ARKANSAS
Southside School District No. 3 of Independence County
Sep 4, 2013 . . . . . . $2,070,000
Construction Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Nov 1, 2014 to 2035.
Callable Nov 1, 2016 at par.
Winning bid: Raymond James, at 99.0720, TIC 3.7114%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $205,000 | 1.00% | 0.90% | ||
| 11/1/18 | $150,000 | 1.60% | 1.60% | ||
| 11/1/20 | $155,000 | 2.25% | 2.25% | ||
| 11/1/22 | $165,000 | 2.70% | 2.70% | ||
| 11/1/24 | $175,000 | 2.95% | 2.95% | ||
| 11/1/27 | $280,000 | 3.55% | 3.55% | ||
| 11/1/30 | $315,000 | 3.90% | 3.90% | ||
| 11/1/32 | $235,000 | 4.00% | 4.00% | ||
| 11/1/35 | $390,000 | 4.25% | 4.25% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.7361%
Crews & Associates, TIC 3.7727%
Vining-Sparks IBG, TIC 3.81%
Ross Sinclaire, TIC 3.8472%
Simmons First Invst, TIC 3.9118%
KENTUCKY
Bowling Green (City)
Sep 4, 2013 . . . . . . $5,350,000
Electric Plant Board Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Sep 26, 2013.
Due Apr 1, 2014 to 2033.
Callable Oct 1, 2023 at par.
Winning bid: Raymond James, at 99.2186, NIC 3.6872%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $225,000 | 1.00% | 0.50% | ||
| 4/1/15 | $150,000 | 1.00% | 0.75% | ||
| 4/1/16 | $150,000 | 1.00% | 1.00% | ||
| 4/1/17 | $150,000 | 1.35% | 1.35% | ||
| 4/1/18 | $150,000 | 1.70% | 1.70% | ||
| 4/1/19 | $245,000 | 2.05% | 2.05% | ||
| 4/1/20 | $250,000 | 2.35% | 2.35% | ||
| 4/1/21 | $255,000 | 2.60% | 2.60% | ||
| 4/1/22 | $260,000 | 2.70% | 2.70% | ||
| 4/1/23 | $270,000 | 3.00% | 3.00% | ||
| 4/1/24 | $275,000 | 3.10% | 3.10% | ||
| 4/1/25 | $285,000 | 3.30% | 3.30% | ||
| 4/1/26 | $295,000 | 3.50% | 3.50% | ||
| 4/1/27 | $305,000 | 3.60% | 3.60% | ||
| 4/1/28 | $315,000 | 3.75% | 3.75% | ||
| 4/1/29 | $325,000 | 3.80% | 3.80% | ||
| 4/1/30 | $340,000 | 4.10% | 4.10% | ||
| 4/1/31 | $355,000 | 4.20% | 4.20% | ||
| 4/1/32 | $365,000 | 4.25% | 4.25% | ||
| 4/1/33 | $385,000 | 4.30% | 4.30% |
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Stifel Nicolaus, NIC 3.8206%
Robert W. Baird, NIC 3.9898%
Sterne Agee, NIC 4.1465%
Hutchinson Shockey, NIC 4.2773%
MASSACHUSETTS
Dennis-Yarmouth Regional School District
Sep 4, 2013 . . . . . . $2,378,280
General Obligation School Bonds (Unlimited Tax) (bank qualified) (book entry).
Dated Sep 15, 2013.
Due Sep 15, 2014 to 2023.
Non-callable.
Winning bid: Robert W. Baird, at 103.5279, TIC 2.2983%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/14 | $243,280 | 3.00% | 0.40% | ||
| 9/15/15 | $240,000 | 3.00% | 0.53% | ||
| 9/15/16 | $240,000 | 3.00% | 0.85% | ||
| 9/15/17 | $240,000 | 3.00% | 1.25% | ||
| 9/15/18 | $240,000 | 3.00% | 1.66% | ||
| 9/15/19 | $235,000 | 3.00% | 2.00% | ||
| 9/15/20 | $235,000 | 3.00% | 2.30% | ||
| 9/15/21 | $235,000 | 3.00% | 2.65% | ||
| 9/15/22 | $235,000 | 3.00% | 2.85% | ||
| 9/15/23 | $235,000 | 3.00% | 3.00% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Wedbush Securities Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Roosevelt & Cross, TIC 2.323%
Fidelity Capital, TIC 2.3507%
Hanover (Town)
Sep 4, 2013 . . . . . . $13,285,000
General Obligation Bond Anticipation Notes (new and renewal).
Dated Sep 13, 2013.
Due Sep 12, 2014.
Purchased $13,285,000.00 by TD Securities, at 1.0%, plus $110,531.20, effective rate 0.1657%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Morgan Stanley, Effective Rate 0.2194%
Eastern Bk Cap Mkts, Effective Rate 0.261%
Jefferies, Effective Rate 0.263%
Century Bk, Effective Rate 0.4745%
MINNESOTA
Cottage Grove (City)
Sep 4, 2013 . . . . . . $7,345,000
General Obligation Improvement Bonds, Series 2013A (bank qualified) (book entry).
Dated Sep 26, 2013.
Due Feb 1, 2015 to 2029.
Callable Feb 1, 2022 at par.
Winning bid: Piper Jaffray, at 102.5071, TIC 2.8279%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $320,000 | 3.00% | 0.45% | ||
| 2/1/16 | $410,000 | 3.00% | 0.70% | ||
| 2/1/17 | $425,000 | 3.00% | 1.00% | ||
| 2/1/18 | $435,000 | 3.00% | 1.30% | ||
| 2/1/19 | $450,000 | 3.00% | 1.65% | ||
| 2/1/20 | $465,000 | 3.00% | 1.95% | ||
| 2/1/21 | $475,000 | 3.00% | 2.20% | ||
| 2/1/22 | $490,000 | 3.00% | 2.45% | ||
| 2/1/23 | $505,000 | 3.00% | 2.65% | ||
| 2/1/24 | $520,000 | 3.00% | 2.80% | ||
| 2/1/25 | $535,000 | 3.00% | 3.00% | ||
| 2/1/26 | $550,000 | 3.10% | 3.10% | ||
| 2/1/27 | $570,000 | 3.20% | 3.20% | ||
| 2/1/29 | $1,195,000 | 3.50% | 3.55% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Raymond James, TIC 2.874%
Robert W. Baird, TIC 2.8901%
FTN Fin Cap Mkts, TIC 2.9287%
Wells Fargo Secs, TIC 2.9432%
Stifel Nicolaus, TIC 2.9483%
Sterne Agee, TIC 2.9628%
BMO Cap Mkts GKST, TIC 3.224%
NEW JERSEY
Boonton Township
Sep 4, 2013 . . . . . . $827,672
Bond Anticipation Note (bank qualified).
Dated Sep 13, 2013.
Due Sep 12, 2014.
Purchased $827,670.00 by Jefferies, at 1.25%, plus $2,236.00, effective rate 0.9791%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Lakeland Bank, Effective Rate 1.05%
Roosevelt & Cross, Effective Rate 1.0538%
Oppenheimer, Effective Rate 1.2288%
Dunellen Borough
Sep 4, 2013 . . . . . . $578,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Sep 11, 2013.
Due Jun 20, 2014.
Purchased $578,000.00 by Provident Bank, at 1.05%, effective rate 1.05%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.9493%
Roosevelt & Cross, Effective Rate 2.9806%
Eagleswood Township
Sep 4, 2013 . . . . . . $238,931
General Improvement Bond Anticipation Note (bank qualified).
Dated Sep 13, 2013.
Due Sep 12, 2014.
Purchased $238,930.00 by Roosevelt & Cross, at 1.5%, plus $610.00, effective rate 1.244%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.4807%
Harmony Township
Sep 4, 2013 . . . . . . $372,099
Bond Anticipation Note (bank qualified).
Dated Sep 11, 2013.
Due Apr 30, 2014.
Purchased $372,100.00 by TBGC Investment Corp, at 1.02%, effective rate 1.02%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.7466%
Mansfield Township
Sep 4, 2013 . . . . . . $188,050
Special Emergency Note (bank qualified).
Dated Sep 12, 2013.
Due May 22, 2014.
Purchased $188,050.00 by TBGC Investment Corp, at 1.05%, effective rate 1.05%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 3.5523%
Palmyra Borough
Sep 4, 2013 . . . . . . $220,000
Special EmergencyNotes (bank qualified).
Dated Sep 11, 2013.
Due Sep 10, 2014.
Purchased $220,000.00 by PNC Bank, at 1.07%, effective rate 1.07%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.2265%
Oppenheimer, Effective Rate 2.3463%
Palmyra Borough
Sep 4, 2013 . . . . . . $1,545,075
General Obligation Bond Anticipation Notes, Series 2013 B consisting of $1,195,075 General Improvement; $350,000 Sewer (bank qualified).
Dated Sep 11, 2013.
Due Sep 10, 2014.
Purchased $1,545,080.00 by PNC Bank, at 0.9%, effective rate 0.9%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.978%
Pilesgrove Township
Sep 4, 2013 . . . . . . $922,500
Refunding Bond Anticipation Notes of 2013, Series A (bank qualified).
Dated Sep 11, 2013.
Due Sep 10, 2014.
Purchased $922,500.00 by TBGC Investment Corp, at 0.99%, effective rate 0.99%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sturdy Savings Bk, Effective Rate 1.0%
First Colonial, Effective Rate 1.03%
Jefferies, Effective Rate 1.032%
Oppenheimer, Effective Rate 1.1378%
Passaic Vly Wtr Comm, Effective Rate 1.18%
First Elmer Inv Corp, Effective Rate 1.19%
East Brunswick Twp, Effective Rate 1.31%
Plainfield (City)
Sep 4, 2013 . . . . . . $16,842,000
General Obligation Bond Anticipation Notes (General Improvements).
Dated Sep 11, 2013.
Due Sep 10, 2014.
Purchased $16,842,000.00 by Oppenheimer, at 1.5%, plus $219,422.20, effective rate 1.3065%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.381%
NEW YORK
Bath Central School District
Sep 4, 2013 . . . . . . $257,343
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Sep 18, 2013.
Due Jun 27, 2014.
Purchased $257,340.00 by Five Star Bnk, at 1.18%, effective rate 1.18%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Churchville-Chili Central School District
Sep 4, 2013 . . . . . . $1,470,000
School District (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Sep 25, 2013.
Due Jun 15, 2015 to 2018.
Non-callable.
Winning bid: Raymond James, at n/a, NIC 1.3563%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/15 | $350,000 | 2.00% | 0.63% | ||
| 6/15/16 | $360,000 | 2.00% | 0.90% | ||
| 6/15/17 | $375,000 | 2.00% | 1.25% | ||
| 6/15/18 | $385,000 | 2.00% | 1.47% |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.528%
Kings Park Central School District
Sep 4, 2013 . . . . . . $19,000,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Sep 17, 2013.
Due Jun 27, 2014.
Purchased $19,000,000.00 by JPMorgan, at 1.0%, plus $119,320.00, effective rate 0.1926%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.2306%
Jefferies, Effective Rate 0.233%
Janney Montgomery, Effective Rate 0.2569%
Capital One, Effective Rate 0.42%
Lafayette Central School District
Sep 4, 2013 . . . . . . $220,000
School District (Serial) Bonds, 2013 (bank qualified).
Dated Sep 17, 2013.
Due Sep 15, 2014 to 2018.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 1.8293%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/14 | $40,000 | 1.50% | 0.60% | ||
| 9/15/15 | $45,000 | 1.50% | 1.00% | ||
| 9/15/16 | $45,000 | 1.80% | 1.25% | ||
| 9/15/17 | $45,000 | 1.875% | 1.50% | ||
| 9/15/18 | $45,000 | 2.00% | 1.75% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.4264%
Moravia Central School District
Sep 4, 2013 . . . . . . $230,000
School District (Serial) Bonds, 2013 (bank qualified).
Dated Sep 17, 2013.
Due Sep 15, 2014 to 2018.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 1.8507%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/14 | $40,000 | 1.50% | 0.65% | ||
| 9/15/15 | $45,000 | 1.50% | 1.00% | ||
| 9/15/16 | $45,000 | 1.875% | 1.25% | ||
| 9/15/17 | $50,000 | 1.875% | 1.50% | ||
| 9/15/18 | $50,000 | 2.00% | 1.75% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.9373%
Rocky Point Union Free School District
Sep 4, 2013 . . . . . . $4,000,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Sep 17, 2013.
Due Jun 26, 2014.
Purchased $4,000,000.00 by Janney Montgomery, at 0.75%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.3932%
TD Securities, Effective Rate 0.4116%
Capital One, Effective Rate 0.42%
Pioneer Comm Bk, Effective Rate 0.53%
JPMorgan Chase, Effective Rate 0.59%
Sag Harbor Union Free School District
Sep 4, 2013 . . . . . . $10,000,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Sep 17, 2013.
Due Jun 20, 2014.
Purchased $10,000,000.00 by JPMorgan, at 1.0%, plus $57,500.00, effective rate 0.2418%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies, Effective Rate 0.2575%
TD Securities, Effective Rate 0.303%
JPMorgan Chase, Effective Rate 0.61%
Sandy Creek Central School District
Sep 4, 2013 . . . . . . $1,565,635
Bond Anticipation Notes, 2013 (bank qualified).
Dated Sep 18, 2013.
Due Jun 27, 2014.
Purchased $1,565,640.00 by PNC Capital Markets, at 1.0%, plus $4,321.15, effective rate 0.6439%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.73%
Jefferies, Effective Rate 0.7789%
Oppenheimer, Effective Rate 1.1237%
Taconic Hills Central School District at Craryville
Sep 4, 2013 . . . . . . $151,200
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Sep 12, 2013.
Due Sep 12, 2014.
Purchased $151,200.00 by Roosevelt & Cross, at 1.5%, plus $300.00, effective rate 1.3016%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 2.49%
Tully Village
Sep 4, 2013 . . . . . . $90,000
Public Improvement (Serial) Bonds, 2013 (bank qualified).
Dated Sep 17, 2013.
Due Sep 15, 2014 to 2018.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 2.2036%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/14 | $15,000 | 2.00% | 0.70% | ||
| 9/15/15 | $15,000 | 2.00% | 1.00% | ||
| 9/15/16 | $20,000 | 2.20% | 1.25% | ||
| 9/15/17 | $20,000 | 2.20% | 1.50% | ||
| 9/15/18 | $20,000 | 2.30% | 1.80% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.9869%
West Canada Valley Central School District
Sep 4, 2013 . . . . . . $280,000
School District (Serial) Bonds, 2013 (bank qualified).
Dated Sep 17, 2013.
Due Sep 15, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.4856%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/14 | $50,000 | 2.25% | 0.75% | ||
| 9/15/15 | $55,000 | 2.50% | 1.00% | ||
| 9/15/16 | $55,000 | 2.50% | 1.50% | ||
| 9/15/17 | $60,000 | 2.50% | 2.00% | ||
| 9/15/18 | $60,000 | 2.50% | 2.50% |
L.O.: Timothy R. Curtin, LLC, Rochester, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
NBT Bank, NIC 2.85%
OREGON
Portland (City)
Sep 4, 2013 . . . . . . $210,965,000
Second Lien Sewer System Revenue and Refunding Bonds, 2013 Series A (book entry).
Dated Sep 17, 2013.
Due Aug 1, 2014 to 2038.
Callable Aug 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 106.4388, TIC 4.2504%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $6,120,000 | 3.00% | 0.18% | ||
| 8/1/15 | $6,240,000 | 1.00% | 0.48% | ||
| 8/1/16 | $6,430,000 | 5.00% | 0.87% | ||
| 8/1/17 | $6,765,000 | 5.00% | 1.30% | ||
| 8/1/18 | $7,105,000 | 5.00% | 1.76% | ||
| 8/1/19 | $7,470,000 | 5.00% | 2.18% | ||
| 8/1/20 | $7,860,000 | 5.00% | 2.58% | ||
| 8/1/21 | $8,260,000 | 5.00% | 2.91% | ||
| 8/1/22 | $8,685,000 | 5.00% | 3.20% | ||
| 8/1/23 | $13,250,000 | 5.00% | 3.37% | ||
| 8/1/24 | $6,190,000 | 5.00% | 3.55% | ||
| 8/1/25 | $6,510,000 | 5.00% | 3.72% | ||
| 8/1/26 | $6,840,000 | 5.00% | 3.89% | ||
| 8/1/27 | $7,160,000 | 4.00% | 4.15% | ||
| 8/1/28 | $7,450,000 | 4.00% | 4.25% | ||
| 8/1/29 | $7,795,000 | 5.00% | 4.32% | ||
| 8/1/30 | $8,195,000 | 5.00% | 4.43% | ||
| 8/1/31 | $8,615,000 | 5.00% | 4.51% | ||
| 8/1/32 | $9,055,000 | 5.00% | 4.59% | ||
| 8/1/33 | $9,520,000 | 5.00% | 4.65% | ||
| 8/1/34 | $10,010,000 | 5.00% | 4.70% | ||
| 8/1/35 | $10,525,000 | 5.00% | 4.74% | ||
| 8/1/36 | $11,060,000 | 5.00% | 4.77% | ||
| 8/1/37 | $11,630,000 | 5.00% | 4.80% | ||
| 8/1/38 | $12,225,000 | 5.00% | 4.80% |
L.O.: Hawkins, Delafield & Wood, Portland, OR.
F.A.: Municipal Official(s); and Public Financial Management, Inc., Seattle, WA.
Other bidders were:
William Blair, TIC 4.2658%
Wells Fargo Secs, TIC 4.2765%
JPMorgan, TIC 4.2859%
Citigroup, TIC 4.2881%
Piper Jaffray, TIC 4.2887%
Morgan Stanley, TIC 4.3189%
Barclays Capital, TIC 4.3352%
