ALABAMA
Daleville City Board of Education
Oct 1, 2013 . . . . . . $2,345,000
Refunding Warrants (bank qualified) (book entry)
Dated Oct 1, 2013.
Due Oct 1, 2014 to 2026.
First coupon Apr 1, 2014.
2019-2026 Callable Oct 1, 2018 at par.
Purchased through negotiation by Frazer Lanier Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/14 | $160,000 | 1.00% | 0.63% | |
| 10/1/15 | $165,000 | 1.00% | 0.86% | |
| 10/1/16 | $165,000 | 1.00% | 1.15% | |
| 10/1/17 | $170,000 | 1.35% | 1.45% | |
| 10/1/18 | $170,000 | 1.70% | 1.82% | |
| 10/1/19 | $175,000 | 2.00% | 2.14% | |
| 10/1/20 | $175,000 | 2.25% | 2.39% | |
| 10/1/21 | $180,000 | 2.50% | 2.67% | |
| 10/1/22 | $185,000 | 2.80% | 2.90% | |
| 10/1/23 | $190,000 | 2.90% | 3.07% | |
| 10/1/24 | $195,000 | 3.10% | 3.23% | |
| 10/1/25 | $205,000 | 3.30% | 3.40% | |
| 10/1/26 | $210,000 | 3.40% | 3.58% |
L.O.: Johnston, Barton, Proctor & Rose, Birmingham, AL.
McClellan Development Authority
Sep 27, 2013 . . . . . . $7,000,000
Multi-Family Housing Revenue Bonds, Series 2013A (McClellan Assisted Living Facility, LP Project) (book entry)
Dated Sep 30, 2013.
Due Oct 1, 2048.
First coupon Jan 1, 2014.
2048-2048 Callable Oct 1, 2018 at 105.000%, declining to par Oct 1, 2023.
Purchased through negotiation by Northland Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/48 | $7,000,000 | 4.50% | 4.50% |
L.O.: Maynard Cooper & Gale, P.C., Birmingham, AL.
CALIFORNIA
California Municipal Finance Authority
Oct 1, 2013 . . . . . . $40,000,000
Multifamily Housing Revenue Bonds (Meadowbrook Apartments), 2013 Series A (book entry)
Dated Oct 4, 2013.
Due Apr 1, 2015.
First coupon Apr 1, 2014.
2015-2015 Callable Jan 1, 2015 at par.
Purchased through negotiation by Citigroup Global Markets, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 4/1/15 | $40,000,000 | 0.50% | 0.50% |
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
ILLINOIS
Goodfield Village
Sep 25, 2013 . . . . . . $630,000
General Obligation Refunding Bonds (Alternate Revenue Source), Series 2013 (bank qualified) (book entry)
Dated Oct 1, 2013.
Due Dec 1, 2014 to 2023.
First coupon Dec 1, 2014.
Non-callable.
Purchased through negotiation by First Midstate Incorporated, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/14 | $50,000 | 4.50% | 1.45% | |
| 12/1/15 | $60,000 | 4.50% | 1.70% | |
| 12/1/16 | $60,000 | 4.25% | 1.90% | |
| 12/1/17 | $65,000 | 4.25% | 2.20% | |
| 12/1/18 | $65,000 | 4.00% | 2.40% | |
| 12/1/19 | $70,000 | 4.00% | 2.70% | |
| 12/1/20 | $70,000 | 3.75% | 3.00% | |
| 12/1/21 | $70,000 | 3.00% | 3.35% | |
| 12/1/22 | $75,000 | 3.50% | 3.65% | |
| 12/1/23 | $45,000 | 3.75% | 3.85% |
L.O.: Chapman and Cutler, Chicago, IL.
Morrisonville Community Unit School District No. 1
Sep 26, 2013 . . . . . . $465,000
General Obligation Refunding School Bonds, Series 2013 (bank qualified) (book entry)
Dated Oct 1, 2013.
Due Dec 1, 2014 to 2017.
First coupon Dec 1, 2014.
Non-callable.
Purchased through negotiation by First Midstate Incorporated, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/14 | $110,000 | 3.25% | 1.35% | |
| 12/1/15 | $120,000 | 3.25% | 1.50% | |
| 12/1/16 | $125,000 | 3.00% | 1.80% | |
| 12/1/17 | $110,000 | 3.00% | 2.20% |
L.O.: Chapman and Cutler, Chicago, IL.
INDIANA
Aurora School Building Corporation
Oct 1, 2013 . . . . . . $29,430,000
First Mortgage Refunding and Improvement Bonds, Series 2013 (book entry)
Dated Oct 15, 2013. Interest accrues Oct 15, 2013.
Due Jan 15, 2014 to 2025.
First coupon Jan 15, 2014.
Non-callable.
Purchased through negotiation by City Securities Corp., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 1/15/14 | $1,125,000 | 3.00% | 0.32% | |
| 7/15/14 | $845,000 | 4.00% | 0.40% | |
| 1/15/15 | $860,000 | 3.00% | 0.51% | |
| 7/15/15 | $885,000 | 3.00% | 0.65% | |
| 1/15/16 | $900,000 | 3.00% | 0.85% | |
| 7/15/16 | $1,150,000 | 4.00% | 1.00% | |
| 1/15/17 | $1,165,000 | 4.00% | 1.14% | |
| 7/15/17 | $1,195,000 | 4.00% | 1.27% | |
| 1/15/18 | $915,000 | 5.00% | 1.52% | |
| 1/15/18 | $300,000 | 3.75% | 1.52% | |
| 7/15/18 | $995,000 | 5.00% | 1.66% | |
| 7/15/18 | $250,000 | 3.75% | 1.66% | |
| 1/15/19 | $675,000 | 5.00% | 1.90% | |
| 1/15/19 | $600,000 | 4.00% | 1.90% | |
| 7/15/19 | $1,300,000 | 5.00% | 2.03% | |
| 1/15/20 | $1,335,000 | 3.75% | 2.20% | |
| 7/15/20 | $1,355,000 | 5.00% | 2.31% | |
| 7/15/21 | $1,305,000 | 4.00% | 2.65% | |
| 7/15/21 | $1,500,000 | 2.30% | 2.65% | |
| 7/15/22 | $2,910,000 | 5.00% | 2.95% | |
| 7/15/23 | $1,015,000 | 5.00% | 3.22% | |
| 7/15/23 | $2,035,000 | 3.00% | 3.22% | |
| 1/15/25 | $4,815,000 | 5.00% | 3.53% |
L.O.: Bose McKinney & Evans LLP, Indianapolis, IN.
Town of Brooklyn
Sep 30, 2013 . . . . . . $503,000
Sewer Works Refunding Revenue Bonds of 2013 (bank qualified) (book entry)
Dated Oct 15, 2013. Interest accrues Oct 15, 2013.
Due Jan 1, 2014 to 2020.
First coupon Jan 1, 2014.
Non-callable.
Privately placed by City Securities Corp., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 1/1/14 | $69,000 | 0.70% | 0.70% | |
| 1/1/15 | $70,000 | 1.00% | 1.00% | |
| 1/1/16 | $71,000 | 1.25% | 1.25% | |
| 1/1/17 | $71,000 | 1.50% | 1.50% | |
| 1/1/18 | $72,000 | 2.00% | 2.00% | |
| 1/1/19 | $74,000 | 2.25% | 2.25% | |
| 1/1/20 | $76,000 | 2.50% | 2.50% |
L.O.: Barnes & Thornburg LLP, South Bend, IN.
KANSAS
Offerle (City)
Aug 21, 2013 . . . . . . $123,000,000
General Obligation Bonds, Series 2013 (book entry)
Dated Sep 3, 2013.
Due Dec 1, 2014 to 2033.
First coupon Jun 1, 2014.
2024-2033 Callable Dec 1, 2023 at par.
Purchased through negotiation by Cooper Malone McClain, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/14 | $2,000,000 | 5.00% | 1.00% | |
| 12/1/15 | $4,000,000 | 5.00% | 1.50% | |
| 12/1/16 | $4,000,000 | 5.00% | 2.00% | |
| 12/1/17 | $4,000,000 | 5.00% | 2.50% | |
| 12/1/18 | $5,000,000 | 4.75% | 3.00% | |
| 12/1/19 | $5,000,000 | 4.75% | 3.50% | |
| 12/1/20 | $5,000,000 | 4.75% | 3.75% | |
| 12/1/21 | $5,000,000 | 4.75% | 4.00% | |
| 12/1/22 | $6,000,000 | 4.75% | 4.20% | |
| 12/1/25 | $19,000,000 | 4.50% | 4.50% | |
| 12/1/28 | $21,000,000 | 4.75% | 4.75% | |
| 12/1/33 | $43,000,000 | 5.00% | 5.00% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
KENTUCKY
Louisville/Jefferson County Metro Government
Sep 26, 2013 . . . . . . $50,000,000
Weekly Variable Rate Revenue Bonds, Series 2013C (Norton Health Care, Inc) (Letter of Credit Issued by PNC Bank, National Association) (book entry)
Dated Sep 26, 2013.
Due Oct 1, 2042 to 2043.
First coupon Oct 2, 2013.
Callable any time at par.
Purchased through negotiation by Citigroup Global Markets, Inc., J.P. Morgan Securities LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/43 | $50,000,000 | n/a | n/a |
L.O.: Foley & Lardner, Chicago, IL.
F.A.: Ponder & Co., Herrin, IL.
MICHIGAN
DeWitt (City)
Sep 30, 2013 . . . . . . $1,000,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry)
Dated Sep 30, 2013.
Due May 1, 2020.
First coupon May 1, 2014.
Non-callable.
Privately placed by Robert W. Baird & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 5/1/20 | $1,000,000 | 2.58% | 2.58% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Kalamazoo, MI.
MISSOURI
Springfield School District R-12
Oct 1, 2013 . . . . . . $45,000,000
General Obligation Bonds, 2013 (Missouri Direct Deposit Program) (book entry)
Dated Oct 15, 2013.
Due Mar 1, 2028 to 2033.
First coupon Mar 1, 2014.
2028-2033 Callable Mar 1, 2023 at par.
Purchased through negotiation by George K. Baum & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 3/1/28 | $7,200,000 | 4.00% | 3.75% | |
| 3/1/29 | $7,300,000 | 4.00% | 3.90% | |
| 3/1/30 | $7,400,000 | 4.00% | 4.01% | |
| 3/1/31 | $7,500,000 | 5.00% | 3.90% | |
| 3/1/32 | $7,700,000 | 5.00% | 3.97% | |
| 3/1/33 | $7,900,000 | 5.00% | 4.00% |
L.O.: Gilmore & Bell, Kansas City, MO.
OHIO
Mahoning County
Sep 30, 2013 . . . . . . $6,030,000
Various Purpose Limited Tax General Obligation Refunding Bonds (bank qualified) (book entry)
Dated Oct 15, 2013.
Due Dec 1, 2014 to 2023.
First coupon Jun 1, 2014.
2021-2023 Callable Dec 1, 2020 at par.
Purchased through negotiation by Ross, Sinclaire & Associates LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/14 | $1,120,000 | 2.00% | 0.55% | |
| 12/1/15 | $855,000 | 1.50% | 0.80% | |
| 12/1/16 | $565,000 | 1.50% | 1.00% | |
| 12/1/17 | $525,000 | 2.00% | 1.30% | |
| 12/1/18 | $465,000 | 2.00% | 1.70% | |
| 12/1/19 | $475,000 | 2.00% | 1.95% | |
| 12/1/20 | $485,000 | 2.25% | 2.25% | |
| 12/1/21 | $500,000 | 2.50% | 2.55% | |
| 12/1/22 | $515,000 | 3.00% | 2.75% | |
| 12/1/23 | $525,000 | 3.00% | 2.90% |
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
Mahoning County
Sep 30, 2013 . . . . . . $2,975,000
Limited Tax General Obligation Various Purpose Notes (bank qualified) (book entry)
Dated Oct 15, 2013.
Due Oct 9, 2014.
First coupon Oct 9, 2014.
Non-callable.
Purchased through negotiation by Ross, Sinclaire & Associates LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/9/14 | $2,975,000 | 1.50% | 0.40% |
L.O.: Squire Sanders (US) LLP, Columbus, OH.
Parma (City)
Oct 1, 2013 . . . . . . $545,000
Various Purpose Capital Improvement Limited Tax General Obligation Bond Anticipation Notes, Series 2013 (bank qualified) (book entry)
Dated Oct 15, 2013.
Due Oct 14, 2014.
Non-callable.
Purchased through negotiation by Huntington Investment Company, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/14/14 | $545,000 | 1.00% | 0.50% |
L.O.: Climaco, Wilcox, Peca, Tarantino & Garofoli Co., L.P.A., Cleveland, OH.
TENNESSEE
Ocoee Utility District
Sep 30, 2013 . . . . . . $12,180,000
Waterworks Revenue Refunding and Improvement Bonds, Series 2013 (book entry)
Dated Oct 17, 2013.
Due Oct 1, 2016 to 2039.
First coupon Apr 1, 2014.
2021-2039 Callable Oct 1, 2020 at par.
Purchased through negotiation by Edward Jones, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/16 | $365,000 | 0.80% | 0.80% | |
| 10/1/17 | $365,000 | 1.10% | 1.10% | |
| 10/1/18 | $370,000 | 1.50% | 1.50% | |
| 10/1/19 | $375,000 | 1.85% | 1.85% | |
| 10/1/20 | $385,000 | 2.10% | 2.10% | |
| 10/1/21 | $390,000 | 2.40% | 2.40% | |
| 10/1/22 | $400,000 | 2.60% | 2.60% | |
| 10/1/23 | $415,000 | 2.80% | 2.80% | |
| 10/1/24 | $425,000 | 3.00% | 3.00% | |
| 10/1/25 | $440,000 | 3.10% | 3.10% | |
| 10/1/26 | $455,000 | 3.30% | 3.30% | |
| 10/1/27 | $470,000 | 3.50% | 3.50% | |
| 10/1/28 | $485,000 | 3.60% | 3.60% | |
| 10/1/29 | $505,000 | 3.70% | 3.70% | |
| 10/1/30 | $525,000 | 3.80% | 3.80% | |
| 10/1/33 | $1,700,000 | 4.00% | 4.00% | |
| 10/1/34 | $615,000 | 4.10% | 4.10% | |
| 10/1/35 | $640,000 | 4.15% | 4.15% | |
| 10/1/36 | $665,000 | 4.20% | 4.20% | |
| 10/1/37 | $700,000 | 4.25% | 4.25% | |
| 10/1/39 | $1,490,000 | 4.30% | 4.30% |
L.O.: Burr & Forman, Birmingham, AL.
TEXAS
Fort Bend County Municipal Utility District No. 35
Sep 26, 2013 . . . . . . $4,430,000
Refunding Bonds, Series 2013 (bank qualified) (book entry)
Dated Oct 1, 2013. Interest accrues Oct 1, 2013.
Due Sep 1, 2014 to 2030.
First coupon Oct 1, 2013.
2022-2030 Callable Sep 1, 2021 at par.
Purchased through negotiation by SAMCO Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 9/1/14 | $60,000 | 2.00% | 0.50% | BAM |
| 9/1/15 | $35,000 | 2.00% | 1.00% | BAM |
| 9/1/16 | $215,000 | 2.00% | 0.95% | BAM |
| 9/1/17 | $220,000 | 2.00% | 1.25% | BAM |
| 9/1/18 | $225,000 | 2.00% | 1.65% | BAM |
| 9/1/19 | $240,000 | 2.00% | 1.95% | BAM |
| 9/1/20 | $245,000 | 2.125% | 2.25% | BAM |
| 9/1/21 | $255,000 | 2.375% | 2.50% | BAM |
| 9/1/22 | $270,000 | 4.00% | 2.70% | BAM |
| 9/1/23 | $275,000 | 4.00% | 2.91% | BAM |
| 9/1/24 | $290,000 | 4.00% | 3.07% | BAM |
| 9/1/25 | $305,000 | 4.00% | 3.24% | BAM |
| 9/1/26 | $330,000 | 4.00% | 3.46% | BAM |
| 9/1/27 | $340,000 | 4.00% | 3.60% | BAM |
| 9/1/28 | $355,000 | 4.00% | 3.75% | BAM |
| 9/1/29 | $380,000 | 4.00% | 3.85% | BAM |
| 9/1/30 | $390,000 | 4.00% | 4.00% | BAM |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
WASHINGTON
King County
Sep 30, 2013 . . . . . . $74,930,000
Sewer Revenue and Refunding Bonds, 2013 Series B (book entry)
Dated Oct 29, 2013.
Due Jan 1, 2014 to 2044.
First coupon Jan 1, 2014.
2025-2044 Callable Jan 1, 2024 at par.
Purchased through negotiation by Citigroup Global Markets, Inc., Siebert, Brandford, Shank & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 1/1/14 | $455,000 | 2.00% | 0.20% | |
| 1/1/15 | $6,340,000 | 2.00% | 0.30% | |
| 1/1/16 | $5,105,000 | 2.00% | 0.50% | |
| 1/1/17 | $2,010,000 | 2.00% | 0.81% | |
| 1/1/18 | $2,050,000 | 3.00% | 1.22% | |
| 1/1/19 | $2,105,000 | 4.00% | 1.57% | |
| 1/1/20 | $2,185,000 | 5.00% | 1.88% | |
| 1/1/21 | $2,295,000 | 5.00% | 2.24% | |
| 1/1/22 | $2,410,000 | 5.00% | 2.51% | |
| 1/1/23 | $2,520,000 | 5.00% | 2.74% | |
| 1/1/24 | $2,645,000 | 5.00% | 2.94% | |
| 1/1/25 | $2,770,000 | 5.00% | 3.13% | |
| 1/1/26 | $2,900,000 | 5.00% | 3.31% | |
| 1/1/27 | $3,050,000 | 5.00% | 3.52% | |
| 1/1/28 | $1,395,000 | 5.00% | 3.65% | |
| 1/1/29 | $1,465,000 | 5.00% | 3.78% | |
| 1/1/30 | $1,540,000 | 5.00% | 3.89% | |
| 1/1/31 | $1,615,000 | 5.00% | 3.97% | |
| 1/1/32 | $1,700,000 | 5.00% | 4.04% | |
| 1/1/33 | $1,780,000 | 5.00% | 4.10% | |
| 1/1/38 | $10,340,000 | 5.00% | 4.35% | |
| 1/1/44 | $16,255,000 | 5.00% | 4.46% |
L.O.: K&L Gates LLP, Seattle, WA.
F.A.: Piper Jaffray & Company, Seattle, WA.
TAXABLE ISSUES
ILLINOIS
Kansas Community Unit School District No. 3
Sep 25, 2013 . . . . . . $475,000
General Obligation School Bonds, Series 2013 (book entry) (Taxable)
Dated Oct 1, 2013.
Due Dec 1, 2014 to 2016.
First coupon Dec 1, 2014.
Non-callable.
Purchased through negotiation by First Midstate Incorporated, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/14 | $145,000 | 4.00% | 1.70% | |
| 12/1/15 | $160,000 | 4.00% | 2.25% | |
| 12/1/16 | $170,000 | 4.00% | 3.00% |
L.O.: Chapman and Cutler, Chicago, IL.
