ILLINOIS
Sugar Grove Fire Protection District
Sep 16, 2013 . . . . . . $1,960,000
General Obligation Limited Tax Refunding Debt Certificates, Series 2013 (bank qualified) (book entry)
Dated Oct 16, 2013.
Due Jul 1, 2014 to Jan 1, 2022.
First coupon Jan 1, 2014.
Non-callable.
Purchased through negotiation by Robert W. Baird & Co., Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
7/1/14 | $115,000 | 0.50% | 0.50% | |
1/1/15 | $115,000 | 0.50% | 0.50% | |
7/1/15 | $115,000 | 0.70% | 0.70% | |
1/1/16 | $115,000 | 0.70% | 0.70% | |
7/1/16 | $115,000 | 2.00% | 1.80% | |
1/1/17 | $115,000 | 3.00% | 2.05% | |
7/1/17 | $115,000 | 3.00% | 2.25% | |
7/1/18 | $240,000 | 3.00% | 2.69% | |
7/1/19 | $250,000 | 4.00% | 3.10% | |
7/1/20 | $255,000 | 4.00% | 3.55% | |
1/1/21 | $135,000 | 5.00% | 3.80% | |
7/1/21 | $135,000 | 5.00% | 3.95% | |
1/1/22 | $140,000 | 5.00% | 4.10% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
IOWA
Le Claire (City)
Sep 16, 2013 . . . . . . $6,910,000
General Obligation Annual Appropriation Corporate Purpose and Refunding Bonds, Series 2013A (bank qualified) (book entry)
Dated Oct 15, 2013. Interest accrues Oct 15, 2013.
Due Jun 1, 2014 to 2028.
First coupon Jun 1, 2014.
2020-2028 Callable Jun 1, 2019 at par.
Purchased through negotiation by Northland Securities, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
6/1/14 | $385,000 | 1.00% | 1.00% | |
6/1/15 | $735,000 | 1.50% | 1.50% | |
6/1/16 | $735,000 | 2.00% | 2.00% | |
6/1/17 | $730,000 | 2.40% | 2.40% | |
6/1/18 | $735,000 | 2.80% | 2.80% | |
6/1/19 | $475,000 | 3.15% | 3.15% | |
6/1/20 | $350,000 | 3.50% | 3.50% | |
6/1/21 | $365,000 | 3.85% | 3.85% | |
6/1/22 | $355,000 | 4.05% | 4.05% | |
6/1/23 | $365,000 | 4.25% | 4.25% | |
6/1/24 | $385,000 | 4.40% | 4.40% | |
6/1/25 | $300,000 | 4.60% | 4.60% | |
6/1/26 | $315,000 | 4.75% | 4.75% | |
6/1/27 | $330,000 | 4.90% | 4.90% | |
6/1/28 | $350,000 | 5.00% | 5.00% |
L.O.: Dorsey & Whitney, Des Moines, IA.
MICHIGAN
Genesee County
Sep 17, 2013 . . . . . . $35,000,000
Water Supply System Revenue Bonds (Limited Tax General Obligation), Series 2013 (book entry)
Dated Oct 3, 2013.
Due Nov 1, 2014 to 2038.
First coupon May 1, 2014.
2024-2038 Callable May 1, 2023 at par.
Purchased through negotiation by J.P. Morgan Securities LLC, Wells Fargo Securities, Stifel, Nicolaus & Co., Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
11/1/14 | $670,000 | 2.00% | 0.58% | BAM |
11/1/15 | $815,000 | 3.00% | 1.10% | BAM |
11/1/16 | $840,000 | 3.00% | 1.52% | BAM |
11/1/17 | $865,000 | 4.00% | 1.97% | BAM |
11/1/18 | $900,000 | 4.00% | 2.49% | BAM |
11/1/19 | $935,000 | 4.00% | 2.86% | BAM |
11/1/20 | $975,000 | 5.00% | 3.19% | BAM |
11/1/21 | $1,020,000 | 5.00% | 3.53% | BAM |
11/1/22 | $1,075,000 | 5.00% | 3.81% | BAM |
11/1/23 | $1,125,000 | 5.00% | 4.03% | BAM |
11/1/24 | $1,185,000 | 5.00% | 4.26% | BAM |
11/1/25 | $1,240,000 | 5.00% | 4.44% | BAM |
11/1/26 | $1,305,000 | 5.25% | 4.62% | BAM |
11/1/27 | $1,375,000 | 5.25% | 4.75% | BAM |
11/1/28 | $1,445,000 | 5.25% | 4.87% | BAM |
11/1/29 | $1,520,000 | 5.00% | 4.999% | BAM |
11/1/30 | $1,595,000 | 5.00% | 5.08% | BAM |
11/1/31 | $1,675,000 | 5.00% | 5.13% | BAM |
11/1/32 | $1,760,000 | 5.125% | 5.21% | BAM |
11/1/33 | $1,850,000 | 5.125% | 5.28% | BAM |
11/1/38 | $10,830,000 | 5.375% | 5.51% | BAM |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Troy (City)
Sep 17, 2013 . . . . . . $14,945,000
General Obligation Limited Tax Bonds, Series 2013 (book entry)
Dated Sep 30, 2013. Interest accrues Sep 30, 2013.
Due Nov 1, 2014 to 2033.
First coupon May 1, 2014.
2022-2033 Callable Nov 1, 2021 at par.
Purchased through negotiation by Fifth Third Securities, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
11/1/14 | $260,000 | 3.00% | 0.40% | |
11/1/15 | $260,000 | 3.00% | 0.73% | |
11/1/16 | $260,000 | 4.00% | 1.10% | |
11/1/17 | $260,000 | 4.00% | 1.45% | |
11/1/18 | $260,000 | 2.00% | 1.97% | |
11/1/19 | $260,000 | 5.00% | 2.29% | |
11/1/20 | $375,000 | 5.00% | 2.59% | |
11/1/21 | $440,000 | 5.00% | 2.93% | |
11/1/22 | $500,000 | 5.00% | 3.21% | |
11/1/23 | $600,000 | 5.00% | 3.44% | |
11/1/24 | $745,000 | 4.00% | 3.75% | |
11/1/25 | $900,000 | 5.00% | 3.80% | |
11/1/26 | $975,000 | 5.00% | 3.98% | |
11/1/27 | $1,250,000 | 4.00% | 4.21% | |
11/1/28 | $1,250,000 | 4.125% | 4.36% | |
11/1/29 | $1,250,000 | 5.25% | 4.25% | |
11/1/30 | $1,275,000 | 5.25% | 4.36% | |
11/1/31 | $1,275,000 | 5.25% | 4.43% | |
11/1/32 | $1,275,000 | 5.25% | 4.51% | |
11/1/33 | $1,275,000 | 4.75% | 4.84% |
L.O.: Dickinson Wright PLLC, Detroit, MI.
F.A.: Bendzinski & Company, Detroit, MI.
Wayne Charter County Economic Development Corporation
Sep 16, 2013 . . . . . . $17,320,000
First Mortgage Revenue Bonds, Series 2013 (The Rivers of Grosse Pointe Project) (book entry)
Dated Sep 19, 2013.
Due Dec 1, 2033 to 2043.
First coupon Dec 1, 2013.
2033-2043 Callable Dec 1, 2018 at 102.000%, declining to par Dec 1, 2019.
Purchased through negotiation by Herbert J. Sims & Co., Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
12/1/33 | $3,425,000 | 7.375% | 7.50% | |
12/1/43 | $13,895,000 | 7.875% | 8.00% |
L.O.: Dickinson Wright PLLC, Lansing, MI.
Wyoming (City)
Sep 17, 2013 . . . . . . $625,000
Water Supply System Revenue Refunding Bonds, Series 2013 (book entry)
Dated Sep 17, 2013.
Due Jun 1, 2023.
First coupon Jun 1, 2014.
Non-callable.
Privately placed by Fifth Third Securities, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
6/1/23 | $625,000 | 2.40% | 2.40% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
MISSOURI
Kansas City Industrial Development Authority
Sep 16, 2013 . . . . . . $15,055,000
Sales Tax Revenue Refunding Bonds, Series 2013 (Country Club Plaza) (book entry)
Dated Sep 26, 2013.
Due Oct 1, 2043.
First coupon Apr 1, 2014.
2043-2043 Callable Oct 1, 2018 at par.
Purchased through negotiation by Oppenheimer & Co., Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
10/1/43 | $15,055,000 | 6.75% | 6.75% |
L.O.: Gilmore & Bell, St. Louis, MO.
NEBRASKA
Humphrey (City)
Sep 16, 2013 . . . . . . $260,000
General Obligation Refunding Bonds (bank qualified) (book entry)
Dated Oct 22, 2013. Interest accrues Oct 22, 2013.
Due May 15, 2015 to 2017.
First coupon May 15, 2014.
Non-callable.
Purchased through negotiation by Ameritas Investment Corp., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
5/15/15 | $85,000 | 0.60% | 0.60% | |
5/15/16 | $85,000 | 0.90% | 0.90% | |
5/15/17 | $90,000 | 1.30% | 1.30% |
L.O.: Rembolt Ludtke, Lincoln, NE.
McCook Public Power District
Sep 17, 2013 . . . . . . $3,545,000
Electric System Revenue and Refunding Bonds, 2013 Series (bank qualified) (book entry)
Dated Oct 22, 2013. Interest accrues Oct 22, 2013.
Due Dec 15, 2014 to 2033.
First coupon Jun 15, 2014.
2018-2033 Callable Oct 22, 2018 at par.
Purchased through negotiation by Ameritas Investment Corp., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
12/15/14 | $105,000 | 0.45% | 0.45% | |
12/15/15 | $110,000 | 0.75% | 0.75% | |
12/15/16 | $110,000 | 1.10% | 1.10% | |
12/15/17 | $110,000 | 1.50% | 1.50% | |
12/15/18 | $110,000 | 2.00% | 2.00% | |
12/15/19 | $20,000 | 2.35% | 2.35% | |
12/15/20 | $165,000 | 2.70% | 2.70% | |
12/15/21 | $170,000 | 3.10% | 3.10% | |
12/15/22 | $175,000 | 3.35% | 3.35% | |
12/15/23 | $180,000 | 3.60% | 3.60% | |
12/15/24 | $190,000 | 3.80% | 3.80% | |
12/15/25 | $195,000 | 4.00% | 4.00% | |
12/15/26 | $205,000 | 4.15% | 4.15% | |
12/15/27 | $210,000 | 4.30% | 4.30% | |
12/15/28 | $220,000 | 4.45% | 4.45% | |
12/15/33 | $1,270,000 | 4.85% | 4.85% |
L.O.: Baird, Holm, LLP, Omaha, NE.
Polk County
Sep 17, 2013 . . . . . . $385,000
Refunding Certificates of Participation - Lease Rentals (Series 2013) (bank qualified) (book entry)
Dated Oct 23, 2013. Interest accrues Oct 23, 2013.
Due Dec 15, 2014 to 2018.
First coupon Jun 15, 2014.
2018-2018 Callable Oct 23, 2018 at par.
Purchased through negotiation by Ameritas Investment Corp., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
12/15/14 | $75,000 | 0.45% | 0.45% | |
12/15/15 | $75,000 | 0.70% | 0.70% | |
12/15/16 | $80,000 | 1.00% | 1.00% | |
12/15/17 | $75,000 | 1.40% | 1.40% | |
12/15/18 | $80,000 | 1.85% | 1.85% |
L.O.: Gilmore & Bell, Lincoln, NE.
NEW JERSEY
Bernards Township Board of Education
Sep 17, 2013 . . . . . . $23,920,000
Refunding Bonds, Series 2013B (book entry)
Dated Oct 15, 2013.
Due Jan 1, 2014 to 2023.
First coupon Jan 1, 2014.
Non-callable.
Purchased through negotiation by RBC Capital Markets, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
1/1/14 | $110,000 | 2.00% | 0.35% | NJ SB |
1/1/15 | $2,305,000 | 1.00% | 0.38% | NJ SB |
1/1/16 | $2,330,000 | 3.00% | 0.63% | NJ SB |
1/1/17 | $2,405,000 | 4.00% | 0.98% | NJ SB |
1/1/18 | $2,500,000 | 4.00% | 1.44% | NJ SB |
1/1/19 | $2,605,000 | 4.00% | 1.82% | NJ SB |
1/1/20 | $2,710,000 | 5.00% | 2.09% | NJ SB |
1/1/21 | $2,845,000 | 5.00% | 2.41% | NJ SB |
1/1/22 | $2,990,000 | 4.00% | 2.73% | NJ SB |
1/1/23 | $3,120,000 | 5.00% | 2.97% | NJ SB |
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
NEW YORK
New York City Municipal Water Finance Authority
Sep 17, 2013 . . . . . . $450,870,000
Daily Adjustable Rate Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2014, Series AA-1 (Letter of Credit Issued by JPMorgan Chase Bank, National Association) (book entry) $125,000,000.
Dated Sep 17, 2013.
Due Jun 15, 2050.
First coupon Oct 15, 2013.
Callable any time at par.
Purchased through negotiation by J.P. Morgan Securities LLC, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
6/15/50 | $125,000,000 | n/a | n/a |
Daily Adjustable Rate Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2014, Series AA-2 (Letter of Credit Issued by JPMorgan Chase Bank, National Association) (book entry) $125,000,000.
Dated Sep 17, 2013.
Due Jun 15, 2050.
First coupon Oct 15, 2013.
Callable any time at par.
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
6/15/50 | $125,000,000 | n/a | n/a |
Daily Adjustable Rate Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2014, Series AA-5 (Letter of Credit Issued Mizuho Bank, Limited) (book entry) $100,435,000.
Dated Sep 17, 2013.
Due Jun 15, 2048.
First coupon Oct 15, 2013.
Callable any time at par.
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
6/15/48 | $100,435,000 | n/a | n/a |
Daily Adjustable Rate Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2014, Series AA-6 (Letter of Credit Issued Mizuho Bank, Limited) (book entry) $100,435,000.
Dated Sep 17, 2013.
Due Jun 15, 2048.
First coupon Oct 15, 2013.
Callable any time at par.
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
6/15/48 | $100,435,000 | n/a | n/a |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Lamont Financial Services Corp, Wayne, NJ; Drexel Hamilton, LLC, New York, NY; and Acacia Financial Group, Inc., New York, NY.
New York City Municipal Water Finance Authority
Sep 17, 2013 . . . . . . $100,000,000
Daily Adjustable Rate Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2014 Series AA-3 (Letter of Credit Issued by TD Bank, N.A) (book entry)
Dated Sep 17, 2013.
Due Jun 15, 2049.
First coupon Oct 15, 2013.
Callable any time at par.
Purchased through negotiation by TD Securities, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
6/15/49 | $100,000,000 | n/a | n/a |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Lamont Financial Services Corp, Wayne, NJ; Drexel Hamilton, LLC, New York, NY; and Acacia Financial Group, Inc., New York, NY.
New York City Municipal Water Finance Authority
Sep 17, 2013 . . . . . . $10,000,000
Daily Adjustable Rate Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2014 Series AA-4 (Letter of Credit Issued by Bank of Montreal) (book entry)
Dated Sep 17, 2013.
Due Jun 15, 2049.
First coupon Oct 15, 2013.
Callable any time at par.
Purchased through negotiation by BMO Capital Markets GKST, Inc, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
6/15/49 | $10,000,000 | n/a | n/a |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Lamont Financial Services Corp, Wayne, NJ; Drexel Hamilton, LLC, New York, NY; and Acacia Financial Group, Inc., New York, NY.
OHIO
Oakwood (City)
Sep 17, 2013 . . . . . . $2,766,500
Various Purpose Limited Tax General Obligation Bond Anticipation Notes, Series 2013 (bank qualified) (book entry)
Dated Oct 1, 2013.
Due Sep 30, 2014.
First coupon Sep 30, 2014.
Non-callable.
Purchased through negotiation by Huntington Investment Company, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
9/30/14 | $2,766,500 | 1.50% | 0.83% |
L.O.: Squire Sanders (US) LLP, Columbus, OH.
TEXAS
Trinity River Authority of Texas
Sep 17, 2013 . . . . . . $5,000,000
Improvement Revenue Bonds, Series 2013 (Tarrant County Water Project) (book entry)
Dated Oct 1, 2013. Interest accrues Oct 22, 2013.
Due Feb 1, 2015 to 2033.
First coupon Feb 1, 2014.
2024-2033 Callable Feb 1, 2023 at par.
Purchased through negotiation by Raymond James & Associates, Inc., Estrada Hinojosa & Company, Inc., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
2/1/15 | $560,000 | 2.00% | 0.50% | |
2/1/16 | $590,000 | 2.00% | 0.85% | |
2/1/17 | $595,000 | 2.00% | 1.25% | |
2/1/18 | $605,000 | 3.00% | 1.74% | |
2/1/19 | $175,000 | 3.00% | 2.12% | |
2/1/20 | $185,000 | 3.00% | 2.48% | |
2/1/21 | $190,000 | 3.00% | 2.82% | |
2/1/22 | $190,000 | 3.25% | 3.10% | |
2/1/23 | $205,000 | 3.50% | 3.32% | |
2/1/24 | $140,000 | 3.375% | 3.55% | |
2/1/25 | $150,000 | 3.625% | 3.83% | |
2/1/26 | $150,000 | 3.75% | 4.01% | |
2/1/27 | $160,000 | 4.00% | 4.15% | |
2/1/28 | $160,000 | 4.125% | 4.27% | |
2/1/29 | $170,000 | 4.25% | 4.39% | |
2/1/31 | $370,000 | 4.50% | 4.58% | |
2/1/33 | $405,000 | 5.00% | 4.55% |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
TAXABLE ISSUES
UTAH
Salt Lake City
Sep 17, 2013 . . . . . . $51,270,000
Sales and Excise Tax Revenue Bonds Series 2013A (book entry) (Taxable)
Dated Oct 16, 2013.
Due Apr 1, 2032 to 2038.
First coupon Apr 1, 2014.
2032-2038 Callable Oct 1, 2023 at par.
Purchased through negotiation by Barclays Capital, as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
4/1/38 | $51,270,000 | 5.142% | 5.142% |
L.O.: Chapman and Cutler, Salt Lake City, UT.
F.A.: Lewis Young Robertson & Burningham, Salt Lake City, UT.
WISCONSIN
Menomonee Falls Village
Sep 16, 2013 . . . . . . $5,500,000
Promissory Notes (book entry) (Taxable)
Dated Sep 30, 2013.
Due Oct 1, 2016.
First coupon Apr 1, 2014.
2016-2016 Callable Oct 1, 2015 at par.
Purchased through negotiation by Hutchinson, Shockey, Erley & Co., as follows:
Due | Amount | Cpn | Reoffered | Ins |
---|---|---|---|---|
10/1/16 | $5,500,000 | 2.00% | 1.30% |
L.O.: Quarles & Brady, Milwaukee, WI.