.25% | |
2/1/18 | $340,000 | 2.00% | 1.60% | |
2/1/19 | $350,000 | 2.00% | 2.00% | |
2/1/20 | $345,000 | 2.25% | 2.35% | |
2/1/21 | $355,000 | 2.625% | 2.65% | |
2/1/22 | $365,000 | 2.875% | 2.90% | |
2/1/23 | $385,000 | 3.00% | 3.10% | |
2/1/24 | $395,000 | 3.00% | 3.30% | |
2/1/25 | $405,000 | 3.25% | 3.50% | |
2/1/26 | $415,000 | 3.50% | 3.70% | |
2/1/27 | $435,000 | 3.75% | 3.90% | |
2/1/28 | $450,000 | 4.00% | 4.05% | |
2/1/29 | $470,000 | 4.00% | 4.18% | |
2/1/30 | $180,000 | 4.00% | 4.30% |
L.O.: Squire Sanders (US) LLP, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Lake George Central School District
Oct 30, 2013 . . . . . . $2,300,000
School District Refunding (Serial) Bonds, 2013 (bank qualified) (book entry)
Dated Nov 20, 2013.
Due Mar 15, 2014 to 2021.
First coupon Mar 15, 2014.
Non-callable.
Purchased through negotiation by Roosevelt & Cross, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
3/15/14 | $10,000 | 2.00% | 0.35% | |
3/15/15 | $335,000 | 1.75% | 0.37% | |
3/15/16 | $330,000 | 2.00% | 0.55% | |
3/15/17 | $250,000 | 0.80% | 0.80% | |
3/15/17 | $100,000 | 1.25% | 0.80% | |
3/15/18 | $330,000 | 2.00% | 0.97% | |
3/15/19 | $325,000 | 2.00% | 1.33% | |
3/15/20 | $315,000 | 2.00% | 1.60% | |
3/15/21 | $305,000 | 2.00% | 1.90% |
L.O.: Bartlett, Pontiff, Stewart & Rhodes, P.C., Glens Falls, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Metropolitan Transportation Authority
Oct 31, 2013 . . . . . . $500,000,000
Transportation Revenue Bonds, Series 2013E (book entry)
Dated Nov 15, 2013.
Due Nov 15, 2014 to 2043.
First coupon May 15, 2014.
2024-2043 Callable Nov 15, 2023 at par.
Purchased through negotiation by Goldman, Sachs & Co., M.R. Beal & Co., Bank of America Merrill Lynch, Citigroup Global Markets, Inc., J.P. Morgan Securities LLC, Jefferies LLC, Loop Capital Markets, LLC, Morgan Stanley & Co., Inc., Ramirez & Co., Inc., RBC Capital Markets, Siebert, Brandford, Shank & Co., LLC, Wells Fargo Securities, Barclays Capital, Bank of New York Mellon Capital Markets, LLC, Cabrera Capital Markets Inc., CastleOak Securities, L.P., Duncan-Williams, Inc., Estrada Hinojosa & Company, Inc., Fidelity Capital Markets, Janney Montgomery Scott LLC, KeyBanc Capital Markets, Lebenthal & Co., Inc., M & T Securities, Inc., Mesirow Financial, Inc., Oppenheimer & Co., Inc., Piper Jaffray & Company, PNC Capital Markets, Raymond James & Associates, Inc., Rice Financial Products Company, Roosevelt & Cross, Inc., Stern Brothers & Co., Stifel, Nicolaus & Co., Inc., TD Securities, US Bancorp Investments, Inc., The Williams Capital Group, L.P., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
11/15/14 | $8,000,000 | 2.00% | 0.18% | |
11/15/15 | $4,125,000 | 3.00% | 0.44% | |
11/15/15 | $4,035,000 | 5.00% | 0.44% | |
11/15/16 | $4,295,000 | 4.00% | 0.74% | |
11/15/16 | $4,190,000 | 5.00% | 0.74% | |
11/15/17 | $2,870,000 | 4.00% | 1.13% | |
11/15/17 | $5,995,000 | 5.00% | 1.13% | |
11/15/18 | $4,600,000 | 4.00% | 1.51% | |
11/15/18 | $4,680,000 | 5.00% | 1.51% | |
11/15/19 | $3,965,000 | 4.00% | 1.98% | |
11/15/19 | $5,730,000 | 5.00% | 1.98% | |
11/15/20 | $2,070,000 | 4.00% | 2.36% | |
11/15/20 | $8,070,000 | 5.00% | 2.36% | |
11/15/21 | $3,435,000 | 4.00% | 2.73% | |
11/15/21 | $7,195,000 | 5.00% | 2.73% | |
11/15/22 | $1,700,000 | 4.00% | 3.00% | |
11/15/22 | $9,425,000 | 5.00% | 3.00% | |
11/15/23 | $3,120,000 | 4.00% | 3.23% | |
11/15/23 | $8,545,000 | 5.00% | 3.23% | |
11/15/24 | $12,215,000 | 5.00% | 3.42% | |
11/15/25 | $12,830,000 | 5.00% | 3.61% | |
11/15/26 | $13,470,000 | 5.00% | 3.77% | |
11/15/27 | $14,140,000 | 5.00% | 3.92% | |
11/15/28 | $14,850,000 | 5.00% | 4.06% | |
11/15/29 | $15,590,000 | 5.00% | 4.17% | |
11/15/30 | $16,370,000 | 5.00% | 4.28% | |
11/15/31 | $17,190,000 | 5.00% | 4.36% | |
11/15/32 | $18,050,000 | 5.00% | 4.45% | |
11/15/33 | $18,950,000 | 5.00% | 4.51% | |
11/15/38 | $109,960,000 | 5.00% | 4.75% | |
11/15/43 | $140,340,000 | 5.00% | 4.83% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Lamont Financial Services Corporation, Fairfield, NJ.
New York State Dormitory Authority
Oct 31, 2013 . . . . . . $63,930,000
St. John's University Revenue Bonds, Series 2013A (book entry) $57,935,000.
Dated Nov 20, 2013.
Due Jul 1, 2038 to 2044.
First coupon Jan 1, 2014.
2038-2044 Callable Jul 1, 2023 at par.
Purchased through negotiation by Morgan Stanley & Co., Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
7/1/44 | $57,935,000 | 5.00% | 4.98% |
L.O.: Nixon Peabody LLP, New York, NY; and Drohan Lee, LLP, New York, NY.
New York State Housing Finance Agency
Oct 30, 2013 . . . . . . $40,000,000
Variable Rate Gotham West Housing Revenue Bonds, 2013 Series A (Letter of Credit Issued by Wells Fargo Bank, National Association) (book entry)
Dated Oct 30, 2013.
Due May 1, 2045.
First coupon Nov 1, 2013.
Callable any time at par.
Purchased through negotiation by Citigroup Global Markets, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
5/1/45 | $40,000,000 | n/a | n/a |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
Rye (City)
Oct 10, 2013 . . . . . . $2,000,000
Bond Anticipation Notes, Series 2013A (bank qualified) (book entry)
Dated Oct 18, 2013.
Due Oct 17, 2014.
Non-callable.
Purchased through negotiation by Roosevelt & Cross, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
10/17/14 | $2,000,000 | 1.60% | 0.70% |
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Municipal Official(s).
Suffolk County Judicial Facilities Agency
Oct 31, 2013 . . . . . . $69,080,000
Lease Revenue Bonds, Series 2013 (H. Lee Dennison Building) (book entry)
Dated Nov 14, 2013.
Due Nov 1, 2014 to 2033.
First coupon May 1, 2014.
2024-2033 Callable Nov 1, 2023 at par.
Purchased through negotiation by Citigroup Global Markets, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
11/1/14 | $2,120,000 | 4.00% | 1.00% | |
11/1/15 | $2,285,000 | 5.00% | 1.29% | |
11/1/16 | $2,395,000 | 5.00% | 1.63% | |
11/1/17 | $2,515,000 | 5.00% | 1.99% | |
11/1/18 | $2,640,000 | 5.00% | 2.33% | |
11/1/19 | $2,775,000 | 5.00% | 2.75% | |
11/1/20 | $2,915,000 | 5.00% | 3.15% | |
11/1/21 | $3,060,000 | 3.375% | 3.55% | |
11/1/22 | $3,160,000 | 3.50% | 3.75% | |
11/1/23 | $3,275,000 | 3.75% | 4.00% | |
11/1/24 | $3,395,000 | 4.00% | 4.15% | |
11/1/25 | $3,530,000 | 5.00% | 4.26% | |
11/1/26 | $3,705,000 | 4.25% | 4.45% | |
11/1/27 | $3,865,000 | 4.375% | 4.59% | |
11/1/33 | $27,445,000 | 5.00% | 5.20% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
OHIO
American Municipal Power Inc.
Oct 31, 2013 . . . . . . $400,000
Electric System Improvement Revenue Bond Anticipation Notes, (2013) (Thirteenth Renewal Village of Monroeville Project) (bank qualified) (book entry)
Dated Nov 7, 2013.
Due Nov 6, 2014.
First coupon Nov 6, 2014.
Non-callable.
Purchased through negotiation by Huntington Investment Company, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
11/6/14 | $400,000 | 1.25% | 1.15% |
L.O.: Peck, Shaffer & Williams, Cincinnati, OH.
Bowling Green (City)
Oct 24, 2013 . . . . . . $600,000
General Obligation Limited Tax Bond Anticipation Notes (bank qualified) (book entry)
Dated Nov 7, 2013.
Due Nov 7, 2014.
First coupon Nov 7, 2014.
Non-callable.
Purchased through negotiation by KeyBanc Capital Markets, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
11/7/14 | $600,000 | 1.00% | 0.35% |
L.O.: Squire Sanders (US) LLP, Columbus, OH.
Middletown City School District
Oct 30, 2013 . . . . . . $845,000
School Energy Conservation Improvement (General Obligation Limited Tax) Bonds, Series 2013 (bank qualified) (book entry)
Dated Nov 13, 2013. Interest accrues Nov 13, 2013.
Due Dec 1, 2021 to 2028.
First coupon Jun 1, 2014.
2024-2028 Callable Dec 1, 2023 at par.
Purchased through negotiation by Fifth Third Securities, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
12/1/21 | $395,000 | 3.00% | 3.10% | |
12/1/28 | $450,000 | 4.75% | 4.25% |
L.O.: Peck, Shaffer & Williams, Cincinnati, OH.
PENNSYLVANIA
Boyertown Area School District
Oct 30, 2013 . . . . . . $5,535,000
General Obligation Bonds, Series 2013 (State Aid Withholding) (bank qualified) (book entry)
Dated Nov 20, 2013.
Due Apr 1, 2014 to Oct 1, 2025.
First coupon Apr 1, 2014.
2019-2025 Callable Apr 1, 2019 at par.
Purchased through negotiation by RBC Capital Markets, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
4/1/14 | $70,000 | 0.30% | 0.30% | |
10/1/14 | $5,000 | 0.35% | 0.35% | |
10/1/15 | $225,000 | 2.00% | 0.50% | |
10/1/16 | $490,000 | 3.00% | 0.70% | |
10/1/17 | $465,000 | 4.00% | 1.00% | |
10/1/18 | $485,000 | 4.00% | 1.30% | |
10/1/19 | $505,000 | 2.00% | 1.71% | |
10/1/20 | $515,000 | 2.00% | 2.05% | |
10/1/21 | $525,000 | 2.25% | 2.35% | |
10/1/22 | $535,000 | 2.50% | 2.55% | |
10/1/23 | $555,000 | 3.00% | 2.72% | |
10/1/24 | $570,000 | 3.25% | 2.81% | |
10/1/25 | $590,000 | 3.00% | 3.03% |
L.O.: Fox Rothschild LLP, Philadelphia, PA.
TEXAS
Cooper Independent School District
Oct 31, 2013 . . . . . . $2,190,000
Refunding Bonds, Series 2013 (bank qualified) (book entry)
Dated Nov 15, 2013. Interest accrues Nov 15, 2013.
Due Feb 15, 2015 to 2021.
First coupon Feb 15, 2014.
Non-callable.
Purchased through negotiation by Robert W. Baird & Co., Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
2/15/15 | $280,000 | 2.00% | 0.30% | PSF |
2/15/16 | $290,000 | 3.00% | 0.48% | PSF |
2/15/17 | $300,000 | 3.00% | 0.76% | PSF |
2/15/18 | $310,000 | 3.00% | 0.94% | PSF |
2/15/19 | $320,000 | 3.00% | 1.16% | PSF |
2/15/20 | $340,000 | 3.00% | 1.44% | PSF |
2/15/21 | $350,000 | 3.00% | 1.69% | PSF |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Dallas, TX.
Port O'Connor Improvement District
Oct 23, 2013 . . . . . . $4,700,000
Refunding Bonds, Series 2013 (bank qualified) (book entry)
Dated Nov 1, 2013. Interest accrues Nov 1, 2013.
Due Sep 1, 2014 to 2039.
First coupon Mar 1, 2014.
2021-2039 Callable Sep 1, 2020 at par.
Purchased through negotiation by BOSC, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
9/1/14 | $235,000 | 2.00% | 1.20% | |
9/1/15 | $195,000 | 2.50% | 1.75% | |
9/1/16 | $200,000 | 2.50% | 2.00% | |
9/1/17 | $210,000 | 3.00% | 2.25% | |
9/1/18 | $215,000 | 3.00% | 2.50% | |
9/1/19 | $225,000 | 3.00% | 2.90% | |
9/1/20 | $235,000 | 3.15% | 3.15% | |
9/1/21 | $240,000 | 3.40% | 3.40% | |
9/1/22 | $250,000 | 3.60% | 3.60% | |
9/1/23 | $255,000 | 3.80% | 3.80% | |
9/1/24 | $265,000 | 4.00% | 4.00% | |
9/1/27 | $300,000 | 4.60% | 4.60% | |
9/1/33 | $775,000 | 5.00% | 5.00% | |
9/1/35 | $325,000 | 5.10% | 5.10% | |
9/1/39 | $775,000 | 5.20% | 5.20% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Sharyland Independent School District
Oct 30, 2013 . . . . . . $3,990,000
Refunding Bonds, Series 2013 (book entry)
Dated Nov 1, 2013. Interest accrues Nov 27, 2013.
Due Feb 15, 2014 to 2022.
First coupon Feb 15, 2014.
Non-callable.
Purchased through negotiation by Stifel, Nicolaus & Co., Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
2/15/14 | $65,000 | 2.00% | 0.25% | PSF |
2/15/15 | $430,000 | 2.00% | 0.30% | PSF |
2/15/16 | $445,000 | 3.00% | 0.50% | PSF |
2/15/17 | $465,000 | 3.00% | 0.75% | PSF |
2/15/18 | $485,000 | 4.00% | 1.00% | PSF |
2/15/19 | $500,000 | 3.00% | 1.25% | PSF |
2/15/20 | $515,000 | 3.00% | 1.50% | PSF |
2/15/21 | $535,000 | 3.00% | 1.70% | PSF |
2/15/22 | $550,000 | 3.00% | 1.90% | PSF |
L.O.: The J. Ramirez Law Firm, San Juan, TX; and State Attorney General.
F.A.: Estrada Hinojosa & Company, Inc., Dallas, TX.
UTAH
Utah State Charter School Finance Authority
Oct 30, 2013 . . . . . . $25,185,000
Charter School Revenue Bonds (Providence Hall Elementary School and High School Projects), Series 2013A (State Moral Pledge) (book entry) $24,410,000.
Dated Nov 6, 2013.
Due Oct 15, 2017 to 2048.
First coupon Apr 15, 2014.
2024-2048 Callable Oct 15, 2023 at par.
Purchased through negotiation by Piper Jaffray & Company, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
10/15/17 | $80,000 | 2.00% | 1.45% | |
10/15/18 | $355,000 | 3.00% | 1.78% | |
10/15/19 | $365,000 | 3.00% | 2.21% | |
10/15/20 | $380,000 | 3.00% | 2.58% | |
10/15/21 | $390,000 | 4.00% | 2.93% | |
10/15/22 | $410,000 | 4.00% | 3.16% | |
10/15/23 | $425,000 | 4.00% | 3.33% | |
10/15/28 | $2,480,000 | 5.25% | 4.20% | |
10/15/33 | $3,215,000 | 5.00% | 4.86% | |
10/15/43 | $9,450,000 | 5.00% | 5.15% | |
10/15/48 | $6,860,000 | 5.00% | 5.25% |
L.O.: Ballard Spahr LLP, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
WASHINGTON
Shoreline School District No. 412
Oct 30, 2013 . . . . . . $50,035,000
General Obligation Improvement and Refunding Bonds, Series 2013 (book entry)
Dated Nov 20, 2013. Interest accrues Nov 20, 2013.
Due Dec 1, 2014 to 2025.
First coupon Jun 1, 2014.
2024-2025 Callable Dec 1, 2023 at par.
Purchased through negotiation by Piper Jaffray & Company, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
12/1/14 | $3,080,000 | 2.00% | 0.19% | WA St |
12/1/15 | $200,000 | 2.00% | 0.39% | WA St |
12/1/15 | $2,000,000 | 3.00% | 0.39% | |
12/1/16 | $3,215,000 | 4.00% | 0.59% | WA St |
12/1/17 | $360,000 | 2.00% | 0.92% | WA St |
12/1/17 | $1,065,000 | 3.00% | 0.92% | |
12/1/18 | $35,000 | 3.00% | 1.24% | WA St |
12/1/21 | $455,000 | 4.00% | 2.39% | WA St |
12/1/22 | $620,000 | 4.00% | 2.59% | WA St |
12/1/23 | $11,760,000 | 5.00% | 2.78% | WA St |
12/1/24 | $12,700,000 | 5.00% | 2.95% | WA St |
12/1/25 | $14,545,000 | 5.00% | 3.10% | WA St |
L.O.: Foster Pepper PLLC, Seattle, WA.
F.A.: Public Financial Management, Inc., Seattle, WA.
TAXABLE ISSUES
ILLINOIS
Illinois Finance Authority
Oct 31, 2013 . . . . . . $33,000,000
Weekly Variable Rate Revenue Refunding Bonds, Series 2013B (Elmhurst Memorial Healthcare) (R-FLOATs) (book entry) (Taxable)
Dated Oct 31, 2013.
Due Jan 1, 2015 to 2023.
First coupon Dec 2, 2013.
Callable any time at par.
Purchased through negotiation by Bank of America Merrill Lynch, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
1/1/23 | $33,000,000 | n/a | n/a |
L.O.: Jones Day, Chicago, IL.
INDIANA
Merrillville Multi-School Building School
Oct 31, 2013 . . . . . . $61,285,000
Ad Valorem Property Tax First Mortgage Refunding and Improvement Bonds, Series 2013B (book entry) (Taxable) $16,195,000.
Dated Dec 10, 2013. Interest accrues Dec 10, 2013.
Due Jan 15, 2014 to 2025.
First coupon Jan 15, 2014.
2024-2025 Callable Jul 15, 2023 at par.
Purchased through negotiation by City Securities Corp., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
1/15/14 | $795,000 | 0.37% | 0.37% | |
7/15/14 | $625,000 | 0.60% | 0.60% | |
1/15/15 | $630,000 | 0.80% | 0.80% | |
7/15/15 | $630,000 | 0.90% | 0.90% | |
1/15/16 | $635,000 | 1.22% | 1.22% | |
7/15/16 | $635,000 | 1.32% | 1.32% | |
1/15/17 | $640,000 | 1.97% | 1.97% | |
7/15/17 | $650,000 | 2.07% | 2.07% | |
1/15/18 | $655,000 | 2.22% | 2.22% | |
7/15/18 | $660,000 | 2.32% | 2.32% | |
1/15/19 | $670,000 | 2.88% | 2.88% | |
7/15/19 | $680,000 | 2.98% | 2.98% | |
1/15/20 | $690,000 | 3.08% | 3.08% | |
7/15/20 | $700,000 | 3.23% | 3.23% | |
7/15/21 | $1,435,000 | 3.56% | 3.56% | |
7/15/23 | $3,030,000 | 3.86% | 3.86% | |
1/14/24 | $320,000 | 4.10% | 4.10% | |
1/15/25 | $2,115,000 | 4.21% | 4.21% |
L.O.: Shanahan & Shanahan LLP, Greenwood, IN.
MAINE
Maine Municipal Bond Bank
Oct 16, 2013 . . . . . . $1,150,238
Revenue Bonds, Series 2013 C (Qualified School Construction Bonds) (book entry) (Taxable)
Dated Oct 24, 2013.
Due Nov 1, 2028.
First coupon May 1, 2014.
Non-callable.
Purchased through negotiation by Wells Fargo Securities, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
11/1/28 | $1,150,238 | 5.20% | 5.20% |
L.O.: Hawkins, Delafield & Wood.
NEW YORK
New York State Dormitory Authority
Oct 31, 2013 . . . . . . $63,930,000
St. John's University Revenue Bonds, Series 2013B (book entry) (Taxable) $5,995,000.
Dated Nov 20, 2013.
Due Jul 1, 2018 to 2029.
First coupon Jan 1, 2014.
Non-callable.
Purchased through negotiation by Morgan Stanley & Co., Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
7/1/23 | $2,800,000 | 4.282% | 4.282% | |
7/1/29 | $3,195,000 | 4.982% | 4.982% |
L.O.: Nixon Peabody LLP, New York, NY; and Drohan Lee, LLP, New York, NY.
OHIO
Cleveland-Cuyahoga County Port Authority
Oct 30, 2013 . . . . . . $7,500,000
Development Revenue Bonds, Series 2013A (Port of Cleveland Bond Fund) (OMNOVA Solutions Inc. Project) (book entry) (Taxable)
Dated Nov 7, 2013.
Due Nov 15, 2033.
First coupon May 15, 2014.
Non-callable.
Privately placed by Stifel, Nicolaus & Co., Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
11/15/33 | $7,500,000 | 5.90% | 5.90% |
L.O.: Climaco, Wilcox, Peca, Tarantino & Garofoli Co., L.P.A., Cleveland, OH.
UTAH
Utah State Charter School Finance Authority
Oct 30, 2013 . . . . . . $25,185,000
Charter School Revenue Bonds (Providence Hall Elementary School and High School Projects), Series 2013B (State Moral Pledge) (book entry) (Taxable) $775,000.
Dated Nov 6, 2013.
Due Oct 15, 2015 to 2017.
First coupon Apr 15, 2014.
Non-callable.
Purchased through negotiation by Piper Jaffray & Company, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
10/15/17 | $775,000 | 2.375% | 2.375% |
L.O.: Ballard Spahr LLP, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.