CONNECTICUT
Darien (Town)
Jul 23, 2013 . . . . . . $5,500,000
General Obligation Bonds, Issue of 2013 (bank qualified) (book entry).
Dated Aug 6, 2013.
Due Aug 1, 2014 to 2028.
Callable Aug 1, 2018 at par.
Winning bid: Raymond James, at 100.5126, TIC 2.5159%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $365,000 | 2.00% | 0.27% | ||
| 8/1/15 | $365,000 | 2.00% | 0.42% | ||
| 8/1/16 | $365,000 | 2.00% | 0.72% | ||
| 8/1/17 | $365,000 | 2.00% | 1.02% | ||
| 8/1/18 | $365,000 | 2.00% | 1.28% | ||
| 8/1/19 | $365,000 | 2.00% | 1.60% | ||
| 8/1/20 | $365,000 | 2.00% | 1.80% | ||
| 8/1/21 | $365,000 | 2.00% | 2.10% | ||
| 8/1/22 | $365,000 | 2.375% | 2.375% | ||
| 8/1/23 | $365,000 | 2.50% | 2.50% | ||
| 8/1/24 | $370,000 | 2.75% | 2.70% | ||
| 8/1/25 | $370,000 | 3.00% | 2.90% | ||
| 8/1/26 | $370,000 | 3.00% | 2.95% | ||
| 8/1/27 | $370,000 | 3.00% | 3.10% | ||
| 8/1/28 | $370,000 | 3.125% | 3.30% |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC, Winslow, Evans & Crocker.
L.O.: Pullman & Comley, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
BOSC, TIC 2.5856%
Roosevelt & Cross, TIC 2.5912%
Stifel Nicolaus, TIC 2.6322%
Robert W. Baird, TIC 2.6736%
Janney Montgomery, TIC 2.701%
Stafford (Town)
Jul 23, 2013 . . . . . . $5,535,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Aug 6, 2013.
Due Aug 5, 2014.
Purchased $5,535,000.00 by Piper Jaffray, at 1.0%, plus $37,029.15, effective rate 0.3291%.
L.O.: Shipman & Goodwin, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Jefferies, Effective Rate 0.4183%
Eastern Bk Cap Mkts, Effective Rate 0.422%
Oppenheimer, Effective Rate 0.5466%
ILLINOIS
Northbrook Village
Jul 23, 2013 . . . . . . $6,505,000
General Obligation Library Bonds, Series 2013B (book entry).
Dated Aug 7, 2013.
Due Dec 1, 2018 to 2036.
Callable Dec 1, 2023 at par.
Winning bid: BMO Cap Mkts GKST, at 100.6246, TIC 4.2031%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/18 | $185,000 | 3.00% | 1.64% | ||
| 12/1/19 | $190,000 | 3.00% | 1.91% | ||
| 12/1/20 | $195,000 | 4.00% | 2.25% | ||
| 12/1/21 | $205,000 | 4.00% | 2.51% | ||
| 12/1/22 | $285,000 | 4.00% | 2.87% | ||
| 12/1/23 | $295,000 | 4.00% | 3.05% | ||
| 12/1/24 | $305,000 | 4.00% | 3.28% | ||
| 12/1/25 | $320,000 | 4.00% | 3.51% | ||
| 12/1/26 | $330,000 | 4.00% | 3.68% | ||
| 12/1/27 | $345,000 | 4.00% | 3.85% | ||
| 12/1/28 | $360,000 | 4.00% | 4.00% | ||
| 12/1/29 | $375,000 | 4.00% | 4.18% | ||
| 12/1/30 | $390,000 | 4.25% | 4.32% | ||
| 12/1/33 | $1,275,000 | 4.50% | 4.50% | ||
| 12/1/36 | $1,450,000 | 4.50% | 4.66% |
L.O.: Katten Muchin Rosenman LLP, Chicago, IL.
F.A.: William Blair & Company, LLC, Chicago, IL.
Other bidders were:
Jefferies, TIC 4.2428%
Hutchinson Shockey, TIC 4.2904%
Robert W. Baird, TIC 4.3621%
Northbrook Village
Jul 23, 2013 . . . . . . $9,355,000
General Obligation Bonds, Series 2013A (book entry).
Dated Aug 7, 2013.
Due Dec 1, 2015 to 2036.
Callable Dec 1, 2023 at par.
Winning bid: Morgan Stanley, at 100.0017, TIC 3.9958%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $295,000 | 3.00% | 0.55% | ||
| 12/1/16 | $305,000 | 3.00% | 0.86% | ||
| 12/1/17 | $315,000 | 3.00% | 1.20% | ||
| 12/1/18 | $325,000 | 3.00% | 1.50% | ||
| 12/1/19 | $335,000 | 3.00% | 1.80% | ||
| 12/1/20 | $345,000 | 3.00% | 2.15% | ||
| 12/1/21 | $355,000 | 3.00% | 2.45% | ||
| 12/1/22 | $365,000 | 3.00% | 2.75% | ||
| 12/1/23 | $375,000 | 3.00% | 2.92% | ||
| 12/1/24 | $385,000 | 3.125% | 3.15% | ||
| 12/1/25 | $400,000 | 3.375% | 3.375% | ||
| 12/1/26 | $410,000 | 3.50% | 3.55% | ||
| 12/1/27 | $425,000 | 4.00% | 3.75% | ||
| 12/1/28 | $445,000 | 4.00% | 3.93% | ||
| 12/1/29 | $460,000 | 4.00% | 4.03% | ||
| 12/1/30 | $480,000 | 4.00% | 4.11% | ||
| 12/1/33 | $1,560,000 | 4.375% | 4.375% | ||
| 12/1/36 | $1,775,000 | 4.50% | 4.50% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, M.R. Beal & Co..
L.O.: Katten Muchin Rosenman LLP, Chicago, IL.
F.A.: William Blair & Company, LLC, Chicago, IL.
Other bidders were:
Hutchinson Shockey, TIC 4.091%
BMO Cap Mkts GKST, TIC 4.1281%
Robert W. Baird, TIC 4.2821%
Mesirow Financial, TIC 4.4381%
INDIANA
Warsaw (City)
Jul 23, 2013 . . . . . . $5,730,000
Sewage Works Refunding Revenue Bonds of 2013 (bank qualified) (book entry).
Dated Aug 7, 2013.
Due Jan 1, 2014 to 2023.
Callable Jul 1, 2021 at par.
Winning bid: City Securities, at 99.0000, NIC 2.1506%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/14 | $295,000 | 1.00% | 0.40% | ||
| 7/1/14 | $285,000 | 1.00% | 0.45% | ||
| 1/1/15 | $285,000 | 1.00% | 0.55% | ||
| 7/1/15 | $290,000 | 1.00% | 0.65% | ||
| 1/1/16 | $290,000 | 1.00% | 0.85% | ||
| 7/1/16 | $290,000 | 1.00% | 1.00% | ||
| 1/1/17 | $295,000 | 1.15% | 1.15% | ||
| 7/1/17 | $295,000 | 1.25% | 1.25% | ||
| 1/1/18 | $295,000 | 1.40% | 1.40% | ||
| 7/1/18 | $300,000 | 1.50% | 1.50% | ||
| 1/1/19 | $300,000 | 1.65% | 1.65% | ||
| 7/1/19 | $305,000 | 1.75% | 1.75% | ||
| 1/1/20 | $305,000 | 2.00% | 2.00% | ||
| 7/1/20 | $310,000 | 2.00% | 2.10% | ||
| 1/1/21 | $310,000 | 2.15% | 2.20% | ||
| 7/1/21 | $315,000 | 2.25% | 2.30% | ||
| 1/1/22 | $320,000 | 2.40% | 2.45% | ||
| 7/1/22 | $320,000 | 2.50% | 2.55% | ||
| 1/1/23 | $325,000 | 2.65% | 2.65% |
In association with: Bernardi Securities, Inc., Isaak Bond Investments, Inc..
L.O.: Faegre Baker Daniels LLP, South Bend, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Raymond James, NIC 2.2692%
J.J.B. Hilliard, NIC 2.2791%
BOSC, NIC 2.3646%
Robert W. Baird, NIC 2.4084%
PNC Capital Markets, NIC 2.4941%
Fifth Third Secs, NIC 2.5344%
IOWA
Alta Municipal Utilities
Jul 23, 2013 . . . . . . $875,000
Electric Revenue Refunding Capital Loan Notes, Series 2013 (bank qualified) (book entry).
Dated Sep 3, 2013.
Due Dec 1, 2014 to 2019.
Non-callable.
Winning bid: Piper Jaffray, at 99.9343, TIC 2.0172%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $140,000 | 2.00% | 0.75% | ||
| 12/1/15 | $140,000 | 2.00% | 1.00% | ||
| 12/1/16 | $145,000 | 2.00% | 1.25% | ||
| 12/1/17 | $150,000 | 2.00% | 1.50% | ||
| 12/1/18 | $155,000 | 2.00% | 1.75% | ||
| 12/1/19 | $145,000 | 2.00% | 2.00% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 2.4851%
Northland Securities, TIC 2.6058%
KENTUCKY
Warren County Public Library District
Jul 23, 2013 . . . . . . $2,915,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 6, 2013.
Due Sep 1, 2014 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: Raymond James, at 99.6438, NIC 3.2554%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $120,000 | 1.00% | 0.40% | ||
| 9/1/15 | $120,000 | 1.00% | 0.60% | ||
| 9/1/16 | $120,000 | 1.00% | 0.90% | ||
| 9/1/17 | $120,000 | 1.25% | 1.25% | ||
| 9/1/18 | $125,000 | 1.50% | 1.50% | ||
| 9/1/19 | $125,000 | 1.65% | 1.65% | ||
| 9/1/20 | $130,000 | 2.00% | 1.90% | ||
| 9/1/21 | $130,000 | 2.20% | 2.20% | ||
| 9/1/22 | $135,000 | 2.40% | 2.40% | ||
| 9/1/23 | $140,000 | 2.50% | 2.50% | ||
| 9/1/28 | $750,000 | 3.25% | 3.25% | ||
| 9/1/30 | $335,000 | 3.55% | 3.55% | ||
| 9/1/32 | $365,000 | 3.75% | 3.75% | ||
| 9/1/33 | $200,000 | 4.00% | 3.80% |
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Stifel Nicolaus, NIC 3.3839%
Sterne Agee, NIC 3.529%
Ross Sinclaire, NIC 3.6016%
Hutchinson Shockey, NIC 3.8895%
City Securities, NIC 3.9853%
MASSACHUSETTS
Chelmsford (Town)
Jul 23, 2013 . . . . . . $23,125,144
General Obligation Municipal Purpose Loan of 2013 (book entry).
Dated Aug 6, 2013.
Due May 15, 2014 to 2033.
Callable May 15, 2021 at par.
Winning bid: Morgan Stanley, at 103.1480, TIC 3.3987%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/14 | $80,144 | 4.00% | 0.33% | ||
| 5/15/15 | $1,610,000 | 4.00% | 0.60% | ||
| 5/15/16 | $1,605,000 | 4.00% | 0.92% | ||
| 5/15/17 | $1,600,000 | 4.00% | 1.25% | ||
| 5/15/18 | $1,575,000 | 4.00% | 1.55% | ||
| 5/15/19 | $1,410,000 | 4.00% | 1.85% | ||
| 5/15/20 | $1,280,000 | 4.00% | 2.20% | ||
| 5/15/21 | $1,275,000 | 4.00% | 2.50% | ||
| 5/15/22 | $1,275,000 | 3.00% | 2.80% | ||
| 5/15/23 | $1,275,000 | 3.00% | 3.02% | ||
| 5/15/24 | $1,270,000 | 3.25% | 3.25% | ||
| 5/15/25 | $1,030,000 | 3.375% | 3.42% | ||
| 5/15/26 | $1,030,000 | 3.50% | 3.60% | ||
| 5/15/27 | $1,030,000 | 3.75% | 3.80% | ||
| 5/15/29 | $1,980,000 | 4.00% | 4.03% | ||
| 5/15/31 | $1,900,000 | 4.00% | 4.18% | ||
| 5/15/33 | $1,900,000 | 4.25% | 4.29% |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, Jefferies LLC, Winslow, Evans & Crocker, StockCross Financial Services, Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.496%
Robert W. Baird, TIC 3.5601%
JPMorgan, TIC 3.592%
Janney Montgomery, TIC 3.5995%
Roosevelt & Cross, TIC 3.615%
MINNESOTA
South St Paul Special School District No. 6
Jul 23, 2013 . . . . . . $16,675,000
General Obligation School Building Bonds, Series 2013B (MN SD Credit Enhancement Program) (book entry).
Dated Aug 13, 2013.
Due Feb 1, 2014 to 2029.
Callable Feb 1, 2022 at par.
Winning bid: Robert W. Baird, at 100.3202, TIC 3.7716%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $170,000 | 2.00% | 0.40% | ||
| 2/1/22 | $1,820,000 | 4.00% | 2.70% | ||
| 2/1/23 | $1,880,000 | 4.00% | 2.90% | ||
| 2/1/24 | $1,955,000 | 3.00% | 3.15% | ||
| 2/1/25 | $2,015,000 | 3.25% | 3.35% | ||
| 2/1/26 | $2,080,000 | 4.00% | 3.60% | ||
| 2/1/27 | $2,165,000 | 4.00% | 3.75% | ||
| 2/1/29 | $4,590,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Coastal Securities Corp., Fidelity Capital Markets, SAMCO Capital Markets, Kildare Capital, Inc., Cronin & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Bank of New York Mellon Capital Markets, LLC, Incapital LLC, Sterne, Agee & Leach, Inc, Northland Securities, Inc., Wedbush Securities Inc., Dougherty & Company LLC, Bernardi Securities, Inc., Southwest Securities, Inc., Vining-Sparks IBG, Limited Partnership.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, TIC 3.785%
FTN Fin Cap Mkts, TIC 3.8496%
Morgan Stanley, TIC 3.9065%
Mesirow Financial, TIC 3.9449%
Hutchinson Shockey, TIC 3.9493%
JPMorgan, TIC 4.2177%
St. Peter (City)
Jul 22, 2013 . . . . . . $890,000
General Obligation Tax Increment Bonds, Series 2013B (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Feb 1, 2016 to 2033.
Callable Feb 1, 2020 at par.
Winning bid: United Banker's Bk, at n/a, NIC 3.7043%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $125,000 | 1.50% | 1.50% | ||
| 2/1/21 | $135,000 | 2.30% | 2.30% | ||
| 2/1/24 | $140,000 | 2.90% | 2.90% | ||
| 2/1/27 | $150,000 | 3.50% | 3.50% | ||
| 2/1/30 | $160,000 | 4.00% | 4.00% | ||
| 2/1/33 | $180,000 | 4.25% | 4.25% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
Northland Securities, NIC 3.7446%
BOSC, NIC 3.8976%
Cronin, NIC 3.9495%
MISSISSIPPI
Meridian (City)
Jul 23, 2013 . . . . . . $1,200,000
General Obligation Water and Sewer Bonds, Series 2013.
Dated Aug 1, 2013.
Due Aug 1, 2014 to 2023.
The bonds shall be callable in accordance with the specification.
Winning bid: Bank Plus, at n/a, NIC 2.5138%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $105,000 | 2.10% | NRO | ||
| 8/1/15 | $110,000 | 2.10% | NRO | ||
| 8/1/16 | $110,000 | 2.10% | NRO | ||
| 8/1/17 | $115,000 | 2.20% | NRO | ||
| 8/1/18 | $120,000 | 2.30% | NRO | ||
| 8/1/19 | $120,000 | 2.40% | NRO | ||
| 8/1/20 | $125,000 | 2.40% | NRO | ||
| 8/1/21 | $130,000 | 2.50% | NRO | ||
| 8/1/22 | $130,000 | 2.70% | NRO | ||
| 8/1/23 | $135,000 | 2.90% | NRO |
L.O.: Butler, Snow, O'Mara, Stevens & Cannada, PLLC, Ridgeland, MS.
F.A.: Government Consultants, Inc., Jackson, MS.
Other bidders were:
Hancock Bank, NIC 2.6%
Citizens National Bk, NIC 2.8863%
TrustMark Natl Bk, NIC 3.48%
MISSOURI
West Overland EMS and Fire Protection District
Jul 22, 2013 . . . . . . $2,000,000
General Obligation Fire Protection Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 19, 2013.
Due Aug 15, 2014 to 2033.
Callable Aug 15, 2023 at par.
Winning bid: Commerce Bank, at 100.6074, TIC 3.0334%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $150,000 | 2.00% | 0.45% | ||
| 8/15/15 | $150,000 | 2.00% | 0.55% | ||
| 8/15/16 | $150,000 | 2.00% | 0.80% | ||
| 8/15/17 | $150,000 | 2.00% | 1.10% | ||
| 8/15/18 | $150,000 | 2.00% | 1.40% | ||
| 8/15/19 | $150,000 | 2.00% | 1.65% | ||
| 8/15/20 | $150,000 | 2.00% | 2.00% | ||
| 8/15/21 | $150,000 | 2.35% | 2.35% | ||
| 8/15/22 | $100,000 | 2.60% | 2.60% | ||
| 8/15/23 | $100,000 | 2.80% | 2.80% | ||
| 8/15/24 | $100,000 | 3.00% | 3.00% | ||
| 8/15/27 | $150,000 | 3.75% | 3.65% | ||
| 8/15/30 | $150,000 | 4.00% | 4.00% | ||
| 8/15/33 | $200,000 | 4.25% | 4.10% |
L.O.: Armstrong, Teasdale LLP, St Louis, MO.
F.A.: Rognan & Associates, St Louis, MO.
Other bidders were:
Robert W. Baird, TIC 3.0613%
NEBRASKA
Lincoln (City)
Jul 23, 2013 . . . . . . $25,000,000
General Obligation Arena Bonds Series 2013 (book entry).
Dated Aug 7, 2013.
Due Jul 15, 2016 to 2037.
Callable Jul 15, 2023 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.8583%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/16 | $895,000 | 2.00% | 0.80% | ||
| 7/15/17 | $900,000 | 2.00% | 1.10% | ||
| 7/15/18 | $910,000 | 2.00% | 1.38% | ||
| 7/15/19 | $920,000 | 3.00% | 1.66% | ||
| 7/15/20 | $935,000 | 3.00% | 2.00% | ||
| 7/15/21 | $955,000 | 3.00% | 2.33% | ||
| 7/15/22 | $975,000 | 3.00% | 2.61% | ||
| 7/15/23 | $995,000 | 3.00% | 2.80% | ||
| 7/15/24 | $1,020,000 | 3.00% | 3.05% | ||
| 7/15/25 | $1,045,000 | 3.125% | 3.25% | ||
| 7/15/26 | $1,075,000 | 3.25% | 3.45% | ||
| 7/15/27 | $1,105,000 | 4.00% | 3.65% | ||
| 7/15/28 | $1,140,000 | 4.00% | 3.85% | ||
| 7/15/29 | $1,175,000 | 4.00% | 4.00% | ||
| 7/15/30 | $1,215,000 | 4.00% | 4.10% | ||
| 7/15/31 | $1,255,000 | 4.00% | 4.15% | ||
| 7/15/33 | $2,635,000 | 4.25% | 4.25% | ||
| 7/15/37 | $5,850,000 | 4.50% | 4.30% |
Other managers: CL King & Associates, Fidelity Capital Markets, Coastal Securities Corp., Davenport & Company LLC, Edward Jones, SAMCO Capital Markets, Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., Cronin & Co., Inc., Wedbush Securities Inc., Incapital LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., CastleOak Securities, L.P., Sterne, Agee & Leach, Inc, Bernardi Securities, Inc..
L.O.: Kutak Rock, Omaha, NE.
F.A.: Ameritas Investment Corp., Lincoln, NE.
Other bidders were:
BMO Cap Mkts GKST, TIC 3.9255%
Jefferies, TIC 3.9325%
Janney Montgomery, TIC 3.9786%
NEW JERSEY
Atlantic City
Jul 23, 2013 . . . . . . $12,800,000
Bond Anticipation Notes.
Dated Aug 6, 2013.
Due Feb 4, 2014.
Purchased $12,800,000.00 by Jefferies, at 1.5%, plus $19,713.00, effective rate 1.1885%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
PNC Capital Markets, Effective Rate 1.2242%
Oppenheimer, Effective Rate 1.6509%
East Brunswick Township
Jul 23, 2013 . . . . . . $18,970,000
Bond Anticipation Note.
Dated Jul 31, 2013.
Due Jul 31, 2014.
Purchased $18,970,000.00 by Morgan Stanley, at 2.0%, plus $323,817.90, effective rate 0.293%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.358%
PNC Capital Markets, Effective Rate 0.474%
Oppenheimer, Effective Rate 0.628%
Jefferies, Effective Rate 0.774%
Egg Harbor Township
Jul 23, 2013 . . . . . . $2,200,000
Bond Anticipation Notes (bank qualified).
Dated Jul 31, 2013.
Due Jul 30, 2014.
Purchased $2,200,000.00 by Newfield Natl Bk, at 0.85%, effective rate 0.85%.
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.128%
Janney Montgomery, Effective Rate 1.27%
Oppenheimer, Effective Rate 1.733%
Fort Lee Borough
Jul 23, 2013 . . . . . . $10,000,000
General Improvement Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 15, 2013.
Due Aug 1, 2014 to 2027.
Callable Aug 1, 2023 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 2.6444%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $500,000 | 2.00% | 0.40% | ||
| 8/1/15 | $500,000 | 2.00% | 0.50% | ||
| 8/1/16 | $500,000 | 2.00% | 0.80% | ||
| 8/1/17 | $800,000 | 2.00% | 1.10% | ||
| 8/1/18 | $475,000 | 2.00% | 1.40% | ||
| 8/1/19 | $475,000 | 2.00% | 1.70% | ||
| 8/1/20 | $475,000 | 2.00% | 2.00% | ||
| 8/1/21 | $775,000 | 2.25% | 2.30% | ||
| 8/1/22 | $900,000 | 2.50% | 2.45% | ||
| 8/1/23 | $900,000 | 3.00% | 2.47% | ||
| 8/1/24 | $900,000 | 3.00% | 2.65% | ||
| 8/1/25 | $900,000 | 3.00% | 2.77% | ||
| 8/1/26 | $950,000 | 3.00% | 2.94% | ||
| 8/1/27 | $950,000 | 3.00% | 3.10% |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Raymond James, TIC 2.6513%
Janney Montgomery, TIC 2.6921%
PNC Capital Markets, TIC 2.8133%
Sterne Agee, TIC 2.8161%
Robert W. Baird, TIC 2.9411%
Lacey Township
Jul 23, 2013 . . . . . . $4,000,000
Tax Anticipation Notes of 2013 (bank qualified).
Dated Jul 30, 2013.
Due Jan 30, 2014.
Purchased $4,000,000.00 by Wells Fargo Bk, at 0.93%, effective rate 0.93%.
L.O.: Dilworth Paxson, Red Bank, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.936%
Oppenheimer, Effective Rate 1.1317%
Linden (City)
Jul 23, 2013 . . . . . . $950,000
Bond Anticipation Note.
Dated Jul 30, 2013.
Due May 6, 2014.
Purchased $950,000.00 by Jefferies, at 1.25%, plus $1,977.00, effective rate 0.9786%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.265%
Roosevelt & Cross, Effective Rate 1.9986%
Linwood City
Jul 23, 2013 . . . . . . $160,720
Special Emergency Notes of 2013 (bank qualified) (book entry).
Dated Aug 6, 2013.
Due Aug 5, 2014.
Purchased $160,720.00 by Newfield Natl Bk, at 0.85%, effective rate 0.85%.
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Municipal Official(s).
Other bidders were:
South Brunswick Twp, Effective Rate 1.38%
Oppenheimer, Effective Rate 3.25%
Linwood City
Jul 23, 2013 . . . . . . $437,110
Bond Anticipation Notes (bank qualified).
Dated Aug 6, 2013.
Due Aug 5, 2014.
Purchased $437,110.00 by Newfield Natl Bk, at 0.85%, effective rate 0.85%.
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.1056%
South Brunswick Twp, Effective Rate 1.38%
Oppenheimer, Effective Rate 1.5199%
Ringwood Borough
Jul 23, 2013 . . . . . . $1,447,000
Bond Anticipation Note (bank qualified).
Dated Aug 1, 2013.
Due Aug 1, 2014.
Purchased $1,447,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.92%
Lakeland Bank, Effective Rate 0.95%
Oppenheimer, Effective Rate 0.97%
TD Securities, Effective Rate 0.97%
Seaside Heights Borough
Jul 23, 2013 . . . . . . $5,558,612
Bond Anticipation Notes, Series 2013B (book entry).
Dated Aug 2, 2013.
Due Aug 1, 2014.
Purchased $5,558,610.00 by Amboy Natl Bk, at 1.03%, effective rate 1.03%.
L.O.: Dilworth Paxson, Red Bank, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Jefferies, Effective Rate 1.129%
Oppenheimer, Effective Rate 1.4884%
NEW YORK
Center Moriches Union Free School District
Jul 23, 2013 . . . . . . $8,000,000
Tax Anticipation Notes for 2013-2014 Taxes (bank qualified).
Dated Aug 1, 2013.
Due Jun 27, 2014.
Purchased $8,000,000.00 by JPMorgan Chase, at 0.47%, effective rate 0.47%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.5697%
Oppenheimer, Effective Rate 0.6923%
Clarkstown Central School District
Jul 23, 2013 . . . . . . $15,500,000
Tax Anticipation Notes for 2013 - 2014 Taxes.
Dated Aug 6, 2013.
Due Nov 6, 2013.
Purchased $15,500,000.00 by JPMorgan, at 0.5%, plus $12,865.00, effective rate 0.168%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.176%
TD Securities, Effective Rate 0.188%
JPMorgan Chase, Effective Rate 0.55%
Oppenheimer, Effective Rate 0.904%
East Islip Union Free School District
Jul 23, 2013 . . . . . . $21,000,000
Tax Anticipation Notes, 2013.
Dated Aug 1, 2013.
Due Jun 27, 2014.
Purchased $21,000,000.00 by JPMorgan, at 1.0%, plus $128,730.00, effective rate 0.3231%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.338%
TD Securities, Effective Rate 0.3783%
JPMorgan Chase, Effective Rate 0.59%
Jefferies, Effective Rate 0.6492%
Oppenheimer, Effective Rate 0.6791%
Oppenheimer, Effective Rate 0.7422%
Eastport-South Manor Central School District
Jul 23, 2013 . . . . . . $8,985,000
School District Serial Bonds-2013 (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2015 to 2043.
Callable Aug 1, 2022 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.3512%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $165,000 | 4.00% | 0.70% | ||
| 8/1/16 | $175,000 | 4.00% | 1.00% | ||
| 8/1/17 | $180,000 | 4.00% | 1.30% | ||
| 8/1/18 | $190,000 | 4.00% | 1.60% | ||
| 8/1/19 | $195,000 | 4.125% | 1.90% | ||
| 8/1/20 | $205,000 | 4.125% | 2.30% | ||
| 8/1/21 | $215,000 | 4.125% | 2.65% | ||
| 8/1/22 | $220,000 | 4.125% | 2.90% | ||
| 8/1/23 | $230,000 | 4.125% | 3.10% | ||
| 8/1/24 | $240,000 | 4.125% | 3.30% | ||
| 8/1/25 | $250,000 | 4.125% | 3.50% | ||
| 8/1/26 | $260,000 | 4.125% | 3.65% | ||
| 8/1/27 | $270,000 | 4.125% | 3.80% | ||
| 8/1/28 | $280,000 | 4.125% | 3.90% | ||
| 8/1/29 | $295,000 | 4.125% | 4.00% | ||
| 8/1/30 | $305,000 | 4.125% | 4.10% | ||
| 8/1/31 | $320,000 | 4.125% | 4.15% | ||
| 8/1/32 | $330,000 | 4.25% | 4.20% | ||
| 8/1/33 | $345,000 | 4.25% | 4.25% | ||
| 8/1/34 | $360,000 | 4.25% | 4.30% | ||
| 8/1/35 | $370,000 | 4.25% | 4.35% | ||
| 8/1/36 | $385,000 | 4.375% | 4.40% | ||
| 8/1/37 | $405,000 | 4.50% | 4.45% | ||
| 8/1/38 | $420,000 | 4.50% | 4.50% | ||
| 8/1/39 | $435,000 | 4.50% | 4.55% | ||
| 8/1/40 | $455,000 | 4.50% | 4.58% | ||
| 8/1/41 | $475,000 | 4.50% | 4.60% | ||
| 8/1/42 | $495,000 | 4.50% | 4.62% | ||
| 8/1/43 | $515,000 | 4.50% | 4.64% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, NIC 4.4255%
TD Securities, NIC 4.6516%
Robert W. Baird, NIC 4.7397%
Island Park Union Free School District
Jul 23, 2013 . . . . . . $2,855,000
Bond Anticipation Notes-213 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2014.
Purchased $2,855,000.00 by JPMorgan Chase, at 0.61%, effective rate 0.61%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.654%
Oppenheimer, Effective Rate 0.7021%
TD Securities, Effective Rate 0.787%
Roosevelt & Cross, Effective Rate 1.29%
Island Park Union Free School District
Jul 23, 2013 . . . . . . $3,500,000
Revenue Anticipation Notes-213 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2014.
Purchased $3,500,000.00 by JPMorgan Chase, at 0.61%, effective rate 0.61%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.7293%
Jefferies, Effective Rate 0.754%
TD Securities, Effective Rate 0.862%
Roosevelt & Cross, Effective Rate 1.389%
Ithaca (City)
Jul 23, 2013 . . . . . . $3,044,137
Public Improvement (Serial) Bonds, 2013 Series C (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2014 to 2035.
Callable Aug 1, 2021 at par.
Winning bid: Bernardi Securities, at n/a, NIC 4.0439%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $94,137 | 3.00% | 0.50% | ||
| 8/1/15 | $95,000 | 3.00% | 0.70% | ||
| 8/1/16 | $100,000 | 3.00% | 1.00% | ||
| 8/1/17 | $105,000 | 3.00% | 1.30% | ||
| 8/1/18 | $110,000 | 3.00% | 1.60% | ||
| 8/1/19 | $110,000 | 3.00% | 2.00% | ||
| 8/1/20 | $115,000 | 3.00% | 2.25% | ||
| 8/1/21 | $120,000 | 3.25% | 2.65% | ||
| 8/1/22 | $120,000 | 3.25% | 3.00% | ||
| 8/1/23 | $125,000 | 3.25% | 3.15% | ||
| 8/1/24 | $130,000 | 3.50% | 3.30% | ||
| 8/1/25 | $135,000 | 3.50% | 3.50% | ||
| 8/1/26 | $140,000 | 3.75% | 3.75% | ||
| 8/1/27 | $145,000 | 3.90% | 3.90% | ||
| 8/1/28 | $150,000 | 4.00% | 4.00% | ||
| 8/1/29 | $155,000 | 4.20% | 4.20% | ||
| 8/1/30 | $165,000 | 4.30% | 4.30% | ||
| 8/1/31 | $170,000 | 4.35% | 4.35% | ||
| 8/1/32 | $180,000 | 4.35% | 4.40% | ||
| 8/1/33 | $185,000 | 4.40% | 4.45% | ||
| 8/1/34 | $195,000 | 4.45% | 4.50% | ||
| 8/1/35 | $200,000 | 4.55% | 4.60% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 4.0456%
Robert W. Baird, NIC 4.3692%
Ithaca (City)
Jul 23, 2013 . . . . . . $24,173,892
Bond Anticipation Notes, 2013.
Dated Aug 1, 2013.
Due Aug 1, 2014.
Purchased $24,173,890.00 by JPMorgan, at 1.0%, plus $161,239.80, effective rate 0.333%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.342%
TD Securities, Effective Rate 0.408%
JPMorgan Chase, Effective Rate 0.57%
Oppenheimer, Effective Rate 0.609%
Jordan-Elbridge Central School District
Jul 23, 2013 . . . . . . $1,916,118
Bond Anticipation Notes, 2013 (New Issue) (bank qualified).
Dated Aug 6, 2013.
Due Jul 24, 2014.
Purchased $1,916,120.00 by Jefferies, at 1.25%, plus $8,720.00, effective rate 0.7792%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
TD Securities, Effective Rate 0.7993%
Oppenheimer, Effective Rate 0.8907%
First Niagara Bank, Effective Rate 1.07%
Roosevelt & Cross, Effective Rate 1.0852%
Kensington (Village)
Jul 23, 2013 . . . . . . $1,300,000
Public Improvement (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2014 to 2028.
Callable Aug 1, 2021 at par.
Winning bid: Robert W. Baird, at n/a, NIC 3.509%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $60,000 | 3.00% | 0.50% | ||
| 8/1/15 | $75,000 | 3.00% | 0.75% | ||
| 8/1/16 | $75,000 | 3.00% | 1.05% | ||
| 8/1/17 | $80,000 | 3.00% | 1.45% | ||
| 8/1/18 | $80,000 | 3.00% | 1.70% | ||
| 8/1/19 | $80,000 | 3.00% | 2.00% | ||
| 8/1/20 | $85,000 | 3.00% | 2.35% | ||
| 8/1/21 | $85,000 | 3.00% | 2.65% | ||
| 8/1/22 | $85,000 | 3.00% | 2.90% | ||
| 8/1/23 | $90,000 | 3.00% | 3.10% | ||
| 8/1/24 | $95,000 | 3.125% | 3.25% | ||
| 8/1/25 | $95,000 | 4.00% | 3.40% | ||
| 8/1/26 | $100,000 | 4.00% | 3.55% | ||
| 8/1/27 | $105,000 | 4.00% | 3.70% | ||
| 8/1/28 | $110,000 | 4.00% | 3.85% |
Other managers: Crews & Associates, Inc., Eastern Bank Capital Markets, Loop Capital Markets, LLC, Isaak Bond Investments, Inc., Kildare Capital, Inc., Northland Securities, Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.5192%
Kings Point Village
Jul 23, 2013 . . . . . . $2,815,000
Various Purpose Bond Anticipation Notes - 2013 (bank qualified).
Dated Aug 1, 2013.
Due Aug 1, 2014.
Purchased $2,815,000.00 by Pioneer Comm Bk, at 0.33%, effective rate 0.33%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.453%
JPMorgan Chase, Effective Rate 0.51%
Oppenheimer, Effective Rate 0.603%
Northern Adirondack Central School District at Ellenburg
Jul 23, 2013 . . . . . . $27,750,866
Bond Anticipation Notes, 2013.
Dated Aug 1, 2013.
Due Jun 26, 2014.
Purchased $27,750,870.00 by Morgan Stanley, at 2.0%, plus $360,206.20, effective rate 0.5622%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.6478%
Jefferies, Effective Rate 0.7338%
Oppenheimer, Effective Rate 0.912%
Ogdensburg (City)
Jul 23, 2013 . . . . . . $1,800,000
Tax Anticipation Notes, 2013 (bank qualified).
Dated Aug 1, 2013.
Due Aug 1, 2014.
Purchased $1,800,000.00 by Oppenheimer, at 1.375%, plus $705.00, effective rate 1.3358%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.784%
South Glens Falls Central School District
Jul 23, 2013 . . . . . . $1,395,526
Bond Anticipation Notes, 2013 (bank qualified).
Dated Aug 1, 2013.
Due Aug 1, 2014.
Purchased $1,395,530.00 by Glens Falls Natl Bk, at 0.68%, effective rate 0.68%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
NBT Bank, Effective Rate 0.83%
Oppenheimer, Effective Rate 0.9322%
Jefferies, Effective Rate 0.9529%
NBT Bank, Effective Rate 1.07%
Southwestern Central School District
Jul 23, 2013 . . . . . . $757,353
Bond Anticipation Notes, 2013 (bank qualified).
Dated Aug 1, 2013.
Due Jul 30, 2014.
Purchased $757,350.00 by Roosevelt & Cross, at 1.5%, plus $3,711.00, effective rate 1.0086%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 1.0793%
JPMorgan Chase, Effective Rate 1.11%
Oppenheimer, Effective Rate 1.202%
M & T Bank, Effective Rate 1.23%
First Niagara Bank, Effective Rate 1.29%
Warwick Valley Central School District
Jul 23, 2013 . . . . . . $425,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Aug 1, 2013.
Due Aug 1, 2014.
Purchased $425,000.00 by Roosevelt & Cross, at 1.25%, plus $1,556.00, effective rate 0.8839%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Hicksville, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.04%
Oppenheimer, Effective Rate 1.3279%
Watkins Glen Central School District
Jul 23, 2013 . . . . . . $24,592,190
Bond Anticipation Notes, 2013 (New Issue).
Dated Aug 6, 2013.
Due Aug 5, 2014.
Purchased $24,592,190.00 by Jefferies, at 1.25%, plus $176,820.00, effective rate 0.529%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
TD Securities, Effective Rate 0.532%
TD Securities, Effective Rate 0.582%
JPMorgan Chase, Effective Rate 0.79%
Oppenheimer, Effective Rate 0.8675%
Roosevelt & Cross, Effective Rate 0.9856%
West Seneca (Town)
Jul 23, 2013 . . . . . . $26,165,000
Bond Anticipation Notes-2013.
Dated Aug 1, 2013.
Due Aug 1, 2014.
Purchased $26,165,000.00 by JPMorgan, at 1.0%, plus $192,836.00, effective rate 0.263%.
L.O.: Underberg & Kessler LLP, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.271%
TD Securities, Effective Rate 0.406%
JPMorgan Chase, Effective Rate 0.54%
Oppenheimer, Effective Rate 0.6139%
PENNSYLVANIA
Dover Township Sewer Authority
Jul 23, 2013 . . . . . . $7,740,000
Guaranteed Sewer Revenue Bonds, Series of 2013 (bank qualified) (book entry).
Dated Aug 14, 2013.
Due May 1, 2014 to 2023.
Callable Nov 1, 2018 at par.
Winning bid: PNC Capital Markets, at n/a, TIC 2.7963%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $5,000 | 2.00% | 0.30% | ||
| 5/1/15 | $590,000 | 2.00% | 0.60% | ||
| 5/1/16 | $245,000 | 2.00% | 1.00% | ||
| 5/1/17 | $255,000 | 2.00% | 1.35% | ||
| 5/1/18 | $255,000 | 2.50% | 1.60% | ||
| 5/1/19 | $720,000 | 2.50% | 1.90% | ||
| 5/1/20 | $740,000 | 2.50% | 2.25% | ||
| 5/1/21 | $715,000 | 2.75% | 2.55% | ||
| 5/1/22 | $2,075,000 | 3.00% | 2.80% | ||
| 5/1/23 | $2,140,000 | 3.00% | 3.00% |
L.O.: Stock & Leader, York, PA.
F.A.: Public Financial Management, Inc., Malvern, PA.
Other bidders were:
Janney Montgomery, TIC 2.8%
Roosevelt & Cross, TIC 2.9597%
Sterne Agee, TIC 3.1503%
Hutchinson Shockey, TIC 3.8173%
TEXAS
Bryan (City)
Jul 23, 2013 . . . . . . $5,600,000
Combination Tax and Revenue Certificates of Obligation, Series 2013 (book entry).
Dated Jul 15, 2013.
Due Aug 15, 2014 to 2033.
Callable Aug 15, 2023 at par.
Winning bid: Robert W. Baird, at 100.9441, TIC 3.8569%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $215,000 | 3.00% | 0.40% | ||
| 8/15/15 | $215,000 | 3.00% | 0.50% | ||
| 8/15/16 | $220,000 | 3.00% | 0.80% | ||
| 8/15/17 | $225,000 | 3.00% | 1.20% | ||
| 8/15/18 | $230,000 | 4.00% | 1.50% | ||
| 8/15/19 | $230,000 | 4.00% | 1.85% | ||
| 8/15/20 | $240,000 | 4.00% | 2.20% | ||
| 8/15/21 | $245,000 | 4.00% | 2.55% | ||
| 8/15/22 | $255,000 | 4.00% | 2.80% | ||
| 8/15/23 | $260,000 | 4.00% | 3.00% | ||
| 8/15/24 | $270,000 | 3.20% | 3.30% | ||
| 8/15/25 | $280,000 | 3.50% | 3.60% | ||
| 8/15/27 | $595,000 | 4.00% | 4.00% | ||
| 8/15/28 | $315,000 | 4.00% | 4.10% | ||
| 8/15/29 | $330,000 | 4.00% | 4.15% | ||
| 8/15/30 | $345,000 | 4.125% | 4.20% | ||
| 8/15/31 | $360,000 | 4.125% | 4.25% | ||
| 8/15/32 | $375,000 | 4.20% | 4.30% | ||
| 8/15/33 | $395,000 | 4.25% | 4.35% |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Fidelity Capital Markets, Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Incapital LLC, BLNS Securities Limited, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-WIlliams, Inc., Wedbush Securities Inc., Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., Sterne, Agee & Leach, Inc, Bernardi Securities, Inc..
L.O.: Andrews Kurth LLP, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Dallas, TX.
Other bidders were:
BOSC, TIC 3.8996%
Raymond James, TIC 3.9524%
Hutchinson Shockey, TIC 4.0899%
Bryan (City)
Jul 23, 2013 . . . . . . $27,685,000
General Obligation Refunding Bonds, Series 2013 (book entry).
Dated Jul 15, 2013.
Due Aug 15, 2014 to 2026.
Callable Aug 15, 2023 at par.
Winning bid: Robert W. Baird, at 100.4519, TIC 2.685%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $810,000 | 2.00% | 0.38% | ||
| 8/15/15 | $2,405,000 | 2.00% | 0.50% | ||
| 8/15/16 | $2,440,000 | 2.00% | 0.80% | ||
| 8/15/17 | $2,500,000 | 2.00% | 1.20% | ||
| 8/15/18 | $2,550,000 | 2.00% | 1.50% | ||
| 8/15/19 | $2,360,000 | 2.00% | 1.90% | ||
| 8/15/20 | $2,425,000 | 3.00% | 2.25% | ||
| 8/15/21 | $2,490,000 | 3.00% | 2.60% | ||
| 8/15/22 | $2,520,000 | 3.00% | 2.85% | ||
| 8/15/23 | $2,605,000 | 3.00% | 3.00% | ||
| 8/15/24 | $2,680,000 | 3.00% | 3.15% | ||
| 8/15/25 | $1,555,000 | 3.25% | 3.45% | ||
| 8/15/26 | $345,000 | 3.50% | 3.60% |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Fidelity Capital Markets, Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Incapital LLC, BLNS Securities Limited, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-WIlliams, Inc., Wedbush Securities Inc., Cronin & Co., Inc., Sterne, Agee & Leach, Inc, Bernardi Securities, Inc..
L.O.: Andrews Kurth LLP, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Dallas, TX.
Other bidders were:
Hutchinson Shockey, TIC 2.725%
BOSC, TIC 2.7678%
Jefferies, TIC 2.9158%
Southwest Securities, TIC 3.0494%
Harris County
Jul 23, 2013 . . . . . . $295,000,000
Tax Anticipation Notes, Series 2013 (book entry).
Dated Aug 7, 2013.
Due Feb 28, 2014.
Purchased $25,000,000.00 by Barclays Capital, at 2.0%, plus $265,250.00, effective rate 0.1098%.
Purchased $50,000,000.00 by Citigroup, at 1.0%, plus $248,501.00, effective rate 0.1146%.
Purchased $30,000,000.00 by Raymond James, at 2.0%, plus $317,400.00, effective rate 0.1151%.
Purchased $25,000,000.00 by RBC Capital Mkts, at 1.0%, plus $124,001.00, effective rate 0.1163%.
Purchased $50,000,000.00 by JPMorgan, at 1.25%, plus $318,000.00, effective rate 0.1169%.
Purchased $100,000,000.00 by Wells Fargo Secs, at 1.0%, plus $494,000.00, effective rate 0.1199%.
Purchased $15,000,000.00 by Morgan Stanley, at 2.0%, plus $158,250.20, effective rate 0.1204%.
L.O.: Greenberg Traurig, LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Goldman Sachs, Effective Rate 0.1204%
Morgan Stanley, Effective Rate 0.1204%
Raymond James, Effective Rate 0.1204%
Wells Fargo Secs, Effective Rate 0.1217%
Morgan Stanley, Effective Rate 0.1327%
Jefferies, Effective Rate 0.1358%
Morgan Stanley, Effective Rate 0.1362%
Jefferies, Effective Rate 0.1376%
Morgan Stanley, Effective Rate 0.138%
Jefferies, Effective Rate 0.1394%
Jefferies, Effective Rate 0.1412%
Barclays Capital, Effective Rate 0.1415%
Jefferies, Effective Rate 0.1447%
Jefferies, Effective Rate 0.1465%
Goldman Sachs, Effective Rate 0.1503%
Jefferies, Effective Rate 0.1518%
BA Merrill Lynch, Effective Rate 0.1521%
FTN Fin Cap Mkts, Effective Rate 0.1536%
Piper Jaffray, Effective Rate 0.1536%
Piper Jaffray, Effective Rate 0.1554%
Ramirez, Effective Rate 0.1614%
TD Securities, Effective Rate 0.1625%
Piper Jaffray, Effective Rate 0.1749%
FTN Fin Cap Mkts, Effective Rate 0.182%
FTN Fin Cap Mkts, Effective Rate 0.182%
Mesirow Financial, Effective Rate 0.1998%
UTAH
Davis County
Jul 23, 2013 . . . . . . $5,000,000
Tax and Revenue Anticipation Notes, Series 2013 (book entry).
Dated Aug 1, 2013.
Due Dec 27, 2013.
Purchased $5,000,000.00 by Jefferies, at 1.0%, plus $15,550.00, effective rate 0.2325%.
L.O.: Ballard Spahr LLP, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
Mitsubishi UFJ Secs, Effective Rate 0.3223%
Oppenheimer, Effective Rate 0.7084%
WISCONSIN
Eau Claire (City)
Jul 23, 2013 . . . . . . $9,380,000
General Obligation Promissory Notes, Series 2013B (book entry).
Dated Aug 15, 2013.
Due Apr 1, 2014 to 2023.
Callable Apr 1, 2021 at par.
Winning bid: Robert W. Baird, at 101.0000, TIC 2.3732%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $840,000 | 2.00% | 0.38% | ||
| 4/1/15 | $875,000 | 2.00% | 0.60% | ||
| 4/1/16 | $895,000 | 2.00% | 0.93% | ||
| 4/1/17 | $905,000 | 2.00% | 1.26% | ||
| 4/1/18 | $925,000 | 2.00% | 1.56% | ||
| 4/1/19 | $940,000 | 2.00% | 1.87% | ||
| 4/1/20 | $960,000 | 2.50% | 2.22% | ||
| 4/1/21 | $985,000 | 3.00% | 2.54% | ||
| 4/1/22 | $1,010,000 | 3.00% | 2.80% | ||
| 4/1/23 | $1,045,000 | 3.00% | 3.00% |
Other managers: CL King & Associates, Edward Jones, Fidelity Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., Coastal Securities Corp., Davenport & Company LLC, SAMCO Capital Markets, Northland Securities, Inc., Loop Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Isaak Bond Investments, Inc., Bernardi Securities, Inc., Incapital LLC, Wedbush Securities Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., George K. Baum & Co., PNC Capital Markets, Vining-Sparks IBG, Limited Partnership.
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Hutchinson Shockey, TIC 2.4442%
William Blair, TIC 2.6008%
Raymond James, TIC 2.6661%
Eau Claire (City)
Jul 23, 2013 . . . . . . $14,145,000
General Obligation Corporate Purpose Bonds, Series 2013A (book entry).
Dated Aug 15, 2013.
Due Apr 1, 2014 to 2033.
Callable Apr 1, 2023 at par.
Winning bid: Robert W. Baird, at 100.3660, TIC 3.7134%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $500,000 | 2.00% | 0.45% | ||
| 4/1/15 | $560,000 | 2.00% | 0.60% | ||
| 4/1/16 | $565,000 | 2.00% | 0.93% | ||
| 4/1/17 | $570,000 | 3.00% | 1.26% | ||
| 4/1/18 | $580,000 | 3.00% | 1.56% | ||
| 4/1/19 | $590,000 | 3.00% | 1.87% | ||
| 4/1/20 | $605,000 | 3.00% | 2.22% | ||
| 4/1/21 | $620,000 | 3.00% | 2.54% | ||
| 4/1/22 | $640,000 | 3.00% | 2.80% | ||
| 4/1/23 | $660,000 | 3.00% | 3.00% | ||
| 4/1/24 | $685,000 | 3.125% | 3.25% | ||
| 4/1/25 | $710,000 | 3.375% | 3.50% | ||
| 4/1/26 | $740,000 | 4.00% | 3.70% | ||
| 4/1/27 | $765,000 | 4.00% | 3.85% | ||
| 4/1/28 | $800,000 | 4.00% | 4.00% | ||
| 4/1/29 | $835,000 | 4.00% | 4.10% | ||
| 4/1/30 | $870,000 | 4.125% | 4.20% | ||
| 4/1/31 | $910,000 | 4.125% | 4.25% | ||
| 4/1/32 | $950,000 | 4.25% | 4.30% | ||
| 4/1/33 | $990,000 | 4.25% | 4.35% |
Other managers: CL King & Associates, Edward Jones, Fidelity Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., Coastal Securities Corp., Davenport & Company LLC, SAMCO Capital Markets, Northland Securities, Inc., Loop Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Isaak Bond Investments, Inc., Bernardi Securities, Inc., Incapital LLC, Wedbush Securities Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., George K. Baum & Co., PNC Capital Markets, Vining-Sparks IBG, Limited Partnership.
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Piper Jaffray, TIC 3.8157%
William Blair, TIC 3.8207%
Raymond James, TIC 3.9184%
Hutchinson Shockey, TIC 4.0631%
