ARKANSAS
Arkansas
Sep 10, 2013 . . . . . . $468,895,000
General Obligation Four-Lane Highway Construction and Improvement Bonds, Series 2013 (book entry).
Dated Oct 1, 2013.
Due Jun 15, 2014 to 2023.
Callable Jun 15, 2021 at par.
Winning bid: BA Merrill Lynch, at 105.3063, TIC 3.1167%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $5,000,000 | 2.00% | 0.20% | ||
| 6/15/15 | $1,000,000 | 1.00% | 0.50% | ||
| 6/15/16 | $1,000,000 | 2.00% | 0.80% | ||
| 6/15/17 | $2,000,000 | 2.00% | 1.21% | ||
| 6/15/18 | $2,000,000 | 2.00% | 1.63% | ||
| 6/15/19 | $2,000,000 | 2.00% | 1.97% | ||
| 6/15/20 | $33,450,000 | 4.00% | 2.40% | ||
| 6/15/21 | $134,790,000 | 5.00% | 2.73% | ||
| 6/15/22 | $141,530,000 | 3.25% | 3.25% | ||
| 6/15/23 | $146,125,000 | 3.50% | 3.44% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Barclays Capital, TIC 3.1273%
Morgan Stanley, TIC 3.1294%
Wells Fargo Secs, TIC 3.1537%
Citigroup, TIC 3.1882%
JPMorgan, TIC 3.22%
Lakeside School District No. 9 of Garland County
Sep 10, 2013 . . . . . . $2,890,000
Construction Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Apr 1, 2014 to 2036.
Callable Oct 1, 2018 at par.
Winning bid: Simmons First Invst, at 98.3929, TIC 3.7995%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $140,000 | 0.65% | 0.65% | ||
| 4/1/16 | $180,000 | 1.00% | 1.00% | ||
| 4/1/20 | $390,000 | 1.90% | 1.90% | ||
| 4/1/22 | $210,000 | 2.70% | 2.70% | ||
| 4/1/24 | $220,000 | 2.95% | 2.95% | ||
| 4/1/25 | $115,000 | 3.20% | 3.20% | ||
| 4/1/26 | $120,000 | 3.30% | 3.30% | ||
| 4/1/28 | $255,000 | 3.65% | 3.65% | ||
| 4/1/30 | $275,000 | 3.90% | 3.90% | ||
| 4/1/31 | $145,000 | 4.00% | 4.00% | ||
| 4/1/32 | $155,000 | 4.05% | 4.05% | ||
| 4/1/33 | $160,000 | 4.10% | 4.10% | ||
| 4/1/34 | $165,000 | 4.125% | 4.125% | ||
| 4/1/35 | $175,000 | 4.15% | 4.15% | ||
| 4/1/36 | $185,000 | 4.20% | 4.20% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.8175%
Vining-Sparks IBG, TIC 3.8866%
FTN Fin Cap Mkts, TIC 3.9042%
Raymond James, TIC 3.9258%
Crews & Associates, TIC 3.9487%
FLORIDA
Marion County School District
Sep 10, 2013 . . . . . . $10,000,000
Tax Anticipation Notes, Series 2013 (book entry).
Dated Sep 19, 2013.
Due Jun 30, 2014.
Purchased $10,000,000.00 by TD Securities, at 1.0%, plus $55,400.00, effective rate 0.2902%.
L.O.: Bryant, Miller & Olive, Jacksonville, FL.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
RBC Capital Mkts, Effective Rate 0.3261%
Wells Fargo Secs, Effective Rate 0.33%
Jefferies, Effective Rate 0.398%
Oppenheimer, Effective Rate 0.4568%
Sarasota County
Sep 10, 2013 . . . . . . $17,245,000
Second Guaranteed Entitlement Revenue Bonds, Series 2013 (book entry).
Dated Oct 2, 2013.
Due Oct 1, 2014 to 2043.
Callable Oct 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 98.3811, TIC 4.7913%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $320,000 | 3.00% | 0.23% | ||
| 10/1/15 | $335,000 | 3.00% | 0.48% | ||
| 10/1/16 | $340,000 | 3.00% | 0.85% | ||
| 10/1/17 | $355,000 | 3.00% | 1.25% | ||
| 10/1/18 | $365,000 | 3.00% | 1.71% | ||
| 10/1/19 | $375,000 | 3.00% | 2.05% | ||
| 10/1/20 | $385,000 | 3.00% | 2.45% | ||
| 10/1/21 | $395,000 | 3.00% | 2.78% | ||
| 10/1/22 | $410,000 | 3.00% | 3.11% | ||
| 10/1/23 | $420,000 | 3.25% | 3.34% | ||
| 10/1/24 | $435,000 | 3.50% | 3.57% | ||
| 10/1/25 | $450,000 | 3.75% | 3.79% | ||
| 10/1/26 | $465,000 | 4.00% | 4.01% | ||
| 10/1/27 | $485,000 | 4.25% | 4.20% | ||
| 10/1/28 | $505,000 | 4.25% | 4.37% | ||
| 10/1/29 | $530,000 | 4.50% | 4.49% | ||
| 10/1/30 | $550,000 | 4.50% | 4.60% | ||
| 10/1/31 | $575,000 | 4.75% | 4.75% | ||
| 10/1/32 | $605,000 | 4.75% | 4.83% | ||
| 10/1/33 | $630,000 | 4.75% | 4.90% | ||
| 10/1/34 | $660,000 | 4.75% | 4.95% | ||
| 10/1/38 | $2,995,000 | 5.00% | 5.16% | ||
| 10/1/43 | $4,660,000 | 5.00% | 5.199% |
L.O.: Holland & Knight LLP, Lakeland, FL.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Fifth Third Secs, TIC 4.8275%
Raymond James, TIC 4.8455%
Stifel Nicolaus, TIC 4.9114%
JPMorgan, TIC 4.9291%
FirstSouthwest, TIC 4.9503%
Citigroup, TIC 5.0667%
SunTrust Robinson, TIC 5.0888%
Piper Jaffray, TIC 5.1165%
RBC Capital Mkts, TIC 5.4981%
ILLINOIS
Bensenville Village
Sep 10, 2013 . . . . . . $8,000,000
General Obligation Bonds (Alternate Revenue Source), Series 2013E (book entry).
Dated Sep 26, 2013.
Due Dec 15, 2015 to 2032.
Callable Dec 15, 2023 at par.
Winning bid: Robert W. Baird, at n/a, TIC 4.6999%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/15 | $200,000 | 3.00% | 1.00% | ||
| 12/15/16 | $300,000 | 3.00% | 1.35% | ||
| 12/15/17 | $325,000 | 3.00% | 1.75% | ||
| 12/15/18 | $300,000 | 4.00% | 2.20% | ||
| 12/15/19 | $500,000 | 4.00% | 2.55% | ||
| 12/15/20 | $200,000 | 4.00% | 3.00% | ||
| 12/15/21 | $500,000 | 4.00% | 3.25% | ||
| 12/15/22 | $350,000 | 4.00% | 3.50% | ||
| 12/15/23 | $300,000 | 4.00% | 3.70% | ||
| 12/15/24 | $300,000 | 4.00% | 4.00% | ||
| 12/15/25 | $300,000 | 4.125% | 4.20% | ||
| 12/15/26 | $300,000 | 4.25% | 4.40% | ||
| 12/15/30 | $125,000 | 4.75% | 4.90% | ||
| 12/15/32 | $4,000,000 | 5.00% | 5.00% |
Other managers: CL King & Associates, Fidelity Capital Markets, Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Crews & Associates, Inc., Ross, Sinclaire & Associates LLC, Incapital LLC, CastleOak Securities, L.P., Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, Bernardi Securities, Inc., Sterne, Agee & Leach, Inc, Cronin & Co., Inc., Northland Securities, Inc..
L.O.: Ice Miller, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Stifel Nicolaus, TIC 5.0388%
Mesirow Financial, TIC 5.0828%
Hutchinson Shockey, TIC 5.2849%
INDIANA
Clinton (City)
Sep 10, 2013 . . . . . . $3,000,000
Sewage Works Bond Anticipation Notes (Conventional or Draw) (bank qualified).
Dated Sep 19, 2013.
Due Jul 1, 2016.
Purchased $3,000,000.00 by First Financial Bk, at 2.35%, effective rate 2.35%.
L.O.: Bingham Greenebaum Doll LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, Effective Rate 2.75%
City Securities, Effective Rate 2.92%
IOWA
Independence (City)
Sep 9, 2013 . . . . . . $1,150,000
General Obligation Corporate Purpose Bonds, Series 2013B (bank qualified) (book entry).
Dated Oct 9, 2013.
Due Jun 1, 2015 to 2024.
Callable Jun 1, 2020 at par.
Winning bid: UMB Bank, at n/a, TIC 2.5143%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $105,000 | 2.00% | 0.50% | ||
| 6/1/16 | $105,000 | 2.00% | 0.85% | ||
| 6/1/17 | $110,000 | 2.00% | 1.20% | ||
| 6/1/18 | $110,000 | 2.00% | 1.55% | ||
| 6/1/19 | $110,000 | 2.00% | 1.85% | ||
| 6/1/20 | $115,000 | 2.15% | 2.15% | ||
| 6/1/21 | $120,000 | 2.40% | 2.40% | ||
| 6/1/22 | $120,000 | 2.60% | 2.60% | ||
| 6/1/23 | $125,000 | 2.80% | 2.80% | ||
| 6/1/24 | $130,000 | 3.00% | 3.05% |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Bankers' Bank, TIC 2.6674%
D.A. Davidson, TIC 2.708%
Northland Securities, TIC 2.7394%
Hutchinson Shockey, TIC 2.8434%
Indianola Community School District
Sep 9, 2013 . . . . . . $10,000,000
General Obligation School Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 8, 2013.
Due Jun 1, 2015 to 2033.
Callable Jun 1, 2019 at par.
Winning bid: D.A. Davidson, at 99.6830, TIC 3.4091%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $565,000 | 2.00% | 0.55% | ||
| 6/1/16 | $445,000 | 2.00% | 0.80% | ||
| 6/1/17 | $450,000 | 2.00% | 1.10% | ||
| 6/1/18 | $450,000 | 2.00% | 1.50% | ||
| 6/1/19 | $455,000 | 2.00% | 1.90% | ||
| 6/1/20 | $465,000 | 2.10% | 2.10% | ||
| 6/1/21 | $470,000 | 2.40% | 2.40% | ||
| 6/1/22 | $480,000 | 2.60% | 2.60% | ||
| 6/1/23 | $490,000 | 2.80% | 2.80% | ||
| 6/1/24 | $500,000 | 2.90% | 2.90% | ||
| 6/1/25 | $525,000 | 3.10% | 3.10% | ||
| 6/1/26 | $550,000 | 3.20% | 3.20% | ||
| 6/1/27 | $550,000 | 3.40% | 3.40% | ||
| 6/1/28 | $555,000 | 3.55% | 3.55% | ||
| 6/1/29 | $570,000 | 3.70% | 3.70% | ||
| 6/1/31 | $1,200,000 | 4.00% | 4.00% | ||
| 6/1/33 | $1,280,000 | 4.15% | 4.15% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 3.4289%
Stifel Nicolaus, TIC 3.4307%
Raymond James, TIC 3.4572%
Janney Montgomery, TIC 3.4675%
Wells Fargo Secs, TIC 3.4923%
Sterne Agee, TIC 3.5373%
Hutchinson Shockey, TIC 3.8259%
KANSAS
Lawrence (City)
Sep 10, 2013 . . . . . . $4,405,000
General Obligation Improvement Bonds, Series 2013-A (book entry).
Dated Sep 26, 2013.
Due Sep 1, 2014 to 2025.
Callable Sep 1, 2023 at par.
Winning bid: Robert W. Baird, at 103.1857, TIC 2.7647%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $350,000 | 2.00% | 0.35% | ||
| 9/1/15 | $350,000 | 2.00% | 0.55% | ||
| 9/1/16 | $350,000 | 3.00% | 0.86% | ||
| 9/1/17 | $355,000 | 3.00% | 1.22% | ||
| 9/1/18 | $355,000 | 3.00% | 1.63% | ||
| 9/1/19 | $360,000 | 3.00% | 2.00% | ||
| 9/1/20 | $365,000 | 3.00% | 2.35% | ||
| 9/1/21 | $370,000 | 4.00% | 2.68% | ||
| 9/1/22 | $375,000 | 4.00% | 2.90% | ||
| 9/1/23 | $385,000 | 3.00% | 3.10% | ||
| 9/1/24 | $390,000 | 3.375% | 3.45% | ||
| 9/1/25 | $400,000 | 3.50% | 3.60% |
Other managers: CL King & Associates, Davenport & Company LLC, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Duncan-WIlliams, Inc., Wedbush Securities Inc., Country Club Bank, Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., Incapital LLC, Commerce Bank, George K. Baum & Co., Bernardi Securities, Inc., Central States Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership.
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Municipal Official(s).
Other bidders were:
FTN Fin Cap Mkts, TIC 2.7649%
Janney Montgomery, TIC 2.77%
Piper Jaffray, TIC 2.834%
UBS Financial Svcs, TIC 2.8606%
Hutchinson Shockey, TIC 2.8829%
Lawrence (City)
Sep 10, 2013 . . . . . . $43,950,000
General Obligation Temporary Notes Series 2013-III (book entry).
Dated Sep 26, 2013.
Due Oct 1, 2014.
Non-callable.
Winning bid: Morgan Stanley, at 101.3160, NIC 0.202%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $43,950,000 | 1.50% | 0.20% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Municipal Official(s).
Other bidders were:
JPMorgan, NIC 0.2035%
Jefferies, NIC 0.2223%
Wells Fargo Secs, NIC 0.2838%
Topeka (City)
Sep 10, 2013 . . . . . . $9,790,000
General Obligation Bonds, Series 2013-B (book entry).
Dated Sep 30, 2013.
Due Aug 15, 2015 to 2033.
Callable Aug 15, 2019 at par.
Winning bid: Robert W. Baird, at n/a, TIC 4.0231%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $380,000 | 3.00% | 0.50% | ||
| 8/15/16 | $390,000 | 3.00% | 0.90% | ||
| 8/15/17 | $405,000 | 3.00% | 1.40% | ||
| 8/15/18 | $415,000 | 3.00% | 1.80% | ||
| 8/15/19 | $425,000 | 3.00% | 2.15% | ||
| 8/15/20 | $440,000 | 3.00% | 2.50% | ||
| 8/15/21 | $455,000 | 3.00% | 2.85% | ||
| 8/15/22 | $465,000 | 3.00% | 3.10% | ||
| 8/15/23 | $480,000 | 3.125% | 3.25% | ||
| 8/15/24 | $500,000 | 3.50% | 3.66% | ||
| 8/15/25 | $510,000 | 3.75% | 3.85% | ||
| 8/15/27 | $1,080,000 | 4.00% | 4.00% | ||
| 8/15/28 | $580,000 | 4.125% | 4.125% | ||
| 8/15/29 | $600,000 | 4.25% | 4.25% | ||
| 8/15/30 | $625,000 | 4.25% | 4.35% | ||
| 8/15/31 | $650,000 | 4.375% | 4.43% | ||
| 8/15/32 | $680,000 | 4.375% | 4.50% | ||
| 8/15/33 | $710,000 | 4.50% | 4.55% |
Other managers: CL King & Associates, Davenport & Company LLC, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Duncan-WIlliams, Inc., Wedbush Securities Inc., Country Club Bank, Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., Incapital LLC, Commerce Bank, George K. Baum & Co., Bernardi Securities, Inc., Central States Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership.
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
UBS Financial Svcs, TIC 4.0445%
BA Merrill Lynch, TIC 4.1219%
Hutchinson Shockey, TIC 4.2683%
Topeka (City)
Sep 10, 2013 . . . . . . $24,975,000
Temporary Notes, Series 2013-A (book entry).
Dated Sep 30, 2013.
Due Oct 1, 2014.
Purchased $24,975,000.00 by Wells Fargo Secs, at 1.0%, plus $188,561.20, effective rate 0.2451%.
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
TD Securities, Effective Rate 0.2936%
US Bancorp Invest, Effective Rate 0.3095%
Jefferies, Effective Rate 0.4253%
KENTUCKY
Morehead State University
Sep 10, 2013 . . . . . . $9,475,000
General Receipts Bonds, 2013 Series A (bank qualified) (book entry).
Dated Sep 24, 2013.
Due Apr 1, 2014 to 2033.
Callable Apr 1, 2023 at par.
Winning bid: Ross Sinclaire, at 98.2362, TIC 3.8516%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $345,000 | 1.00% | 0.50% | ||
| 4/1/15 | $375,000 | 1.00% | 0.75% | ||
| 4/1/16 | $375,000 | 1.00% | 1.00% | ||
| 4/1/17 | $390,000 | 1.40% | 1.40% | ||
| 4/1/18 | $410,000 | 2.00% | 1.80% | ||
| 4/1/19 | $405,000 | 2.00% | 2.10% | ||
| 4/1/20 | $420,000 | 3.00% | 2.40% | ||
| 4/1/21 | $430,000 | 3.00% | 2.75% | ||
| 4/1/23 | $895,000 | 3.00% | 3.05% | ||
| 4/1/24 | $460,000 | 3.20% | 3.25% | ||
| 4/1/27 | $1,475,000 | 3.50% | 3.60% | ||
| 4/1/28 | $525,000 | 4.00% | 4.00% | ||
| 4/1/29 | $545,000 | 4.00% | 4.05% | ||
| 4/1/30 | $570,000 | 4.10% | 4.15% | ||
| 4/1/31 | $590,000 | 4.25% | 4.30% | ||
| 4/1/32 | $620,000 | 4.30% | 4.40% | ||
| 4/1/33 | $645,000 | 4.375% | 4.50% |
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Stifel Nicolaus, TIC 3.9277%
Raymond James, TIC 3.9366%
Janney Montgomery, TIC 4.0067%
Sterne Agee, TIC 4.0531%
Hutchinson Shockey, TIC 4.3692%
MINNESOTA
Clearbrook-Gonvick Independent School District No. 2311
Sep 10, 2013 . . . . . . $1,460,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2013A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 23, 2013.
Due Sep 30, 2014.
Purchased $1,460,000.00 by Piper Jaffray, at 1.0%, plus $7,679.60, effective rate 0.484%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Jefferies, Effective Rate 0.6223%
Oppenheimer, Effective Rate 0.6723%
NEW JERSEY
Essex County
Sep 10, 2013 . . . . . . $5,500,000
$4,000,000 County Voc Sch Bds., Ser. 2013A (NJ Sch Bd Res Act., P.L. 1980, C. 72); $750,000 Co Coll Bds., Ser 2013B; $750,000 Co Coll Bds., Ser. 2013C (Co Coll Bd Act, P.L. 1971, C. 12) (book entry).
Dated Sep 25, 2013.
Due Sep 1, 2014 to 2028.
Callable Sep 1, 2023 at par.
Winning bid: UBS Financial Svcs, at 100.1924, TIC 3.3786%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $370,000 | 3.00% | 0.30% | ||
| 9/1/15 | $365,000 | 3.00% | 0.55% | ||
| 9/1/16 | $370,000 | 3.00% | 0.90% | ||
| 9/1/17 | $380,000 | 3.00% | 1.30% | ||
| 9/1/18 | $385,000 | 3.00% | 1.75% | ||
| 9/1/19 | $390,000 | 3.00% | 2.10% | ||
| 9/1/20 | $400,000 | 3.00% | 2.50% | ||
| 9/1/21 | $410,000 | 3.00% | 2.85% | ||
| 9/1/22 | $420,000 | 3.00% | 3.10% | ||
| 9/1/23 | $430,000 | 3.25% | 3.30% | ||
| 9/1/24 | $290,000 | 3.50% | 3.50% | ||
| 9/1/25 | $300,000 | 3.50% | 3.70% | ||
| 9/1/26 | $315,000 | 4.00% | 3.90% | ||
| 9/1/27 | $330,000 | 4.00% | 4.05% | ||
| 9/1/28 | $345,000 | 4.00% | 4.20% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC.
In association with: Wiley Bros.-Aintree Capital LLC, Rockfleet Financial Services, Inc., R. Seelaus & Co., Inc.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Acacia Financial Group, Inc., Montclair, NJ.
Other bidders were:
Janney Montgomery, TIC 3.4751%
PNC Capital Markets, TIC 3.5098%
Hutchinson Shockey, TIC 3.6927%
Essex County
Sep 10, 2013 . . . . . . $70,580,000
Bond Anticipation Notes, Series 2013 (book entry).
Dated Sep 25, 2013.
Due Sep 24, 2014.
Purchased $70,580,000.00 by JPMorgan, at 1.0%, plus $575,932.80, effective rate 0.1817%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Acacia Financial Group, Inc., Montclair, NJ.
Other bidders were:
TD Securities, Effective Rate 0.1822%
BA Merrill Lynch, Effective Rate 0.209%
Wells Fargo Secs, Effective Rate 0.2118%
PNC Capital Markets, Effective Rate 0.2231%
Jefferies, Effective Rate 0.2422%
Morgan Stanley, Effective Rate 0.2953%
Fair Lawn (Borough)
Sep 10, 2013 . . . . . . $9,600,000
Bond Anticipation Note (bank qualified).
Dated Sep 19, 2013.
Due Sep 19, 2014.
Purchased $9,600,000.00 by Jefferies, at 1.25%, plus $90,146.00, effective rate 0.311%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.373%
NW Capital, Effective Rate 0.519%
Oppenheimer, Effective Rate 0.6789%
Valley National Bank, Effective Rate 0.72%
Fanwood Borough
Sep 10, 2013 . . . . . . $1,890,146
Bond Anticipation Note (bank qualified).
Dated Sep 18, 2013.
Due Sep 17, 2014.
Purchased $1,890,150.00 by Jefferies, at 1.25%, plus $7,751.00, effective rate 0.838%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.9419%
TD Securities, Effective Rate 0.955%
Hackettstown (Town)
Sep 10, 2013 . . . . . . $751,792
Bond Anticipation Note (bank qualified).
Dated Sep 17, 2013.
Due Sep 16, 2014.
Purchased $751,790.00 by TBGC Investment Corp, at 0.99%, effective rate 0.99%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.0632%
First Hope Bk, Effective Rate 1.09%
Oppenheimer, Effective Rate 1.6508%
Lawrence Township (Cumberland County)
Sep 10, 2013 . . . . . . $293,500
Bond Anticipation Note (bank qualified).
Dated Sep 20, 2013.
Due Feb 21, 2014.
Purchased $293,500.00 by East Brunswick Twp, at 1.305%, effective rate 1.305%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Passaic Vly Wtr Comm, Effective Rate 1.28%
Oppenheimer, Effective Rate 3.2167%
Livingston Township Board of Education
Sep 10, 2013 . . . . . . $8,000,000
Grant Anticipation Note (bank qualified).
Dated Sep 25, 2013.
Due Sep 25, 2014.
Purchased $8,000,000.00 by RBC Capital Mkts, at 2.0%, plus $104,480.00, effective rate 0.694%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Jefferies, Effective Rate 0.794%
Oppenheimer, Effective Rate 0.884%
Middletown Township
Sep 10, 2013 . . . . . . $12,682,725
$10,589,725 General Improvement Notes; $1,693,000 Tax Appeal Refunding Notes and $400,000 Special Emergency Notes.
Dated Sep 17, 2013.
Due Sep 16, 2014.
Purchased $12,682,730.00 by Jefferies, at 1.25%, plus $57,707.00, effective rate 0.793%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.8274%
TD Securities, Effective Rate 1.015%
Neptune Township
Sep 10, 2013 . . . . . . $4,585,000
Bond Anticipation Notes, Series 2013B (bank qualified).
Dated Sep 13, 2013.
Due Sep 12, 2014.
Purchased $4,585,000.00 by NW Capital, at 1.0%, plus $7,932.05, effective rate 0.8265%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.97%
Jefferies, Effective Rate 1.1216%
Neptune Township
Sep 10, 2013 . . . . . . $5,517,000
Bond Anticipation Notes, Series 2013A (bank qualified).
Dated Sep 13, 2013.
Due Jan 13, 2014.
Purchased $5,517,000.00 by NW Capital, at 1.0%, plus $4,303.26, effective rate 0.766%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.0789%
Oppenheimer, Effective Rate 1.2812%
Riverdale Borough
Sep 10, 2013 . . . . . . $2,500,000
Bond Anticipation Note (bank qualified).
Dated Sep 19, 2013.
Due Sep 18, 2014.
Purchased $2,500,000.00 by Oppenheimer, at 1.375%, plus $350.00, effective rate 1.361%.
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Municipal Official(s).
Sea Isle City (City)
Sep 10, 2013 . . . . . . $10,800,000
Bond Anticipation Note.
Dated Sep 19, 2013.
Due Sep 19, 2014.
Purchased $10,800,000.00 by TD Securities, at 1.0%, plus $41,796.00, effective rate 0.613%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.789%
Oppenheimer, Effective Rate 0.8287%
Vernon Township
Sep 10, 2013 . . . . . . $600,000
Special Emergency Note (bank qualified).
Dated Sep 19, 2013.
Due Sep 19, 2014.
Purchased $600,000.00 by Highland State Bank, at 0.49%, effective rate 0.49%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Lakeland Bank, Effective Rate 0.8%
Sussex Co. St Bk, Effective Rate 1.0%
PNC Bank, Effective Rate 1.07%
Oppenheimer, Effective Rate 1.4327%
NEW MEXICO
Los Lunas School District No. 1
Sep 10, 2013 . . . . . . $6,000,000
General Obligation School Building Bonds, Series 2013 (NM Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 16, 2013.
Due Jul 15, 2014 to 2026.
Callable Jul 15, 2022 at par.
Winning bid: Baker Group, at 100.0000, TIC 2.7443%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $475,000 | 2.15% | 0.50% | ||
| 7/15/15 | $375,000 | 2.15% | 0.65% | ||
| 7/15/16 | $500,000 | 2.15% | 1.00% | ||
| 7/15/17 | $200,000 | 1.25% | 1.25% | ||
| 7/15/18 | $225,000 | 1.60% | 1.60% | ||
| 7/15/19 | $100,000 | 1.90% | 1.90% | ||
| 7/15/20 | $225,000 | 2.05% | 2.05% | ||
| 7/15/21 | $225,000 | 2.35% | 2.35% | ||
| 7/15/22 | $600,000 | 2.55% | 2.55% | ||
| 7/15/23 | $675,000 | 2.70% | 2.70% | ||
| 7/15/24 | $800,000 | 2.85% | 2.85% | ||
| 7/15/25 | $800,000 | 3.00% | 3.00% | ||
| 7/15/26 | $800,000 | 3.20% | 3.20% |
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM; and State Attorney General.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
Stifel Nicolaus, TIC 2.8597%
BOSC, TIC 2.8735%
FTN Fin Cap Mkts, TIC 2.8839%
Robert W. Baird, TIC 2.9188%
Raymond James, TIC 2.9455%
NEW YORK
Batavia (Town)
Sep 10, 2013 . . . . . . $320,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Sep 18, 2013.
Due Sep 18, 2014.
Purchased $320,000.00 by Five Star Bnk, at 1.07%, effective rate 1.07%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.1822%
Sage Rutty, Effective Rate 1.56%
Oppenheimer, Effective Rate 2.856%
Bayport-Blue Point Union Free School District
Sep 10, 2013 . . . . . . $10,500,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Sep 19, 2013.
Due Jun 26, 2014.
Purchased $10,500,000.00 by JPMorgan, at 1.0%, plus $63,630.00, effective rate 0.2124%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.2163%
Jefferies, Effective Rate 0.2488%
Capital One, Effective Rate 0.37%
Bronxville Union Free School District
Sep 10, 2013 . . . . . . $4,100,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Sep 19, 2013.
Due Sep 19, 2014.
Purchased $4,100,000.00 by Jefferies, at 1.0%, plus $28,661.00, effective rate 0.301%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.353%
JPMorgan Chase, Effective Rate 0.65%
Oppenheimer, Effective Rate 0.6823%
Signature Bank, Effective Rate 2.14%
Central Square Central School District
Sep 10, 2013 . . . . . . $7,292,761
School District (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Sep 20, 2013.
Due Jun 15, 2014 to 2028.
Callable Jun 15, 2020 at par.
Winning bid: Sterne Agee, at 100.6147, NIC 3.3312%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $457,761 | 2.25% | 0.50% | BAM | |
| 6/15/15 | $410,000 | 2.25% | 0.80% | BAM | |
| 6/15/16 | $420,000 | 2.25% | 1.00% | BAM | |
| 6/15/17 | $430,000 | 2.25% | 1.30% | BAM | |
| 6/15/18 | $440,000 | 2.25% | 1.75% | BAM | |
| 6/15/19 | $450,000 | 2.25% | 2.00% | BAM | |
| 6/15/20 | $460,000 | 2.75% | 2.30% | BAM | |
| 6/15/21 | $470,000 | 3.00% | 2.60% | BAM | |
| 6/15/22 | $485,000 | 3.00% | 2.85% | BAM | |
| 6/15/23 | $500,000 | 3.25% | 3.10% | BAM | |
| 6/15/24 | $515,000 | 3.50% | 3.30% | BAM | |
| 6/15/25 | $535,000 | 3.50% | 3.40% | BAM | |
| 6/15/26 | $555,000 | 4.00% | 3.60% | BAM | |
| 6/15/27 | $570,000 | 4.00% | 3.80% | BAM | |
| 6/15/28 | $595,000 | 4.00% | 3.90% | BAM |
Other managers: BOSC, Inc..
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Fidelity Capital, NIC 3.4025%
PNC Capital Markets, NIC 3.449%
Roosevelt & Cross, NIC 3.5216%
Robert W. Baird, NIC 3.6654%
FTN Fin Cap Mkts, NIC 3.7749%
Concord (Town)
Sep 10, 2013 . . . . . . $600,000
Bond Anticipation Notes, Series 2013 (bank qualified).
Dated Sep 24, 2013.
Due Sep 24, 2014.
Purchased $600,000.00 by M & T Bank, at 1.7%, effective rate 1.7%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.735%
Empire State Development Corporation
Sep 10, 2013 . . . . . . $271,900,000
State Personal Income Tax Revenue Bonds (General Purpose), Series 2013C (Maturity Group A) (book entry).
Dated Sep 26, 2013.
Due Mar 15, 2015 to 2023.
Non-callable.
Winning bid: Goldman Sachs, at 113.5408, TIC 2.4462%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/15 | $24,660,000 | 5.00% | 0.38% | ||
| 3/15/16 | $25,890,000 | 5.00% | 0.69% | ||
| 3/15/17 | $27,185,000 | 5.00% | 1.12% | ||
| 3/15/18 | $28,545,000 | 5.00% | 1.57% | ||
| 3/15/19 | $29,975,000 | 5.00% | 1.96% | ||
| 3/15/20 | $31,470,000 | 5.00% | 2.34% | ||
| 3/15/21 | $33,045,000 | 5.00% | 2.72% | ||
| 3/15/22 | $34,700,000 | 5.00% | 2.99% | ||
| 3/15/23 | $36,430,000 | 5.00% | 3.23% |
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY; and D. Seaton & Associates, New York, NY.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
JPMorgan, TIC 2.4472%
BA Merrill Lynch, TIC 2.4549%
Wells Fargo Secs, TIC 2.455%
Barclays Capital, TIC 2.4567%
RBC Capital Mkts, TIC 2.4838%
Morgan Stanley, TIC 2.497%
Citigroup, TIC 2.5057%
Jefferies, TIC 2.5747%
Empire State Development Corporation
Sep 10, 2013 . . . . . . $481,155,000
State Personal Income Tax Revenue Bonds (General Purpose), Series 2013C (Maturity Group B) (book entry).
Dated Sep 26, 2013.
Due Mar 15, 2024 to 2033.
Callable Mar 15, 2023 at par.
Winning bid: BA Merrill Lynch, at 106.1562, TIC 4.4387%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/24 | $38,255,000 | 5.00% | 3.40% | ||
| 3/15/25 | $40,165,000 | 5.00% | 3.67% | ||
| 3/15/26 | $42,175,000 | 5.00% | 3.86% | ||
| 3/15/27 | $44,285,000 | 5.00% | 4.00% | ||
| 3/15/28 | $46,500,000 | 5.00% | 4.12% | ||
| 3/15/29 | $48,825,000 | 5.00% | 4.27% | ||
| 3/15/30 | $51,265,000 | 5.00% | 4.40% | ||
| 3/15/31 | $53,825,000 | 5.00% | 4.48% | ||
| 3/15/32 | $56,520,000 | 5.00% | 4.56% | ||
| 3/15/33 | $59,340,000 | 5.00% | 4.58% |
Other managers: CastleOak Securities, L.P..
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY; and D. Seaton & Associates, New York, NY.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
JPMorgan, TIC 4.4388%
Wells Fargo Secs, TIC 4.44%
Citigroup, TIC 4.4423%
Barclays Capital, TIC 4.4551%
Morgan Stanley, TIC 4.4614%
Jefferies, TIC 4.4756%
RBC Capital Mkts, TIC 4.4926%
Goldman Sachs, TIC 4.516%
Hendrick Hudson Central School District
Sep 10, 2013 . . . . . . $1,515,744
Bond Anticipation Notes-2013 (bank qualified).
Dated Sep 19, 2013.
Due Sep 19, 2014.
Purchased $1,515,740.00 by Jefferies, at 1.25%, plus $8,429.00, effective rate 0.6939%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.75%
Janney Montgomery, Effective Rate 0.769%
Oppenheimer, Effective Rate 0.9727%
Hendrick Hudson Central School District
Sep 10, 2013 . . . . . . $3,500,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Sep 19, 2013.
Due Jun 20, 2014.
Purchased $3,500,000.00 by JPMorgan Chase, at 0.59%, effective rate 0.59%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.6933%
Oppenheimer, Effective Rate 0.7986%
Janney Montgomery, Effective Rate 0.8156%
Phoenix Central School District
Sep 10, 2013 . . . . . . $3,595,998
Bond Anticipation Notes, 2013 (bank qualified).
Dated Sep 19, 2013.
Due Jun 19, 2014.
Purchased $3,596,000.00 by PNC Capital Markets, at 1.0%, plus $12,082.55, effective rate 0.552%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.5939%
JPMorgan Chase, Effective Rate 0.65%
Oppenheimer, Effective Rate 0.9233%
Roosevelt & Cross, Effective Rate 1.332%
Portville Central School District
Sep 10, 2013 . . . . . . $596,298
Bond Anticipation Notes, 2013 (bank qualified).
Dated Sep 19, 2013.
Due Sep 19, 2014.
Purchased $596,300.00 by JPMorgan Chase, at 1.04%, effective rate 1.04%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.069%
Five Star Bnk, Effective Rate 1.18%
Oppenheimer, Effective Rate 1.384%
Riverhead Central School District
Sep 10, 2013 . . . . . . $1,995,407
Bond Anticipation Notes - 2013.
Dated Sep 19, 2013.
Due Sep 19, 2014.
Purchased $1,995,410.00 by JPMorgan, at 1.25%, plus $18,696.96, effective rate 0.313%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.333%
Janney Montgomery, Effective Rate 0.469%
Jefferies, Effective Rate 0.5379%
Riverhead Central School District
Sep 10, 2013 . . . . . . $20,000,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Sep 19, 2013.
Due Jun 26, 2014.
Purchased $20,000,000.00 by JPMorgan, at 1.0%, plus $124,400.00, effective rate 0.1916%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.1942%
Jefferies, Effective Rate 0.2345%
Capital One, Effective Rate 0.37%
NORTH CAROLINA
Huntersville (Town)
Sep 10, 2013 . . . . . . $8,100,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Jun 1, 2015 to 2033.
Callable Jun 1, 2023 at par.
Winning bid: Piper Jaffray, at 102.3100, TIC 3.0994%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $440,000 | 3.00% | 0.50% | ||
| 6/1/16 | $440,000 | 3.00% | 0.80% | ||
| 6/1/17 | $440,000 | 3.00% | 1.10% | ||
| 6/1/18 | $440,000 | 3.00% | 1.40% | ||
| 6/1/19 | $430,000 | 3.00% | 1.80% | ||
| 6/1/20 | $425,000 | 3.00% | 2.00% | ||
| 6/1/21 | $425,000 | 3.00% | 2.30% | ||
| 6/1/22 | $425,000 | 3.00% | 2.50% | ||
| 6/1/23 | $425,000 | 3.00% | 2.65% | ||
| 6/1/24 | $425,000 | 3.00% | 2.85% | ||
| 6/1/25 | $425,000 | 3.00% | 2.95% | ||
| 6/1/26 | $420,000 | 3.10% | 3.10% | ||
| 6/1/27 | $420,000 | 3.25% | 3.25% | ||
| 6/1/28 | $420,000 | 3.35% | 3.35% | ||
| 6/1/29 | $420,000 | 3.50% | 3.50% | ||
| 6/1/30 | $420,000 | 3.625% | 3.65% | ||
| 6/1/31 | $420,000 | 3.75% | 3.75% | ||
| 6/1/32 | $420,000 | 4.00% | 3.90% | ||
| 6/1/33 | $420,000 | 4.00% | 4.00% |
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Charlotte, NC.
F.A.: Robert W. Baird & Co., Inc., Winston-Salem, NC; and Local Government Commission, Raleigh, NC.
Other bidders were:
Stifel Nicolaus, TIC 3.1015%
Guggenheim Secs, TIC 3.1312%
FTN Fin Cap Mkts, TIC 3.1481%
Wells Fargo Secs, TIC 3.1597%
Raymond James, TIC 3.1704%
BMO Cap Mkts GKST, TIC 3.1707%
Janney Montgomery, TIC 3.2605%
UBS Financial Svcs, TIC 3.2912%
Sterne Agee, TIC 3.332%
SunTrust Robinson, TIC 3.3407%
Citigroup, TIC 3.6701%
NORTH DAKOTA
Bismarck (City)
Sep 10, 2013 . . . . . . $9,000,000
Water Revenue Bonds of 2013 (book entry).
Dated Oct 1, 2013.
Due Apr 1, 2014 to 2028.
Callable Apr 1, 2019 at par.
Winning bid: Robert W. Baird, at 100.0157, NIC 3.4285%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $310,000 | 1.00% | 0.33% | ||
| 4/1/15 | $535,000 | 1.00% | 0.50% | ||
| 4/1/16 | $540,000 | 1.50% | 0.85% | ||
| 4/1/17 | $545,000 | 3.00% | 1.25% | ||
| 4/1/18 | $555,000 | 3.00% | 1.70% | ||
| 4/1/19 | $570,000 | 3.00% | 2.10% | ||
| 4/1/20 | $580,000 | 3.00% | 2.45% | ||
| 4/1/21 | $595,000 | 3.00% | 2.80% | ||
| 4/1/22 | $615,000 | 3.00% | 3.05% | ||
| 4/1/23 | $635,000 | 3.125% | 3.25% | ||
| 4/1/24 | $655,000 | 3.375% | 3.50% | ||
| 4/1/25 | $675,000 | 3.625% | 3.70% | ||
| 4/1/26 | $700,000 | 3.75% | 3.85% | ||
| 4/1/27 | $730,000 | 4.00% | 4.00% | ||
| 4/1/28 | $760,000 | 4.00% | 4.08% |
Other managers: Coastal Securities Corp., CL King & Associates, Fidelity Capital Markets, Kildare Capital, Inc., Edward Jones, SAMCO Capital Markets, Crews & Associates, Inc., Cronin & Co., Inc., Northland Securities, Inc., Incapital LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., D.A. Davidson & Co., Wedbush Securities Inc., Sterne, Agee & Leach, Inc, Davenport & Company LLC, Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Bernardi Securities, Inc..
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Dougherty & Company LLC, Bismarck, ND.
Other bidders were:
Raymond James, NIC 3.4418%
Janney Montgomery, NIC 3.4445%
JPMorgan, NIC 3.4494%
Southwest Securities, NIC 3.503%
Hutchinson Shockey, NIC 3.6209%
OKLAHOMA
Payne County Independent School District No. 16 (Stillwater)
Sep 10, 2013 . . . . . . $1,800,000
Building Bonds, Series 2013B (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2015 to 2018.
Non-callable.
Winning bid: Hutchinson Shockey, at 101.8130, TIC 1.5973%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $450,000 | 1.00% | 0.65% | ||
| 10/1/16 | $450,000 | 2.00% | 1.00% | ||
| 10/1/17 | $450,000 | 3.00% | 1.40% | ||
| 10/1/18 | $450,000 | 2.00% | 1.80% |
L.O.: The Public Finance Law Group PLLC, Oklahoma City, OK; and State Attorney General.
F.A.: Municipal Finance Services, Inc., Edmond, OK.
PENNSYLVANIA
Haverford Township
Sep 9, 2013 . . . . . . $10,000,000
General Obligation Bonds, Series of 2013 (bank qualified) (book entry).
Dated Oct 15, 2013.
Due Oct 15, 2015 to 2043.
Callable Oct 15, 2018 at par.
Winning bid: Stifel Nicolaus, at n/a, TIC 4.1634%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/15 | $220,000 | 2.00% | 0.65% | ||
| 10/15/16 | $225,000 | 2.00% | 0.95% | ||
| 10/15/17 | $230,000 | 2.00% | 1.35% | ||
| 10/15/18 | $235,000 | 2.00% | 1.85% | ||
| 10/15/19 | $240,000 | 2.00% | 2.05% | ||
| 10/15/20 | $245,000 | 2.25% | 2.25% | ||
| 10/15/21 | $250,000 | 2.50% | 2.45% | ||
| 10/15/22 | $255,000 | 2.75% | 2.80% | ||
| 10/15/23 | $260,000 | 3.00% | 2.90% | ||
| 10/15/24 | $270,000 | 3.00% | 3.05% | ||
| 10/15/25 | $275,000 | 3.125% | 3.20% | ||
| 10/15/26 | $285,000 | 3.25% | 3.30% | ||
| 10/15/27 | $295,000 | 3.375% | 3.40% | ||
| 10/15/28 | $305,000 | 3.50% | 3.60% | ||
| 10/15/29 | $315,000 | 3.75% | 3.80% | ||
| 10/15/30 | $325,000 | 4.00% | 3.90% | ||
| 10/15/31 | $340,000 | 4.00% | 4.00% | ||
| 10/15/32 | $355,000 | 4.00% | 4.10% | ||
| 10/15/33 | $370,000 | 4.10% | 4.20% | ||
| 10/15/34 | $385,000 | 4.20% | 4.30% | ||
| 10/15/39 | $2,185,000 | 4.50% | 4.50% | ||
| 10/15/43 | $2,135,000 | 4.55% | 4.60% |
L.O.: Reed Smith LLP, Philadelphia, PA.
F.A.: Public Financial Management, Inc., Malvern, PA.
Other bidders were:
Piper Jaffray, TIC 4.1899%
Janney Montgomery, TIC 4.2128%
UBS Financial Svcs, TIC 4.2539%
BMO Cap Mkts GKST, TIC 4.2554%
Robert W. Baird, TIC 4.2944%
Raymond James, TIC 4.5656%
BA Merrill Lynch, TIC 4.6116%
Boenning&Scattergood, TIC 4.7212%
Sterne Agee, TIC 4.8743%
SOUTH CAROLINA
Greenville County School District
Sep 10, 2013 . . . . . . $69,170,000
General Obligation Bonds, Series 2013C (book entry).
Dated Sep 24, 2013.
Due Jun 2, 2014.
Purchased $69,170,000.00 by TD Securities, at 1.0%, plus $391,502.19, effective rate 0.1774%.
L.O.: Pope Zeigler, LLC, Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
Morgan Stanley, Effective Rate 0.1802%
JPMorgan, Effective Rate 0.1817%
Piper Jaffray, Effective Rate 0.1918%
Citigroup, Effective Rate 0.1918%
Wells Fargo Secs, Effective Rate 0.2005%
BA Merrill Lynch, Effective Rate 0.2047%
TEXAS
Bacliff Municipal Utility District
Sep 9, 2013 . . . . . . $6,525,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Sep 1, 2024 to 2037.
Callable Sep 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.7961%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/24 | $250,000 | 4.50% | 3.60% | BAM | |
| 9/1/25 | $250,000 | 4.50% | 3.75% | BAM | |
| 9/1/26 | $385,000 | 4.50% | 3.85% | BAM | |
| 9/1/27 | $405,000 | 4.50% | 4.00% | BAM | |
| 9/1/28 | $420,000 | 4.50% | 4.10% | BAM | |
| 9/1/29 | $440,000 | 4.50% | 4.25% | BAM | |
| 9/1/31 | $945,000 | 4.50% | 4.60% | BAM | |
| 9/1/33 | $1,040,000 | 4.625% | 4.75% | BAM | |
| 9/1/37 | $2,390,000 | 4.75% | 4.90% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Raymond James & Associates, Inc., M. E. Allison & Co., Inc..
L.O.: Baker Williams Mathiesen LLP, Houston, TX; Reid Strickland & Gillette, Baytown, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FTN Fin Cap Mkts, NIC 4.8424%
RBC Capital Mkts, NIC 4.8548%
BOSC, NIC 4.9355%
Hays County Municipal Utility District No. 4
Sep 10, 2013 . . . . . . $3,000,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Sep 1, 2017 to 2038.
Callable Sep 1, 2023 at par.
Winning bid: FirstSouthwest, at 97.2000, NIC 4.9548%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $75,000 | 3.25% | 2.50% | ||
| 9/1/18 | $80,000 | 3.25% | 2.75% | ||
| 9/1/19 | $80,000 | 3.25% | 3.00% | ||
| 9/1/20 | $85,000 | 3.25% | 3.25% | ||
| 9/1/21 | $90,000 | 3.50% | 3.50% | ||
| 9/1/22 | $95,000 | 3.75% | 3.75% | ||
| 9/1/23 | $100,000 | 4.00% | 4.00% | ||
| 9/1/24 | $105,000 | 4.10% | 4.10% | ||
| 9/1/25 | $115,000 | 4.25% | 4.25% | ||
| 9/1/26 | $120,000 | 4.40% | 4.40% | ||
| 9/1/27 | $125,000 | 4.625% | 4.625% | ||
| 9/1/28 | $130,000 | 4.625% | 4.75% | ||
| 9/1/31 | $440,000 | 5.00% | 5.00% | ||
| 9/1/34 | $520,000 | 5.00% | 5.10% | ||
| 9/1/38 | $840,000 | 5.00% | 5.15% |
L.O.: Andrews Kurth LLP, Austin, TX; and State Attorney General.
F.A.: SAMCO Capital Markets, Austin, TX.
Other bidders were:
GMS Group, NIC 4.9761%
Lakeside Water Control & Improvement District No. 2-D
Sep 9, 2013 . . . . . . $1,675,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Sep 1, 2014 to 2034.
Callable Sep 1, 2020 at par.
Winning bid: Southwest Securities, at 97.0000, NIC 4.8099%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $30,000 | 2.50% | 1.50% | ||
| 9/1/15 | $50,000 | 2.50% | 1.75% | ||
| 9/1/16 | $50,000 | 2.50% | 2.00% | ||
| 9/1/17 | $55,000 | 2.50% | 2.35% | ||
| 9/1/18 | $55,000 | 2.65% | 2.65% | ||
| 9/1/19 | $60,000 | 2.90% | 2.90% | ||
| 9/1/20 | $65,000 | 3.15% | 3.15% | ||
| 9/1/21 | $65,000 | 3.40% | 3.40% | ||
| 9/1/22 | $70,000 | 3.65% | 3.65% | ||
| 9/1/23 | $75,000 | 3.90% | 3.90% | ||
| 9/1/24 | $75,000 | 4.10% | 4.10% | ||
| 9/1/26 | $165,000 | 4.40% | 4.40% | ||
| 9/1/28 | $185,000 | 4.70% | 4.70% | ||
| 9/1/30 | $205,000 | 4.90% | 4.90% | ||
| 9/1/31 | $110,000 | 4.95% | 5.00% | ||
| 9/1/34 | $360,000 | 5.00% | 5.10% |
L.O.: Freeman & Corbett, LLP, Austin, TX; Bracewell & Giuliani LLP, Austin, TX; and State Attorney General.
F.A.: FirstSouthwest, Austin, TX.
Other bidders were:
Morgan Stanley, NIC 4.8896%
GMS Group, NIC 4.8956%
Schertz (City)
Sep 10, 2013 . . . . . . $5,000,000
Combination Tax and Limited Pledge Revenue Certificates of Obligation, Series 2013 (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Feb 1, 2014 to 2033.
Callable Feb 1, 2022 at par.
Winning bid: FirstSouthwest, at 102.0328, TIC 3.1348%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $235,000 | 2.00% | 0.25% | ||
| 2/1/15 | $240,000 | 2.00% | 0.45% | ||
| 2/1/16 | $245,000 | 2.00% | 0.75% | ||
| 2/1/17 | $375,000 | 2.00% | 1.00% | ||
| 2/1/18 | $380,000 | 2.00% | 1.35% | ||
| 2/1/19 | $390,000 | 2.25% | 1.60% | ||
| 2/1/20 | $400,000 | 2.50% | 1.90% | ||
| 2/1/21 | $415,000 | 3.00% | 2.18% | ||
| 2/1/22 | $155,000 | 3.00% | 2.35% | ||
| 2/1/23 | $160,000 | 3.00% | 2.55% | ||
| 2/1/24 | $165,000 | 3.50% | 2.70% | ||
| 2/1/25 | $175,000 | 3.50% | 2.85% | ||
| 2/1/26 | $180,000 | 3.50% | 3.00% | ||
| 2/1/28 | $380,000 | 4.00% | 3.40% | ||
| 2/1/30 | $415,000 | 4.00% | 3.80% | ||
| 2/1/33 | $690,000 | 4.00% | 4.15% |
L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., San Antonio, TX.
Other bidders were:
Frost Bank, TIC 3.1592%
BOSC, TIC 3.1895%
Wells Fargo Secs, TIC 3.2149%
Stifel Nicolaus, TIC 3.2214%
Piper Jaffray, TIC 3.234%
Coastal Securities, TIC 3.2615%
Raymond James, TIC 3.3102%
Robert W. Baird, TIC 3.3137%
FTN Fin Cap Mkts, TIC 3.5027%
WASHINGTON
Olympia (City)
Sep 10, 2013 . . . . . . $7,780,000
Water and Sewer Revenue and Refunding Bonds, Series 2013 (book entry).
Dated Sep 24, 2013.
Due Nov 1, 2014 to 2023.
Non-callable.
Winning bid: Janney Montgomery, at 107.9277, TIC 2.6139%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $650,000 | 2.00% | 0.35% | ||
| 11/1/15 | $695,000 | 3.00% | 0.60% | ||
| 11/1/16 | $710,000 | 4.00% | 1.00% | ||
| 11/1/17 | $740,000 | 3.00% | 1.36% | ||
| 11/1/18 | $750,000 | 4.00% | 1.84% | ||
| 11/1/19 | $780,000 | 5.00% | 2.21% | ||
| 11/1/20 | $815,000 | 5.00% | 2.60% | ||
| 11/1/21 | $850,000 | 4.00% | 2.93% | ||
| 11/1/22 | $880,000 | 4.00% | 3.16% | ||
| 11/1/23 | $910,000 | 4.00% | 3.33% |
L.O.: Foster Pepper PLLC, Seattle, WA.
F.A.: A. Dashen & Associates, Bellevue, WA.
Other bidders were:
Robert W. Baird, TIC 2.6431%
Hutchinson Shockey, TIC 2.6449%
Piper Jaffray, TIC 2.6514%
KeyBanc Cap Mkts, TIC 2.6615%
BMO Cap Mkts GKST, TIC 2.6685%
Citigroup, TIC 2.671%
FTN Fin Cap Mkts, TIC 2.7033%
Morgan Stanley, TIC 2.7208%
JPMorgan, TIC 2.7474%
UBS Financial Svcs, TIC 3.0253%
TAXABLE ISSUES
KANSAS
Topeka (City)
Sep 10, 2013 . . . . . . $5,000,000
Taxable General Obligation Bonds, Series 2013-C (Employee Separation Benefit Funding) (book entry).
Dated Sep 30, 2013.
Due Aug 15, 2015 to 2019.
Non-callable.
Winning bid: Robert W. Baird, at n/a, TIC 1.9977%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $960,000 | 2.00% | 0.70% | ||
| 8/15/16 | $980,000 | 2.00% | 1.20% | ||
| 8/15/17 | $1,000,000 | 2.00% | 1.65% | ||
| 8/15/18 | $1,020,000 | 2.10% | 2.10% | ||
| 8/15/19 | $1,040,000 | 2.50% | 2.50% |
Other managers: CL King & Associates, Davenport & Company LLC, Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Duncan-WIlliams, Inc., Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., FTN Financial Capital Markets, CastleOak Securities, L.P., Incapital LLC, George K. Baum & Co., Bernardi Securities, Inc., Central States Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, PNC Capital Markets.
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Country Club Bank, TIC 2.0756%
Commerce Bank, TIC 2.1461%
BMO Cap Mkts GKST, TIC 2.1508%
BOSC, TIC 2.1872%
Fifth Third Secs, TIC 2.2305%
KENTUCKY
McCracken County
Sep 10, 2013 . . . . . . $3,015,000
Taxable General Obligation Bonds, Series 2013B (book entry).
Dated Sep 24, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: Robert W. Baird, at 99.1750, NIC 4.0644%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/23 | $2,250,000 | 3.00% | 3.00% | ||
| 9/1/33 | $765,000 | 5.00% | 5.00% |
Other managers: Ross, Sinclaire & Associates LLC, CL King & Associates, Coastal Securities Corp., Edward Jones, Crews & Associates, Inc., Loop Capital Markets, LLC, Duncan-WIlliams, Inc., Kildare Capital, Inc., PNC Capital Markets, Davenport & Company LLC, SAMCO Capital Markets, Wedbush Securities Inc., Stifel, Nicolaus & Co., Inc., CastleOak Securities, L.P., First Kentucky Securities Corp., Bernardi Securities, Inc., FTN Financial Capital Markets, Cronin & Co., Inc..
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Sterne Agee, NIC 4.4014%
