ARKANSAS
Quitman School District No. 21 of Cleburne County
Oct 17, 2013 . . . . . . $5,910,000
Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Feb 1, 2014 to 2039.
Callable Feb 1, 2017 at par.
Winning bid: Ross Sinclaire, at 98.2063, TIC 3.9138%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/14 | $305,000 | 0.40% | 0.40% | ||
2/1/15 | $155,000 | 0.50% | 0.50% | ||
2/1/16 | $160,000 | 0.80% | 0.80% | ||
2/1/17 | $165,000 | 1.10% | 1.10% | ||
2/1/19 | $335,000 | 1.70% | 1.70% | ||
2/1/21 | $345,000 | 2.10% | 2.10% | ||
2/1/23 | $365,000 | 2.40% | 2.40% | ||
2/1/25 | $385,000 | 3.00% | 2.75% | ||
2/1/27 | $415,000 | 3.50% | 3.25% | ||
2/1/29 | $445,000 | 4.00% | 3.65% | ||
2/1/31 | $480,000 | 4.00% | 3.85% | ||
2/1/33 | $520,000 | 4.00% | 4.00% | ||
2/1/36 | $860,000 | 4.00% | 4.25% | ||
2/1/39 | $975,000 | 4.30% | 4.30% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Raymond James, TIC 3.9262%
Crews & Associates, TIC 3.9306%
Simmons First Invst, TIC 4.1002%
CALIFORNIA
San Francisco (City and County)
Oct 17, 2013 . . . . . . $4,830,000
Certificates of Participation, Series 2013B (Port Facilities Project) (Non-AMT) (book entry).
Dated Oct 31, 2013.
Due Mar 1, 2035 to 2038.
Callable Mar 1, 2023 at par.
Winning bid: Hutchinson Shockey, at 99.6128, TIC 4.9709%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/36 | $1,920,000 | 5.25% | 4.75% | ||
3/1/38 | $2,910,000 | 4.75% | 4.92% |
L.O.: Jones Hall, San Francisco, CA; and Schiff Hardin LLP, San Francisco, CA.
F.A.: Public Financial Management, Inc., San Francisco, CA; and Backstrom McCarley Berry & Co., LLC, San Francisco, CA.
Other bidders were:
US Bancorp Invest, TIC 5.0317%
Citigroup, TIC 5.0464%
Wells Fargo Secs, TIC 5.0745%
Stifel Nicolaus, TIC 5.3255%
Raymond James, TIC 5.3732%
San Francisco (City and County)
Oct 17, 2013 . . . . . . $32,870,000
Certificates of Participation, Series 2013C (Port Facilities Project) (book entry) (AMT).
Dated Oct 31, 2013.
Due Mar 1, 2014 to 2043.
Callable Mar 1, 2023 at par.
Winning bid: Wells Fargo Secs, at n/a, TIC 4.6215%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/14 | $2,265,000 | 4.00% | 0.50% | ||
3/1/15 | $1,080,000 | 4.00% | 0.75% | ||
3/1/16 | $1,020,000 | 4.00% | 1.02% | ||
3/1/17 | $1,060,000 | 4.00% | 1.50% | ||
3/1/18 | $1,105,000 | 5.00% | 1.91% | ||
3/1/19 | $1,160,000 | 5.00% | 2.35% | ||
3/1/20 | $1,215,000 | 5.00% | 2.72% | ||
3/1/21 | $1,280,000 | 5.00% | 3.06% | ||
3/1/22 | $1,340,000 | 5.00% | 3.27% | ||
3/1/23 | $1,410,000 | 5.00% | 3.55% | ||
3/1/24 | $740,000 | 5.00% | 3.72% | ||
3/1/25 | $780,000 | 5.00% | 3.88% | ||
3/1/26 | $815,000 | 5.00% | 4.04% | ||
3/1/27 | $855,000 | 5.25% | 4.19% | ||
3/1/28 | $900,000 | 5.25% | 4.32% | ||
3/1/29 | $950,000 | 5.25% | 4.45% | ||
3/1/30 | $1,000,000 | 5.25% | 4.57% | ||
3/1/31 | $1,050,000 | 5.25% | 4.65% | ||
3/1/32 | $1,105,000 | 5.25% | 4.73% | ||
3/1/33 | $1,165,000 | 5.25% | 4.79% | ||
3/1/43 | $10,575,000 | 5.00% | 5.20% |
L.O.: Jones Hall, San Francisco, CA; and Schiff Hardin LLP, San Francisco, CA.
F.A.: Public Financial Management, Inc., San Francisco, CA; and Backstrom McCarley Berry & Co., LLC, San Francisco, CA.
Other bidders were:
Citigroup, TIC 4.6722%
US Bancorp Invest, TIC 4.7951%
BA Merrill Lynch, TIC 4.8208%
Hutchinson Shockey, TIC 5.3044%
CONNECTICUT
Hartford County Metropolitan District
Oct 17, 2013 . . . . . . $15,500,000
General Obligation Bond Anticipation Notes Series C (book entry).
Dated Nov 5, 2013.
Due Mar 25, 2014.
Purchased $15,500,000.00 by JPMorgan, at 1.25%, plus $68,045.00, effective rate 0.1211%.
L.O.: Hinckley, Allen & Snyder, Hartford, CT; and Finn Dixon & Herling LLP, Stamford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Citigroup, Effective Rate 0.1229%
Morgan Stanley, Effective Rate 0.1426%
TD Securities, Effective Rate 0.1451%
BA Merrill Lynch, Effective Rate 0.1863%
Wells Fargo Secs, Effective Rate 0.1871%
Piper Jaffray, Effective Rate 0.2543%
Jefferies, Effective Rate 0.2826%
Hartford County Metropolitan District
Oct 17, 2013 . . . . . . $30,000,000
General Obligation Bond Anticipation Notes Series D (book entry).
Dated Nov 5, 2013.
Due Mar 25, 2014.
Purchased $30,000,000.00 by JPMorgan, at 1.25%, plus $131,700.00, effective rate 0.1211%.
L.O.: Hinckley, Allen & Snyder, Hartford, CT; and Finn Dixon & Herling LLP, Stamford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Citigroup, Effective Rate 0.1306%
Morgan Stanley, Effective Rate 0.1426%
TD Securities, Effective Rate 0.1451%
BA Merrill Lynch, Effective Rate 0.1863%
Wells Fargo Secs, Effective Rate 0.1874%
Piper Jaffray, Effective Rate 0.2389%
Southington (Town)
Oct 17, 2013 . . . . . . $20,000,000
Bond Anticipation Notes (book entry).
Dated Oct 29, 2013.
Due Jan 28, 2014.
Purchased $20,000,000.00 by TD Securities, at 0.5%, plus $17,700.00, effective rate 0.142%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.162%
Jefferies, Effective Rate 0.753%
INDIANA
Cicero (Town)
Oct 17, 2013 . . . . . . $2,375,000
Sewage Works Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 31, 2013.
Due Jan 1, 2014 to 2034.
Callable Jan 1, 2022 at par.
Winning bid: City Securities, at n/a, NIC 3.8706%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/1/14 | $35,000 | 2.00% | 0.40% | ||
7/1/14 | $110,000 | 2.00% | 0.50% | ||
1/1/15 | $115,000 | 2.00% | 0.70% | ||
7/1/15 | $115,000 | 2.00% | 0.85% | ||
1/1/16 | $115,000 | 2.00% | 1.00% | ||
7/1/16 | $115,000 | 2.00% | 1.15% | ||
1/1/17 | $120,000 | 2.00% | 1.30% | ||
7/1/17 | $120,000 | 2.00% | 1.45% | ||
1/1/18 | $120,000 | 2.00% | 1.70% | ||
7/1/18 | $120,000 | 2.00% | 1.85% | ||
1/1/19 | $120,000 | 2.50% | 2.10% | ||
7/1/22 | $215,000 | 3.10% | 3.10% | ||
7/1/25 | $210,000 | 3.75% | 3.75% | ||
7/1/28 | $235,000 | 4.15% | 4.15% | ||
7/1/31 | $260,000 | 4.25% | 4.40% | ||
1/1/34 | $250,000 | 4.50% | 4.65% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 3.8998%
KENTUCKY
Allen County School District Finance Corp
Oct 17, 2013 . . . . . . $9,505,000
School Building Revenue Bonds, Series of 2013 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2023 at par.
Winning bid: Robert W. Baird, at 99.9950, NIC 3.528%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/14 | $85,000 | 2.00% | 0.50% | ||
10/1/15 | $85,000 | 2.00% | 0.65% | ||
10/1/16 | $90,000 | 2.00% | 0.90% | ||
10/1/17 | $425,000 | 2.00% | 1.20% | ||
10/1/18 | $430,000 | 2.00% | 1.55% | ||
10/1/19 | $435,000 | 2.00% | 1.85% | ||
10/1/20 | $450,000 | 3.00% | 2.10% | ||
10/1/21 | $465,000 | 3.00% | 2.35% | ||
10/1/22 | $475,000 | 3.00% | 2.50% | ||
10/1/23 | $505,000 | 3.00% | 2.65% | ||
10/1/24 | $510,000 | 3.00% | 2.80% | ||
10/1/25 | $525,000 | 3.00% | 3.00% | ||
10/1/26 | $445,000 | 3.15% | 3.15% | ||
10/1/27 | $460,000 | 3.30% | 3.30% | ||
10/1/28 | $625,000 | 3.45% | 3.45% | ||
10/1/29 | $650,000 | 4.00% | 3.60% | ||
10/1/30 | $680,000 | 4.00% | 3.75% | ||
10/1/31 | $705,000 | 4.00% | 3.85% | ||
10/1/33 | $1,460,000 | 4.00% | 4.00% |
Other managers: Coastal Securities Corp., Duncan-WIlliams, Inc., CL King & Associates, Edward Jones, SAMCO Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, PNC Capital Markets, FTN Financial Capital Markets, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, Wedbush Securities Inc., Northland Securities, Inc., First Kentucky Securities Corp., Alamo Capital.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, NIC 3.602%
Sterne Agee, NIC 3.6159%
Janney Montgomery, NIC 3.6846%
Raymond James, NIC 3.7973%
MASSACHUSETTS
Andover (Town)
Oct 17, 2013 . . . . . . $12,000,000
General Obligation Bond Anticipation Notes (new money).
Dated Oct 25, 2013.
Due Mar 7, 2014.
Purchased $12,000,000.00 by Eastern Bk Cap Mkts, at 0.75%, plus $26,844.00, effective rate 0.1399%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, Effective Rate 0.1573%
Jefferies, Effective Rate 0.1681%
TD Securities, Effective Rate 0.1791%
Century Bk, Effective Rate 0.3364%
Lawrence (City)
Oct 17, 2013 . . . . . . $5,000,000
General Obligation Bond Anticipation Notes (new money).
Dated Oct 30, 2013.
Due Sep 2, 2014.
Purchased $5,000,000.00 by TD Securities, at 1.0%, plus $17,750.00, effective rate 0.5768%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Oppenheimer, Effective Rate 0.6482%
Century Bk, Effective Rate 0.7483%
Eastern Bk Cap Mkts, Effective Rate 1.078%
Sharon (Town)
Oct 17, 2013 . . . . . . $8,877,000
General Obligation Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Oct 30, 2013.
Due Oct 15, 2014 to 2033.
Callable Oct 15, 2023 at par.
Winning bid: FTN Fin Cap Mkts, at 103.6566, TIC 2.6981%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/15/14 | $922,000 | 3.00% | 0.30% | ||
10/15/15 | $890,000 | 3.00% | 0.45% | ||
10/15/16 | $865,000 | 3.00% | 0.70% | ||
10/15/17 | $840,000 | 4.00% | 1.05% | ||
10/15/18 | $605,000 | 3.00% | 1.25% | ||
10/15/19 | $385,000 | 3.00% | 1.55% | ||
10/15/20 | $380,000 | 2.50% | 1.85% | ||
10/15/21 | $370,000 | 2.25% | 2.05% | ||
10/15/22 | $365,000 | 2.50% | 2.25% | ||
10/15/23 | $355,000 | 2.50% | 2.50% | ||
10/15/24 | $355,000 | 3.00% | 2.70% | ||
10/15/27 | $1,050,000 | 3.10% | 3.10% | ||
10/15/28 | $295,000 | 3.50% | 3.25% | ||
10/15/29 | $240,000 | 3.50% | 3.40% | ||
10/15/30 | $240,000 | 3.75% | 3.50% | ||
10/15/31 | $240,000 | 4.00% | 3.70% | ||
10/15/32 | $240,000 | 4.00% | 3.80% | ||
10/15/33 | $240,000 | 4.00% | 3.90% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Fidelity Capital, TIC 2.7197%
Robert W. Baird, TIC 2.7351%
Janney Montgomery, TIC 2.7886%
Sterne Agee, TIC 2.8795%
UBS Financial Svcs, TIC 2.973%
Somerville (City)
Oct 17, 2013 . . . . . . $13,940,000
General Obligation Municipal Purpose Loan of 2013 Bonds (book entry).
Dated Oct 24, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2023 at par.
Winning bid: Janney Montgomery, at 105.5804, TIC 3.3076%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/14 | $695,000 | 2.00% | 0.30% | ||
10/1/15 | $730,000 | 3.00% | 0.50% | ||
10/1/16 | $755,000 | 3.00% | 0.78% | ||
10/1/17 | $685,000 | 4.00% | 1.10% | ||
10/1/18 | $720,000 | 4.00% | 1.50% | ||
10/1/19 | $745,000 | 2.25% | 1.87% | ||
10/1/20 | $765,000 | 5.00% | 2.12% | ||
10/1/21 | $770,000 | 5.00% | 2.41% | ||
10/1/22 | $720,000 | 5.00% | 2.60% | ||
10/1/23 | $750,000 | 5.00% | 2.90% | ||
10/1/24 | $775,000 | 5.00% | 3.10% | ||
10/1/25 | $805,000 | 3.125% | 3.25% | ||
10/1/26 | $805,000 | 3.25% | 3.40% | ||
10/1/27 | $535,000 | 3.50% | 3.60% | ||
10/1/28 | $560,000 | 3.625% | 3.75% | ||
10/1/29 | $580,000 | 4.00% | 4.00% | ||
10/1/30 | $600,000 | 4.00% | 4.05% | ||
10/1/31 | $620,000 | 4.00% | 4.10% | ||
10/1/32 | $650,000 | 4.00% | 4.15% | ||
10/1/33 | $675,000 | 4.125% | 4.25% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 3.3103%
Raymond James, TIC 3.3128%
Robert W. Baird, TIC 3.3612%
FTN Fin Cap Mkts, TIC 3.3833%
Hutchinson Shockey, TIC 3.4147%
BA Merrill Lynch, TIC 3.4463%
Piper Jaffray, TIC 3.4852%
Templeton (Town)
Oct 17, 2013 . . . . . . $157,000
Bond Anticipation Notes (Unlimited Tax) (bank qualified).
Dated Nov 1, 2013.
Due Oct 30, 2014.
Purchased $157,000.00 by Eastern Bk Cap Mkts, at 0.75%, effective rate 0.75%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.4411%
Webster (Town)
Oct 17, 2013 . . . . . . $12,000,000
General Obligation Bond Anticipation Notes (new money) (Unlimited Tax).
Dated Oct 25, 2013.
Due Jun 27, 2014.
Purchased $12,000,000.00 by Jefferies, at 1.0%, plus $62,283.00, effective rate 0.2279%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.2547%
Janney Montgomery, Effective Rate 0.2799%
Eastern Bk Cap Mkts, Effective Rate 0.306%
Century Bk, Effective Rate 0.4471%
MICHIGAN
Groesbeck Park Drain Drainage District
Oct 17, 2013 . . . . . . $4,990,000
Drainage District Notes, Series 2013 (bank qualified).
Dated Oct 31, 2013.
Due Dec 1, 2014.
Callable Jun 1, 2014 at par.
Winning bid: Comerica Securities, at n/a, TIC 3.097%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/14 | $4,990,000 | 3.10% | 2.15% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
Warren (City)
Oct 17, 2013 . . . . . . $18,775,000
City of Warren Capital Improvement Bonds, Series 2013 (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 101.3402, TIC 4.078%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/14 | $700,000 | 4.00% | 0.48% | ||
10/1/15 | $700,000 | 4.00% | 0.65% | ||
10/1/16 | $725,000 | 4.00% | 0.95% | ||
10/1/17 | $750,000 | 4.00% | 1.28% | ||
10/1/18 | $750,000 | 4.00% | 1.68% | ||
10/1/19 | $775,000 | 4.00% | 2.05% | ||
10/1/20 | $800,000 | 4.00% | 2.40% | ||
10/1/21 | $825,000 | 4.00% | 2.72% | ||
10/1/22 | $875,000 | 4.00% | 2.95% | ||
10/1/23 | $900,000 | 4.00% | 3.15% | ||
10/1/24 | $925,000 | 4.00% | 3.37% | ||
10/1/25 | $950,000 | 4.00% | 3.58% | ||
10/1/26 | $975,000 | 4.00% | 3.74% | ||
10/1/27 | $1,025,000 | 4.00% | 4.00% | ||
10/1/29 | $2,175,000 | 4.25% | 4.25% | ||
10/1/31 | $2,350,000 | 4.50% | 4.50% | ||
10/1/33 | $2,575,000 | 4.50% | 4.625% |
Other managers: Comerica Securities.
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Robert W. Baird, TIC 4.1038%
BA Merrill Lynch, TIC 4.1518%
Citigroup, TIC 4.2246%
BMO Cap Mkts GKST, TIC 4.2729%
FTN Fin Cap Mkts, TIC 4.3265%
UBS Financial Svcs, TIC 4.6242%
Hutchinson Shockey, TIC 4.9031%
NEW JERSEY
Franklin Borough
Oct 17, 2013 . . . . . . $261,500
Bond Anticipation Note (bank qualified).
Dated Oct 25, 2013.
Due Aug 22, 2014.
Purchased $261,500.00 by Sussex Co. St Bk, at 0.75%, effective rate 0.75%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Lakeland Bank, Effective Rate 1.05%
Roosevelt & Cross, Effective Rate 1.35%
Oppenheimer, Effective Rate 2.48%
Franklin Lakes Borough
Oct 17, 2013 . . . . . . $4,499,310
Bond Anticipation Notes, Series 2013 (bank qualified) (book entry).
Dated Oct 25, 2013.
Due Oct 24, 2014.
Purchased $4,499,310.00 by TD Securities, at 1.0%, plus $30,145.37, effective rate 0.3281%.
L.O.: Wolff & Samson PC, West Orange, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Jefferies, Effective Rate 0.3535%
Janney Montgomery, Effective Rate 0.4033%
Oppenheimer, Effective Rate 0.5788%
NEW YORK
Bergen (Town)
Oct 17, 2013 . . . . . . $1,103,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Oct 24, 2013.
Due Dec 30, 2013.
Purchased $1,103,000.00 by Glens Falls Natl Bk, at 0.89%, effective rate 0.89%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.29%
Oakfield (Town)
Oct 17, 2013 . . . . . . $479,000
Bond Anticipation Notes, 2013A (bank qualified).
Dated Oct 29, 2013.
Due Oct 29, 2014.
Purchased $479,000.00 by Glens Falls Natl Bk, at 1.09%, effective rate 1.09%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2238%
Sage Rutty, Effective Rate 1.33%
Oppenheimer, Effective Rate 1.9115%
M & T Bank, Effective Rate 2.45%
Rockland County
Oct 17, 2013 . . . . . . $33,746,000
Various Purposes (Serial) Bonds-2013 Series A (book entry).
Dated Oct 25, 2013.
Due Oct 15, 2014 to 2027.
Callable Oct 15, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.9489%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/15/14 | $1,966,000 | 2.00% | 0.75% | AGM | |
10/15/15 | $1,985,000 | 3.00% | 1.00% | AGM | |
10/15/16 | $2,020,000 | 3.75% | 1.50% | AGM | |
10/15/17 | $2,070,000 | 3.75% | 1.85% | AGM | |
10/15/18 | $2,125,000 | 3.75% | 2.25% | AGM | |
10/15/19 | $2,195,000 | 4.00% | 2.65% | AGM | |
10/15/20 | $2,275,000 | 4.00% | 3.00% | AGM | |
10/15/21 | $2,365,000 | 4.00% | 3.30% | AGM | |
10/15/22 | $2,470,000 | 4.00% | 3.50% | AGM | |
10/15/23 | $2,585,000 | 4.00% | 3.70% | AGM | |
10/15/24 | $2,705,000 | 4.00% | 3.90% | AGM | |
10/15/25 | $2,845,000 | 4.00% | 4.00% | AGM | |
10/15/26 | $2,990,000 | 4.00% | 4.12% | AGM | |
10/15/27 | $3,150,000 | 4.00% | 4.25% | AGM |
Other managers: Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Stifel, Nicolaus & Co., Inc..
L.O.: Harris Beach PLLC, White Plains, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Oppenheimer, NIC 4.5381%
BA Merrill Lynch, NIC 4.6356%
TD Securities, NIC 4.6403%
Morgan Stanley, NIC 5.0884%
Hutchinson Shockey, NIC 5.0893%
Shelter Island Union Free School District
Oct 17, 2013 . . . . . . $1,400,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Oct 29, 2013.
Due Jun 26, 2014.
Purchased $1,400,000.00 by Capital One Pub Fund, at 0.52%, effective rate 0.52%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.9519%
Tompkins-Seneca-Tioga Board of Cooperative Educational Services Sole Supervisory District
Oct 17, 2013 . . . . . . $21,000,000
Revenue Anticipation Notes, 2013 (New Issue) (book entry).
Dated Oct 30, 2013.
Due Jun 30, 2014.
Purchased $10,500,000.00 by JPMorgan Chase, at 0.77%, effective rate 0.77%.
Purchased $10,500,000.00 by Jefferies, at 1.0%, plus $24,256.00, effective rate 0.9%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 0.9%
Oppenheimer, Effective Rate 1.02%
Oppenheimer, Effective Rate 1.09%
NORTH DAKOTA
Cando (City)
Oct 16, 2013 . . . . . . $2,060,000
Water Utility Revenue Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 7, 2013.
Due Nov 1, 2014 to 2031.
Callable Nov 1, 2018 at par.
Winning bid: Northland Securities, at n/a, TIC 3.5579%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/15 | $195,000 | 1.00% | 1.00% | ||
11/1/17 | $190,000 | 1.50% | 1.50% | ||
11/1/19 | $205,000 | 2.00% | 2.00% | ||
11/1/21 | $205,000 | 2.50% | 2.50% | ||
11/1/23 | $215,000 | 3.00% | 3.00% | ||
11/1/25 | $235,000 | 3.25% | 3.25% | ||
11/1/27 | $250,000 | 3.50% | 3.50% | ||
11/1/29 | $270,000 | 4.00% | 4.00% | ||
11/1/31 | $295,000 | 4.20% | 4.20% |
L.O.: Arntson Stewart Wegner PC, Bismarck, ND.
F.A.: AMKO Advisors, Grand Forks, ND.
Other bidders were:
Dougherty, TIC 3.8583%
TEXAS
Brazosport Independent School District
Oct 17, 2013 . . . . . . $9,415,000
Unlimited Tax Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Feb 15, 2014 to 2023.
Non-callable.
Winning bid: BOSC, at 105.2429, TIC 1.3269%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/15/14 | $155,000 | 3.00% | 0.20% | PSF | |
2/15/15 | $3,395,000 | 3.00% | 0.30% | PSF | |
2/15/16 | $2,880,000 | 3.00% | 0.50% | PSF | |
2/15/17 | $380,000 | 3.00% | 0.80% | PSF | |
2/15/18 | $385,000 | 3.00% | 1.15% | PSF | |
2/15/19 | $425,000 | 3.00% | 1.40% | PSF | |
2/15/20 | $435,000 | 3.00% | 1.60% | PSF | |
2/15/21 | $445,000 | 3.00% | 1.90% | PSF | |
2/15/22 | $460,000 | 3.00% | 2.05% | PSF | |
2/15/23 | $455,000 | 3.00% | 2.15% | PSF |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
Southwest Securities, TIC 1.3499%
Coastal Securities, TIC 1.3673%
Piper Jaffray, TIC 1.378%
Guggenheim Secs, TIC 1.3973%
FirstSouthwest, TIC 1.3996%
Raymond James, TIC 1.4254%
FTN Fin Cap Mkts, TIC 1.4372%
Robert W. Baird, TIC 1.4385%
Stifel Nicolaus, TIC 1.5056%
Baker Group, TIC 1.637%
Harris County Municipal Utility District No. 389
Oct 17, 2013 . . . . . . $2,300,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Nov 1, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 98.3519, NIC 4.2252%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $65,000 | 3.00% | 0.50% | BAM | |
9/1/15 | $70,000 | 3.00% | 0.90% | BAM | |
9/1/16 | $75,000 | 3.00% | 1.25% | BAM | |
9/1/17 | $80,000 | 3.00% | 1.65% | BAM | |
9/1/18 | $80,000 | 3.00% | 2.00% | BAM | |
9/1/19 | $85,000 | 3.00% | 2.35% | BAM | |
9/1/20 | $90,000 | 3.00% | 2.70% | BAM | |
9/1/21 | $95,000 | 3.00% | 3.00% | BAM | |
9/1/22 | $100,000 | 4.00% | 3.15% | BAM | |
9/1/23 | $105,000 | 4.00% | 3.40% | BAM | |
9/1/24 | $115,000 | 4.00% | 3.60% | BAM | |
9/1/25 | $120,000 | 4.00% | 3.75% | BAM | |
9/1/27 | $255,000 | 4.00% | 4.10% | BAM | |
9/1/29 | $285,000 | 4.125% | 4.35% | BAM | |
9/1/31 | $320,000 | 4.25% | 4.50% | BAM | |
9/1/33 | $360,000 | 4.50% | 4.65% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., M. E. Allison & Co., Inc., Raymond James & Associates, Inc..
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.2336%
Southwest Securities, NIC 4.2738%
Morgan Stanley, NIC 4.3688%
UTAH
Sevier County School District Board of Education
Oct 17, 2013 . . . . . . $36,000,000
General Obligation School Building Bonds (Utah School Bond Guaranty Program), Series 2013 (book entry).
Dated Oct 29, 2013.
Due Jun 1, 2018 to 2035.
Callable Jun 1, 2023 at par.
Winning bid: Citigroup, at 103.7989, TIC 3.8898%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/18 | $875,000 | 4.00% | 1.31% | ||
6/1/19 | $955,000 | 4.00% | 1.70% | ||
6/1/20 | $1,045,000 | 4.00% | 2.05% | ||
6/1/21 | $1,240,000 | 4.00% | 2.37% | ||
6/1/22 | $1,340,000 | 5.00% | 2.57% | ||
6/1/23 | $1,460,000 | 5.00% | 2.75% | ||
6/1/24 | $1,590,000 | 5.00% | 2.94% | ||
6/1/25 | $1,725,000 | 5.00% | 3.09% | ||
6/1/26 | $1,870,000 | 5.00% | 3.26% | ||
6/1/27 | $2,025,000 | 4.00% | 3.54% | ||
6/1/28 | $2,165,000 | 4.00% | 3.70% | ||
6/1/29 | $2,310,000 | 4.00% | 3.83% | ||
6/1/30 | $2,465,000 | 4.00% | 4.00% | ||
6/1/31 | $2,630,000 | 4.00% | 4.08% | ||
6/1/32 | $2,800,000 | 4.00% | 4.16% | ||
6/1/33 | $2,975,000 | 4.00% | 4.22% | ||
6/1/34 | $3,165,000 | 4.25% | 4.29% | ||
6/1/35 | $3,365,000 | 4.25% | 4.35% |
Other managers: M.R. Beal & Co., Ramirez & Co., Inc., Drexel Hamilton, LLC.
L.O.: Chapman and Cutler, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
William Blair, TIC 3.8979%
Janney Montgomery, TIC 3.9061%
Piper Jaffray, TIC 3.9099%
Robert W. Baird, TIC 3.9182%
JPMorgan, TIC 3.9815%
BMO Cap Mkts GKST, TIC 3.9986%
Morgan Stanley, TIC 4.0438%
Wells Fargo Secs, TIC 4.0732%
UBS Financial Svcs, TIC 4.2247%
WISCONSIN
East Troy Community School District
Oct 11, 2013 . . . . . . $4,000,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 21, 2013.
Due Oct 30, 2014.
Purchased $3,500,000.00 by Bankers' Bank, at 0.39%, effective rate 0.39%.
Purchased $500,000.00 by Bankers' Bank, at 0.34%, effective rate 0.34%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, Effective Rate 0.438%
US Bancorp Invest, Effective Rate 0.45%
First Merit, Effective Rate 0.65%
Geneva Joint School District No.4
Oct 10, 2013 . . . . . . $210,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Oct 24, 2013.
Due Oct 27, 2014.
Purchased $210,000.00 by Robert W. Baird, at 1.0%, plus $321.30, effective rate 0.8482%.
L.O.: Davis & Kuelthau, S.C., Green Bay, WI.
F.A.: Municipal Official(s).
Other bidders were:
First Merit, Effective Rate 0.99%
PNC Bank, Effective Rate 1.25%
Norwalk-Ontario-Wilton School District
Oct 16, 2013 . . . . . . $2,655,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Nov 6, 2013.
Due Mar 1, 2023 to 2030.
Callable Mar 1, 2022 at par.
Winning bid: Bernardi Securities, at 103.0000, TIC 3.6175%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/23 | $300,000 | 3.50% | 2.70% | ||
3/1/24 | $300,000 | 3.50% | 2.85% | ||
3/1/25 | $310,000 | 4.00% | 3.00% | ||
3/1/26 | $325,000 | 4.00% | 3.15% | ||
3/1/27 | $335,000 | 4.00% | 3.30% | ||
3/1/28 | $350,000 | 4.00% | 3.50% | ||
3/1/29 | $360,000 | 4.00% | 3.75% | ||
3/1/30 | $375,000 | 4.00% | 4.00% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Vining-Sparks IBG, TIC 3.7007%
BOSC, TIC 3.7603%
UBS Financial Svcs, TIC 4.0904%