Results of Negotiated Sales

CALIFORNIA

California Municipal Finance Authority

Oct 18, 2013 . . . . . . $20,420,000

Revenue Bonds, Series 2013B (NorthBay Healthcare Group) (book entry)

Dated Oct 24, 2013.

Due Nov 1, 2014 to 2019.

First coupon May 1, 2014.

Non-callable.

Purchased through negotiation by Bank of America Merrill Lynch, as follows:

Due Amount Cpn Reoffered Ins
11/1/14 $2,985,000 5.00% 1.36%
11/1/15 $3,155,000 5.00% 1.75%
11/1/16 $3,310,000 5.00% 2.17%
11/1/17 $3,480,000 5.00% 2.58%
11/1/18 $3,655,000 5.00% 3.06%
11/1/19 $3,835,000 5.00% 3.50%

L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.

F.A.: Cain Brothers & Co., New York, NY.

California Municipal Finance Authority

Oct 18, 2013 . . . . . . $39,580,000

Variable Rate Revenue Bonds, Series 2013A (NorthBay Healthcare Group) (Mandatory Put Date: 11/01/2016) (book entry)

Dated Oct 24, 2013.

Due Nov 1, 2016 to 2027.

First coupon Dec 2, 2013.

2016-2027 Callable Nov 1, 2015 at par.

Purchased through negotiation by Bank of America Merrill Lynch, as follows:

Due Amount Cpn Reoffered Ins
11/1/27 $39,580,000 n/a n/a

L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.

F.A.: Cain Brothers & Co., New York, NY.

Centinela Valley Union High School District

Oct 17, 2013 . . . . . . $50,000,000

2008 Election General Obligation Bonds, 2013 Series B (book entry)

Dated Oct 31, 2013.

Due Aug 1, 2016 to 2036.

First coupon Feb 1, 2014.

2024-2036 Callable Aug 1, 2023 at par.

Purchased through negotiation by Cabrera Capital Markets Inc., as follows:

Due Amount Cpn Reoffered Ins
8/1/16 $300,000 5.00% 0.82%
8/1/17 $500,000 5.00% 1.21%
8/1/18 $700,000 5.00% 1.62%
8/1/19 $645,000 5.00% 2.02%
8/1/20 $920,000 5.00% 2.41%
8/1/21 $785,000 5.50% 2.74%
8/1/22 $800,000 5.50% 3.04%
8/1/23 $800,000 5.50% 3.32%
8/1/24 $1,000,000 5.75% 3.60%
8/1/25 $1,000,000 5.75% 3.79%
8/1/26 $1,740,000 5.75% 3.98%
8/1/27 $1,565,000 5.75% 4.12%
8/1/28 $2,115,000 5.75% 4.25%
8/1/29 $1,970,000 5.75% 4.38%
8/1/30 $2,545,000 5.75% 4.51%
8/1/31 $2,420,000 5.75% 4.60%
8/1/32 $2,925,000 5.75% 4.68%
8/1/33 $3,515,000 5.75% 4.74%
8/1/36 $23,755,000 6.00% 4.83%

L.O.: Nixon Peabody LLP, San Francisco, CA.

Del Norte County Unified School District

Oct 17, 2013 . . . . . . $4,990,000

General Obligation Bonds Election of 2008, Series B (bank qualified) (book entry)

Dated Oct 29, 2013.

Due Aug 1, 2014 to 2038.

First coupon Feb 1, 2014.

2022-2038 Callable Aug 1, 2021 at par.

Purchased through negotiation by Edward Jones, as follows:

Due Amount Cpn Reoffered Ins
8/1/14 $45,000 0.35% 0.35% BAM
8/1/15 $40,000 0.50% 0.50% BAM
8/1/16 $110,000 0.85% 0.85% BAM
8/1/17 $120,000 1.20% 1.20% BAM
8/1/18 $135,000 1.75% 1.75% BAM
8/1/19 $150,000 2.15% 2.15% BAM
8/1/20 $165,000 2.50% 2.50% BAM
8/1/21 $180,000 2.80% 2.80% BAM
8/1/22 $195,000 3.00% 3.00% BAM
8/1/23 $210,000 3.25% 3.25% BAM
8/1/24 $230,000 3.40% 3.40% BAM
8/1/34 $585,000 5.125% 4.60% BAM
8/1/35 $630,000 5.125% 4.65% BAM
8/1/36 $680,000 5.125% 4.70% BAM
8/1/37 $730,000 5.125% 4.73% BAM
8/1/38 $785,000 5.25% 4.76% BAM

L.O.: Jones Hall, San Francisco, CA.

Roseville Finance Authority

Oct 17, 2013 . . . . . . $48,780,000

Electric System Revenue Refunding Bonds, Series 2013 (book entry)

Dated Nov 14, 2013.

Due Feb 1, 2014 to 2029.

First coupon Feb 1, 2014.

2025-2029 Callable Aug 1, 2023 at par.

Purchased through negotiation by Morgan Stanley & Co., Inc., as follows:

Due Amount Cpn Reoffered Ins
2/1/14 $495,000 2.00% 0.14%
2/1/15 $360,000 3.00% 0.21%
2/1/16 $4,175,000 4.00% 0.40%
2/1/17 $4,345,000 4.00% 0.73%
2/1/18 $4,515,000 4.00% 1.12%
2/1/19 $4,695,000 5.00% 1.58%
2/1/20 $4,920,000 5.00% 1.99%
2/1/21 $5,165,000 5.00% 2.39%
2/1/22 $5,415,000 5.00% 2.74%
2/1/23 $875,000 3.00% 3.10%
2/1/25 $2,500,000 5.00% 3.54%
2/1/26 $2,630,000 5.00% 3.76%
2/1/27 $350,000 4.00% 4.10%
2/1/27 $2,405,000 5.00% 3.99%
2/1/28 $2,895,000 5.00% 4.12%
2/1/29 $3,040,000 5.00% 4.25%

L.O.: Jones Hall, San Francisco, CA.

F.A.: Public Financial Management, Inc., San Francisco, CA.

ILLINOIS

Carterville Community Unit School District No. 5

Oct 17, 2013 . . . . . . $6,013,843

General Obligation Refunding Bonds, Series 2013A (book entry) $5,015,000.

Dated Nov 4, 2013.

Due Dec 1, 2014 to 2022.

First coupon Dec 1, 2013.

2021-2022 Callable Dec 1, 2020 at par.

Purchased through negotiation by Stifel, Nicolaus & Co., Inc., as follows:

Due Amount Cpn Reoffered Ins
12/1/14 $260,000 3.00% 0.73%
12/1/15 $330,000 3.00% 0.90%
12/1/16 $405,000 3.00% 1.22%
12/1/17 $490,000 3.00% 1.63%
12/1/18 $570,000 3.00% 2.06%
12/1/19 $670,000 4.00% 2.40%
12/1/20 $790,000 4.00% 2.72%
12/1/21 $870,000 4.00% 3.08%
12/1/22 $630,000 4.00% 3.20%

L.O.: Chapman and Cutler, Chicago, IL.

Illinois Finance Authority

Oct 18, 2013 . . . . . . $22,495,000

Revenue Bonds, Series 2013 (Peace Village) (book entry)

Dated Oct 29, 2013.

Due Aug 15, 2014 to 2043.

First coupon Feb 15, 2014.

2024-2043 Callable Aug 15, 2023 at par.

Purchased through negotiation by Ziegler Capital Markets Group, as follows:

Due Amount Cpn Reoffered Ins
8/15/23 $3,330,000 5.25% 5.625%
8/15/28 $2,505,000 6.25% 6.375%
8/15/33 $3,430,000 6.75% 6.875%
8/15/43 $13,230,000 7.00% 7.15%

L.O.: Jones Day, Chicago, IL.

NEBRASKA

Ashland (City)

Oct 17, 2013 . . . . . . $635,000

General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry)

Dated Nov 19, 2013. Interest accrues Nov 19, 2013.

Due Jul 15, 2014 to 2019.

First coupon Jan 15, 2014.

2019-2019 Callable Nov 19, 2018 at par.

Purchased through negotiation by Ameritas Investment Corp., as follows:

Due Amount Cpn Reoffered Ins
7/15/14 $120,000 0.50% 0.50%
7/15/15 $220,000 0.75% 0.75%
7/15/16 $235,000 1.00% 1.00%
7/15/17 $20,000 1.35% 1.35%
7/15/18 $20,000 1.80% 1.80%
7/15/19 $20,000 2.05% 2.05%

L.O.: Rembolt Ludtke, Lincoln, NE.

NEW JERSEY

Middlesex County

Oct 17, 2013 . . . . . . $31,230,000

General Obligation Refunding Bonds, Series 2013 (book entry) $9,910,000.

Dated Nov 7, 2013.

Due Jun 15, 2014 to 2016.

First coupon Jun 15, 2014.

Non-callable.

Purchased through negotiation by Citigroup Global Markets, Inc., NW Capital a division of Windsor Financial Group, as follows:

Due Amount Cpn Reoffered Ins
6/15/14 $160,000 2.00% 0.25%
6/15/15 $4,930,000 1.00% 0.40%
6/15/16 $4,820,000 2.00% 0.73%

General Obligation Improvement Refunding Bonds, Series 2013 (book entry) $8,260,000.

Dated Nov 7, 2013.

Due Jun 15, 2015 to 2020.

First coupon Jun 15, 2014.

Non-callable.

Due Amount Cpn Reoffered Ins
6/15/15 $25,000 2.00% 0.40%
6/15/16 $1,610,000 2.00% 0.73%
6/15/17 $1,625,000 2.00% 1.08%
6/15/18 $1,660,000 4.00% 1.48%
6/15/19 $1,710,000 4.00% 1.83%
6/15/20 $1,630,000 4.00% 2.15%

General Obligation Improvement Refunding Bonds, Series 2013 (book entry) $2,445,000.

Dated Nov 7, 2013.

Due Jun 15, 2016 to 2020.

First coupon Jun 15, 2014.

Non-callable.

Due Amount Cpn Reoffered Ins
6/15/16 $485,000 4.00% 0.73%
6/15/17 $490,000 3.00% 1.08%
6/15/18 $490,000 3.00% 1.48%
6/15/19 $490,000 3.00% 1.83%
6/15/20 $490,000 3.00% 2.15%

County Vocational Technical Schools Refunding Bonds, Series 2013 (book entry) $6,650,000.

Dated Nov 7, 2013.

Due Jun 15, 2016 to 2020.

First coupon Jun 15, 2014.

Non-callable.

Due Amount Cpn Reoffered Ins
6/15/16 $1,255,000 4.00% 0.73%
6/15/17 $1,305,000 4.00% 1.08%
6/15/18 $1,355,000 4.00% 1.48%
6/15/19 $1,375,000 4.00% 1.83%
6/15/20 $1,360,000 4.00% 2.15%

County College Refunding Bonds, Series 2013 (book entry) $610,000.

Dated Nov 7, 2013.

Due Jun 15, 2016 to 2020.

First coupon Jun 15, 2014.

Non-callable.

Due Amount Cpn Reoffered Ins
6/15/16 $125,000 3.00% 0.73%
6/15/17 $125,000 3.00% 1.08%
6/15/18 $120,000 3.00% 1.48%
6/15/19 $120,000 3.00% 1.83%
6/15/20 $120,000 2.00% 2.15%

L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.

OHIO

Ohio Housing Finance Agency

Oct 17, 2013 . . . . . . $6,250,000

Multifamily Housing Revenue Bonds, Series 2013 D (Kingsbury Tower Apartments Project) (book entry)

Dated Oct 28, 2013.

Due Apr 1, 2015.

First coupon Apr 1, 2014.

2015-2015 Callable Oct 1, 2014 at par.

Purchased through negotiation by Red Capital Markets, Inc., as follows:

Due Amount Cpn Reoffered Ins
4/1/15 $6,250,000 0.65% 0.65%

L.O.: Squire Sanders (US) LLP, Columbus, OH.

TEXAS

Lower Colorado River Authority

Oct 17, 2013 . . . . . . $187,990,000

Refunding Revenue Bonds, Series 2013 (book entry)

Dated Oct 15, 2013. Interest accrues Oct 30, 2013.

Due May 15, 2015 to 2039.

First coupon May 15, 2014.

2024-2039 Callable May 15, 2023 at par.

Purchased through negotiation by Barclays Capital, Bank of America Merrill Lynch, Morgan Stanley & Co., Inc., BMO Capital Markets GKST, Inc, Citigroup Global Markets, Inc., J.P. Morgan Securities LLC, RBC Capital Markets, Rice Financial Products Company, Southwest Securities, Inc., Wells Fargo Securities, as follows:

Due Amount Cpn Reoffered Ins
5/15/15 $3,955,000 4.00% 0.53%
5/15/16 $4,115,000 4.00% 0.86%
5/15/17 $4,280,000 5.00% 1.28%
5/15/18 $4,495,000 5.00% 1.76%
5/15/19 $4,715,000 5.00% 2.30%
5/15/20 $4,955,000 5.00% 2.70%
5/15/21 $5,200,000 5.00% 3.05%
5/15/22 $5,460,000 5.00% 3.31%
5/15/23 $5,735,000 5.00% 3.51%
5/15/24 $6,020,000 5.125% 3.76%
5/15/25 $6,330,000 5.25% 3.98%
5/15/26 $6,660,000 5.25% 4.14%
5/15/27 $2,000,000 4.125% 4.39%
5/15/27 $5,010,000 5.25% 4.29%
5/15/28 $7,355,000 5.25% 4.42%
5/15/29 $7,745,000 5.375% 4.55%
5/15/30 $2,000,000 4.50% 4.77%
5/15/30 $6,160,000 5.50% 4.62%
5/15/31 $8,585,000 5.50% 4.69%
5/15/32 $9,060,000 5.50% 4.77%
5/15/33 $9,560,000 5.50% 4.82%
5/15/39 $68,595,000 5.00% 5.125%

L.O.: McCall Parkhurst & Horton, Austin, TX; McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.

F.A.: OBP Muni LLC, New York, NY.

Via Metropolitan Transit Advanced Transportation District

Oct 17, 2013 . . . . . . $32,925,000

Sales Tax Revenue Improvement and Refunding Bonds, Series 2013 (book entry)

Dated Oct 1, 2013. Interest accrues Nov 13, 2013.

Due Aug 1, 2014 to 2038.

First coupon Feb 1, 2014.

2024-2038 Callable Aug 1, 2023 at par.

Purchased through negotiation by Loop Capital Markets, LLC, M. E. Allison & Co., Inc., SAMCO Capital Markets, Stifel, Nicolaus & Co., Inc., as follows:

Due Amount Cpn Reoffered Ins
8/1/14 $900,000 3.00% 0.25%
8/1/15 $745,000 4.00% 0.45%
8/1/16 $775,000 5.00% 0.72%
8/1/17 $815,000 5.00% 1.04%
8/1/18 $855,000 2.00% 1.46%
8/1/19 $870,000 5.00% 1.82%
8/1/20 $915,000 5.00% 2.18%
8/1/21 $960,000 5.00% 2.50%
8/1/22 $1,010,000 5.00% 2.71%
8/1/23 $1,060,000 5.00% 2.91%
8/1/24 $1,115,000 5.00% 3.10%
8/1/25 $1,170,000 5.00% 3.28%
8/1/26 $1,230,000 5.00% 3.46%
8/1/27 $1,290,000 5.00% 3.62%
8/1/28 $1,355,000 5.00% 3.76%
8/1/29 $1,420,000 5.00% 3.89%
8/1/30 $1,490,000 5.00% 4.01%
8/1/31 $1,565,000 5.00% 4.09%
8/1/32 $1,645,000 4.25% 4.37%
8/1/33 $1,715,000 5.25% 4.22%
8/1/38 $10,025,000 5.25% 4.50%

L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.

F.A.: Estrada Hinojosa & Company, Inc., San Antonio, TX; and FirstSouthwest, Austin, TX.

Via Metropolitan Transit District

Oct 17, 2013 . . . . . . $39,965,000

Farebox Revenue Improvement and Refunding Bonds, Series 2013 (book entry)

Dated Oct 1, 2013. Interest accrues Nov 13, 2013.

Due Aug 1, 2014 to 2038.

First coupon Feb 1, 2014.

2024-2038 Callable Aug 1, 2023 at par.

Purchased through negotiation by Siebert, Brandford, Shank & Co., LLC, Coastal Securities Corp., Frost Bank, Piper Jaffray & Company, Ramirez & Co., Inc., as follows:

Due Amount Cpn Reoffered Ins
8/1/14 $1,105,000 1.00% 0.55%
8/1/15 $905,000 4.00% 0.70%
8/1/16 $945,000 4.00% 1.07%
8/1/17 $980,000 4.00% 1.50%
8/1/18 $1,020,000 4.00% 1.98%
8/1/19 $1,060,000 5.00% 2.38%
8/1/20 $1,115,000 5.00% 2.76%
8/1/21 $1,170,000 5.00% 3.09%
8/1/22 $1,230,000 5.00% 3.33%
8/1/23 $1,290,000 5.00% 3.55%
8/1/24 $1,355,000 5.00% 3.77%
8/1/25 $1,420,000 5.00% 3.98%
8/1/26 $1,495,000 4.00% 4.19%
8/1/27 $1,550,000 5.25% 4.29%
8/1/28 $1,635,000 5.25% 4.42%
8/1/29 $1,720,000 5.25% 4.55%
8/1/30 $1,810,000 4.50% 4.72%
8/1/33 $5,975,000 5.25% 4.89%
8/1/38 $6,485,000 5.00% 5.17%
8/1/38 $5,700,000 5.00% 5.07%

L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.

F.A.: Estrada Hinojosa & Company, Inc., San Antonio, TX; and FirstSouthwest, Austin, TX.

WISCONSIN

Blackhawk Technical College District

Oct 17, 2013 . . . . . . $7,905,000

General Obligation Promissory Notes, Series 2013B (bank qualified) (book entry) $6,405,000.

Dated Nov 7, 2013.

Due Apr 1, 2014 to 2019.

First coupon Apr 1, 2014.

Non-callable.

Purchased through negotiation by Robert W. Baird & Co., Inc., as follows:

Due Amount Cpn Reoffered Ins
4/1/14 $1,500,000 2.00% 0.35%
4/1/15 $1,000,000 2.00% 0.55%
4/1/16 $1,000,000 3.00% 0.82%
4/1/17 $1,000,000 3.00% 1.18%
4/1/18 $1,000,000 4.00% 1.66%
4/1/19 $905,000 2.50% 2.05%

General Obligation Promissory Notes, Series 2013C (bank qualified) (book entry) $1,500,000.

Dated Nov 7, 2013.

Due Apr 1, 2020 to 2023.

First coupon Apr 1, 2014.

2020-2023 Callable Apr 1, 2019 at par.

Due Amount Cpn Reoffered Ins
4/1/20 $325,000 2.50% 2.00%
4/1/21 $350,000 2.50% 2.25%
4/1/22 $375,000 3.00% 2.40%
4/1/23 $450,000 3.00% 2.55%

L.O.: Quarles & Brady, Milwaukee, WI.

TAXABLE ISSUES

CONNECTICUT

Stratford (Town)

Oct 18, 2013 . . . . . . $162,690,000

General Obligation Bonds, Issue of 2013 (book entry) (Taxable)

Dated Oct 29, 2013.

Due Aug 15, 2014 to 2038.

First coupon Feb 15, 2014.

2024-2038 Callable Aug 15, 2023 at par.

Purchased through negotiation by Wells Fargo Securities, Raymond James & Associates, Inc., as follows:

Due Amount Cpn Reoffered Ins
8/15/14 $6,510,000 0.50% 0.50%
8/15/15 $6,510,000 1.519% 1.519%
8/15/16 $6,510,000 2.017% 2.017%
8/15/17 $6,510,000 2.489% 2.489%
8/15/18 $6,510,000 2.989% 2.989%
8/15/19 $6,510,000 3.418% 3.418%
8/15/20 $6,510,000 3.768% 3.768%
8/15/21 $6,510,000 4.137% 4.137%
8/15/22 $6,510,000 4.337% 4.337%
8/15/23 $6,510,000 4.637% 4.637%
8/15/24 $6,510,000 4.837% 4.837%
8/15/25 $6,510,000 5.037% 5.37%
8/15/30 $32,550,000 5.75% 5.90%
8/15/38 $52,020,000 6.00% 6.20%

L.O.: Pullman & Comley, Bridgeport, CT; and Pullman & Comley, Hartford, CT.

F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.

ILLINOIS

Carterville Community Unit School District No. 5

Oct 17, 2013 . . . . . . $6,013,843

General Obligation Limited Tax School Bonds, Series 2013B (book entry) (Taxable) $600,000.

Dated Nov 4, 2013.

Due Dec 1, 2028 to 2029.

First coupon Jun 1, 2014.

2028-2029 Callable Dec 1, 2020 at par.

Purchased through negotiation by Stifel, Nicolaus & Co., Inc., as follows:

Due Amount Cpn Reoffered Ins
12/1/28 $350,000 5.40% 5.40%
12/1/29 $250,000 5.55% 5.55%

General Obligation Limited Tax School Capital Appreciation Bonds, Series 2013B (Maturity Value) (book entry) (Taxable) $398,843.

Dated Nov 4, 2013.

Due Dec 1, 2029 to 2032.

2029-2032 Callable Dec 1, 2020 at par.

Due Amount Cpn Reoffered Ins
12/1/29 $120,000 0.00% 6.30%
12/1/30 $375,000 0.00% 6.40%
12/1/31 $375,000 0.00% 6.50%
12/1/32 $375,000 0.00% 6.60%

L.O.: Chapman and Cutler, Chicago, IL.

NEW JERSEY

Middlesex County

Oct 17, 2013 . . . . . . $31,230,000

General Obligation Refunding Bonds, Series 2013 (book entry) (Taxable) $3,355,000.

Dated Nov 7, 2013.

Due Jun 15, 2014 to 2016.

First coupon Jun 15, 2014.

Non-callable.

Purchased through negotiation by Citigroup Global Markets, Inc., NW Capital a division of Windsor Financial Group, as follows:

Due Amount Cpn Reoffered Ins
6/15/14 $80,000 0.50% 0.50%
6/15/15 $1,670,000 0.65% 0.65%
6/15/16 $1,605,000 1.00% 1.00%

L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.

WISCONSIN

PMA Levy and Aid Anticipation Notes Program

Oct 18, 2013 . . . . . . $22,450,000

Note Participations, Series 2013B (book entry) (Taxable) $11,450,000.

Dated Oct 29, 2013.

Due Feb 28, 2014.

First coupon Feb 28, 2014.

Non-callable.

Purchased through negotiation by Robert W. Baird & Co., Inc., as follows:

Due Amount Cpn Reoffered Ins
2/28/14 $11,450,000 1.00% 0.40%

Note Participations, Series 2013B (book entry) (Taxable) $3,500,000.

Dated Oct 29, 2013.

Due Jul 18, 2014.

First coupon Jul 18, 2014.

Non-callable.

Due Amount Cpn Reoffered Ins
7/18/14 $3,500,000 1.00% 0.43%

Note Participations, Series 2013B (book entry) (Taxable) $7,500,000.

Dated Oct 29, 2013.

Due Oct 17, 2014.

First coupon Oct 17, 2014.

Non-callable.

Due Amount Cpn Reoffered Ins
10/17/14 $7,500,000 1.00% 0.45%

L.O.: Quarles & Brady, Milwaukee, WI.

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Negotiated sales results
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