GEORGIA
Dougherty County School District
Sep 26, 2013 . . . . . . $9,000,000
Tax Anticipation Notes, Series 2013 (book entry).
Dated Oct 3, 2013.
Due Dec 31, 2013.
Purchased $9,000,000.00 by Raymond James, at 0.5%, plus $1,530.00, effective rate 0.4305%.
L.O.: Murray Barnes Finister LLP, Atlanta, GA.
F.A.: Robert W. Baird & Co., Inc., Atlanta, GA.
KANSAS
Johnson County
Sep 26, 2013 . . . . . . $40,685,000
Internal Improvement Bonds, Series 2013A (book entry).
Dated Oct 22, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2022 at par.
Winning bid: FTN Fin Cap Mkts, at 106.8975, TIC 3.2566%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $1,540,000 | 5.00% | 0.18% | ||
| 9/1/15 | $1,380,000 | 2.00% | 0.39% | ||
| 9/1/16 | $1,410,000 | 5.00% | 0.70% | ||
| 9/1/17 | $1,480,000 | 5.00% | 1.00% | ||
| 9/1/18 | $1,555,000 | 5.00% | 1.37% | ||
| 9/1/19 | $1,630,000 | 5.00% | 1.65% | ||
| 9/1/20 | $1,715,000 | 5.00% | 1.90% | ||
| 9/1/21 | $1,800,000 | 5.00% | 2.20% | ||
| 9/1/22 | $1,890,000 | 5.00% | 2.40% | ||
| 9/1/23 | $1,985,000 | 5.00% | 2.57% | ||
| 9/1/24 | $2,080,000 | 3.00% | 2.80% | ||
| 9/1/25 | $2,145,000 | 3.00% | 3.00% | ||
| 9/1/26 | $2,210,000 | 3.00% | 3.18% | ||
| 9/1/27 | $2,275,000 | 3.25% | 3.32% | ||
| 9/1/28 | $2,350,000 | 4.00% | 3.40% | ||
| 9/1/29 | $2,445,000 | 4.00% | 3.53% | ||
| 9/1/30 | $2,540,000 | 4.00% | 3.74% | ||
| 9/1/31 | $2,645,000 | 4.00% | 3.82% | ||
| 9/1/32 | $2,750,000 | 4.125% | 3.89% | ||
| 9/1/33 | $2,860,000 | 4.125% | 3.95% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC.
L.O.: Kutak Rock, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Citigroup, TIC 3.2589%
JPMorgan, TIC 3.2747%
BA Merrill Lynch, TIC 3.2897%
Piper Jaffray, TIC 3.3032%
Wells Fargo Secs, TIC 3.3057%
William Blair, TIC 3.3139%
KeyBanc Cap Mkts, TIC 3.3533%
Robert W. Baird, TIC 3.3636%
Mesirow Financial, TIC 3.4883%
Hutchinson Shockey, TIC 3.5039%
BMO Cap Mkts GKST, TIC 3.6044%
MASSACHUSETTS
Boxford (Town)
Sep 26, 2013 . . . . . . $1,027,150
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Oct 4, 2013.
Due Oct 3, 2014.
Purchased $1,027,150.00 by Jefferies, at 1.25%, plus $7,541.00, effective rate 0.5138%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.554%
TD Securities, Effective Rate 0.5828%
People's United Bk, Effective Rate 0.64%
Roosevelt & Cross, Effective Rate 1.219%
NEW JERSEY
Alpha Borough
Sep 26, 2013 . . . . . . $2,990,000
Bond Anticipation Note (bank qualified).
Dated Oct 3, 2013.
Due Mar 20, 2014.
Purchased $2,990,000.00 by PNC Bank, at 1.04%, effective rate 1.04%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.3017%
Clifton (City)
Sep 26, 2013 . . . . . . $10,771,372
Bond Anticipation Notes (book entry).
Dated Oct 17, 2013.
Due Oct 16, 2014.
Purchased $10,771,370.00 by PNC Capital Markets, at 1.25%, plus $97,373.20, effective rate 0.3435%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Mt. Laurel, NJ.
Other bidders were:
TD Securities, Effective Rate 0.4324%
NW Capital, Effective Rate 0.5367%
Valley National Bank, Effective Rate 0.59%
Oppenheimer, Effective Rate 0.6039%
Roosevelt & Cross, Effective Rate 0.6169%
Jefferies, Effective Rate 0.644%
Clifton (City)
Sep 26, 2013 . . . . . . $17,281,000
General Obligation Bonds, Series 2013 consisting of $12,479,000 General Improvement and $4,802,000 Sewer Utility Bonds (book entry).
Dated Oct 17, 2013.
Due Oct 15, 2014 to 2031.
Callable Oct 15, 2022 at par.
Winning bid: Raymond James, at n/a, TIC 2.9193%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/14 | $725,000 | 2.00% | 0.25% | ||
| 10/15/15 | $935,000 | 2.00% | 0.50% | ||
| 10/15/16 | $970,000 | 4.00% | 0.80% | ||
| 10/15/17 | $1,020,000 | 4.00% | 1.10% | ||
| 10/15/18 | $1,160,000 | 4.00% | 1.50% | ||
| 10/15/19 | $1,160,000 | 4.00% | 1.82% | ||
| 10/15/20 | $1,180,000 | 4.00% | 2.10% | ||
| 10/15/21 | $1,235,000 | 4.00% | 2.45% | ||
| 10/15/22 | $1,670,000 | 4.00% | 2.68% | ||
| 10/15/23 | $1,770,000 | 3.00% | 2.87% | ||
| 10/15/24 | $1,770,000 | 3.00% | 3.08% | ||
| 10/15/25 | $1,769,000 | 3.125% | 3.27% | ||
| 10/15/26 | $320,000 | 3.375% | 3.45% | ||
| 10/15/27 | $320,000 | 3.50% | 3.60% | ||
| 10/15/28 | $320,000 | 3.625% | 3.75% | ||
| 10/15/29 | $320,000 | 3.75% | 3.85% | ||
| 10/15/31 | $637,000 | 4.00% | 4.01% |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC, FTN Financial Capital Markets.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
BA Merrill Lynch, TIC 2.9219%
UBS Financial Svcs, TIC 2.9235%
PNC Capital Markets, TIC 2.9526%
Robert W. Baird, TIC 3.1187%
Southwest Securities, TIC 3.1787%
NEW MEXICO
Bernalillo Municipal School District No. 1
Sep 26, 2013 . . . . . . $5,675,000
$4,750,000 General Obligation School Building Bonds, Series 2013A (bank qualified) (book entry). $4,750,000
Dated Oct 30, 2013.
Due Aug 1, 2014 to 2026.
Callable Aug 1, 2022 at par.
Winning bid: Robert W. Baird, at 102.1716, TIC 2.1312%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $590,000 | 2.00% | 0.35% | NMSDE | |
| 8/1/15 | $500,000 | 2.00% | 0.45% | NMSDE | |
| 8/1/16 | $425,000 | 2.00% | 0.70% | NMSDE | |
| 8/1/17 | $500,000 | 2.00% | 1.00% | NMSDE | |
| 8/1/18 | $225,000 | 2.00% | 1.30% | NMSDE | |
| 8/1/19 | $225,000 | 2.00% | 1.55% | NMSDE | |
| 8/1/20 | $300,000 | 2.00% | 1.75% | NMSDE | |
| 8/1/21 | $300,000 | 2.50% | 2.00% | NMSDE | |
| 8/1/22 | $300,000 | 2.50% | 2.20% | NMSDE | |
| 8/1/23 | $300,000 | 3.00% | 2.40% | NMSDE | |
| 8/1/24 | $300,000 | 3.00% | 2.55% | NMSDE | |
| 8/1/25 | $375,000 | 3.00% | 2.70% | NMSDE | |
| 8/1/26 | $410,000 | 3.00% | 2.90% | NMSDE |
General Obligation Refunding Bonds, Series 2013B (bank qualified) (book entry). $925,000
Dated Oct 30, 2013.
Due Aug 1, 2014 to 2018.
Non-callable.
Winning bid: Robert W. Baird, at 102.1716, TIC 2.1312%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $210,000 | 2.00% | 0.35% | NMSDE | |
| 8/1/15 | $125,000 | 2.00% | 0.45% | NMSDE | |
| 8/1/16 | $125,000 | 2.00% | 0.70% | NMSDE | |
| 8/1/17 | $100,000 | 2.00% | 1.00% | NMSDE | |
| 8/1/18 | $365,000 | 2.00% | 1.30% | NMSDE |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Davenport & Company LLC, Cronin & Co., Inc., Northland Securities, Inc., Isaak Bond Investments, Inc., CastleOak Securities, L.P., Lawson Financial Corporation, Vining-Sparks IBG, Limited Partnership.
L.O.: Scheuer, Yost & Patterson, P.C., Santa Fe, NM; McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
BOSC, TIC 2.1592%
Piper Jaffray, TIC 2.238%
Southwest Securities, TIC 2.3708%
NEW YORK
Babylon Union Free School District
Sep 26, 2013 . . . . . . $7,000,000
Tax Anticipation Notes, 2013.
Dated Oct 10, 2013.
Due Jun 27, 2014.
Purchased $7,000,000.00 by Janney Montgomery, at 0.75%, plus n/a effective rate n/a.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.3809%
Jefferies, Effective Rate 0.4921%
Oppenheimer, Effective Rate 0.5489%
Carmel (Town)
Sep 26, 2013 . . . . . . $2,057,000
Public Improvement (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Oct 10, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.6906, TIC 3.4701%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $82,000 | 2.00% | 0.50% | ||
| 10/1/15 | $80,000 | 2.00% | 0.65% | ||
| 10/1/16 | $80,000 | 2.00% | 0.90% | ||
| 10/1/17 | $85,000 | 2.00% | 1.20% | ||
| 10/1/18 | $85,000 | 2.00% | 1.55% | ||
| 10/1/19 | $85,000 | 2.00% | 1.85% | ||
| 10/1/20 | $90,000 | 3.00% | 2.00% | ||
| 10/1/21 | $90,000 | 3.00% | 2.25% | ||
| 10/1/22 | $95,000 | 3.00% | 2.50% | ||
| 10/1/23 | $95,000 | 3.00% | 2.75% | ||
| 10/1/24 | $100,000 | 3.00% | 3.00% | ||
| 10/1/25 | $105,000 | 3.25% | 3.20% | ||
| 10/1/26 | $105,000 | 3.50% | 3.40% | ||
| 10/1/27 | $110,000 | 3.75% | 3.60% | ||
| 10/1/28 | $115,000 | 4.00% | 3.65% | ||
| 10/1/29 | $120,000 | 4.00% | 3.70% | ||
| 10/1/30 | $125,000 | 4.00% | 3.75% | ||
| 10/1/31 | $130,000 | 4.00% | 3.80% | ||
| 10/1/32 | $135,000 | 4.00% | 3.85% | ||
| 10/1/33 | $145,000 | 4.00% | 3.90% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Morgan Stanley, TIC 3.4996%
Robert W. Baird, TIC 3.56%
Carmel (Town)
Sep 26, 2013 . . . . . . $4,476,200
Bond Anticipation Notes, 2013 Series A (bank qualified).
Dated Oct 10, 2013.
Due Oct 10, 2014.
Purchased $4,476,200.00 by TD Securities, at 1.0%, plus $30,303.87, effective rate 0.323%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.332%
Oppenheimer, Effective Rate 0.5279%
Roosevelt & Cross, Effective Rate 0.678%
East Rochester (Town/Village)
Sep 26, 2013 . . . . . . $5,500,000
Bond Anticipation Notes, 2013 (New Issue).
Dated Oct 10, 2013.
Due Oct 10, 2014.
Purchased $5,500,000.00 by Oppenheimer, at 1.25%, plus $21,780.00, effective rate 0.854%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 1.082%
Roosevelt & Cross, Effective Rate 1.181%
Jamestown City School District
Sep 26, 2013 . . . . . . $9,200,000
Bond Anticipation Notes, 2013 Series B (bank qualified).
Dated Oct 9, 2013.
Due Oct 9, 2014.
Purchased $9,200,000.00 by TD Securities, at 1.0%, plus $49,128.00, effective rate 0.466%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.524%
Roosevelt & Cross, Effective Rate 0.678%
Oppenheimer, Effective Rate 0.9003%
Marilla (Town)
Sep 26, 2013 . . . . . . $190,000
Bond Anticipation Notes for Various Purposes-2013A (bank qualified).
Dated Oct 9, 2013.
Due Mar 27, 2014.
Purchased $190,000.00 by JPMorgan Chase, at 1.81%, effective rate 1.81%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 3.0%
Merrick Union Free School District
Sep 26, 2013 . . . . . . $3,000,000
Tax Anticipation Notes for 2013-2013 Taxes.
Dated Oct 8, 2013.
Due Jun 20, 2014.
Purchased $3,000,000.00 by PNC Capital Markets, at 1.0%, plus $11,580.00, effective rate 0.4486%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.5285%
Janney Montgomery, Effective Rate 0.54%
Potsdam Central School District
Sep 26, 2013 . . . . . . $189,852
School District (Serial) Bonds, 2013 (bank qualified).
Dated Oct 7, 2013.
Due Jun 15, 2014 to 2018.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 2.0599%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $34,852 | 1.875% | 0.65% | ||
| 6/15/15 | $35,000 | 1.875% | 1.05% | ||
| 6/15/16 | $40,000 | 2.00% | 1.50% | ||
| 6/15/17 | $40,000 | 2.125% | 1.75% | ||
| 6/15/18 | $40,000 | 2.125% | 1.80% |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.4235%
Sewanhaka Central High School District
Sep 26, 2013 . . . . . . $9,000,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Oct 3, 2013.
Due Jun 27, 2014.
Purchased $9,000,000.00 by Jefferies, at 1.0%, plus $44,552.00, effective rate 0.325%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.3286%
Capital One, Effective Rate 0.37%
Oppenheimer, Effective Rate 0.8897%
Southold Union Free School District
Sep 26, 2013 . . . . . . $3,800,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Oct 8, 2013.
Due Jun 26, 2014.
Purchased $2,000,000.00 by Bridgehampton Bank, at 0.35%, effective rate 0.35%.
Purchased $1,800,000.00 by Capital One, at 0.41%, effective rate 0.41%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Capital One, Effective Rate 0.41%
PNC Capital Markets, Effective Rate 0.4328%
TD Securities, Effective Rate 0.467%
Jefferies, Effective Rate 0.5285%
JPMorgan Chase, Effective Rate 0.58%
Oppenheimer, Effective Rate 0.7826%
TEXAS
Northwest Harris County Municipal Utility District No. 15
Sep 25, 2013 . . . . . . $5,310,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Jun 1, 2030 to 2033.
Callable Jun 1, 2021 at par.
Winning bid: BOSC, at 97.0000, NIC 4.6085%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/31 | $2,530,000 | 4.375% | 4.45% | BAM | |
| 6/1/32 | $1,355,000 | 4.50% | 4.60% | BAM | |
| 6/1/33 | $1,425,000 | 4.50% | 4.65% | BAM |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.6275%
FTN Fin Cap Mkts, NIC 4.6556%
Southwest Securities, NIC 4.6729%
FirstSouthwest, NIC 4.7776%
Vining-Sparks IBG, NIC 5.0267%
