CALIFORNIA
Riverside Community Properties Development, Inc.
Sep 12, 2013 . . . . . . $44,380,000
Lease Revenue Bonds, 2013 (Riverside County Law Building Project) (book entry)
Dated Oct 3, 2013.
Due Oct 15, 2016 to 2044.
First coupon Apr 15, 2014.
2024-2044 Callable Oct 15, 2023 at par.
Purchased through negotiation by Barclays Capital, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/15/16 | $685,000 | 4.00% | 1.25% | |
| 10/15/17 | $715,000 | 4.00% | 1.78% | |
| 10/15/18 | $740,000 | 5.00% | 2.36% | |
| 10/15/19 | $780,000 | 5.00% | 2.81% | |
| 10/15/20 | $820,000 | 5.00% | 3.18% | |
| 10/15/21 | $860,000 | 5.00% | 3.55% | |
| 10/15/22 | $900,000 | 5.00% | 3.83% | |
| 10/15/23 | $945,000 | 5.00% | 4.05% | |
| 10/15/24 | $995,000 | 5.50% | 4.28% | |
| 10/15/25 | $1,050,000 | 5.50% | 4.46% | |
| 10/15/26 | $1,105,000 | 5.75% | 4.63% | |
| 10/15/27 | $1,170,000 | 5.75% | 4.77% | |
| 10/15/32 | $6,865,000 | 5.25% | 5.48% | |
| 10/15/38 | $11,150,000 | 6.00% | 5.64% | |
| 10/15/44 | $15,600,000 | 5.50% | 5.75% |
L.O.: K&L Gates LLP, Seattle, WA.
San Jacinto Unified School District Community Facilities District No. 2005-2
Sep 12, 2013 . . . . . . $925,000
Special Tax Bonds (Infrastructure Projects), Series 2013 (book entry)
Dated Sep 26, 2013.
Due Sep 1, 2019 to 2043.
First coupon Mar 1, 2014.
2024-2043 Callable Mar 1, 2014 at 103.000%, declining to par Sep 1, 2023.
Purchased through negotiation by Stifel, Nicolaus & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 9/1/19 | $5,000 | 3.75% | 3.75% | |
| 9/1/20 | $5,000 | 4.00% | 4.10% | |
| 9/1/21 | $5,000 | 4.25% | 4.45% | |
| 9/1/22 | $10,000 | 4.50% | 4.70% | |
| 9/1/23 | $10,000 | 4.75% | 4.80% | |
| 9/1/24 | $10,000 | 4.875% | 4.90% | |
| 9/1/25 | $15,000 | 5.00% | 5.00% | |
| 9/1/26 | $15,000 | 5.125% | 5.20% | |
| 9/1/27 | $20,000 | 5.25% | 5.35% | |
| 9/1/28 | $20,000 | 5.25% | 5.40% | |
| 9/1/29 | $25,000 | 5.375% | 5.50% | |
| 9/1/30 | $30,000 | 5.50% | 5.60% | |
| 9/1/31 | $30,000 | 5.50% | 5.70% | |
| 9/1/32 | $35,000 | 5.625% | 5.75% | |
| 9/1/33 | $40,000 | 5.75% | 5.80% | |
| 9/1/37 | $190,000 | 5.75% | 5.90% | |
| 9/1/43 | $460,000 | 6.00% | 6.00% |
L.O.: Orrick, Herrington & Sutcliffe, Los Angeles, CA.
F.A.: Fieldman, Rolapp & Associates, Irvine, CA.
Tulare County Board of Education
Sep 12, 2013 . . . . . . $39,000,000
Certificates of Participation (Capital Improvement Projects) (book entry)
Dated Sep 26, 2013.
Due May 1, 2014 to 2043.
First coupon May 1, 2014.
2024-2043 Callable May 1, 2023 at par.
Purchased through negotiation by O'Connor & Company Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 5/1/14 | $1,430,000 | 2.00% | 0.68% | BAM |
| 5/1/15 | $705,000 | 2.00% | 1.15% | BAM |
| 5/1/16 | $720,000 | 2.00% | 1.65% | BAM |
| 5/1/17 | $735,000 | 2.50% | 2.10% | BAM |
| 5/1/18 | $750,000 | 3.00% | 2.55% | BAM |
| 5/1/19 | $775,000 | 3.00% | 3.00% | BAM |
| 5/1/20 | $800,000 | 3.125% | 3.30% | BAM |
| 5/1/21 | $825,000 | 3.50% | 3.65% | BAM |
| 5/1/22 | $850,000 | 3.625% | 3.90% | BAM |
| 5/1/23 | $880,000 | 4.00% | 4.15% | BAM |
| 5/1/24 | $920,000 | 4.125% | 4.30% | BAM |
| 5/1/25 | $955,000 | 4.25% | 4.45% | BAM |
| 5/1/26 | $995,000 | 4.50% | 4.65% | BAM |
| 5/1/27 | $1,040,000 | 4.75% | 4.85% | BAM |
| 5/1/28 | $1,090,000 | 5.00% | 5.00% | BAM |
| 5/1/33 | $6,370,000 | 5.375% | 5.375% | BAM |
| 5/1/38 | $8,305,000 | 5.50% | 5.52% | BAM |
| 5/1/43 | $10,855,000 | 5.50% | 5.57% | BAM |
L.O.: Jones Hall, San Francisco, CA.
COLORADO
Mapleton Public School District No. 1
Sep 12, 2013 . . . . . . $5,650,000
General Obligation Refunding Bonds (State Aid Withholding) (bank qualified) (book entry)
Dated Sep 26, 2013.
Due Dec 1, 2014 to 2017.
First coupon Jun 1, 2014.
Non-callable.
Purchased through negotiation by George K. Baum & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/14 | $1,440,000 | 3.00% | 0.40% | |
| 12/1/15 | $1,065,000 | 3.00% | 0.66% | |
| 12/1/16 | $1,550,000 | 3.00% | 0.97% | |
| 12/1/17 | $1,595,000 | 3.00% | 1.35% |
L.O.: Sherman & Howard L.L.C., Denver, CO.
GEORGIA
McDuffie County School District
Sep 12, 2013 . . . . . . $7,615,000
General Obligation (Sales Tax) Bonds, Series 2013 (bank qualified) (book entry)
Dated Sep 25, 2013.
Due May 1, 2015 to 2018.
First coupon Nov 1, 2013.
Non-callable.
Purchased through negotiation by Raymond James & Associates, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 5/1/15 | $870,000 | 2.00% | 0.53% | |
| 5/1/16 | $2,180,000 | 3.00% | 0.83% | |
| 5/1/17 | $2,250,000 | 3.00% | 1.23% | |
| 5/1/18 | $2,315,000 | 4.00% | 1.65% |
L.O.: Peck, Shaffer & Williams, Atlanta, GA.
ILLINOIS
Harrisburg-Raleigh Airport Authority
Sep 12, 2013 . . . . . . $425,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry)
Dated Sep 26, 2013.
Due Dec 1, 2014 to 2015.
First coupon Dec 1, 2013.
Non-callable.
Purchased through negotiation by Bernardi Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/14 | $210,000 | 2.00% | 1.00% | |
| 12/1/15 | $215,000 | 2.00% | 1.40% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Chicago, IL.
INDIANA
GCS School Building Corp. One
Sep 12, 2013 . . . . . . $40,065,000
Ad Valorem Property Tax First Mortgage Refunding and Improvement Bonds, Series 2013 (book entry)
Dated Oct 1, 2013. Interest accrues Oct 1, 2013.
Due Jan 15, 2014 to Jul 15, 2028.
First coupon Jan 15, 2014.
2024-2028 Callable Jul 15, 2023 at par.
Purchased through negotiation by City Securities Corp., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 1/15/14 | $1,345,000 | 2.00% | 0.37% | |
| 7/15/14 | $995,000 | 3.00% | 0.44% | |
| 1/15/15 | $1,010,000 | 2.00% | 0.64% | |
| 7/15/15 | $1,020,000 | 3.00% | 0.73% | |
| 1/15/16 | $1,035,000 | 3.00% | 0.92% | |
| 7/15/16 | $1,055,000 | 4.00% | 1.08% | |
| 1/15/17 | $1,075,000 | 4.00% | 1.37% | |
| 7/15/17 | $1,095,000 | 4.00% | 1.50% | |
| 1/15/18 | $815,000 | 4.00% | 1.80% | |
| 1/15/18 | $300,000 | 2.00% | 1.80% | |
| 7/15/18 | $935,000 | 5.00% | 1.92% | |
| 7/15/18 | $200,000 | 2.00% | 1.92% | |
| 1/15/19 | $1,160,000 | 4.00% | 2.18% | |
| 7/15/19 | $1,075,000 | 5.00% | 2.31% | |
| 7/15/19 | $110,000 | 3.00% | 2.31% | |
| 1/15/20 | $1,215,000 | 5.00% | 2.50% | |
| 7/15/20 | $1,245,000 | 5.00% | 2.62% | |
| 1/15/21 | $1,270,000 | 4.00% | 2.84% | |
| 7/15/21 | $1,300,000 | 5.00% | 2.98% | |
| 1/15/22 | $1,330,000 | 5.00% | 3.25% | |
| 7/15/22 | $1,365,000 | 5.00% | 3.32% | |
| 7/15/23 | $2,825,000 | 5.00% | 3.61% | |
| 7/15/24 | $2,980,000 | 5.00% | 3.80% | |
| 7/15/25 | $3,120,000 | 4.00% | 3.95% | |
| 1/15/27 | $4,920,000 | 4.25% | 4.30% | |
| 7/15/28 | $5,270,000 | 5.25% | 4.41% |
L.O.: Ice Miller, Indianapolis, IN.
IOWA
Iowa Finance Authority
Sep 12, 2013 . . . . . . $103,175,000
Health Facilities Revenue Bonds, Series 2013A (UnityPoint Health Project) (book entry)
Dated Sep 19, 2013.
Due Feb 15, 2040 to 2044.
First coupon Feb 15, 2014.
2040-2044 Callable Feb 15, 2023 at par.
Purchased through negotiation by Morgan Stanley & Co., Inc., J.P. Morgan Securities LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 2/15/44 | $103,175,000 | 5.25% | 5.38% |
L.O.: Dorsey & Whitney, Des Moines, IA.
KANSAS
Kansas Municipal Energy Agency
Sep 12, 2013 . . . . . . $42,725,000
Power Project Revenue Bonds, Series 2013 (Jameson Energy Center Project) (book entry)
Dated Sep 26, 2013. Interest accrues Sep 26, 2013.
Due Jul 1, 2015 to 2044.
First coupon Jan 1, 2014.
2024-2044 Callable Jul 1, 2023 at par.
Purchased through negotiation by BMO Capital Markets GKST, Inc, Raymond James & Associates, Inc., UMB Bank, N.A., George K. Baum & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/1/15 | $670,000 | 3.00% | 0.80% | |
| 7/1/16 | $690,000 | 3.00% | 1.16% | |
| 7/1/17 | $715,000 | 4.00% | 1.58% | |
| 7/1/18 | $740,000 | 4.00% | 2.06% | |
| 7/1/19 | $770,000 | 4.75% | 2.47% | |
| 7/1/20 | $805,000 | 5.00% | 2.87% | |
| 7/1/21 | $845,000 | 5.00% | 3.27% | |
| 7/1/22 | $890,000 | 5.00% | 3.57% | |
| 7/1/23 | $935,000 | 5.00% | 3.77% | |
| 7/1/24 | $980,000 | 5.00% | 3.99% | |
| 7/1/25 | $1,030,000 | 5.00% | 4.20% | |
| 7/1/26 | $1,080,000 | 5.00% | 4.40% | |
| 7/1/27 | $1,135,000 | 5.00% | 4.60% | |
| 7/1/28 | $1,190,000 | 5.00% | 4.74% | |
| 7/1/29 | $1,250,000 | 4.75% | 4.86% | |
| 7/1/33 | $5,645,000 | 5.00% | 5.10% | |
| 7/1/38 | $8,940,000 | 5.75% | 5.23% | |
| 7/1/44 | $14,415,000 | 5.25% | 5.38% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
KENTUCKY
Kentucky Turnpike Authority
Sep 12, 2013 . . . . . . $187,625,000
Economic Development Road Revenue Bonds, 2013 Series A (Revitalization Projects) (book entry)
Dated Oct 2, 2013.
Due Jul 1, 2015 to 2033.
First coupon Jan 1, 2014.
2024-2033 Callable Jul 1, 2023 at par.
Purchased through negotiation by Goldman, Sachs & Co., Morgan Stanley & Co., Inc., Citigroup Global Markets, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Raymond James & Associates, Inc., PNC Capital Markets, First Kentucky Securities Corp., Edward Jones, Fifth Third Securities, Inc., Sterne, Agee & Leach, Inc, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/1/15 | $2,125,000 | 2.00% | 0.43% | |
| 7/1/15 | $4,260,000 | 5.00% | 0.43% | |
| 7/1/16 | $1,970,000 | 2.00% | 0.90% | |
| 7/1/16 | $2,000,000 | 3.00% | 0.90% | |
| 7/1/16 | $2,645,000 | 5.00% | 0.90% | |
| 7/1/17 | $1,925,000 | 2.00% | 1.35% | |
| 7/1/17 | $2,000,000 | 4.00% | 1.35% | |
| 7/1/17 | $3,090,000 | 5.00% | 1.35% | |
| 7/1/18 | $2,000,000 | 2.50% | 1.81% | |
| 7/1/18 | $5,260,000 | 5.00% | 1.81% | |
| 7/1/19 | $2,000,000 | 2.50% | 2.21% | |
| 7/1/19 | $5,595,000 | 5.00% | 2.21% | |
| 7/1/20 | $390,000 | 3.00% | 2.60% | |
| 7/1/20 | $7,540,000 | 5.00% | 2.60% | |
| 7/1/21 | $2,775,000 | 3.00% | 3.00% | |
| 7/1/21 | $5,560,000 | 5.00% | 3.00% | |
| 7/1/22 | $970,000 | 3.50% | 3.27% | |
| 7/1/22 | $7,710,000 | 5.00% | 3.27% | |
| 7/1/23 | $2,095,000 | 3.625% | 3.44% | |
| 7/1/23 | $7,005,000 | 5.00% | 3.44% | |
| 7/1/24 | $1,600,000 | 3.75% | 3.62% | |
| 7/1/24 | $7,925,000 | 5.00% | 3.62% | |
| 7/1/25 | $9,915,000 | 5.00% | 3.79% | |
| 7/1/26 | $10,410,000 | 5.00% | 3.95% | |
| 7/1/27 | $10,930,000 | 5.00% | 4.09% | |
| 7/1/28 | $3,365,000 | 4.25% | 4.35% | |
| 7/1/28 | $8,115,000 | 5.00% | 4.21% | |
| 7/1/29 | $12,025,000 | 5.00% | 4.33% | |
| 7/1/30 | $12,625,000 | 5.00% | 4.43% | |
| 7/1/31 | $13,260,000 | 5.00% | 4.51% | |
| 7/1/32 | $13,920,000 | 5.00% | 4.59% | |
| 7/1/33 | $1,685,000 | 4.625% | 4.70% | |
| 7/1/33 | $12,935,000 | 5.00% | 4.66% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
LOUISIANA
Louisiana Local Government Environmental Facilities and Community Development Authority
Sep 13, 2013 . . . . . . $3,700,000
Multifamily Housing Revenue Bonds, Series 2013A (Amer-Nola LLC) (book entry) $3,465,000.
Dated Sep 19, 2013.
Due Sep 1, 2023 to 2048.
First coupon Mar 1, 2014.
2024-2048 Callable Sep 1, 2023 at par.
Purchased through negotiation by Merchant Capital, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 9/1/23 | $220,000 | 4.50% | 4.884% | |
| 9/1/35 | $1,000,000 | 5.75% | 5.997% | |
| 9/1/48 | $2,245,000 | 6.125% | 6.339% |
L.O.: Jones, Walker, Waechter, Poitevent, Carrere & Denegre LLP, Baton Rouge, LA.
MICHIGAN
Battle Creek (City)
Sep 13, 2013 . . . . . . $15,370,000
General Obligation Limited Tax Bonds, Series 2013 (book entry)
Dated Sep 26, 2013.
Due Jun 1, 2014 to 2033.
First coupon Dec 1, 2013.
2019-2033 Callable Jun 1, 2018 at par.
Purchased through negotiation by Hutchinson, Shockey, Erley & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 6/1/14 | $540,000 | 2.00% | 0.65% | |
| 6/1/15 | $655,000 | 3.00% | 0.90% | |
| 6/1/16 | $670,000 | 4.00% | 1.28% | |
| 6/1/17 | $600,000 | 4.00% | 1.68% | |
| 6/1/18 | $625,000 | 5.00% | 2.13% | |
| 6/1/19 | $660,000 | 5.00% | 2.60% | |
| 6/1/20 | $690,000 | 5.00% | 2.97% | |
| 6/1/21 | $725,000 | 5.00% | 3.37% | |
| 6/1/22 | $765,000 | 5.00% | 3.67% | |
| 6/1/23 | $800,000 | 5.00% | 3.88% | |
| 6/1/25 | $1,425,000 | 5.00% | 4.30% | |
| 6/1/27 | $1,525,000 | 4.75% | 4.85% | |
| 6/1/30 | $2,635,000 | 5.00% | 5.08% | |
| 6/1/33 | $3,055,000 | 5.00% | 5.23% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
Marquette (City)
Sep 13, 2013 . . . . . . $6,355,000
Capital Improvement and Refunding Bond (General Obligation Limited Tax) (book entry)
Dated Sep 13, 2013.
Due Feb 1, 2028.
Non-callable.
Privately placed by Robert W. Baird & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 2/1/28 | $6,355,000 | 2.95% | 2.95% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
MISSOURI
Carthage (City)
Sep 13, 2013 . . . . . . $1,450,000
Refunding Certificates of Participation, Series 2013 (bank qualified) (book entry)
Dated Sep 26, 2013.
Due Jun 1, 2014 to 2024.
First coupon Jun 1, 2014.
2019-2024 Callable Dec 1, 2018 at par.
Purchased through negotiation by D.A. Davidson & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 6/1/14 | $130,000 | 0.85% | 0.85% | |
| 6/1/15 | $120,000 | 1.10% | 1.10% | |
| 6/1/16 | $120,000 | 1.40% | 1.40% | |
| 6/1/17 | $125,000 | 1.75% | 1.75% | |
| 6/1/18 | $130,000 | 2.20% | 2.20% | |
| 6/1/19 | $135,000 | 2.65% | 2.65% | |
| 6/1/20 | $140,000 | 3.00% | 3.00% | |
| 6/1/21 | $145,000 | 3.20% | 3.20% | |
| 6/1/22 | $150,000 | 3.50% | 3.50% | |
| 6/1/23 | $160,000 | 3.65% | 3.65% | |
| 6/1/24 | $95,000 | 3.85% | 3.85% |
L.O.: Gilmore & Bell, St. Louis, MO.
NEBRASKA
Nebraska Technology Financing Cooperation No. 2
Sep 13, 2013 . . . . . . $170,000
General Obligation Technology Bonds, Series 2013 (bank qualified) (book entry)
Dated Oct 1, 2013.
Due Aug 15, 2014.
First coupon Feb 15, 2014.
2014-2014 Callable Apr 1, 2014 at par.
Purchased through negotiation by D.A. Davidson & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 8/15/14 | $170,000 | 0.40% | 0.40% |
L.O.: Kutak Rock, Omaha, NE.
NEW JERSEY
North Bergen Municipal Utilities Authority
Sep 12, 2013 . . . . . . $16,120,000
Sewer Revenue Refunding Bonds, Series 2013 (book entry)
Dated Oct 9, 2013.
Due Dec 15, 2013 to 2019.
First coupon Dec 15, 2013.
Non-callable.
Purchased through negotiation by RBC Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/15/13 | $25,000 | 2.00% | 0.45% | |
| 12/15/14 | $2,500,000 | 2.00% | 0.45% | |
| 12/15/15 | $2,550,000 | 2.00% | 0.70% | |
| 12/15/16 | $2,600,000 | 4.00% | 1.14% | |
| 12/15/17 | $2,710,000 | 4.00% | 1.62% | |
| 12/15/18 | $2,810,000 | 4.00% | 2.12% | |
| 12/15/19 | $2,925,000 | 5.00% | 2.45% |
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
NORTH DAKOTA
Dickinson (City)
Sep 13, 2013 . . . . . . $16,920,000
Sales and Hospitality Tax Revenue Bonds, Series A (book entry) $16,420,000.
Dated Sep 30, 2013.
Due Oct 1, 2014 to 2025.
First coupon Apr 1, 2014.
2022-2025 Callable Oct 1, 2021 at par.
Purchased through negotiation by Dougherty & Company LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/14 | $1,055,000 | 3.00% | 0.70% | |
| 10/1/15 | $1,085,000 | 3.00% | 1.00% | |
| 10/1/16 | $1,120,000 | 3.00% | 1.40% | |
| 10/1/17 | $1,155,000 | 3.00% | 1.85% | |
| 10/1/18 | $1,185,000 | 4.00% | 2.35% | |
| 10/1/19 | $350,000 | 4.00% | 2.80% | |
| 10/1/19 | $380,000 | 3.00% | 2.80% | |
| 10/1/20 | $1,270,000 | 3.20% | 3.20% | |
| 10/1/21 | $1,310,000 | 4.00% | 3.50% | |
| 10/1/22 | $1,365,000 | 4.50% | 3.75% | |
| 10/1/23 | $1,425,000 | 4.00% | 3.95% | |
| 10/1/24 | $1,480,000 | 4.50% | 4.15% | |
| 10/1/25 | $3,240,000 | 5.00% | 4.40% |
L.O.: Arntson Stewart Wegner PC, Bismarck, ND.
OHIO
Norwood (City)
Sep 12, 2013 . . . . . . $7,050,000
Special Obligation Development Revenue Bonds, Series 2013 (book entry)
Dated Sep 16, 2013.
Due Feb 1, 2023 to 2043.
First coupon Feb 1, 2014.
2025-2038 Callable Feb 1, 2024 at par.
Privately placed by Ross, Sinclaire & Associates LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 2/1/23 | $900,000 | 6.00% | 6.00% | |
| 2/1/28 | $910,000 | 6.125% | 6.25% | |
| 2/1/33 | $1,225,000 | 6.375% | 6.50% | |
| 2/1/38 | $1,680,000 | 6.625% | 6.75% | |
| 2/1/43 | $2,335,000 | 7.00% | 7.10% |
L.O.: Frost Brown Todd LLC, Cincinnati, OH.
PENNSYLVANIA
East Norriton-Plymouth-Whitpain Joint Sewer Authority
Sep 12, 2013 . . . . . . $22,170,000
Sewer Revenue Bonds, Series of 2013 (book entry)
Dated Oct 10, 2013.
Due Aug 1, 2014 to 2041.
First coupon Feb 1, 2014.
2024-2041 Callable Aug 1, 2023 at par.
Purchased through negotiation by Boenning & Scattergood, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 8/1/14 | $530,000 | 2.00% | 0.38% | |
| 8/1/15 | $485,000 | 2.00% | 0.85% | |
| 8/1/16 | $490,000 | 2.00% | 1.20% | |
| 8/1/17 | $500,000 | 4.00% | 1.65% | |
| 8/1/18 | $520,000 | 2.00% | 2.10% | |
| 8/1/19 | $530,000 | 3.125% | 2.50% | |
| 8/1/20 | $545,000 | 5.00% | 2.90% | |
| 8/1/21 | $570,000 | 4.00% | 3.25% | |
| 8/1/22 | $600,000 | 5.00% | 3.50% | |
| 8/1/23 | $630,000 | 5.00% | 3.70% | |
| 8/1/24 | $655,000 | 3.75% | 3.90% | |
| 8/1/25 | $680,000 | 4.00% | 4.13% | |
| 8/1/26 | $710,000 | 4.125% | 4.30% | |
| 8/1/27 | $740,000 | 4.25% | 4.45% | |
| 8/1/28 | $770,000 | 5.00% | 4.45% | |
| 8/1/31 | $2,545,000 | 4.75% | 4.93% | |
| 8/1/34 | $2,675,000 | 5.00% | 5.09% | |
| 8/1/38 | $4,230,000 | 5.00% | 5.13% | |
| 8/1/41 | $3,765,000 | 5.00% | 5.18% |
L.O.: Saul Ewing LLP, Philadelphia, PA.
Pennsylvania Higher Educational Facilities Authority
Sep 12, 2013 . . . . . . $37,675,000
Holy Family University Revenue Bonds, Series 2013A (book entry)
Dated Sep 30, 2013.
Due Sep 1, 2014 to 2038.
First coupon Mar 1, 2014.
2024-2038 Callable Sep 1, 2023 at par.
Purchased through negotiation by Bank of America Merrill Lynch, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 9/1/14 | $1,450,000 | 5.00% | 1.18% | |
| 9/1/15 | $1,455,000 | 5.00% | 1.68% | |
| 9/1/16 | $1,480,000 | 5.00% | 2.25% | |
| 9/1/17 | $1,510,000 | 5.00% | 2.88% | |
| 9/1/18 | $1,540,000 | 5.00% | 3.56% | |
| 9/1/19 | $1,565,000 | 5.00% | 4.11% | |
| 9/1/20 | $1,590,000 | 5.00% | 4.46% | |
| 9/1/21 | $1,615,000 | 5.00% | 4.79% | |
| 9/1/22 | $1,630,000 | 5.00% | 5.02% | |
| 9/1/23 | $1,665,000 | 5.00% | 5.19% | |
| 9/1/24 | $1,680,000 | 5.25% | 5.37% | |
| 9/1/26 | $3,465,000 | 5.50% | 5.73% | |
| 9/1/28 | $3,630,000 | 6.00% | 6.02% | |
| 9/1/33 | $9,205,000 | 6.25% | 6.43% | |
| 9/1/38 | $4,195,000 | 6.50% | 6.61% |
L.O.: Blank Rome LLP, Philadelphia, PA.
TENNESSEE
Nashville and Davidson County Metropolitan Government Industrial Development Board
Sep 12, 2013 . . . . . . $13,750,000
Multifamily Housing Revenue Bonds (Hickory Lake Apartments Project), Series 2013 (book entry)
Dated Sep 18, 2013.
Due Oct 1, 2017.
First coupon Apr 1, 2014.
2017-2017 Callable Apr 1, 2014 at par.
Purchased through negotiation by Merchant Capital, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/17 | $13,750,000 | 0.35% | 0.35% |
L.O.: Baker, Donelson, Bearman, Caldwell & Berkowitz, P.C., Nashville, TN.
TEXAS
Conroe (City)
Sep 12, 2013 . . . . . . $6,790,000
Water and Sewer System Revenue Bonds, Series 2013 (bank qualified) (book entry)
Dated Sep 1, 2013.
Due Nov 15, 2014 to 2033.
First coupon Sep 1, 2013.
2023-2033 Callable Nov 15, 2022 at par.
Purchased through negotiation by Coastal Securities Corp., Southwest Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/15/14 | $255,000 | 2.00% | 0.30% | |
| 11/15/15 | $260,000 | 2.00% | 0.47% | |
| 11/15/16 | $265,000 | 2.00% | 0.85% | |
| 11/15/17 | $270,000 | 2.00% | 1.10% | |
| 11/15/18 | $275,000 | 2.00% | 1.50% | |
| 11/15/19 | $285,000 | 2.00% | 1.90% | |
| 11/15/20 | $290,000 | 2.50% | 2.12% | |
| 11/15/21 | $295,000 | 3.00% | 2.42% | |
| 11/15/22 | $305,000 | 3.00% | 2.62% | |
| 11/15/23 | $315,000 | 4.00% | 2.82% | |
| 11/15/24 | $330,000 | 4.00% | 2.97% | |
| 11/15/25 | $345,000 | 4.00% | 3.22% | |
| 11/15/26 | $355,000 | 4.00% | 3.33% | |
| 11/15/27 | $370,000 | 4.00% | 3.53% | |
| 11/15/28 | $385,000 | 4.00% | 3.68% | |
| 11/15/29 | $405,000 | 4.00% | 3.90% | |
| 11/15/30 | $420,000 | 4.00% | 4.10% | |
| 11/15/31 | $435,000 | 4.125% | 4.20% | |
| 11/15/32 | $455,000 | 4.25% | 4.30% | |
| 11/15/33 | $475,000 | 4.25% | 4.40% |
L.O.: Winstead PC, San Antonio, TX; and State Attorney General.
F.A.: BOSC, Inc., Houston, TX.
Texas Private Activity Bond Surface Transportation Corporation
Sep 12, 2013 . . . . . . $274,030,000
Senior Lien Revenue Bonds, Series 2013 (NTE Mobility Partners Segments 3 LLC Segments 3A and 3B Facility) (book entry) (AMT)
Dated Sep 19, 2013.
Due Dec 31, 2033 to Jun 30, 2043.
First coupon Dec 31, 2013.
2033-2043 Callable Sep 1, 2023 at par.
Purchased through negotiation by J.P. Morgan Securities LLC, Bank of America Merrill Lynch, Barclays Capital, Estrada Hinojosa & Company, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/31/38 | $128,300,000 | 7.00% | 6.75% | |
| 6/30/43 | $145,730,000 | 6.75% | 6.875% |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
UTAH
Ogden (City)
Sep 12, 2013 . . . . . . $13,225,000
Sewer and Water Revenue Bonds, Series 2013B (book entry)
Dated Sep 24, 2013.
Due Jun 15, 2014 to 2038.
First coupon Jun 15, 2014.
2024-2038 Callable Jun 15, 2023 at par.
Purchased through negotiation by KeyBanc Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 6/15/14 | $470,000 | 2.00% | 0.28% | |
| 6/15/15 | $315,000 | 3.00% | 0.55% | |
| 6/15/16 | $325,000 | 3.00% | 0.92% | |
| 6/15/17 | $335,000 | 3.00% | 1.35% | |
| 6/15/18 | $345,000 | 4.00% | 1.83% | |
| 6/15/19 | $360,000 | 4.00% | 2.25% | |
| 6/15/20 | $375,000 | 4.00% | 2.63% | |
| 6/15/21 | $390,000 | 4.00% | 3.00% | |
| 6/15/22 | $405,000 | 5.00% | 3.23% | |
| 6/15/23 | $425,000 | 4.00% | 3.40% | |
| 6/15/24 | $440,000 | 5.00% | 3.63% | |
| 6/15/25 | $465,000 | 5.00% | 3.81% | |
| 6/15/26 | $485,000 | 5.00% | 4.00% | |
| 6/15/27 | $510,000 | 5.00% | 4.12% | |
| 6/15/28 | $535,000 | 5.00% | 4.24% | |
| 6/15/30 | $1,160,000 | 5.25% | 4.37% | |
| 6/15/33 | $1,955,000 | 4.625% | 4.70% | |
| 6/15/38 | $3,930,000 | 4.75% | 4.94% |
L.O.: Ballard Spahr LLP, Salt Lake City, UT.
F.A.: Lewis Young, Inc., Salt Lake City, UT.
Ogden (City)
Sep 12, 2013 . . . . . . $4,490,000
Storm Drain Revenue Bonds, Series 2013 (book entry)
Dated Sep 24, 2013.
Due Jun 15, 2014 to 2033.
First coupon Jun 15, 2014.
2024-2033 Callable Jun 15, 2023 at par.
Purchased through negotiation by KeyBanc Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 6/15/14 | $205,000 | 2.00% | 0.26% | |
| 6/15/15 | $160,000 | 3.00% | 0.55% | |
| 6/15/16 | $165,000 | 3.00% | 0.93% | |
| 6/15/17 | $170,000 | 3.00% | 1.35% | |
| 6/15/18 | $170,000 | 4.00% | 1.84% | |
| 6/15/19 | $180,000 | 4.00% | 2.23% | |
| 6/15/20 | $185,000 | 4.00% | 2.58% | |
| 6/15/21 | $195,000 | 4.00% | 2.93% | |
| 6/15/22 | $200,000 | 3.00% | 3.25% | |
| 6/15/23 | $210,000 | 5.00% | 3.35% | |
| 6/15/24 | $220,000 | 3.50% | 3.58% | |
| 6/15/25 | $225,000 | 3.50% | 3.76% | |
| 6/15/26 | $235,000 | 3.75% | 3.93% | |
| 6/15/28 | $500,000 | 5.25% | 4.10% | |
| 6/15/33 | $1,470,000 | 4.50% | 4.70% |
L.O.: Ballard Spahr LLP, Salt Lake City, UT.
F.A.: Lewis Young, Inc., Salt Lake City, UT.
WISCONSIN
Rock County
Sep 12, 2013 . . . . . . $6,040,000
General Obligation Promissory Notes (bank qualified) (book entry)
Dated Sep 26, 2013.
Due Sep 1, 2015 to 2023.
First coupon Mar 1, 2014.
2022-2023 Callable Sep 1, 2021 at par.
Purchased through negotiation by Stern Brothers & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 9/1/15 | $125,000 | 2.00% | 1.07% | |
| 9/1/16 | $625,000 | 2.00% | 1.05% | |
| 9/1/17 | $645,000 | 2.00% | 1.35% | |
| 9/1/18 | $700,000 | 2.25% | 1.75% | |
| 9/1/19 | $730,000 | 2.50% | 2.00% | |
| 9/1/20 | $780,000 | 2.75% | 2.35% | |
| 9/1/21 | $835,000 | 2.75% | 2.70% | |
| 9/1/22 | $800,000 | 2.90% | 2.90% | |
| 9/1/23 | $800,000 | 3.05% | 3.05% |
L.O.: Griggs Law Office LLC, Glendale, WI.
TAXABLE ISSUES
LOUISIANA
Louisiana Local Government Environmental Facilities and Community Development Authority
Sep 13, 2013 . . . . . . $3,700,000
Multifamily Housing Revenue Bonds, Series 2013AT (Amer-Nola LLC) (book entry) (Taxable) $235,000.
Dated Sep 19, 2013.
Due Sep 1, 2019.
First coupon Mar 1, 2014.
Non-callable.
Purchased through negotiation by Merchant Capital, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 9/1/19 | $235,000 | 5.75% | 5.951% |
L.O.: Jones, Walker, Waechter, Poitevent, Carrere & Denegre LLP, Baton Rouge, LA.
NORTH DAKOTA
Dickinson (City)
Sep 13, 2013 . . . . . . $16,920,000
Sales and Hospitality Tax Revenue Bonds, Series B (book entry) (Taxable) $500,000.
Dated Sep 30, 2013.
Due Oct 1, 2019.
First coupon Apr 1, 2014.
Non-callable.
Purchased through negotiation by Dougherty & Company LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/19 | $500,000 | 2.75% | 2.75% |
L.O.: Arntson Stewart Wegner PC, Bismarck, ND.
OKLAHOMA
Oklahoma City Airport Trust
Sep 13, 2013 . . . . . . $39,615,000
Junior Lien Bonds, Thirty First Series (book entry) (Taxable)
Dated Sep 25, 2013.
Due Jul 1, 2015 to 2043.
First coupon Jan 1, 2014.
2024-2043 Callable Jul 1, 2023 at par.
Purchased through negotiation by Citigroup Global Markets, Inc., Wells Nelson & Associates, LLC, BOSC, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/1/15 | $665,000 | 0.985% | 0.985% | |
| 7/1/16 | $670,000 | 1.667% | 1.667% | |
| 7/1/17 | $685,000 | 2.341% | 2.341% | |
| 7/1/18 | $700,000 | 2.741% | 2.741% | |
| 7/1/19 | $720,000 | 3.263% | 3.263% | |
| 7/1/20 | $740,000 | 3.563% | 3.563% | |
| 7/1/21 | $765,000 | 3.892% | 3.892% | |
| 7/1/22 | $795,000 | 4.092% | 4.092% | |
| 7/1/23 | $830,000 | 4.242% | 4.242% | |
| 7/1/28 | $4,870,000 | 5.992% | 5.99% | |
| 7/1/33 | $6,565,000 | 6.36% | 6.358% | |
| 7/1/43 | $21,610,000 | 6.86% | 6.858% |
L.O.: The Public Finance Law Group PLLC, Oklahoma City, OK; Williams, Box, Forshee & Bullard, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Public Financial Management, Inc., Dallas, TX.
TEXAS
Mission Economic Development Corporation
Sep 13, 2013 . . . . . . $9,000,000
Power Purchase Agreement Revenue Bonds (Nelson Gardens Energy, LLC Project), Series 2013 (book entry) (Taxable)
Dated Sep 30, 2013.
Due Dec 1, 2021 to 2028.
First coupon Dec 1, 2013.
2021-2028 Callable Dec 1, 2020 at par.
Purchased through negotiation by Duncan-Williams, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/21 | $2,640,000 | 8.55% | 8.55% | |
| 12/1/25 | $3,045,000 | 9.75% | 9.75% | |
| 12/1/28 | $3,315,000 | 10.875% | 10.875% |
L.O.: Bracewell & Giuliani LLP, Houston, TX; Bracewell & Giuliani LLP, Dallas, TX; and State Attorney General.
