ALABAMA
University of Alabama Board of Trustees
Jul 18, 2013 . . . . . . $20,425,000
University of Alabama at Birmingham General Revenue Bonds, Series 2013-D1 (book entry).
Dated Aug 1, 2013.
Due Oct 1, 2014 to 2023.
Non-callable.
Winning bid: Wells Fargo Bk, at n/a, TIC 1.97%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/23 | $20,425,000 | 1.97% | NRO |
L.O.: Balch & Bingham LLP, Birmingham, AL.
F.A.: Protective Securities A Division of ProEquities, Birmingham, AL; and John S. Vincent & Co., Chicago, IL.
Other bidders were:
BMO Cap Mkts GKST, TIC 2.2031%
BA Merrill Lynch, TIC 2.2877%
Hutchinson Shockey, TIC 2.3174%
Robert W. Baird, TIC 2.5344%
Barclays Capital, TIC 2.5841%
Morgan Stanley, TIC 2.6457%
University of Alabama Board of Trustees
Jul 18, 2013 . . . . . . $79,140,000
University of Alabama at Birmingham General Revenue Bonds, Series 2013-D2 (book entry).
Dated Aug 1, 2013.
Due Oct 1, 2024 to 2043.
Callable Oct 1, 2023 at par.
Winning bid: Wells Fargo Secs, at 99.9094, TIC 4.53%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/24 | $2,415,000 | 5.00% | 3.28% | ||
| 10/1/25 | $2,535,000 | 5.00% | 3.43% | ||
| 10/1/26 | $2,665,000 | 5.00% | 3.60% | ||
| 10/1/27 | $2,795,000 | 5.00% | 3.75% | ||
| 10/1/28 | $2,935,000 | 5.00% | 3.89% | ||
| 10/1/29 | $3,080,000 | 4.00% | 4.10% | ||
| 10/1/30 | $3,240,000 | 4.00% | 4.15% | ||
| 10/1/31 | $3,400,000 | 4.00% | 4.20% | ||
| 10/1/32 | $3,570,000 | 4.00% | 4.25% | ||
| 10/1/33 | $3,745,000 | 4.125% | 4.30% | ||
| 10/1/34 | $3,935,000 | 5.00% | 4.27% | ||
| 10/1/35 | $4,130,000 | 4.25% | 4.40% | ||
| 10/1/37 | $8,825,000 | 5.00% | 4.37% | ||
| 10/1/39 | $9,660,000 | 4.375% | 4.539% | ||
| 10/1/43 | $22,210,000 | 4.50% | 4.623% |
L.O.: Balch & Bingham LLP, Birmingham, AL.
F.A.: Protective Securities A Division of ProEquities, Birmingham, AL; and John S. Vincent & Co., Chicago, IL.
Other bidders were:
BA Merrill Lynch, TIC 4.5526%
Barclays Capital, TIC 4.8305%
Citigroup, TIC 4.831%
Robert W. Baird, TIC 4.9667%
CALIFORNIA
Tulare County
Jul 18, 2013 . . . . . . $56,000,000
2013-14 Tax and Revenue Anticipation Notes (book entry).
Dated Aug 1, 2013.
Due Jun 30, 2014.
Purchased $56,000,000.00 by Jefferies, at 1.5%, plus $671,442.00, effective rate 0.1858%.
L.O.: Hawkins, Delafield & Wood, Los Angeles, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Mitsubishi UFJ Secs, Effective Rate 0.1858%
Morgan Stanley, Effective Rate 0.1864%
TD Securities, Effective Rate 0.1864%
BA Merrill Lynch, Effective Rate 0.1901%
Wells Fargo Secs, Effective Rate 0.1932%
JPMorgan, Effective Rate 0.1954%
Citigroup, Effective Rate 0.1965%
Piper Jaffray, Effective Rate 0.1988%
CONNECTICUT
New Canaan (Town)
Jul 18, 2013 . . . . . . $4,830,000
General Obligation Bonds, Issue of 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2014 to 2028.
Callable Aug 1, 2018 at par.
Winning bid: FTN Fin Cap Mkts, at 101.5406, TIC 2.4797%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $350,000 | 2.00% | 0.30% | ||
| 8/1/15 | $320,000 | 2.00% | 0.45% | ||
| 8/1/16 | $320,000 | 2.00% | 0.75% | ||
| 8/1/17 | $320,000 | 3.00% | 1.00% | ||
| 8/1/18 | $320,000 | 3.00% | 1.30% | ||
| 8/1/19 | $320,000 | 2.00% | 1.65% | ||
| 8/1/20 | $320,000 | 2.00% | 1.85% | ||
| 8/1/21 | $320,000 | 2.15% | 2.15% | ||
| 8/1/22 | $320,000 | 2.40% | 2.40% | ||
| 8/1/23 | $320,000 | 2.55% | 2.55% | ||
| 8/1/24 | $320,000 | 2.70% | 2.70% | ||
| 8/1/25 | $320,000 | 2.85% | 2.85% | ||
| 8/1/26 | $320,000 | 3.00% | 2.90% | ||
| 8/1/27 | $320,000 | 3.15% | 3.00% | ||
| 8/1/28 | $320,000 | 3.30% | 3.30% |
L.O.: Updike, Kelly & Spellacy, P.C., Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Roosevelt & Cross, TIC 2.491%
Piper Jaffray, TIC 2.5775%
Stifel Nicolaus, TIC 2.6474%
BOSC, TIC 2.748%
Robert W. Baird, TIC 2.7648%
Morgan Stanley, TIC 2.8887%
FLORIDA
Florida Department of Transportation
Jul 18, 2013 . . . . . . $206,035,000
Turnpike Revenue Refunding Bonds, Series 2013B (book entry).
Dated Aug 22, 2013.
Due Jul 1, 2014 to 2022.
Non-callable.
Winning bid: JPMorgan, at 112.4310, TIC 1.5517%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $22,930,000 | 2.00% | 0.19% | ||
| 7/1/15 | $28,255,000 | 4.00% | 0.48% | ||
| 7/1/16 | $29,390,000 | 5.00% | 0.82% | ||
| 7/1/17 | $37,615,000 | 5.00% | 1.15% | ||
| 7/1/18 | $41,955,000 | 5.00% | 1.50% | ||
| 7/1/19 | $22,945,000 | 5.00% | 1.82% | ||
| 7/1/20 | $7,265,000 | 5.00% | 2.15% | ||
| 7/1/21 | $7,660,000 | 5.00% | 2.44% | ||
| 7/1/22 | $8,020,000 | 5.00% | 2.70% |
Other managers: Academy Securities Inc., Rice Financial Products Company, De La Rosa & Co., Estrada Hinojosa & Company, Inc..
L.O.: Greenberg Traurig, P.A., Miami, FL.
F.A.: Division of Bond Finance, Tallahassee, FL.
Other bidders were:
Wells Fargo Secs, TIC 1.5517%
Citigroup, TIC 1.5539%
BA Merrill Lynch, TIC 1.5675%
Goldman Sachs, TIC 1.5686%
Jefferies, TIC 1.5829%
Barclays Capital, TIC 1.5901%
Morgan Stanley, TIC 1.5937%
INDIANA
Sellersburg Redevelopment Commission
Jul 18, 2013 . . . . . . $820,000
Redevelopment District Bond Anticipation Notes of 2013 (bank qualified).
Dated Aug 1, 2013.
Due Jul 1, 2018.
Callable Jul 1, 2014 at par.
Winning bid: Mainsource Bk, at n/a, NIC 2.7%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/18 | $820,000 | 2.70% | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 3.6016%
South Bend Community School Corporation
Jul 18, 2013 . . . . . . $9,640,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Jan 1, 2014 to 2026.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 100.6170, NIC 2.2258%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/14 | $425,000 | 2.00% | 0.35% | SAIP | |
| 7/1/14 | $420,000 | 2.00% | 0.40% | SAIP | |
| 1/1/15 | $420,000 | 2.00% | 0.50% | SAIP | |
| 7/1/15 | $420,000 | 2.00% | 0.60% | SAIP | |
| 1/1/16 | $420,000 | 2.00% | 0.70% | SAIP | |
| 7/1/16 | $425,000 | 2.00% | 0.85% | SAIP | |
| 1/1/17 | $425,000 | 2.00% | 1.00% | SAIP | |
| 7/1/17 | $425,000 | 2.00% | 1.10% | SAIP | |
| 1/1/18 | $430,000 | 2.00% | 1.25% | SAIP | |
| 7/1/18 | $430,000 | 2.00% | 1.35% | SAIP | |
| 1/1/19 | $435,000 | 2.00% | 1.50% | SAIP | |
| 7/1/19 | $435,000 | 2.00% | 1.60% | SAIP | |
| 1/1/20 | $445,000 | 2.00% | 1.75% | SAIP | |
| 7/1/20 | $320,000 | 2.00% | 1.85% | SAIP | |
| 1/1/21 | $325,000 | 2.00% | 2.00% | SAIP | |
| 7/1/21 | $325,000 | 2.00% | 2.10% | SAIP | |
| 1/1/22 | $330,000 | 2.125% | 2.20% | SAIP | |
| 7/1/22 | $335,000 | 2.25% | 2.30% | SAIP | |
| 1/1/23 | $335,000 | 2.375% | 2.40% | SAIP | |
| 7/1/23 | $340,000 | 2.375% | 2.50% | SAIP | |
| 7/1/24 | $695,000 | 2.625% | 2.70% | SAIP | |
| 7/1/25 | $715,000 | 2.75% | 2.85% | SAIP | |
| 1/1/26 | $365,000 | 3.00% | 3.00% | SAIP |
L.O.: Faegre Baker Daniels LLP, South Bend, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Fifth Third Secs, NIC 2.2633%
BOSC, NIC 2.339%
Piper Jaffray, NIC 2.3459%
City Securities, NIC 2.4781%
Stifel Nicolaus, NIC 2.4936%
PNC Capital Markets, NIC 2.5821%
Ross Sinclaire, NIC 2.5884%
KENTUCKY
Mason County School District Finance Corporation
Jul 18, 2013 . . . . . . $2,315,000
School Building Revenue Bonds, Series 2013 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2014 to 2033.
Callable Aug 1, 2023 at par.
Winning bid: Robert W. Baird, at 99.3384, NIC 3.4334%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/23 | $1,015,000 | 1.95% | 1.95% | ||
| 8/1/25 | $230,000 | 3.25% | 3.00% | ||
| 8/1/27 | $245,000 | 3.50% | 3.35% | ||
| 8/1/29 | $265,000 | 3.75% | 3.65% | ||
| 8/1/33 | $560,000 | 4.00% | 4.00% |
Other managers: Coastal Securities Corp., Duncan-WIlliams, Inc., CL King & Associates, Edward Jones, SAMCO Capital Markets, Crews & Associates, Inc., Kildare Capital, Inc., PNC Capital Markets, FTN Financial Capital Markets, Loop Capital Markets, LLC, Isaak Bond Investments, Inc., Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, Wedbush Securities Inc., Northland Securities, Inc., First Kentucky Securities Corp..
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, NIC 3.5884%
Raymond James, NIC 3.5961%
Fifth Third Secs, NIC 3.9254%
MASSACHUSETTS
Harwich (Town)
Jul 17, 2013 . . . . . . $2,900,000
General Obligation Bonds (bank qualified) (book entry).
Dated Jul 15, 2013.
Due Jul 15, 2014 to 2022.
Non-callable.
Winning bid: BOSC, at 102.5493, TIC 1.7845%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $330,000 | 2.00% | 0.30% | ||
| 7/15/15 | $330,000 | 2.00% | 0.50% | ||
| 7/15/16 | $330,000 | 2.00% | 0.85% | ||
| 7/15/17 | $330,000 | 2.00% | 1.10% | ||
| 7/15/18 | $330,000 | 2.00% | 1.40% | ||
| 7/15/19 | $320,000 | 2.25% | 1.70% | ||
| 7/15/20 | $315,000 | 2.50% | 1.95% | ||
| 7/15/21 | $315,000 | 2.50% | 2.20% | ||
| 7/15/22 | $300,000 | 2.75% | 2.40% |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Cape Cod Five Cents Savings Bank, Harwich Port, MA.
Other bidders were:
Robert W. Baird, TIC 1.8002%
UBS Financial Svcs, TIC 1.8108%
BMO Cap Mkts GKST, TIC 1.8158%
Hutchinson Shockey, TIC 1.8446%
Fidelity Capital, TIC 1.852%
Piper Jaffray, TIC 1.8537%
FTN Fin Cap Mkts, TIC 1.8573%
Bernardi Securities, TIC 2.0137%
Ross Sinclaire, TIC 2.0323%
Spencer-East Brookfield Regional School District
Jul 18, 2013 . . . . . . $2,000,000
State Qualified General Obligation Deficit Financing Bond Anticipation Notes (bank qualified).
Dated Jul 25, 2013.
Due Dec 1, 2013.
Purchased $2,000,000.00 by Eastern Bk Cap Mkts, at 1.5%, plus $6,034.00, effective rate 0.638%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.747%
TD Securities, Effective Rate 0.81%
MICHIGAN
Warren (City)
Jul 18, 2013 . . . . . . $6,845,000
Capital Improvement Refunding Bonds, Series 2013A (book entry).
Dated Aug 1, 2013.
Due Sep 1, 2014 to 2026.
Callable Sep 1, 2021 at par.
Winning bid: First Merit, at n/a, TIC 2.6997%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $535,000 | 2.70% | NRO | ||
| 9/1/15 | $550,000 | 2.70% | NRO | ||
| 9/1/16 | $565,000 | 2.70% | NRO | ||
| 9/1/17 | $585,000 | 2.70% | NRO | ||
| 9/1/18 | $600,000 | 2.70% | NRO | ||
| 9/1/19 | $640,000 | 2.70% | NRO | ||
| 9/1/20 | $655,000 | 2.70% | NRO | ||
| 9/1/21 | $700,000 | 2.70% | NRO | ||
| 9/1/22 | $410,000 | 2.70% | NRO | ||
| 9/1/23 | $405,000 | 2.70% | NRO | ||
| 9/1/24 | $405,000 | 2.70% | NRO | ||
| 9/1/25 | $400,000 | 2.70% | NRO | ||
| 9/1/26 | $395,000 | 2.70% | NRO |
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Robert W. Baird, TIC 2.8005%
Stifel Nicolaus, TIC 2.897%
BMO Cap Mkts GKST, TIC 3.0309%
Hutchinson Shockey, TIC 3.7705%
NEW JERSEY
Orange Township (City)
Jul 18, 2013 . . . . . . $1,820,000
Tax Anticipation Notes (bank qualified).
Dated Jul 26, 2013.
Due Mar 31, 2014.
Purchased $1,820,000.00 by Oppenheimer, at 1.375%, plus $586.00, effective rate 1.3277%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Westfield Town Board of Education
Jul 18, 2013 . . . . . . $6,916,000
School Bonds (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2014 to 2028.
Callable Aug 1, 2023 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.6095%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $465,000 | 1.00% | 0.40% | ||
| 8/1/15 | $465,000 | 1.00% | 0.50% | ||
| 8/1/16 | $465,000 | 1.00% | 0.80% | ||
| 8/1/17 | $461,000 | 1.50% | 1.10% | ||
| 8/1/18 | $460,000 | 1.75% | 1.40% | ||
| 8/1/19 | $460,000 | 2.00% | 1.70% | ||
| 8/1/20 | $460,000 | 2.00% | 2.00% | ||
| 8/1/21 | $460,000 | 2.375% | 2.25% | ||
| 8/1/22 | $460,000 | 2.50% | 2.35% | ||
| 8/1/23 | $460,000 | 3.00% | 2.46% | ||
| 8/1/24 | $460,000 | 3.00% | 2.58% | ||
| 8/1/25 | $460,000 | 3.00% | 2.73% | ||
| 8/1/26 | $460,000 | 3.00% | 2.90% | ||
| 8/1/27 | $460,000 | 3.00% | 3.05% | ||
| 8/1/28 | $460,000 | 3.00% | 3.19% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
PNC Capital Markets, NIC 2.613%
Piper Jaffray, NIC 2.6594%
Fidelity Capital, NIC 2.7063%
BOSC, NIC 2.749%
Janney Montgomery, NIC 2.7839%
BA Merrill Lynch, NIC 2.8099%
NEW YORK
Alexandria Central School District
Jul 18, 2013 . . . . . . $247,500
School District (Serial) Bonds 2013 (bank qualified).
Dated Aug 1, 2013.
Due Aug 1, 2014 to 2018.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 1.8704%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $47,500 | 0.75% | NRO | ||
| 8/1/15 | $50,000 | 1.20% | NRO | ||
| 8/1/16 | $50,000 | 1.60% | NRO | ||
| 8/1/17 | $50,000 | 1.95% | NRO | ||
| 8/1/18 | $50,000 | 2.45% | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.9348%
Sage Rutty, NIC 1.9515%
Amsterdam (City)
Jul 18, 2013 . . . . . . $977,000
Public Improvement (Serial) Bonds, 2013 (book entry).
Dated Aug 8, 2013.
Due Aug 1, 2014 to 2024.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.1021%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $222,000 | 3.00% | 0.80% | ||
| 8/1/15 | $155,000 | 3.00% | 1.10% | ||
| 8/1/16 | $115,000 | 3.00% | 1.50% | ||
| 8/1/17 | $110,000 | 3.00% | 1.85% | ||
| 8/1/18 | $110,000 | 3.00% | 2.15% | ||
| 8/1/19 | $110,000 | 3.00% | 2.45% | ||
| 8/1/20 | $40,000 | 3.00% | 2.75% | ||
| 8/1/21 | $35,000 | 3.00% | 3.05% | ||
| 8/1/22 | $35,000 | 3.25% | 3.30% | ||
| 8/1/23 | $30,000 | 3.50% | 3.50% | ||
| 8/1/24 | $15,000 | 4.00% | 3.70% |
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Cassadaga Valley Central School District
Jul 18, 2013 . . . . . . $500,000
Bond Anticipation Notes, 2013C (bank qualified).
Dated Aug 1, 2013.
Due Aug 1, 2014.
Purchased $500,000.00 by Roosevelt & Cross, at 1.25%, plus $1,251.00, effective rate 0.9998%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 1.0448%
JPMorgan Chase, Effective Rate 1.07%
Oppenheimer, Effective Rate 1.451%
Dunkirk City School District
Jul 18, 2013 . . . . . . $4,750,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Jul 25, 2013.
Due Jul 23, 2014.
Purchased $4,750,000.00 by TD Securities, at 1.0%, plus $17,765.00, effective rate 0.6239%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 0.6395%
JPMorgan Chase, Effective Rate 0.64%
Oppenheimer, Effective Rate 0.7553%
Roosevelt & Cross, Effective Rate 1.075%
East Rockaway Village
Jul 18, 2013 . . . . . . $1,932,500
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Jul 29, 2013.
Due Jul 29, 2014.
Purchased $1,932,500.00 by JPMorgan Chase, at 0.51%, effective rate 0.51%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.6789%
TD Securities, Effective Rate 0.698%
Oppenheimer, Effective Rate 0.9929%
Roosevelt & Cross, Effective Rate 1.074%
Poughkeepsie (City)
Jul 18, 2013 . . . . . . $6,110,000
Bond Anticipation Notes, Series 2013C.
Dated Jul 26, 2013.
Due Apr 22, 2014.
Purchased $6,110,000.00 by TD Securities, at 1.875%, plus $15,519.40, effective rate 1.5312%.
L.O.: Rapport Meyers LLP, Rhinebeck, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.5453%
Jefferies, Effective Rate 1.7786%
Oppenheimer, Effective Rate 1.8917%
Sidney Central School District
Jul 18, 2013 . . . . . . $2,351,976
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Aug 1, 2013.
Due Aug 1, 2014.
Purchased $2,351,980.00 by TD Securities, at 1.0%, plus $10,419.25, effective rate 0.557%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.61%
Jefferies, Effective Rate 0.644%
Oppenheimer, Effective Rate 0.8843%
Roosevelt & Cross, Effective Rate 1.25%
NBT Bank, Effective Rate 1.34%
TENNESSEE
Oak Ridge (City)
Jul 18, 2013 . . . . . . $23,205,000
General Obligation Bonds, Series 2013 (book entry).
Dated Aug 15, 2013.
Due Jun 1, 2014 to 2034.
Callable Jun 1, 2023 at par.
Winning bid: Robert W. Baird, at 101.8381, TIC 3.6971%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $1,600,000 | 2.00% | 0.25% | ||
| 6/1/15 | $2,265,000 | 2.00% | 0.50% | ||
| 6/1/16 | $2,080,000 | 2.00% | 0.80% | ||
| 6/1/17 | $235,000 | 2.00% | 1.10% | ||
| 6/1/18 | $245,000 | 3.00% | 1.45% | ||
| 6/1/19 | $255,000 | 3.00% | 1.73% | ||
| 6/1/20 | $665,000 | 3.00% | 2.02% | ||
| 6/1/21 | $1,025,000 | 3.00% | 2.30% | ||
| 6/1/22 | $1,055,000 | 4.00% | 2.55% | ||
| 6/1/23 | $375,000 | 4.00% | 2.72% | ||
| 6/1/24 | $285,000 | 3.00% | 3.00% | ||
| 6/1/25 | $290,000 | 3.00% | 3.15% | ||
| 6/1/26 | $305,000 | 3.25% | 3.30% | ||
| 6/1/27 | $215,000 | 4.00% | 3.50% | ||
| 6/1/28 | $825,000 | 3.50% | 3.70% | ||
| 6/1/31 | $5,615,000 | 4.00% | 4.00% | ||
| 6/1/34 | $5,870,000 | 4.375% | 4.00% |
Other managers: CL King & Associates, Coastal Securities Corp., Davenport & Company LLC, Fidelity Capital Markets, SAMCO Capital Markets, Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Loop Capital Markets, LLC, Incapital LLC, Ross, Sinclaire & Associates LLC, J.J.B. Hilliard, W.L. Lyons, Inc., Wedbush Securities Inc., Cronin & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Southwest Securities, Inc., Sterne, Agee & Leach, Inc, George K. Baum & Co., CastleOak Securities, L.P., SunTrust Robinson Humphrey.
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.6977%
Raymond James, TIC 3.7319%
Citigroup, TIC 3.7384%
Hutchinson Shockey, TIC 3.7886%
William Blair, TIC 3.8%
Janney Montgomery, TIC 3.8047%
BMO Cap Mkts GKST, TIC 3.8632%
JPMorgan, TIC 3.8683%
TEXAS
Port Neches (City)
Jul 18, 2013 . . . . . . $4,300,000
Certificates of Obligation Series 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Sep 1, 2017 to 2033.
Callable Sep 1, 2023 at par.
Winning bid: SAMCO Cap Mkts, at 100.0000, TIC 3.5463%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $180,000 | 2.25% | 1.25% | AGM | |
| 9/1/18 | $190,000 | 2.00% | 1.50% | AGM | |
| 9/1/19 | $195,000 | 2.00% | 1.75% | AGM | |
| 9/1/20 | $205,000 | 2.00% | 2.05% | AGM | |
| 9/1/21 | $210,000 | 2.50% | 2.30% | AGM | |
| 9/1/22 | $220,000 | 3.00% | 2.55% | AGM | |
| 9/1/23 | $230,000 | 3.00% | 2.70% | AGM | |
| 9/1/24 | $240,000 | 3.00% | 2.90% | AGM | |
| 9/1/27 | $780,000 | 3.50% | 3.20% | AGM | |
| 9/1/29 | $570,000 | 4.00% | 3.60% | AGM | |
| 9/1/31 | $615,000 | 4.00% | 4.10% | AGM | |
| 9/1/33 | $665,000 | 4.00% | 4.25% | AGM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Coastal Securities Corp..
L.O.: Vinson & Elkins, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
BOSC, TIC 3.5501%
Southwest Securities, TIC 3.5889%
Raymond James, TIC 3.643%
FTN Fin Cap Mkts, TIC 3.662%
Robert W. Baird, TIC 3.8094%
Temple (City)
Jul 18, 2013 . . . . . . $5,710,000
Limited Tax Notes, Series 2013 (book entry).
Dated Jul 15, 2013.
Due Aug 1, 2014 to 2020.
Non-callable.
Winning bid: Robert W. Baird, at 100.8755, TIC 1.7594%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $645,000 | 1.00% | 0.50% | ||
| 8/1/15 | $650,000 | 2.00% | 0.60% | ||
| 8/1/16 | $665,000 | 2.00% | 0.85% | ||
| 8/1/17 | $910,000 | 2.00% | 1.15% | ||
| 8/1/18 | $925,000 | 2.00% | 1.50% | ||
| 8/1/19 | $945,000 | 2.00% | 1.80% | ||
| 8/1/20 | $970,000 | 2.00% | 2.15% |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Fidelity Capital Markets, Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Incapital LLC, BLNS Securities Limited, Davenport & Company LLC, Ross Financial, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-WIlliams, Inc., Wedbush Securities Inc., Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., Bernardi Securities, Inc..
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
BOSC, TIC 1.7634%
Raymond James, TIC 1.8055%
Hutchinson Shockey, TIC 1.813%
FTN Fin Cap Mkts, TIC 1.8994%
Temple (City)
Jul 18, 2013 . . . . . . $25,260,000
Combination Tax and Revenue Certificates of Obligation, Series 2013 (book entry).
Dated Jul 15, 2013.
Due Aug 1, 2017 to 2033.
Callable Aug 1, 2022 at par.
Winning bid: Robert W. Baird, at 100.2099, TIC 3.7688%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/17 | $1,110,000 | 2.00% | 1.15% | ||
| 8/1/18 | $1,145,000 | 3.00% | 1.50% | ||
| 8/1/19 | $1,180,000 | 3.00% | 1.80% | ||
| 8/1/20 | $1,215,000 | 3.00% | 2.15% | ||
| 8/1/21 | $1,250,000 | 4.00% | 2.45% | ||
| 8/1/22 | $1,285,000 | 4.00% | 2.70% | ||
| 8/1/23 | $1,335,000 | 4.00% | 2.90% | ||
| 8/1/24 | $1,385,000 | 3.125% | 3.20% | ||
| 8/1/25 | $1,440,000 | 3.25% | 3.40% | ||
| 8/1/26 | $1,500,000 | 3.50% | 3.60% | ||
| 8/1/28 | $3,185,000 | 4.00% | 4.00% | ||
| 8/1/29 | $1,690,000 | 4.00% | 4.05% | ||
| 8/1/30 | $1,765,000 | 4.00% | 4.10% | ||
| 8/1/31 | $1,840,000 | 4.00% | 4.15% | ||
| 8/1/32 | $1,925,000 | 4.00% | 4.20% | ||
| 8/1/33 | $2,010,000 | 4.125% | 4.25% |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., Fidelity Capital Markets, Kildare Capital, Inc., Edward Jones, Crews & Associates, Inc., Incapital LLC, BLNS Securities Limited, Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Duncan-WIlliams, Inc., Wedbush Securities Inc., Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., Sterne, Agee & Leach, Inc, CastleOak Securities, L.P., Bernardi Securities, Inc..
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
Hutchinson Shockey, TIC 3.8151%
Raymond James, TIC 3.8247%
BA Merrill Lynch, TIC 3.8266%
BOSC, TIC 3.8776%
Southwest Securities, TIC 3.8875%
FTN Fin Cap Mkts, TIC 3.888%
VIRGINIA
Suffolk (City)
Jul 18, 2013 . . . . . . $64,415,000
General Obligation and Refunding Bonds, Series 2013 (book entry).
Dated Jul 30, 2013.
Due Dec 1, 2013 to 2042.
Callable Dec 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 109.7795, TIC 3.5703%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/13 | $60,000 | 3.00% | 0.18% | ||
| 12/1/14 | $1,290,000 | 3.00% | 0.25% | ||
| 12/1/15 | $1,675,000 | 5.00% | 0.55% | ||
| 12/1/16 | $2,710,000 | 5.00% | 0.88% | ||
| 12/1/17 | $2,955,000 | 5.00% | 1.18% | ||
| 12/1/18 | $3,440,000 | 5.00% | 1.50% | ||
| 12/1/19 | $3,570,000 | 5.00% | 1.79% | ||
| 12/1/20 | $3,210,000 | 5.00% | 2.08% | ||
| 12/1/21 | $3,355,000 | 5.00% | 2.35% | ||
| 12/1/22 | $3,510,000 | 5.00% | 2.60% | ||
| 12/1/23 | $3,670,000 | 5.00% | 2.76% | ||
| 12/1/24 | $2,815,000 | 4.00% | 2.94% | ||
| 12/1/25 | $2,910,000 | 4.00% | 3.12% | ||
| 12/1/26 | $2,755,000 | 5.00% | 3.27% | ||
| 12/1/27 | $2,510,000 | 5.00% | 3.40% | ||
| 12/1/28 | $2,630,000 | 4.50% | 3.89% | ||
| 12/1/29 | $2,750,000 | 4.50% | 3.99% | ||
| 12/1/30 | $2,875,000 | 4.50% | 4.07% | ||
| 12/1/31 | $3,010,000 | 4.50% | 4.14% | ||
| 12/1/32 | $3,145,000 | 4.50% | 4.20% | ||
| 12/1/33 | $785,000 | 4.125% | 4.29% | ||
| 12/1/34 | $815,000 | 4.25% | 4.32% | ||
| 12/1/38 | $3,640,000 | 4.25% | 4.45% | ||
| 12/1/42 | $4,330,000 | 4.50% | 4.55% |
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
Citigroup, TIC 3.6296%
Piper Jaffray, TIC 3.6422%
JPMorgan, TIC 3.6726%
Wells Fargo Secs, TIC 3.6735%
Morgan Stanley, TIC 3.7511%
