ALABAMA
Alabama
Aug 7, 2013 . . . . . . $1,925,000
General Obligation Refunding Bonds, Series 2013-C (book entry).
Dated Aug 21, 2013.
Due Aug 1, 2014 to 2021.
Non-callable.
Winning bid: Bernardi Securities, at 103.4300, TIC 1.9599%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $220,000 | 2.00% | 0.45% | ||
| 8/1/15 | $225,000 | 2.00% | 0.65% | ||
| 8/1/16 | $230,000 | 2.00% | 1.00% | ||
| 8/1/17 | $235,000 | 2.00% | 1.25% | ||
| 8/1/18 | $240,000 | 3.00% | 1.55% | ||
| 8/1/19 | $250,000 | 3.00% | 1.85% | ||
| 8/1/20 | $260,000 | 3.00% | 2.25% | ||
| 8/1/21 | $265,000 | 3.00% | 2.60% |
L.O.: Bradley Arant Boult Cummings LLC, Birmingham, AL.
F.A.: Public Finance Management, Inc., Huntsville, AL; and Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
Robert W. Baird, TIC 1.9769%
Protective Secs, TIC 2.0993%
Alabama
Aug 7, 2013 . . . . . . $33,000,000
General Obligation Capital Improvement Bonds, Series 2013-B (book entry).
Dated Aug 21, 2013.
Due Aug 1, 2014 to 2033.
Callable Aug 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 105.0197, TIC 3.6319%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $1,195,000 | 3.00% | 0.17% | ||
| 8/1/15 | $1,170,000 | 4.00% | 0.47% | ||
| 8/1/16 | $1,205,000 | 5.00% | 0.80% | ||
| 8/1/17 | $1,245,000 | 5.00% | 1.11% | ||
| 8/1/18 | $1,295,000 | 5.00% | 1.43% | ||
| 8/1/19 | $1,345,000 | 5.00% | 1.76% | ||
| 8/1/20 | $1,400,000 | 5.00% | 2.15% | ||
| 8/1/21 | $1,455,000 | 5.00% | 2.49% | ||
| 8/1/22 | $1,530,000 | 5.00% | 2.77% | ||
| 8/1/23 | $1,605,000 | 5.00% | 2.93% | ||
| 8/1/24 | $1,650,000 | 3.00% | 3.15% | ||
| 8/1/25 | $1,705,000 | 3.25% | 3.38% | ||
| 8/1/26 | $1,770,000 | 3.50% | 3.66% | ||
| 8/1/27 | $1,830,000 | 4.00% | 3.88% | ||
| 8/1/28 | $1,900,000 | 4.00% | 4.02% | ||
| 8/1/29 | $1,975,000 | 4.00% | 4.14% | ||
| 8/1/30 | $2,055,000 | 4.00% | 4.23% | ||
| 8/1/31 | $2,135,000 | 4.125% | 4.30% | ||
| 8/1/33 | $4,535,000 | 4.40% | 4.40% |
Other managers: CastleOak Securities, L.P..
L.O.: Bradley Arant Boult Cummings LLC, Birmingham, AL.
F.A.: Public Finance Management, Inc., Huntsville, AL; and Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
RBC Capital Mkts, TIC 3.7209%
Citigroup, TIC 3.7339%
Morgan Stanley, TIC 3.7358%
Goldman Sachs, TIC 3.7429%
Robert W. Baird, TIC 3.8431%
Alabama
Aug 7, 2013 . . . . . . $129,235,000
General Obligation Refunding Bonds, Series 2013-A (book entry).
Dated Aug 21, 2013.
Due Aug 1, 2014 to 2025.
Callable Aug 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 114.4313, TIC 2.4702%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $480,000 | 2.50% | 0.17% | ||
| 8/1/15 | $1,900,000 | 5.00% | 0.47% | ||
| 8/1/16 | $6,755,000 | 5.00% | 0.80% | ||
| 8/1/17 | $11,455,000 | 5.00% | 1.11% | ||
| 8/1/18 | $12,025,000 | 5.00% | 1.43% | ||
| 8/1/19 | $17,960,000 | 5.00% | 1.76% | ||
| 8/1/20 | $18,855,000 | 5.00% | 2.15% | ||
| 8/1/21 | $19,800,000 | 5.00% | 2.49% | ||
| 8/1/22 | $11,850,000 | 5.00% | 2.77% | ||
| 8/1/23 | $9,050,000 | 4.00% | 2.93% | ||
| 8/1/24 | $9,410,000 | 3.00% | 3.15% | ||
| 8/1/25 | $9,695,000 | 5.00% | 3.28% |
Other managers: CastleOak Securities, L.P..
L.O.: Bradley Arant Boult Cummings LLC, Birmingham, AL.
F.A.: Public Finance Management, Inc., Huntsville, AL; and Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
Wells Fargo Secs, TIC 2.48%
RBC Capital Mkts, TIC 2.5063%
Goldman Sachs, TIC 2.5095%
Citigroup, TIC 2.5158%
Raymond James, TIC 2.6089%
ARKANSAS
Mountain Home School District No. 9 of Baxter County
Aug 8, 2013 . . . . . . $39,860,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (book entry).
Dated Sep 1, 2013.
Due Dec 1, 2014 to 2037.
Callable Dec 1, 2018 at par.
Winning bid: BA Merrill Lynch, at 99.4621, TIC 4.1411%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $180,000 | 3.00% | 0.35% | ||
| 12/1/15 | $895,000 | 3.00% | 0.65% | ||
| 12/1/16 | $920,000 | 3.00% | 0.99% | ||
| 12/1/17 | $1,185,000 | 3.00% | 1.33% | ||
| 12/1/18 | $1,225,000 | 3.00% | 1.70% | ||
| 12/1/19 | $1,265,000 | 3.00% | 2.04% | ||
| 12/1/20 | $1,315,000 | 3.00% | 2.45% | ||
| 12/1/21 | $1,360,000 | 3.00% | 2.75% | ||
| 12/1/22 | $1,405,000 | 3.00% | 3.08% | ||
| 12/1/23 | $1,460,000 | 3.25% | 3.29% | ||
| 12/1/24 | $1,515,000 | 3.25% | 3.43% | ||
| 12/1/25 | $1,570,000 | 3.50% | 3.62% | ||
| 12/1/26 | $1,635,000 | 3.75% | 3.81% | ||
| 12/1/27 | $1,705,000 | 4.00% | 4.03% | ||
| 12/1/28 | $1,780,000 | 4.00% | 4.10% | ||
| 12/1/29 | $1,860,000 | 4.125% | 4.29% | ||
| 12/1/30 | $1,950,000 | 4.25% | 4.38% | ||
| 12/1/31 | $2,045,000 | 4.25% | 4.46% | ||
| 12/1/33 | $4,395,000 | 4.50% | 4.50% | ||
| 12/1/34 | $2,370,000 | 4.50% | 4.62% | ||
| 12/1/35 | $2,485,000 | 4.50% | 4.67% | ||
| 12/1/36 | $2,605,000 | 4.50% | 4.71% | ||
| 12/1/37 | $2,735,000 | 4.50% | 4.63% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 4.1477%
Morgan Stanley, TIC 4.1488%
William Blair, TIC 4.1693%
CALIFORNIA
San Francisco Unified School District
Aug 8, 2013 . . . . . . $90,000,000
2013 Tax and Revenue Anticipation Notes, Series A (book entry).
Dated Aug 15, 2013.
Due Aug 14, 2014.
Purchased $90,000,000.00 by Wells Fargo Secs, at 2.0%, plus $1,630,800.00, effective rate 0.1796%.
L.O.: Sidley Austin LLP, San Francisco, CA.
F.A.: Tamalpais Advisors, Inc., Sausalito, CA; and Del Rio Advisors, LLC, Modesto, CA.
Other bidders were:
Citigroup, Effective Rate 0.181%
Jefferies, Effective Rate 0.184%
JPMorgan, Effective Rate 0.185%
US Bancorp Invest, Effective Rate 0.1984%
Barclays Capital, Effective Rate 0.2003%
Goldman Sachs, Effective Rate 0.2003%
TD Securities, Effective Rate 0.2013%
Piper Jaffray, Effective Rate 0.2053%
Mitsubishi UFJ Secs, Effective Rate 0.2092%
Morgan Stanley, Effective Rate 0.2338%
ILLINOIS
Lansing School District No. 158
Aug 7, 2013 . . . . . . $7,785,000
General Obligation Limited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 20, 2013.
Due Dec 1, 2021 to 2028.
Callable Dec 1, 2021 at par.
Winning bid: BOSC, at n/a, TIC 3.8793%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/22 | $920,000 | 4.00% | 3.00% | ||
| 12/1/23 | $980,000 | 4.00% | 3.20% | ||
| 12/1/24 | $1,050,000 | 4.00% | 3.35% | ||
| 12/1/25 | $1,120,000 | 4.00% | 3.55% | ||
| 12/1/26 | $1,190,000 | 4.00% | 3.75% | ||
| 12/1/27 | $1,270,000 | 4.00% | 3.90% | ||
| 12/1/28 | $1,255,000 | 4.00% | 4.00% |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Robert W. Baird, TIC 3.9041%
INDIANA
Steuben County
Aug 8, 2013 . . . . . . $1,995,000
Equipment General Obligations Bonds, Series 2013 A (bank qualified) (book entry).
Dated Aug 22, 2013.
Due Jul 15, 2014 to Jan 15, 2017.
Non-callable.
Winning bid: Farmers State Bk, at n/a, NIC 1.68%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $300,000 | 1.68% | NRO | ||
| 1/15/15 | $320,000 | 1.68% | NRO | ||
| 7/15/15 | $330,000 | 1.68% | NRO | ||
| 1/15/16 | $340,000 | 1.68% | NRO | ||
| 7/15/16 | $350,000 | 1.68% | NRO | ||
| 1/15/17 | $355,000 | 1.68% | NRO |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Peters Municipal Consultants, LTD, Greenwood, IN.
Other bidders were:
Ross Sinclaire, NIC 1.7025%
J.J.B. Hilliard, NIC 1.9085%
Farmers & Merchants, NIC 1.93%
City Securities, NIC 2.4779%
IOWA
Iowa Board of Regents
Aug 8, 2013 . . . . . . $18,780,000
Academic Building Revenue Refunding Bonds, Series S.U.I. 2013 (The State University of Iowa) (book entry).
Dated Sep 1, 2013.
Due Jul 1, 2014 to 2024.
Non-callable.
Winning bid: Jefferies, at 112.1869, TIC 2.3874%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $1,520,000 | 3.00% | 0.35% | ||
| 7/1/15 | $1,435,000 | 3.00% | 0.60% | ||
| 7/1/16 | $1,480,000 | 3.00% | 0.90% | ||
| 7/1/17 | $1,525,000 | 4.00% | 1.21% | ||
| 7/1/18 | $1,590,000 | 4.00% | 1.53% | ||
| 7/1/19 | $1,655,000 | 4.00% | 1.85% | ||
| 7/1/20 | $1,725,000 | 5.00% | 2.18% | ||
| 7/1/21 | $1,815,000 | 5.00% | 2.50% | ||
| 7/1/22 | $1,910,000 | 5.00% | 2.77% | ||
| 7/1/23 | $2,010,000 | 5.00% | 2.93% | ||
| 7/1/24 | $2,115,000 | 5.00% | 3.10% |
Other managers: Morgan Stanley & Co., Inc..
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Janney Montgomery, TIC 2.4361%
BMO Cap Mkts GKST, TIC 2.4563%
Robert W. Baird, TIC 2.4846%
BA Merrill Lynch, TIC 2.4962%
Hutchinson Shockey, TIC 2.5233%
UBS Financial Svcs, TIC 2.5352%
KENTUCKY
Elliott County School District Finance Corporation
Aug 8, 2013 . . . . . . $595,000
School Building Revenue Bonds, Series of 2013 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2014 to 2033.
Callable Aug 1, 2023 at par.
Winning bid: PNC Capital Markets, at 98.0000, NIC 3.7425%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/23 | $120,000 | 2.25% | 2.25% | ||
| 8/1/33 | $475,000 | 3.75% | 3.75% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
J.J.B. Hilliard, NIC 4.0427%
Fifth Third Secs, NIC 4.7675%
Webster County School District Finance Corporation
Aug 8, 2013 . . . . . . $4,650,000
School Building Revenue Bonds, Series of 2013 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2014 to 2033.
Callable Aug 1, 2023 at par.
Winning bid: Janney Montgomery, at 99.1553, NIC 3.8705%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/18 | $225,000 | 1.50% | 1.50% | ||
| 8/1/23 | $345,000 | 3.00% | 3.00% | ||
| 8/1/25 | $195,000 | 3.50% | 3.40% | ||
| 8/1/26 | $285,000 | 3.50% | 3.50% | ||
| 8/1/27 | $305,000 | 3.50% | 3.55% | ||
| 8/1/28 | $395,000 | 3.75% | 3.65% | ||
| 8/1/29 | $490,000 | 3.75% | 3.75% | ||
| 8/1/30 | $530,000 | 4.00% | 3.85% | ||
| 8/1/31 | $570,000 | 4.00% | 3.95% | ||
| 8/1/32 | $610,000 | 4.00% | 4.00% | ||
| 8/1/33 | $700,000 | 4.00% | 4.05% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 4.0214%
Sterne Agee, NIC 4.0286%
Raymond James, NIC 4.121%
J.J.B. Hilliard, NIC 4.1274%
Fifth Third Secs, NIC 4.6429%
MASSACHUSETTS
Acton Water Supply District
Aug 8, 2013 . . . . . . $2,135,000
General Obligation Water Bonds (bank qualified) (book entry).
Dated Aug 15, 2013.
Due Aug 15, 2014 to 2023.
Non-callable.
Winning bid: Robert W. Baird, at 105.1845, TIC 1.9631%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $215,000 | 2.00% | 0.25% | ||
| 8/15/15 | $215,000 | 3.00% | 0.45% | ||
| 8/15/16 | $215,000 | 3.00% | 0.75% | ||
| 8/15/17 | $215,000 | 3.00% | 1.05% | ||
| 8/15/18 | $215,000 | 3.00% | 1.30% | ||
| 8/15/19 | $215,000 | 3.00% | 1.55% | ||
| 8/15/20 | $215,000 | 3.00% | 1.85% | ||
| 8/15/21 | $210,000 | 3.00% | 2.10% | ||
| 8/15/22 | $210,000 | 3.00% | 2.37% | ||
| 8/15/23 | $210,000 | 3.00% | 2.50% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Wedbush Securities Inc., Bernardi Securities, Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.0521%
Roosevelt & Cross, TIC 2.1072%
Medford (City)
Aug 8, 2013 . . . . . . $5,813,000
General Obligation State Qualified School Bonds (bank qualified) (book entry).
Dated Aug 22, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: Robert W. Baird, at 102.1067, TIC 3.4329%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $3,000 | 2.00% | 0.50% | ||
| 9/1/15 | $5,000 | 2.00% | 0.70% | ||
| 9/1/16 | $45,000 | 3.00% | 0.85% | ||
| 9/1/17 | $130,000 | 3.00% | 1.15% | ||
| 9/1/18 | $150,000 | 3.00% | 1.35% | ||
| 9/1/19 | $290,000 | 3.00% | 1.65% | ||
| 9/1/20 | $300,000 | 3.00% | 2.00% | ||
| 9/1/21 | $305,000 | 3.00% | 2.25% | ||
| 9/1/22 | $315,000 | 3.00% | 2.50% | ||
| 9/1/23 | $325,000 | 3.00% | 2.65% | ||
| 9/1/24 | $335,000 | 3.00% | 2.85% | ||
| 9/1/25 | $345,000 | 3.00% | 3.00% | ||
| 9/1/26 | $355,000 | 4.00% | 3.20% | ||
| 9/1/27 | $370,000 | 4.00% | 3.38% | ||
| 9/1/30 | $1,200,000 | 3.75% | 3.65% | ||
| 9/1/33 | $1,340,000 | 4.00% | 3.90% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Wedbush Securities Inc., Bernardi Securities, Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, TIC 3.5369%
Roosevelt & Cross, TIC 3.6173%
Sterne Agee, TIC 3.6999%
Fidelity Capital, TIC 3.7126%
NEW JERSEY
Greenwich Township
Aug 8, 2013 . . . . . . $360,000
Bond Anticipation Notes of 2013, Series A (bank qualified).
Dated Aug 16, 2013.
Due Aug 15, 2014.
Purchased $360,000.00 by First Elmer Inv Corp, at 0.99%, effective rate 0.99%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sturdy Savings Bk, Effective Rate 1.15%
East Brunswick Twp, Effective Rate 1.27%
Passaic Vly Wtr Comm, Effective Rate 1.46%
Oppenheimer, Effective Rate 1.627%
Roosevelt & Cross, Effective Rate 2.0054%
Hasbrouck Heights Borough Board of Education
Aug 8, 2013 . . . . . . $2,475,000
General Obligation School Promissory Note (bank qualified).
Dated Aug 15, 2013.
Due Jul 1, 2014.
Purchased $2,475,000.00 by Valley National Bank, at 0.86%, effective rate 0.86%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.9333%
Oppenheimer, Effective Rate 1.1517%
Montague Township
Aug 8, 2013 . . . . . . $386,270
Bond Anticipation Note (bank qualified).
Dated Aug 20, 2013.
Due Aug 19, 2014.
Purchased $386,270.00 by Sussex Co. St Bk, at 1.5%, effective rate 1.5%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 2.0054%
Oppenheimer, Effective Rate 2.1981%
Park Ridge Borough
Aug 8, 2013 . . . . . . $671,754
General Obligation Notes consisting of $220,000 Bond Anticipation Notes and $451,754 Special Emergency Notes (bank qualified).
Dated Aug 16, 2013.
Due Aug 15, 2014.
Purchased $671,750.00 by Oppenheimer, at 1.25%, plus $357.00, effective rate 1.1967%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 1.9%
NEW YORK
Corning (Town)
Aug 8, 2013 . . . . . . $3,030,292
Bond Anticipation Notes, 2013A (bank qualified) (book entry).
Dated Aug 20, 2013.
Due Aug 20, 2014.
Purchased $3,030,290.00 by Jefferies, at 1.25%, plus $5,091.00, effective rate 1.082%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2199%
Chemung Canal, Effective Rate 1.45%
Forestville Central School District
Aug 8, 2013 . . . . . . $707,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Aug 22, 2013.
Due Aug 21, 2014.
Purchased $707,000.00 by Roosevelt & Cross, at 1.25%, plus $834.00, effective rate 1.1317%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2095%
Mattituck-Cutchogue Union Free School District
Aug 8, 2013 . . . . . . $10,300,000
Tax Anticipation Notes, 2013.
Dated Aug 27, 2013.
Due Jun 27, 2014.
Purchased $10,300,000.00 by JPMorgan, at 1.0%, plus $63,757.00, effective rate 0.2572%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.3988%
Capital One, Effective Rate 0.46%
PNC Capital Markets, Effective Rate 0.5284%
TD Securities, Effective Rate 0.574%
Oppenheimer, Effective Rate 0.7278%
Oppenheimer, Effective Rate 0.7931%
Murray (Town)
Aug 8, 2013 . . . . . . $1,340,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Aug 20, 2013.
Due Aug 19, 2014.
Purchased $1,340,000.00 by First Niagara Bank, at 1.28%, effective rate 1.28%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2834%
Oppenheimer, Effective Rate 1.2906%
Nassau County
Aug 8, 2013 . . . . . . $127,920,000
General Improvement Bonds, 2013 Series B (book entry).
Dated Aug 15, 2013.
Due Apr 1, 2015 to 2043.
Callable Apr 1, 2023 at par.
Winning bid: JPMorgan, at 103.2051, TIC 4.7249%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $1,730,000 | 4.00% | 0.81% | ||
| 4/1/16 | $1,810,000 | 5.00% | 1.17% | ||
| 4/1/17 | $2,310,000 | 5.00% | 1.51% | ||
| 4/1/18 | $2,430,000 | 5.00% | 1.86% | ||
| 4/1/19 | $2,555,000 | 5.00% | 2.22% | ||
| 4/1/20 | $2,685,000 | 5.00% | 2.64% | ||
| 4/1/21 | $2,820,000 | 5.00% | 3.00% | ||
| 4/1/22 | $2,965,000 | 5.00% | 3.32% | ||
| 4/1/23 | $3,120,000 | 5.00% | 3.48% | ||
| 4/1/24 | $3,280,000 | 5.00% | 3.65% | ||
| 4/1/25 | $3,445,000 | 5.00% | 3.83% | ||
| 4/1/26 | $3,625,000 | 5.00% | 4.06% | ||
| 4/1/27 | $3,810,000 | 5.00% | 4.23% | ||
| 4/1/28 | $4,005,000 | 5.00% | 4.37% | ||
| 4/1/29 | $4,210,000 | 5.00% | 4.49% | ||
| 4/1/30 | $4,425,000 | 5.00% | 4.58% | ||
| 4/1/31 | $4,655,000 | 5.00% | 4.66% | ||
| 4/1/32 | $4,890,000 | 5.00% | 4.72% | ||
| 4/1/33 | $5,140,000 | 5.00% | 4.77% | ||
| 4/1/34 | $5,405,000 | 5.00% | 4.82% | ||
| 4/1/35 | $5,685,000 | 5.00% | 4.87% | ||
| 4/1/39 | $25,800,000 | 5.00% | 5.05% | ||
| 4/1/43 | $27,120,000 | 5.00% | 5.08% |
Other managers: Academy Securities Inc., Rice Financial Products Company.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
Citigroup, TIC 4.8145%
BA Merrill Lynch, TIC 5.0635%
Otselic Valley Central School District
Aug 8, 2013 . . . . . . $8,500,000
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Aug 22, 2013.
Due Jun 27, 2014.
Purchased $4,500,000.00 by Jefferies, at 1.25%, plus $19,171.06, effective rate 0.7472%.
Purchased $4,000,000.00 by JPMorgan Chase, at 0.51%, effective rate 0.51%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 0.7472%
Oppenheimer, Effective Rate 0.8362%
Pleasantville Village
Aug 8, 2013 . . . . . . $1,818,000
Bond Anticipation Notes, 2013 Series A (bank qualified).
Dated Aug 22, 2013.
Due Aug 22, 2014.
Purchased $1,818,000.00 by TD Securities, at 1.0%, plus $8,217.36, effective rate 0.548%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.64%
Janney Montgomery, Effective Rate 0.741%
Oppenheimer, Effective Rate 0.8341%
Jefferies, Effective Rate 0.8583%
Roosevelt & Cross, Effective Rate 1.082%
Smithtown (Town)
Aug 8, 2013 . . . . . . $6,742,200
Public Improvement Serial Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 20, 2013.
Due Aug 15, 2014 to 2028.
Callable Aug 15, 2021 at par.
Winning bid: Robert W. Baird, at 104.0731, NIC 2.4537%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $387,200 | 3.00% | 0.30% | ||
| 8/15/15 | $725,000 | 3.00% | 0.50% | ||
| 8/15/16 | $725,000 | 3.00% | 0.80% | ||
| 8/15/17 | $725,000 | 3.00% | 1.05% | ||
| 8/15/18 | $750,000 | 3.00% | 1.30% | ||
| 8/15/19 | $325,000 | 3.00% | 1.60% | ||
| 8/15/20 | $330,000 | 3.00% | 1.90% | ||
| 8/15/21 | $350,000 | 3.00% | 2.10% | ||
| 8/15/22 | $350,000 | 3.00% | 2.35% | ||
| 8/15/23 | $345,000 | 3.00% | 2.50% | ||
| 8/15/24 | $340,000 | 3.00% | 2.70% | ||
| 8/15/25 | $340,000 | 3.00% | 2.85% | ||
| 8/15/26 | $350,000 | 3.00% | 3.00% | ||
| 8/15/27 | $350,000 | 3.125% | 3.15% | ||
| 8/15/28 | $350,000 | 3.25% | 3.30% |
Other managers: Eastern Bank Capital Markets, Kildare Capital, Inc., Crews & Associates, Inc., Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, Edward Jones.
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Piper Jaffray, NIC 2.4549%
FTN Fin Cap Mkts, NIC 2.4778%
Janney Montgomery, NIC 2.536%
Roosevelt & Cross, NIC 2.5613%
Raymond James, NIC 2.5792%
BOSC, NIC 2.601%
South Colonie Central School District
Aug 8, 2013 . . . . . . $1,550,194
Bond Anticipation Notes, 2013 Series B (bank qualified).
Dated Aug 22, 2013.
Due Aug 22, 2014.
Purchased $1,550,190.00 by Pioneer Comm Bk, at 0.45%, effective rate 0.45%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.55%
TD Securities, Effective Rate 0.553%
Jefferies, Effective Rate 0.6939%
FNB of Scotia, Effective Rate 0.73%
Oppenheimer, Effective Rate 0.8352%
First Niagara Bank, Effective Rate 0.9%
Utica (City)
Aug 8, 2013 . . . . . . $2,620,000
Bond Anticipation Notes, 2013b.
Dated Aug 22, 2013.
Due Aug 22, 2014.
Purchased $2,620,000.00 by JPMorgan Chase, at 1.11%, effective rate 1.11%.
L.O.: Bond, Schoeneck & King, PLLC, Utica, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 1.2019%
First Niagara Bank, Effective Rate 1.51%
Oppenheimer, Effective Rate 1.599%
Roosevelt & Cross, Effective Rate 1.603%
SOUTH CAROLINA
Dorchester County School District No. 2
Aug 8, 2013 . . . . . . $60,000,000
General Obligation Bond Anticipation Notes of 2013 (book entry).
Dated Aug 15, 2013.
Due Aug 15, 2014.
Purchased $60,000,000.00 by Morgan Stanley, at 0.2%, plus $3,600.00, effective rate 0.194%.
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
JPMorgan, Effective Rate 0.257%
Citigroup, Effective Rate 0.294%
Piper Jaffray, Effective Rate 0.301%
TD Securities, Effective Rate 0.314%
Oppenheimer, Effective Rate 0.712%
Florence County School District No. 1
Aug 8, 2013 . . . . . . $12,275,000
General Obligation Bonds, Series 2013 (book entry).
Dated Aug 22, 2013.
Due Mar 1, 2014 to 2017.
Non-callable.
Winning bid: Fidelity Capital, at 108.9880, TIC 0.8659%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $2,490,000 | 3.00% | 0.22% | ||
| 3/1/15 | $2,425,000 | 5.00% | 0.42% | ||
| 3/1/16 | $2,465,000 | 5.00% | 0.67% | ||
| 3/1/17 | $4,895,000 | 5.00% | 1.00% |
L.O.: Haynsworth Sinkler Boyd, P.A., Florence, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
BOSC, TIC 0.8707%
JPMorgan, TIC 0.8846%
Janney Montgomery, TIC 0.8936%
UBS Financial Svcs, TIC 0.8972%
Stephens, TIC 0.9028%
Piper Jaffray, TIC 0.9054%
BMO Cap Mkts GKST, TIC 0.9106%
BA Merrill Lynch, TIC 0.9138%
Robert W. Baird, TIC 0.915%
Hutchinson Shockey, TIC 0.9717%
Citigroup, TIC 1.1149%
Oppenheimer, TIC 1.1296%
TEXAS
Schertz-Cibolo-Universal City Independent School District
Aug 7, 2013 . . . . . . $42,395,000
Unlimited Tax School Building and Refunding Bonds, Series 2013 (book entry).
Dated Jul 15, 2013.
Due Feb 1, 2014 to 2045.
Callable Feb 1, 2022 at par.
Winning bid: Southwest Securities, at 102.5066, NIC 4.7762%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $500,000 | 5.00% | 0.24% | PSF | |
| 2/1/15 | $875,000 | 5.00% | 0.50% | PSF | |
| 2/1/16 | $555,000 | 5.00% | 0.75% | PSF | |
| 2/1/17 | $555,000 | 5.00% | 1.07% | PSF | |
| 2/1/18 | $560,000 | 5.00% | 1.37% | PSF | |
| 2/1/19 | $570,000 | 5.00% | 1.68% | PSF | |
| 2/1/20 | $575,000 | 5.00% | 2.06% | PSF | |
| 2/1/21 | $665,000 | 5.00% | 2.44% | PSF | |
| 2/1/22 | $645,000 | 5.00% | 2.79% | PSF | |
| 2/1/23 | $405,000 | 4.00% | 3.01% | PSF | |
| 2/1/24 | $400,000 | 3.125% | 3.23% | PSF | |
| 2/1/25 | $415,000 | 3.375% | 3.46% | PSF | |
| 2/1/26 | $230,000 | 3.50% | 3.69% | PSF | |
| 2/1/27 | $225,000 | 3.75% | 3.92% | PSF | |
| 2/1/28 | $225,000 | 4.00% | 4.07% | PSF | |
| 2/1/29 | $220,000 | 4.125% | 4.19% | PSF | |
| 2/1/30 | $220,000 | 4.25% | 4.28% | PSF | |
| 2/1/31 | $220,000 | 4.375% | 4.35% | PSF | |
| 2/1/32 | $215,000 | 4.375% | 4.41% | PSF | |
| 2/1/33 | $215,000 | 4.375% | 4.47% | PSF | |
| 2/1/34 | $210,000 | 4.50% | 4.52% | PSF | |
| 2/1/35 | $210,000 | 4.50% | 4.57% | PSF | |
| 2/1/36 | $210,000 | 4.50% | 4.61% | PSF | |
| 2/1/37 | $4,970,000 | 5.00% | 4.47% | PSF | |
| 2/1/38 | $4,995,000 | 5.00% | 4.50% | PSF | |
| 2/1/39 | $5,020,000 | 5.00% | 4.53% | PSF | |
| 2/1/40 | $5,045,000 | 5.00% | 4.56% | PSF | |
| 2/1/41 | $2,720,000 | 5.00% | 4.58% | PSF | |
| 2/1/43 | $5,285,000 | 5.00% | 4.60% | PSF | |
| 2/1/45 | $5,240,000 | 4.625% | 4.80% | PSF |
Other managers: Citigroup Global Markets, Inc..
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: SAMCO Capital Markets, San Antonio, TX.
Other bidders were:
Robert W. Baird, NIC 4.787%
RBC Capital Mkts, NIC 4.7874%
BA Merrill Lynch, NIC 4.8064%
Piper Jaffray, NIC 4.819%
Jefferies, NIC 4.824%
FirstSouthwest, NIC 4.8261%
JPMorgan, NIC 5.0213%
Travis County Municipal Utility District No. 8
Aug 8, 2013 . . . . . . $1,280,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Sep 1, 2014 to 2031.
Callable Sep 1, 2019 at par.
Winning bid: GMS Group, at 97.0000, NIC 4.6546%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $25,000 | 3.00% | 1.50% | ||
| 9/1/15 | $50,000 | 3.00% | 2.00% | ||
| 9/1/16 | $50,000 | 3.00% | 2.25% | ||
| 9/1/17 | $50,000 | 3.00% | 2.50% | ||
| 9/1/18 | $50,000 | 3.00% | 2.75% | ||
| 9/1/19 | $50,000 | 3.00% | 3.00% | ||
| 9/1/20 | $50,000 | 3.25% | 3.35% | ||
| 9/1/21 | $50,000 | 3.60% | 3.70% | ||
| 9/1/23 | $150,000 | 3.90% | 4.00% | ||
| 9/1/25 | $150,000 | 4.15% | 4.25% | ||
| 9/1/27 | $175,000 | 4.40% | 4.50% | ||
| 9/1/29 | $200,000 | 4.65% | 4.75% | ||
| 9/1/31 | $230,000 | 5.00% | 5.00% |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Austin, TX.
Other bidders were:
Morgan Stanley, NIC 4.7533%
TAXABLE ISSUES
IOWA
Butler County
Aug 7, 2013 . . . . . . $1,600,000
Taxable General Obligation Urban Renewal Bonds Series 2013 (Iowa Tax-Exempt) (book entry).
Dated Sep 4, 2013.
Due Jun 1, 2016 to 2026.
Callable Jun 1, 2021 at par.
Winning bid: D.A. Davidson, at n/a, TIC 3.5403%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $130,000 | 1.50% | 1.50% | ||
| 6/1/19 | $165,000 | 3.00% | 2.40% | ||
| 6/1/20 | $150,000 | 3.00% | 2.75% | ||
| 6/1/21 | $155,000 | 3.00% | 3.00% | ||
| 6/1/22 | $170,000 | 3.25% | 3.25% | ||
| 6/1/23 | $190,000 | 3.45% | 3.45% | ||
| 6/1/24 | $200,000 | 3.60% | 3.60% | ||
| 6/1/25 | $210,000 | 3.80% | 3.80% | ||
| 6/1/26 | $230,000 | 4.00% | 4.00% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
UMB Bank, TIC 3.7725%
Northland Securities, TIC 4.233%
