MINNESOTA
Alexandria (City)
Aug 12, 2013 . . . . . . $5,490,000
General Obligation Improvement Bonds, Series 2013A (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Feb 1, 2015 to 2024.
Callable Feb 1, 2022 at par.
Winning bid: Piper Jaffray, at 104.7485, TIC 2.1391%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $250,000 | 3.00% | 0.40% | ||
| 2/1/16 | $375,000 | 3.00% | 0.65% | ||
| 2/1/17 | $480,000 | 3.00% | 0.90% | ||
| 2/1/18 | $610,000 | 3.00% | 1.20% | ||
| 2/1/19 | $615,000 | 3.00% | 1.50% | ||
| 2/1/20 | $615,000 | 3.00% | 1.85% | ||
| 2/1/21 | $625,000 | 3.00% | 2.10% | ||
| 2/1/22 | $630,000 | 3.00% | 2.30% | ||
| 2/1/23 | $640,000 | 2.625% | 2.50% | ||
| 2/1/24 | $650,000 | 3.00% | 2.70% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Raymond James, TIC 2.1558%
Robert W. Baird, TIC 2.159%
Janney Montgomery, TIC 2.1914%
BMO Cap Mkts GKST, TIC 2.1918%
BOSC, TIC 2.2002%
UMB Bank, TIC 2.3525%
FTN Fin Cap Mkts, TIC 2.3682%
Stifel Nicolaus, TIC 2.4702%
UBS Financial Svcs, TIC 2.5763%
Dundas (City)
Aug 12, 2013 . . . . . . $3,650,000
General Obligation Bonds, Series 2013A (bank qualified) (book entry).
Dated Sep 4, 2013.
Due Feb 1, 2015 to 2029.
Callable Feb 1, 2023 at par.
Winning bid: Robert W. Baird, at 101.5559, TIC 2.6414%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $310,000 | 2.00% | 0.65% | ||
| 2/1/16 | $410,000 | 2.00% | 0.85% | ||
| 2/1/17 | $415,000 | 2.00% | 1.10% | ||
| 2/1/18 | $425,000 | 2.00% | 1.40% | ||
| 2/1/19 | $205,000 | 2.00% | 1.70% | ||
| 2/1/20 | $205,000 | 3.00% | 2.00% | ||
| 2/1/21 | $215,000 | 3.00% | 2.25% | ||
| 2/1/22 | $215,000 | 3.00% | 2.50% | ||
| 2/1/23 | $225,000 | 3.00% | 2.65% | ||
| 2/1/24 | $230,000 | 3.00% | 2.80% | ||
| 2/1/25 | $240,000 | 3.00% | 3.00% | ||
| 2/1/26 | $245,000 | 3.25% | 3.25% | ||
| 2/1/29 | $310,000 | 3.70% | 3.70% |
Other managers: CL King & Associates, Kildare Capital, Inc., SAMCO Capital Markets, Cronin & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Wedbush Securities Inc., Dougherty & Company LLC, Country Club Bank, Bernardi Securities, Inc., Isaak Bond Investments, Inc., Northland Securities, Inc., United Banker's Bank.
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Piper Jaffray, TIC 2.6478%
BOSC, TIC 2.6521%
Grand Rapids (City)
Aug 12, 2013 . . . . . . $4,025,000
General Obligation Street Reconstruction Bonds, Series 2013B (bank qualified) (book entry).
Dated Sep 1, 2013.
Due Feb 1, 2015 to 2029.
Callable Feb 1, 2023 at par.
Winning bid: Piper Jaffray, at 101.8278, TIC 2.939%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $195,000 | 3.00% | 0.55% | ||
| 2/1/16 | $235,000 | 3.00% | 0.75% | ||
| 2/1/17 | $235,000 | 3.00% | 1.00% | ||
| 2/1/18 | $240,000 | 3.00% | 1.30% | ||
| 2/1/19 | $245,000 | 3.00% | 1.60% | ||
| 2/1/20 | $255,000 | 3.00% | 1.95% | ||
| 2/1/21 | $260,000 | 3.00% | 2.20% | ||
| 2/1/22 | $260,000 | 3.00% | 2.45% | ||
| 2/1/23 | $270,000 | 3.00% | 2.65% | ||
| 2/1/24 | $280,000 | 3.00% | 2.85% | ||
| 2/1/25 | $290,000 | 3.00% | 3.05% | ||
| 2/1/27 | $605,000 | 3.25% | 3.30% | ||
| 2/1/29 | $655,000 | 3.50% | 3.60% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
BOSC, TIC 3.0503%
Wells Fargo Secs, TIC 3.0587%
Robert W. Baird, TIC 3.0882%
BMO Cap Mkts GKST, TIC 3.1168%
FTN Fin Cap Mkts, TIC 3.2702%
Litchfield Independent School District No 465
Aug 12, 2013 . . . . . . $2,700,000
General Obligation Aid Anticipation Certificates of Indebtedness of 2013 (Minnesota School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 29, 2013.
Due Sep 25, 2014.
Purchased $2,700,000.00 by Jefferies, at 1.25%, plus $22,464.00, effective rate 0.4695%.
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, Effective Rate 0.5446%
Oppenheimer, Effective Rate 0.7203%
New London-Spicer Independent School District No. 345
Aug 12, 2013 . . . . . . $3,000,000
General Obligation Aid Anticipation Certificates of Indebtedness of 2013 (MN School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 22, 2013.
Due Sep 22, 2014.
Purchased $3,000,000.00 by Jefferies, at 1.25%, plus $27,480.00, effective rate 0.4003%.
L.O.: Faegre & Benson, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Oppenheimer, Effective Rate 0.6766%
Piper Jaffray, Effective Rate 0.7504%
Rocori Area Independent School District No. 750
Aug 12, 2013 . . . . . . $1,355,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2013A (bank qualified) (book entry).
Dated Aug 29, 2013.
Due Sep 29, 2014.
Purchased $1,355,000.00 by Jefferies, at 1.25%, plus $11,476.85, effective rate 0.4682%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, Effective Rate 0.5514%
Oppenheimer, Effective Rate 0.9107%
NEW JERSEY
Camden (City)
Aug 12, 2013 . . . . . . $2,410,000
Bond Anticipation Notes of 2013, Series A (bank qualified).
Dated Aug 16, 2013.
Due Aug 15, 2014.
Purchased $2,410,000.00 by PNC Bank, at 0.9%, effective rate 0.9%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 1.1447%
Jefferies, Effective Rate 1.3816%
Oppenheimer, Effective Rate 1.734%
Susquehanna Patriot, Effective Rate 3.12%
NORTH DAKOTA
Richland Public School District No. 44
Aug 12, 2013 . . . . . . $1,605,000
General Obligation School Building Bonds, Series 2013A (bank qualified) (book entry).
Dated Sep 10, 2013.
Due Aug 1, 2024 to 2033.
Callable Aug 1, 2021 at par.
Winning bid: Hutchinson Shockey, at 99.1336, TIC 3.8145%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/24 | $140,000 | 3.00% | 3.00% | ||
| 8/1/25 | $140,000 | 3.10% | 3.10% | ||
| 8/1/26 | $145,000 | 3.25% | 3.25% | ||
| 8/1/27 | $150,000 | 3.50% | 3.50% | ||
| 8/1/28 | $155,000 | 3.70% | 3.70% | ||
| 8/1/29 | $160,000 | 4.00% | 3.80% | ||
| 8/1/30 | $170,000 | 4.00% | 3.90% | ||
| 8/1/33 | $545,000 | 4.00% | 4.00% |
L.O.: Arntson Stewart Wegner PC, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 3.8839%
TENNESSEE
Montgomery County
Aug 12, 2013 . . . . . . $13,200,000
General Obligation Public Improvement Bonds, Series 2013.
Dated Aug 29, 2013.
Due Apr 1, 2014 to 2028.
Callable Apr 1, 2023 at par.
Winning bid: Piper Jaffray, at 106.4223, TIC 3.0657%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $500,000 | 3.00% | 0.30% | ||
| 4/1/15 | $500,000 | 3.00% | 0.53% | ||
| 4/1/16 | $500,000 | 4.00% | 0.81% | ||
| 4/1/17 | $500,000 | 4.00% | 1.12% | ||
| 4/1/18 | $500,000 | 4.00% | 1.43% | ||
| 4/1/19 | $500,000 | 4.00% | 1.73% | ||
| 4/1/20 | $1,000,000 | 4.00% | 2.12% | ||
| 4/1/21 | $1,000,000 | 5.00% | 2.45% | ||
| 4/1/22 | $1,000,000 | 5.00% | 2.68% | ||
| 4/1/23 | $1,200,000 | 3.50% | 2.92% | ||
| 4/1/24 | $1,200,000 | 3.50% | 3.09% | ||
| 4/1/25 | $1,200,000 | 3.50% | 3.32% | ||
| 4/1/26 | $1,200,000 | 3.75% | 3.50% | ||
| 4/1/27 | $1,200,000 | 3.75% | 3.72% | ||
| 4/1/28 | $1,200,000 | 4.00% | 3.86% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Stephens Inc., Nashville, TN.
Other bidders were:
Janney Montgomery, TIC 3.0729%
BA Merrill Lynch, TIC 3.0821%
FTN Fin Cap Mkts, TIC 3.1337%
Hutchinson Shockey, TIC 3.1633%
Morgan Stanley, TIC 3.1858%
William Blair, TIC 3.1898%
Robert W. Baird, TIC 3.2043%
BMO Cap Mkts GKST, TIC 3.2069%
JPMorgan, TIC 3.2259%
PNC Capital Markets, TIC 3.2264%
Mesirow Financial, TIC 3.2309%
Fifth Third Secs, TIC 3.2404%
Guggenheim Secs, TIC 3.2579%
SunTrust Robinson, TIC 3.3754%
TEXAS
Alvarado Independent School District
Aug 12, 2013 . . . . . . $28,700,000
Unlimited Tax School Building Bonds, Series 2013 (book entry).
Dated Aug 15, 2013.
Due Feb 15, 2032 to 2043.
Callable Aug 15, 2023 at par.
Winning bid: BA Merrill Lynch, at 101.0727, TIC 4.8034%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/32 | $390,000 | 5.25% | 4.22% | PSF | |
| 2/15/33 | $405,000 | 5.25% | 4.27% | PSF | |
| 2/15/34 | $425,000 | 5.25% | 4.32% | PSF | |
| 2/15/35 | $445,000 | 5.25% | 4.37% | PSF | |
| 2/15/36 | $465,000 | 5.25% | 4.41% | PSF | |
| 2/15/39 | $8,330,000 | 4.50% | 4.66% | PSF | |
| 2/15/43 | $18,240,000 | 5.00% | 4.63% | PSF |
L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Allen, TX.
Other bidders were:
FirstSouthwest, TIC 4.8044%
Robert W. Baird, TIC 4.8164%
Mesirow Financial, TIC 4.8432%
Morgan Stanley, TIC 4.8599%
Wells Fargo Secs, TIC 4.86%
Piper Jaffray, TIC 4.869%
Hutchinson Shockey, TIC 4.9419%
UBS Financial Svcs, TIC 5.1548%
Pearland (City)
Aug 12, 2013 . . . . . . $2,745,000
Certificates of Obligation, Series 2013 (book entry).
Dated Aug 1, 2013.
Due Mar 1, 2014 to 2038.
Callable Mar 1, 2023 at par.
Winning bid: Robert W. Baird, at 101.5000, TIC 4.2623%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $75,000 | 3.00% | 0.50% | ||
| 3/1/15 | $85,000 | 3.00% | 0.70% | ||
| 3/1/16 | $85,000 | 3.00% | 1.10% | ||
| 3/1/17 | $85,000 | 3.00% | 1.30% | ||
| 3/1/18 | $85,000 | 3.00% | 1.60% | ||
| 3/1/19 | $90,000 | 3.00% | 1.90% | ||
| 3/1/20 | $100,000 | 4.00% | 2.30% | ||
| 3/1/21 | $100,000 | 5.00% | 2.60% | ||
| 3/1/22 | $100,000 | 5.00% | 2.90% | ||
| 3/1/23 | $100,000 | 5.00% | 3.05% | ||
| 3/1/24 | $100,000 | 5.00% | 3.40% | ||
| 3/1/25 | $110,000 | 5.00% | 3.60% | ||
| 3/1/27 | $220,000 | 4.00% | 4.00% | ||
| 3/1/28 | $110,000 | 4.00% | 4.10% | ||
| 3/1/29 | $120,000 | 4.25% | 4.20% | ||
| 3/1/30 | $120,000 | 4.375% | 4.30% | ||
| 3/1/31 | $120,000 | 4.375% | 4.40% | ||
| 3/1/32 | $120,000 | 4.375% | 4.45% | ||
| 3/1/33 | $130,000 | 4.50% | 4.50% | ||
| 3/1/34 | $130,000 | 4.50% | 4.55% | ||
| 3/1/35 | $130,000 | 4.50% | 4.60% | ||
| 3/1/36 | $140,000 | 4.625% | 4.65% | ||
| 3/1/37 | $140,000 | 4.625% | 4.68% | ||
| 3/1/38 | $150,000 | 4.625% | 4.70% |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Kildare Capital, Inc., Edward D. Jones & Co., Crews & Associates, Inc., Incapital LLC, BLNS Securities Limited, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-Williams, Inc., Wedbush Securities Inc., Cronin & Co., Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., Bernardi Securities, Inc., FTN Financial Capital Markets, SumRidge Partners, LLC.
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: BOSC, Inc., Houston, TX.
Other bidders were:
UBS Financial Svcs, TIC 4.2755%
Raymond James, TIC 4.3011%
Hutchinson Shockey, TIC 4.3022%
Pearland (City)
Aug 12, 2013 . . . . . . $9,315,000
Permanent Improvement Bonds, Series 2013 (book entry).
Dated Aug 1, 2013.
Due Mar 1, 2014 to 2038.
Callable Mar 1, 2023 at par.
Winning bid: Robert W. Baird, at 100.8000, TIC 4.2041%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $275,000 | 3.00% | 0.24% | ||
| 3/1/15 | $295,000 | 3.00% | 0.60% | ||
| 3/1/16 | $295,000 | 3.00% | 0.90% | ||
| 3/1/17 | $305,000 | 4.00% | 1.20% | ||
| 3/1/18 | $305,000 | 4.00% | 1.50% | ||
| 3/1/19 | $320,000 | 4.00% | 1.88% | ||
| 3/1/20 | $320,000 | 4.00% | 2.30% | ||
| 3/1/21 | $330,000 | 4.00% | 2.60% | ||
| 3/1/22 | $330,000 | 4.00% | 2.90% | ||
| 3/1/23 | $340,000 | 4.00% | 3.05% | ||
| 3/1/24 | $350,000 | 4.00% | 3.40% | ||
| 3/1/25 | $360,000 | 4.00% | 3.60% | ||
| 3/1/27 | $740,000 | 4.00% | 4.00% | ||
| 3/1/28 | $380,000 | 4.00% | 4.10% | ||
| 3/1/29 | $390,000 | 4.125% | 4.20% | ||
| 3/1/30 | $400,000 | 4.25% | 4.30% | ||
| 3/1/31 | $410,000 | 4.375% | 4.40% | ||
| 3/1/32 | $420,000 | 4.40% | 4.45% | ||
| 3/1/33 | $430,000 | 4.50% | 4.50% | ||
| 3/1/34 | $440,000 | 4.50% | 4.55% | ||
| 3/1/35 | $450,000 | 4.50% | 4.60% | ||
| 3/1/36 | $460,000 | 4.50% | 4.65% | ||
| 3/1/37 | $480,000 | 4.625% | 4.68% | ||
| 3/1/38 | $490,000 | 4.625% | 4.70% |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Fidelity Capital Markets, Kildare Capital, Inc., Edward D. Jones & Co., Crews & Associates, Inc., Incapital LLC, BLNS Securities Limited, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-Williams, Inc., Wedbush Securities Inc., Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., Bernardi Securities, Inc., FTN Financial Capital Markets, SumRidge Partners, LLC.
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: BOSC, Inc., Houston, TX.
Other bidders were:
UBS Financial Svcs, TIC 4.2576%
Raymond James, TIC 4.2637%
Southwest Securities, TIC 4.2691%
BA Merrill Lynch, TIC 4.2723%
Hutchinson Shockey, TIC 4.2742%
Wells Fargo Secs, TIC 4.5786%
WISCONSIN
Kohler Village
Aug 12, 2013 . . . . . . $3,365,000
General Obligation Corporate Purpose Bonds, Series 2013B (bank qualified) (book entry).
Dated Aug 28, 2013.
Due Jun 1, 2024 to 2033.
Callable Jun 1, 2023 at par.
Winning bid: Bernardi Securities, at 99.3000, TIC 3.8888%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/24 | $280,000 | 3.50% | 3.00% | ||
| 6/1/25 | $290,000 | 3.50% | 3.10% | ||
| 6/1/26 | $300,000 | 3.50% | 3.35% | ||
| 6/1/27 | $315,000 | 3.50% | 3.50% | ||
| 6/1/28 | $325,000 | 3.65% | 3.65% | ||
| 6/1/29 | $340,000 | 3.80% | 3.80% | ||
| 6/1/30 | $355,000 | 3.90% | 3.90% | ||
| 6/1/31 | $370,000 | 4.00% | 4.00% | ||
| 6/1/32 | $385,000 | 4.10% | 4.10% | ||
| 6/1/33 | $405,000 | 4.20% | 4.20% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Hutchinson Shockey, TIC 3.8984%
Robert W. Baird, TIC 3.9185%
BOSC, TIC 4.0814%
TAXABLE ISSUES
MINNESOTA
Grand Rapids (City)
Aug 12, 2013 . . . . . . $2,305,000
(Public Utilities Commission) Taxable General Obligation Utility Revenue Bonds, Series 2013C (book entry).
Dated Sep 1, 2013.
Due Feb 1, 2015 to 2029.
Callable Feb 1, 2023 at par.
Winning bid: BOSC, at 99.2859, TIC 3.9341%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $90,000 | 2.00% | 0.80% | ||
| 2/1/16 | $130,000 | 2.00% | 1.10% | ||
| 2/1/17 | $130,000 | 2.00% | 1.45% | ||
| 2/1/18 | $130,000 | 2.25% | 1.90% | ||
| 2/1/19 | $135,000 | 2.50% | 2.30% | ||
| 2/1/20 | $140,000 | 3.00% | 2.70% | ||
| 2/1/21 | $145,000 | 3.25% | 3.00% | ||
| 2/1/22 | $150,000 | 3.50% | 3.30% | ||
| 2/1/23 | $155,000 | 3.75% | 3.55% | ||
| 2/1/25 | $335,000 | 4.00% | 4.00% | ||
| 2/1/27 | $365,000 | 4.25% | 4.25% | ||
| 2/1/29 | $400,000 | 4.50% | 4.50% |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 4.0498%
Raymond James, TIC 4.3327%
