CALIFORNIA
Scotts Valley Unified School District
Sep 5, 2013 . . . . . . $15,145,000
2013 General Obligation Refunding Bonds (book entry).
Dated Sep 19, 2013.
Due Aug 1, 2014 to 2027.
Callable Aug 1, 2023 at par.
Winning bid: BMO Cap Mkts GKST, at 104.2194, TIC 3.333%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/14 | $940,000 | 2.00% | 0.26% | ||
8/1/15 | $885,000 | 3.00% | 0.52% | ||
8/1/16 | $915,000 | 3.00% | 0.85% | ||
8/1/17 | $940,000 | 3.00% | 1.25% | ||
8/1/18 | $970,000 | 2.00% | 1.71% | ||
8/1/19 | $985,000 | 4.00% | 2.13% | ||
8/1/20 | $1,025,000 | 4.00% | 2.51% | ||
8/1/21 | $1,070,000 | 4.00% | 2.88% | ||
8/1/22 | $1,110,000 | 4.00% | 3.16% | ||
8/1/23 | $1,155,000 | 5.00% | 3.33% | ||
8/1/24 | $1,215,000 | 4.00% | 3.62% | ||
8/1/25 | $1,260,000 | 4.00% | 3.82% | ||
8/1/26 | $1,310,000 | 4.00% | 4.07% | ||
8/1/27 | $1,365,000 | 4.125% | 4.25% |
Other managers: Ziegler Capital Markets Group.
L.O.: Stradling, Yocca, Carlson & Rauth, San Francisco, CA.
F.A.: Eastshore Consulting LLC, Oakland, CA.
Other bidders were:
Fidelity Capital, TIC 3.4546%
Stifel Nicolaus, TIC 3.5252%
Piper Jaffray, TIC 3.5308%
Morgan Stanley, TIC 3.5375%
Hutchinson Shockey, TIC 3.6894%
INDIANA
Merrillville (Town)
Sep 5, 2013 . . . . . . $1,995,000
General Obligation Bonds of 2013 (bank qualified).
Dated Sep 17, 2013.
Due Jul 15, 2014 to Jan 15, 2018.
Non-callable.
Winning bid: Peoples State Bk, at n/a, NIC 1.68%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/14 | $230,000 | 1.68% | NRO | ||
1/15/15 | $235,000 | 1.68% | NRO | ||
7/15/15 | $240,000 | 1.68% | NRO | ||
1/15/16 | $245,000 | 1.68% | NRO | ||
7/15/16 | $250,000 | 1.68% | NRO | ||
1/15/17 | $260,000 | 1.68% | NRO | ||
7/15/17 | $265,000 | 1.68% | NRO | ||
1/15/18 | $270,000 | 1.68% | NRO |
L.O.: Faegre Baker Daniels LLP, Indianapolis, IN.
F.A.: London Witte Group, Indianapolis, IN.
Other bidders were:
City Securities, NIC 2.09%
J.J.B. Hilliard, NIC 2.12%
Scott County School District No 2
Sep 5, 2013 . . . . . . $1,990,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Sep 19, 2013.
Due Jul 15, 2014 to 2019.
Non-callable.
Winning bid: JPMorgan Chase, at n/a, NIC 1.9%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/14 | $80,000 | 1.90% | NRO | ||
1/15/15 | $105,000 | 1.90% | NRO | ||
7/15/15 | $115,000 | 1.90% | NRO | ||
1/15/16 | $115,000 | 1.90% | NRO | ||
7/15/16 | $175,000 | 1.90% | NRO | ||
1/15/17 | $175,000 | 1.90% | NRO | ||
7/15/17 | $230,000 | 1.90% | NRO | ||
1/15/18 | $235,000 | 1.90% | NRO | ||
7/15/18 | $260,000 | 1.90% | NRO | ||
1/15/19 | $260,000 | 1.90% | NRO | ||
7/15/19 | $240,000 | 1.90% | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Therber & Brock, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 2.19%
City Securities, NIC 2.72%
KENTUCKY
Henderson County
Sep 5, 2013 . . . . . . $3,335,000
General Obligation Refunding Bonds (Detention Facility Project), Series 2013 (bank qualified) (book entry).
Dated Sep 30, 2013.
Due Jun 1, 2014 to 2023.
Non-callable.
Winning bid: Sterne Agee, at 100.3794, NIC 2.5068%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/14 | $295,000 | 2.00% | 0.50% | ||
6/1/15 | $270,000 | 2.00% | 0.80% | ||
6/1/16 | $320,000 | 2.00% | 1.10% | ||
6/1/17 | $325,000 | 2.00% | 1.40% | ||
6/1/18 | $335,000 | 2.00% | 1.70% | ||
6/1/19 | $345,000 | 2.25% | 2.00% | ||
6/1/20 | $345,000 | 2.50% | 2.25% | ||
6/1/21 | $355,000 | 2.75% | 2.55% | ||
6/1/22 | $365,000 | 3.00% | 2.75% | ||
6/1/23 | $380,000 | 3.00% | 3.00% |
Other managers: Southwest Securities, Inc..
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 2.6453%
FTN Fin Cap Mkts, NIC 2.7732%
MASSACHUSETTS
Chicopee (City)
Sep 5, 2013 . . . . . . $8,580,000
General Obligation Bond Anticipation Notes (new money).
Dated Sep 12, 2013.
Due Nov 29, 2013.
Purchased $8,580,000.00 by TD Securities, at 1.0%, plus $15,787.20, effective rate 0.1397%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.4037%
Eastern Bk Cap Mkts, Effective Rate 0.444%
Century Bk, Effective Rate 0.5487%
Peoples Saving Bk, Effective Rate 0.8487%
Lowell (City)
Sep 5, 2013 . . . . . . $9,400,000
General Obligation State Qualified Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Sep 12, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: Robert W. Baird, at 104.5791, TIC 3.4911%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $575,000 | 2.00% | 0.40% | ||
9/1/15 | $575,000 | 2.00% | 0.70% | ||
9/1/16 | $570,000 | 2.00% | 1.00% | ||
9/1/17 | $565,000 | 2.00% | 1.30% | ||
9/1/18 | $545,000 | 2.00% | 1.65% | ||
9/1/19 | $525,000 | 3.00% | 2.00% | ||
9/1/20 | $515,000 | 3.00% | 2.25% | ||
9/1/21 | $510,000 | 3.00% | 2.65% | ||
9/1/22 | $510,000 | 3.00% | 2.85% | ||
9/1/23 | $460,000 | 3.00% | 3.00% | ||
9/1/24 | $445,000 | 4.00% | 3.15% | ||
9/1/25 | $445,000 | 4.00% | 3.30% | ||
9/1/28 | $1,260,000 | 5.00% | 3.40% | ||
9/1/33 | $1,900,000 | 5.00% | 4.00% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Wedbush Securities Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Morgan Stanley, TIC 3.7414%
UBS Financial Svcs, TIC 3.8019%
Swampscott (Town)
Sep 4, 2013 . . . . . . $3,350,000
General Obligation Police Station Bonds Unlimited Tax (bank qualified) (book entry).
Dated Sep 15, 2013.
Due Sep 15, 2014 to 2033.
Callable Sep 15, 2021 at par.
Winning bid: BOSC, at 101.2869, TIC 3.4597%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/15/14 | $175,000 | 2.50% | 0.40% | ||
9/15/15 | $175,000 | 2.50% | 0.70% | ||
9/15/16 | $175,000 | 2.50% | 1.00% | ||
9/15/17 | $175,000 | 2.75% | 1.30% | ||
9/15/18 | $175,000 | 2.75% | 1.60% | ||
9/15/19 | $175,000 | 2.75% | 1.90% | ||
9/15/20 | $175,000 | 3.00% | 2.20% | ||
9/15/21 | $175,000 | 3.00% | 2.50% | ||
9/15/23 | $350,000 | 3.25% | 2.90% | ||
9/15/25 | $350,000 | 3.50% | 3.25% | ||
9/15/27 | $350,000 | 3.75% | 3.60% | ||
9/15/28 | $150,000 | 4.00% | 3.75% | ||
9/15/29 | $150,000 | 4.00% | 3.90% | ||
9/15/30 | $150,000 | 4.00% | 4.00% | ||
9/15/31 | $150,000 | 4.00% | 4.05% | ||
9/15/33 | $300,000 | 4.25% | 4.20% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Robert W. Baird, TIC 3.4674%
Morgan Stanley, TIC 3.5399%
UBS Financial Svcs, TIC 3.5512%
Hutchinson Shockey, TIC 3.8657%
NEW JERSEY
Bridgewater Township
Sep 5, 2013 . . . . . . $4,533,019
Bond Anticipation Note (bank qualified).
Dated Sep 12, 2013.
Due Sep 11, 2014.
Purchased $4,533,020.00 by TD Securities, at 1.25%, plus $41,205.14, effective rate 0.3385%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Capital Markets, Effective Rate 0.3435%
NW Capital, Effective Rate 0.4956%
Jefferies, Effective Rate 0.7322%
Peapack-Gladstone, Effective Rate 0.74%
Wells Fargo Bk, Effective Rate 0.77%
Oppenheimer, Effective Rate 0.9301%
Cedar Grove Township Board of Education
Sep 5, 2013 . . . . . . $3,668,000
General Obligation School Promissory Notes (bank qualified).
Dated Sep 18, 2013.
Due Sep 18, 2014.
Purchased $3,668,000.00 by Jefferies, at 1.0%, plus $9,612.00, effective rate 0.7379%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.879%
TD Securities, Effective Rate 1.16%
Investors Savings Bk, Effective Rate 1.3%
Mount Holly Township
Sep 5, 2013 . . . . . . $596,293
Special Emergency Notes of 2013, Series B (bank qualified).
Dated Sep 16, 2013.
Due Sep 15, 2014.
Purchased $596,290.00 by ABCO Fed Cred Union, at 0.99%, effective rate 0.99%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sturdy Savings Bk, Effective Rate 1.0%
Passaic Vly Wtr Comm, Effective Rate 1.18%
South Brunswick Twp, Effective Rate 1.3%
East Brunswick Twp, Effective Rate 1.34%
Oppenheimer, Effective Rate 1.4709%
Norwood Borough
Sep 5, 2013 . . . . . . $1,582,400
General Obligation Bond Anticipation Notes (bank qualified).
Dated Sep 13, 2013.
Due Sep 12, 2014.
Purchased $1,582,400.00 by Jefferies, at 1.25%, plus $4,685.00, effective rate 0.9531%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0297%
NEW YORK
Bath Central School District
Sep 5, 2013 . . . . . . $1,800,000
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Sep 19, 2013.
Due Jun 13, 2014.
Purchased $1,800,000.00 by JPMorgan Chase, at 0.6%, effective rate 0.6%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
TD Securities, Effective Rate 0.7%
Jefferies, Effective Rate 0.7698%
Five Star Bnk, Effective Rate 1.03%
Oppenheimer, Effective Rate 1.1123%
Board of Cooperative Educational Services for the Sole Supervisory District of Oneida, Herkimer and Madison Counties
Sep 5, 2013 . . . . . . $13,500,000
Revenue Anticipation Notes, 2013.
Dated Sep 19, 2013.
Due Jun 25, 2014.
Purchased $10,000,000.00 by JPMorgan Chase, at 0.84%, effective rate 0.84%.
Purchased $3,500,000.00 by Jefferies, at 1.25%, plus $10,781.00, effective rate 0.8482%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.8482%
JPMorgan Chase, Effective Rate 0.94%
Oppenheimer, Effective Rate 1.0817%
Islip Union Free School District
Sep 5, 2013 . . . . . . $19,000,000
Tax Anticipation Notes For 2013-2014 Taxes.
Dated Sep 17, 2013.
Due Jun 27, 2014.
Purchased $19,000,000.00 by JPMorgan, at 1.0%, plus $111,910.00, effective rate 0.2427%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.2453%
Janney Montgomery, Effective Rate 0.2774%
Jefferies, Effective Rate 0.4528%
North Tonawanda City School District
Sep 5, 2013 . . . . . . $35,305,000
Bond Anticipation Notes For School Construction- 2013.
Dated Sep 18, 2013.
Due Sep 18, 2014.
Purchased $8,750,000.00 by Jefferies, at 1.0%, plus $54,077.00, effective rate 0.382%.
Purchased $8,750,000.00 by Jefferies, at 1.0%, plus $49,527.00, effective rate 0.434%.
Purchased $17,805,000.00 by Jefferies, at 1.0%, plus $97,395.00, effective rate 0.453%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.589%
JPMorgan Chase, Effective Rate 0.73%
Oppenheimer, Effective Rate 0.841%
Wheatfield (Town)
Sep 5, 2013 . . . . . . $100,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Sep 17, 2013.
Due Sep 17, 2014.
Purchased $100,000.00 by M & T Bank, at 1.7%, effective rate 1.7%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.15%
OKLAHOMA
Canadian County Independent School District No. 27 (Yukon)
Sep 5, 2013 . . . . . . $11,675,000
General Obligation Combined Purpose Bonds of 2013 (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2015 to 2018.
Non-callable.
Winning bid: Hutchinson Shockey, at 101.4555, NIC 1.5842%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/15 | $2,915,000 | 2.00% | 0.65% | ||
10/1/16 | $2,920,000 | 2.00% | 1.00% | ||
10/1/17 | $2,920,000 | 2.00% | 1.40% | ||
10/1/18 | $2,920,000 | 2.00% | 1.80% |
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Piper Jaffray, NIC 1.5876%
Oklahoma County Independent School District No. 6 (Deer Creek Public Schools)
Sep 4, 2013 . . . . . . $5,000,000
Building Bonds, Series B of 2013 (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2015.
Non-callable.
Winning bid: Piper Jaffray, at 102.3310, NIC 0.8345%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/15 | $5,000,000 | 2.00% | 0.70% |
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Hutchinson Shockey, NIC 0.845%
Morgan Stanley, NIC 0.86%
Fifth Third Secs, NIC 0.8876%
US Bancorp Invest, NIC 0.9195%
Oklahoma County Independent School District No. 6 (Deer Creek Public Schools)
Sep 4, 2013 . . . . . . $10,400,000
Building Bonds, Series A of 2013 (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2015 to 2016.
Non-callable.
Winning bid: Piper Jaffray, at 102.6060, NIC 0.9576%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/15 | $5,200,000 | 2.00% | 0.70% | ||
10/1/16 | $5,200,000 | 2.00% | 1.00% |
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Morgan Stanley, NIC 0.9998%
Hutchinson Shockey, NIC 1.0412%
Fifth Third Secs, NIC 1.0978%
US Bancorp Invest, NIC 1.1192%
Oppenheimer, NIC 1.1718%
Mesirow Financial, NIC 1.607%
TAXABLE ISSUES
MASSACHUSETTS
Lowell (City)
Sep 5, 2013 . . . . . . $275,000
General Obligation Tax Bond Anticipation Notes (renewal money) (book entry).
Dated Sep 13, 2013.
Due Sep 12, 2014.
Purchased $275,000.00 by Century Bk, at 1.0%, effective rate 1.0%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.4%