CALIFORNIA
Sierra Joint Community College District
Jun 20, 2013 . . . . . . $9,000,000
2013 Tax and Revenue Anticipation Notes (book entry).
Dated Jul 9, 2013.
Due Jul 8, 2014.
Purchased $9,000,000.00 by Mitsubishi UFJ Secs, at 1.5%, plus $111,330.00, effective rate 0.2562%.
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: Capitol Public Finance Group, LLC, Sacramento, CA.
Other bidders were:
Citigroup, Effective Rate 0.2651%
Jefferies, Effective Rate 0.2968%
TD Securities, Effective Rate 0.2998%
Oppenheimer, Effective Rate 0.4223%
CONNECTICUT
Easton (Town)
Jun 20, 2013 . . . . . . $7,372,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Jul 3, 2013.
Due Jul 2, 2014.
Purchased $7,372,000.00 by TD Securities, at 1.25%, plus $75,489.28, effective rate 0.2231%.
L.O.: Updike, Kelly & Spellacy, P.C., Hartford, CT; and Updike, Kelly & Spellacy, P.C., New Haven, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.3432%
Janney Montgomery, Effective Rate 0.3776%
INDIANA
Highland (Town)
Jun 20, 2013 . . . . . . $2,000,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Jul 2, 2013.
Due Feb 1, 2015 to 2018.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.8469%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $500,000 | 1.00% | 1.00% | ||
| 2/1/16 | $500,000 | 1.50% | 1.25% | ||
| 2/1/17 | $500,000 | 1.75% | 1.55% | ||
| 2/1/18 | $500,000 | 2.00% | 1.90% |
In association with: Bernardi Securities, Inc..
L.O.: Shanahan & Shanahan LLP, Chicago, IL.
F.A.: London Witte Group, Indianapolis, IN.
Other bidders were:
Peoples State Bk, NIC 2.14%
J.J.B. Hilliard, NIC 2.1623%
First Midwest Cap, NIC 2.31%
Middlebury Community Schools
Jun 19, 2013 . . . . . . $2,000,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Jul 11, 2013.
Due Jul 15, 2014 to 2016.
Non-callable.
Winning bid: J.J.B. Hilliard, at 99.8262, NIC 1.2242%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $385,000 | 1.00% | 0.60% | ||
| 1/15/15 | $400,000 | 1.00% | 0.65% | ||
| 7/15/15 | $405,000 | 1.00% | 0.75% | ||
| 1/15/16 | $405,000 | 1.25% | 1.00% | ||
| 7/15/16 | $405,000 | 1.25% | 1.05% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: City Securities Corp., Indianapolis, IN.
Other bidders were:
Bernardi Securities, NIC 1.5%
MARYLAND
Anne Arundel County
Jun 20, 2013 . . . . . . $154,080,000
Consolidated General Improvements Bonds, Series 2013 (book entry). $116,000,000
Dated Jun 27, 2013.
Due Apr 1, 2014 to 2033.
Callable Apr 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 110.8549, TIC 3.452%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $6,960,000 | 4.00% | 0.19% | ||
| 4/1/15 | $6,960,000 | 5.00% | 0.50% | ||
| 4/1/16 | $6,960,000 | 5.00% | 0.74% | ||
| 4/1/17 | $6,960,000 | 5.00% | 1.11% | ||
| 4/1/18 | $6,960,000 | 5.00% | 1.41% | ||
| 4/1/19 | $6,960,000 | 5.00% | 1.75% | ||
| 4/1/20 | $6,960,000 | 5.00% | 2.02% | ||
| 4/1/21 | $6,960,000 | 5.00% | 2.30% | ||
| 4/1/22 | $6,960,000 | 5.00% | 2.51% | ||
| 4/1/23 | $6,960,000 | 5.00% | 2.68% | ||
| 4/1/24 | $4,640,000 | 5.00% | 2.82% | ||
| 4/1/25 | $4,640,000 | 4.00% | 2.96% | ||
| 4/1/26 | $4,640,000 | 5.00% | 3.15% | ||
| 4/1/27 | $4,640,000 | 5.00% | 3.27% | ||
| 4/1/28 | $4,640,000 | 5.00% | 3.39% | ||
| 4/1/29 | $4,640,000 | 5.00% | 3.50% | ||
| 4/1/30 | $4,640,000 | 5.00% | 3.59% | ||
| 4/1/31 | $4,640,000 | 5.00% | 3.65% | ||
| 4/1/32 | $4,640,000 | 5.00% | 3.71% | ||
| 4/1/33 | $4,640,000 | 5.00% | 3.76% |
Consolidated Water and Sewer Bonds, Series 2013 (book entry). $38,080,000
Dated Jun 27, 2013.
Due Apr 1, 2014 to 2043.
Callable Apr 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 110.8549, TIC 3.452%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $1,265,000 | 4.00% | 0.19% | ||
| 4/1/15 | $1,265,000 | 5.00% | 0.50% | ||
| 4/1/16 | $1,265,000 | 5.00% | 0.74% | ||
| 4/1/17 | $1,265,000 | 5.00% | 1.11% | ||
| 4/1/18 | $1,270,000 | 5.00% | 1.41% | ||
| 4/1/19 | $1,270,000 | 5.00% | 1.75% | ||
| 4/1/20 | $1,270,000 | 5.00% | 2.02% | ||
| 4/1/21 | $1,270,000 | 5.00% | 2.30% | ||
| 4/1/22 | $1,270,000 | 5.00% | 2.51% | ||
| 4/1/23 | $1,270,000 | 5.00% | 2.68% | ||
| 4/1/24 | $1,270,000 | 4.00% | 2.82% | ||
| 4/1/25 | $1,270,000 | 4.00% | 2.96% | ||
| 4/1/26 | $1,270,000 | 4.00% | 3.50% | ||
| 4/1/27 | $1,270,000 | 4.00% | 3.72% | ||
| 4/1/28 | $1,270,000 | 4.00% | 3.94% | ||
| 4/1/29 | $1,270,000 | 4.00% | 4.05% | ||
| 4/1/30 | $1,270,000 | 4.00% | 4.14% | ||
| 4/1/31 | $1,270,000 | 4.00% | 4.20% | ||
| 4/1/32 | $1,270,000 | 4.125% | 4.26% | ||
| 4/1/33 | $1,270,000 | 4.125% | 4.31% | ||
| 4/1/34 | $1,270,000 | 4.25% | 4.36% | ||
| 4/1/35 | $1,270,000 | 4.25% | 4.40% | ||
| 4/1/36 | $1,270,000 | 4.25% | 4.44% | ||
| 4/1/37 | $1,270,000 | 4.25% | 4.456% | ||
| 4/1/40 | $3,810,000 | 4.50% | 4.54% | ||
| 4/1/43 | $3,810,000 | 4.50% | 4.58% |
Other managers: M & T Securities, Inc..
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
JPMorgan, TIC 3.4627%
Wells Fargo Secs, TIC 3.4761%
Citigroup, TIC 3.4966%
Barclays Capital, TIC 3.4991%
MASSACHUSETTS
Bellingham (Town)
Jun 20, 2013 . . . . . . $2,102,195
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jun 27, 2013.
Due Jun 26, 2014.
Purchased $2,102,195.00 by TD Securities, at 1.0%, plus $15,261.93, effective rate 0.272%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.2758%
Eastern Bk Cap Mkts, Effective Rate 0.424%
Fall River (City)
Jun 20, 2013 . . . . . . $500,000
General Obligation State Aid Anticipation Notes.
Dated Jun 27, 2013.
Due Aug 7, 2013.
Purchased $500,000.00 by Century Bk, at 0.5%, effective rate 0.5%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.9%
Oppenheimer, Effective Rate 1.241%
Fall River (City)
Jun 20, 2013 . . . . . . $5,530,000
General Obligation Bond Anticipation Notes.
Dated Jun 27, 2013.
Due Feb 14, 2014.
Purchased $5,530,000.00 by Jefferies, at 1.25%, plus $26,830.00, effective rate 0.4935%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.544%
Oppenheimer, Effective Rate 0.6229%
TD Securities, Effective Rate 0.6257%
Century Bk, Effective Rate 0.65%
Pittsfield (City)
Jun 20, 2013 . . . . . . $3,938,554
General Obligation Bond Anticipation Notes, Series B (new money and renewal).
Dated Jun 28, 2013.
Due Jun 27, 2014.
Purchased $3,938,554.00 by TD Securities, at 1.0%, plus $26,348.92, effective rate 0.3291%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.344%
Jefferies, Effective Rate 0.3785%
Oppenheimer, Effective Rate 0.568%
Pittsfield (City)
Jun 20, 2013 . . . . . . $4,560,826
General Obligation Bond Anticipation Notes, Series A (renewal).
Dated Jun 28, 2013.
Due Apr 23, 2014.
Purchased $4,560,826.00 by TD Securities, at 1.0%, plus $25,449.40, effective rate 0.3191%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.334%
Jefferies, Effective Rate 0.3481%
Oppenheimer, Effective Rate 0.5822%
Pittsfield (City)
Jun 20, 2013 . . . . . . $5,886,000
State Qualified General Obligation Municipal Purpose Loan of 2013 Bonds (book entry).
Dated Jun 27, 2013.
Due Jun 1, 2014 to 2033.
Callable Jun 1, 2023 at par.
Winning bid: Hutchinson Shockey, at 105.8946, TIC 3.2904%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $526,000 | 3.00% | 0.75% | ||
| 6/1/15 | $555,000 | 4.00% | 1.00% | ||
| 6/1/16 | $575,000 | 5.00% | 1.25% | ||
| 6/1/17 | $545,000 | 5.00% | 1.50% | ||
| 6/1/18 | $550,000 | 3.00% | 2.00% | ||
| 6/1/19 | $520,000 | 5.00% | 2.40% | ||
| 6/1/20 | $550,000 | 5.00% | 2.70% | ||
| 6/1/21 | $575,000 | 5.00% | 3.00% | ||
| 6/1/22 | $120,000 | 3.00% | 3.20% | ||
| 6/1/23 | $125,000 | 3.25% | 3.35% | ||
| 6/1/24 | $130,000 | 4.00% | 3.50% | ||
| 6/1/25 | $150,000 | 4.00% | 3.75% | ||
| 6/1/26 | $150,000 | 4.00% | 4.00% | ||
| 6/1/29 | $320,000 | 4.10% | 4.25% | ||
| 6/1/33 | $495,000 | 4.25% | 4.38% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Raymond James, TIC 3.3525%
Robert W. Baird, TIC 3.3962%
UBS Financial Svcs, TIC 3.9164%
Plainville (Town)
Jun 20, 2013 . . . . . . $300,000
State House Serial Loan Notes (bank qualified).
Dated Jun 28, 2013.
Due Jun 15, 2014 to 2018.
Non-callable.
Winning bid: Eastern Bk Cap Mkts, at n/a, NIC 3.7188%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $60,000 | 4.00% | 4.00% | ||
| 6/15/15 | $60,000 | 4.00% | 4.00% | ||
| 6/15/16 | $60,000 | 4.00% | 4.00% | ||
| 6/15/17 | $60,000 | 4.00% | 4.00% | ||
| 6/15/18 | $60,000 | 4.00% | 4.00% |
F.A.: First Southwest Company, Boston, MA.
Waltham (City)
Jun 20, 2013 . . . . . . $12,738,000
General Obligation Municipal Purpose Loan of 2013 Bonds (book entry).
Dated Jun 27, 2013.
Due Feb 1, 2014 to 2033.
Callable Feb 1, 2023 at par.
Winning bid: Morgan Stanley, at 104.0965, TIC 3.078%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $1,503,000 | 2.00% | 0.32% | ||
| 2/1/15 | $1,410,000 | 4.00% | 0.75% | ||
| 2/1/16 | $1,375,000 | 4.00% | 1.00% | ||
| 2/1/17 | $1,360,000 | 4.00% | 1.35% | ||
| 2/1/18 | $975,000 | 4.00% | 1.70% | ||
| 2/1/19 | $765,000 | 4.00% | 2.00% | ||
| 2/1/20 | $755,000 | 4.00% | 2.25% | ||
| 2/1/21 | $730,000 | 4.00% | 2.60% | ||
| 2/1/22 | $690,000 | 4.00% | 2.85% | ||
| 2/1/23 | $435,000 | 3.00% | 3.00% | ||
| 2/1/24 | $425,000 | 3.125% | 3.17% | ||
| 2/1/25 | $420,000 | 3.375% | 3.375% | ||
| 2/1/26 | $415,000 | 3.625% | 3.65% | ||
| 2/1/29 | $795,000 | 4.00% | 4.00% | ||
| 2/1/33 | $685,000 | 4.25% | 4.30% |
Other managers: Fidelity Capital Markets, Raymond James & Associates, Inc., Winslow, Evans & Crocker, StockCross Financial Services, Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 3.1018%
Hutchinson Shockey, TIC 3.2293%
Janney Montgomery, TIC 3.2805%
UBS Financial Svcs, TIC 3.9207%
MINNESOTA
Robbinsdale Independent School District No. 281
Jun 20, 2013 . . . . . . $3,200,000
General Obligation Capital Facilities Bonds, Series 2013A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Jul 18, 2013.
Due Feb 1, 2014 to 2023.
Non-callable.
Winning bid: Piper Jaffray, at 101.7796, TIC 1.9915%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $425,000 | 2.00% | 0.45% | ||
| 2/1/15 | $285,000 | 2.00% | 0.55% | ||
| 2/1/16 | $290,000 | 2.00% | 0.75% | ||
| 2/1/17 | $295,000 | 2.00% | 1.00% | ||
| 2/1/18 | $300,000 | 2.00% | 1.25% | ||
| 2/1/19 | $305,000 | 2.00% | 1.60% | ||
| 2/1/20 | $315,000 | 2.25% | 1.85% | ||
| 2/1/21 | $320,000 | 2.375% | 2.10% | ||
| 2/1/22 | $330,000 | 2.50% | 2.30% | ||
| 2/1/23 | $335,000 | 3.00% | 2.40% |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BMO Cap Mkts GKST, TIC 2.0425%
Robert W. Baird, TIC 2.2044%
FTN Fin Cap Mkts, TIC 2.24%
BOSC, TIC 2.2885%
NEW JERSEY
Hammonton (Town)
Jun 20, 2013 . . . . . . $635,540
166,610 Bond Anticipation Notes; $408,930 Water Utility Notes; and $60,000 Sewer Utility Notes (bank qualified).
Dated Jul 2, 2013.
Due Jul 2, 2014.
Purchased $635,540.00 by Passaic Vly Wtr Comm, at 1.29%, effective rate 1.29%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
East Brunswick Twp, Effective Rate 1.31%
Oppenheimer, Effective Rate 1.3221%
Roosevelt & Cross, Effective Rate 1.9969%
Manville Borough
Jun 20, 2013 . . . . . . $3,250,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jun 28, 2013.
Due Jun 27, 2014.
Purchased $3,250,000.00 by Peapack-Gladstone, at 0.69%, effective rate 0.69%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
NW Capital, Effective Rate 0.7687%
Jefferies, Effective Rate 0.8488%
Oppenheimer, Effective Rate 0.8495%
TBGC Investment Corp, Effective Rate 0.94%
Sussex County
Jun 20, 2013 . . . . . . $1,500,000
County College Bonds, Series 2013 (County College Bond Act. 1971 N.J. Laws c.12, As Amended (book entry).
Dated Jun 28, 2013.
Due Jan 15, 2014 to 2023.
Non-callable.
Winning bid: UBS Financial Svcs, at n/a, TIC 3.7319%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/14 | $150,000 | 3.00% | 1.00% | ||
| 1/15/15 | $150,000 | 3.00% | 1.25% | ||
| 1/15/16 | $150,000 | 3.00% | 1.50% | ||
| 1/15/17 | $150,000 | 3.00% | 2.00% | ||
| 1/15/18 | $150,000 | 3.00% | 2.35% | ||
| 1/15/19 | $150,000 | 4.00% | 2.75% | ||
| 1/15/20 | $150,000 | 4.00% | 3.00% | ||
| 1/15/21 | $150,000 | 4.00% | 3.30% | ||
| 1/15/22 | $150,000 | 4.00% | 3.50% | ||
| 1/15/23 | $150,000 | 4.00% | 3.65% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc..
In association with: Wiley Bros.-Aintree Capital LLC., Rockfleet Financial Services, Inc., R. Seelaus & Co., Inc..
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Sussex County
Jun 20, 2013 . . . . . . $34,000,000
Bond Anticipation Notes (book entry).
Dated Jun 28, 2013.
Due Jun 27, 2014.
Purchased $34,000,000.00 by JPMorgan, at 1.0%, plus $270,300.00, effective rate 0.2028%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
RBC Capital Mkts, Effective Rate 0.2031%
Jefferies, Effective Rate 0.2078%
TD Securities, Effective Rate 0.2118%
Janney Montgomery, Effective Rate 0.2248%
PNC Capital Markets, Effective Rate 0.4184%
Oppenheimer, Effective Rate 0.4489%
Trenton (City)
Jun 20, 2013 . . . . . . $2,301,144
Water Utility Bond Anticipation Note.
Dated Jun 27, 2013.
Due Jun 18, 2014.
Purchased $2,301,140.00 by TD Securities, at 1.0%, plus $5,867.92, effective rate 0.738%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.747%
Oppenheimer, Effective Rate 0.761%
Union County
Jun 20, 2013 . . . . . . $88,000,000
Bond Anticipation Notes (book entry).
Dated Jun 28, 2013.
Due Jun 27, 2014.
Purchased $88,000,000.00 by TD Securities, at 0.75%, plus $507,496.00, effective rate 0.1717%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Morgan Stanley, Effective Rate 0.174%
Morgan Stanley, Effective Rate 0.184%
RBC Capital Mkts, Effective Rate 0.2041%
Jefferies, Effective Rate 0.2068%
BA Merrill Lynch, Effective Rate 0.2293%
Oppenheimer, Effective Rate 0.5407%
Oppenheimer, Effective Rate 0.6179%
Oppenheimer, Effective Rate 0.7222%
NEW YORK
Altmar-Parish-Williamstown Central School District
Jun 20, 2013 . . . . . . $250,000
School District (Serial) Bonds, 2013 (bank qualified).
Dated Jun 28, 2013.
Due Jun 15, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.8512%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $50,000 | 1.50% | 0.55% | ||
| 6/15/15 | $50,000 | 1.50% | 0.75% | ||
| 6/15/16 | $50,000 | 1.75% | 1.05% | ||
| 6/15/17 | $50,000 | 2.00% | 1.35% | ||
| 6/15/18 | $50,000 | 2.00% | 1.75% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 1.9265%
Beekmantown Central School District
Jun 20, 2013 . . . . . . $2,604,563
Bond Anticipation Notes, 2013 (Renewals) (bank qualified) (book entry).
Dated Jul 5, 2013.
Due May 1, 2014.
Purchased $2,604,560.00 by Jefferies, at 1.0%, plus $11,931.00, effective rate 0.4429%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
PNC Capital Markets, Effective Rate 0.6205%
TD Securities, Effective Rate 0.6242%
Oppenheimer, Effective Rate 0.755%
Beekmantown Central School District
Jun 20, 2013 . . . . . . $3,431,892
School District (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Jul 5, 2013.
Due Jun 15, 2014 to 2025.
Callable Jun 15, 2021 at par.
Winning bid: Robert W. Baird, at 101.5411, NIC 3.1346%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $21,892 | 2.00% | 0.60% | BAM | |
| 6/15/15 | $275,000 | 2.00% | 0.60% | BAM | |
| 6/15/16 | $280,000 | 2.00% | 1.00% | BAM | |
| 6/15/17 | $285,000 | 2.00% | 1.50% | BAM | |
| 6/15/18 | $290,000 | 2.00% | 1.75% | BAM | |
| 6/15/19 | $300,000 | 2.00% | 2.00% | BAM | |
| 6/15/20 | $305,000 | 3.00% | 2.20% | BAM | |
| 6/15/21 | $310,000 | 3.00% | 2.60% | BAM | |
| 6/15/22 | $320,000 | 4.00% | 2.80% | BAM | |
| 6/15/23 | $335,000 | 4.00% | 3.00% | BAM | |
| 6/15/24 | $350,000 | 4.00% | 3.20% | BAM | |
| 6/15/25 | $360,000 | 4.00% | 3.40% | BAM |
Other managers: Kildare Capital, Inc., Crews & Associates, Inc., Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, Northland Securities, Inc..
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.2124%
Churchville Village
Jun 20, 2013 . . . . . . $2,289,000
Bond Anticipation Notes (bank qualified).
Dated Jul 2, 2013.
Due Jul 2, 2014.
Purchased $2,289,000.00 by JPMorgan Chase, at 1.24%, effective rate 1.24%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.4207%
Jefferies, Effective Rate 1.4309%
Roosevelt & Cross, Effective Rate 1.431%
Greene Central School District
Jun 20, 2013 . . . . . . $2,000,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Jul 2, 2013.
Due Jun 27, 2014.
Purchased $2,000,000.00 by TD Securities, at 1.0%, plus $7,160.00, effective rate 0.6366%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.679%
Oppenheimer, Effective Rate 0.711%
JPMorgan Chase, Effective Rate 0.75%
NBT Bank, Effective Rate 1.16%
Hartford Central School District
Jun 20, 2013 . . . . . . $279,200
Bond Anticipation Notes, 2013 (bank qualified).
Dated Jul 3, 2013.
Due Jul 3, 2014.
Purchased $279,200.00 by FNB of Scotia, at 1.23%, effective rate 1.23%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.784%
Oppenheimer, Effective Rate 2.24%
Liverpool Central School District
Jun 20, 2013 . . . . . . $7,500,000
Revenue Anticipation Notes, Series 2013A.
Dated Jul 8, 2013.
Due Jul 8, 2014.
Purchased $7,500,000.00 by JPMorgan Chase, at 0.5%, effective rate 0.5%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.503%
PNC Capital Markets, Effective Rate 0.573%
Jefferies, Effective Rate 0.578%
Oppenheimer, Effective Rate 0.6305%
Morrisville-Eaton Central School District
Jun 20, 2013 . . . . . . $538,370
Bond Anticipation Notes, 2013 (bank qualified).
Dated Jul 5, 2013.
Due Jul 3, 2014.
Purchased $538,370.00 by Jefferies, at 1.5%, plus $2,473.00, effective rate 1.0381%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2397%
KeyBank NY, Effective Rate 1.38%
Roosevelt & Cross, Effective Rate 1.3823%
Niskayuna Central School District
Jun 20, 2013 . . . . . . $3,200,000
School District (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Jun 27, 2013.
Due Jun 1, 2014 to 2028.
Callable Jun 1, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.1632%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $175,000 | 2.50% | 0.50% | ||
| 6/1/15 | $180,000 | 2.50% | 0.65% | ||
| 6/1/16 | $185,000 | 2.50% | 0.85% | ||
| 6/1/17 | $190,000 | 2.50% | 1.15% | ||
| 6/1/18 | $195,000 | 2.50% | 1.45% | ||
| 6/1/19 | $200,000 | 3.00% | 1.90% | ||
| 6/1/20 | $205,000 | 3.00% | 2.15% | ||
| 6/1/21 | $210,000 | 3.00% | 2.40% | ||
| 6/1/22 | $215,000 | 3.00% | 2.65% | ||
| 6/1/23 | $225,000 | 3.00% | 2.80% | ||
| 6/1/24 | $230,000 | 3.00% | 2.95% | ||
| 6/1/25 | $235,000 | 3.125% | 3.15% | ||
| 6/1/26 | $245,000 | 3.25% | 3.30% | ||
| 6/1/27 | $250,000 | 3.50% | 3.45% | ||
| 6/1/28 | $260,000 | 3.75% | 3.55% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
FTN Fin Cap Mkts, NIC 3.177%
Oswego County Board of Cooperative Educational Services Sole Supervisory District
Jun 20, 2013 . . . . . . $4,000,000
Revenue Anticipation Notes - 2013.
Dated Jul 8, 2013.
Due Jun 27, 2014.
Purchased $4,000,000.00 by JPMorgan Chase, at 0.7%, effective rate 0.7%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.7589%
Oppenheimer, Effective Rate 0.8745%
KeyBanc Cap Mkts, Effective Rate 1.0998%
Roosevelt & Cross, Effective Rate 1.652%
Roslyn Village
Jun 20, 2013 . . . . . . $277,500
Bond Anticipation Notes for Various Purposes - 2013 (bank qualified).
Dated Jun 27, 2013.
Due Jun 27, 2014.
Purchased $277,500.00 by Capital One, at 0.83%, effective rate 0.83%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2831%
Oppenheimer, Effective Rate 1.7291%
OKLAHOMA
Carter County Independent School District No. 43 (Wilson)
Jun 20, 2013 . . . . . . $275,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2015.
Non-callable.
Winning bid: First Natl Bk & Tr, at n/a, NIC 0.6%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $275,000 | 0.60% | NRO |
L.O.: State Attorney General.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
BOSC, NIC 0.875%
UMB Bank, NIC 0.925%
Custer County Independent School District No. 26 (Weatherford)
Jun 20, 2013 . . . . . . $1,620,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2015.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 0.61%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $1,620,000 | 1.00% | 0.45% |
In association with: Oklahoma Bank and Trust Company.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Baker Group, NIC 0.739%
BOSC, NIC 0.75%
BancFirst, NIC 0.875%
Hughes County Independent School District No. 5 (Wetumka)
Jun 19, 2013 . . . . . . $395,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2015 to 2018.
Non-callable.
Winning bid: BOSC, at n/a, NIC 0.9944%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $80,000 | 2.00% | 0.70% | ||
| 8/1/16 | $105,000 | 0.75% | 0.75% | ||
| 8/1/17 | $105,000 | 0.85% | 0.85% | ||
| 8/1/18 | $105,000 | 0.95% | 0.95% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Commerce Bank, NIC 1.1368%
Country Club Bank, NIC 1.3138%
F & M Bank, NIC 1.6542%
Rose State College Technical Area Education District
Jun 20, 2013 . . . . . . $21,980,000
General Obligation Building Bonds, Series 2013 (book entry).
Dated Aug 1, 2013.
Due Aug 1, 2016 to 2028.
Non-callable.
Winning bid: Hutchinson Shockey, at 100.0000, NIC 3.5401%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/16 | $1,690,000 | 7.00% | 1.25% | ||
| 8/1/17 | $1,690,000 | 7.00% | 1.75% | ||
| 8/1/18 | $1,690,000 | 7.00% | 2.00% | ||
| 8/1/19 | $1,690,000 | 7.00% | 2.50% | ||
| 8/1/20 | $1,690,000 | 6.00% | 2.75% | ||
| 8/1/21 | $1,690,000 | 3.00% | 3.00% | ||
| 8/1/22 | $1,690,000 | 3.25% | 3.25% | ||
| 8/1/23 | $1,690,000 | 4.00% | 3.50% | ||
| 8/1/24 | $1,690,000 | 3.50% | 3.75% | ||
| 8/1/25 | $1,690,000 | 4.00% | 4.00% | ||
| 8/1/26 | $1,690,000 | 4.00% | 4.10% | ||
| 8/1/27 | $1,690,000 | 1.00% | 4.60% | ||
| 8/1/28 | $1,700,000 | 0.05% | 4.75% |
L.O.: The Public Finance Law Group PLLC, Oklahoma City, OK; and State Attorney General.
F.A.: BOSC, Inc., Oklahoma City, OK.
Other bidders were:
D.A. Davidson, NIC 4.4062%
TENNESSEE
Hawkins County
Jun 20, 2013 . . . . . . $2,500,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Jul 10, 2013.
Due Jun 1, 2014 to 2025.
Callable Jun 1, 2019 at par.
Winning bid: Raymond James, at 100.6663, TIC 2.3783%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $200,000 | 2.00% | 0.50% | ||
| 6/1/15 | $200,000 | 2.00% | 0.65% | ||
| 6/1/16 | $200,000 | 2.00% | 0.90% | ||
| 6/1/17 | $200,000 | 2.00% | 1.25% | ||
| 6/1/18 | $200,000 | 2.00% | 1.40% | ||
| 6/1/19 | $200,000 | 2.00% | 1.75% | ||
| 6/1/20 | $205,000 | 2.125% | 1.95% | ||
| 6/1/21 | $210,000 | 2.25% | 2.20% | ||
| 6/1/22 | $215,000 | 2.25% | 2.30% | ||
| 6/1/23 | $220,000 | 2.50% | 2.35% | ||
| 6/1/24 | $225,000 | 3.125% | 2.65% | ||
| 6/1/25 | $225,000 | 3.25% | 2.75% |
L.O.: Glankler Brown, PLLC, Memphis, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.4848%
Robert W. Baird, TIC 2.6106%
Sterne Agee, TIC 2.6584%
TEXAS
Montgomery County Municipal Utility District No. 84
Jun 20, 2013 . . . . . . $2,800,000
Unlimited Tax Bonds Series 2013 (bank qualified) (book entry).
Dated Jul 1, 2013.
Due Sep 1, 2015 to 2042.
Callable Sep 1, 2020 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 4.6624%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $50,000 | 2.25% | 1.50% | ||
| 9/1/16 | $45,000 | 2.25% | 1.75% | ||
| 9/1/17 | $45,000 | 2.25% | 2.00% | ||
| 9/1/18 | $45,000 | 2.25% | 2.25% | ||
| 9/1/19 | $45,000 | 2.50% | 2.50% | ||
| 9/1/20 | $45,000 | 2.75% | 2.75% | ||
| 9/1/21 | $45,000 | 3.00% | 3.00% | ||
| 9/1/22 | $50,000 | 3.25% | 3.25% | ||
| 9/1/23 | $50,000 | 3.50% | 3.50% | ||
| 9/1/24 | $45,000 | 3.50% | 3.65% | ||
| 9/1/25 | $50,000 | 3.75% | 3.80% | ||
| 9/1/28 | $150,000 | 4.00% | 4.00% | ||
| 9/1/32 | $200,000 | 4.25% | 4.25% | ||
| 9/1/37 | $265,000 | 4.50% | 4.50% | ||
| 9/1/39 | $110,000 | 4.50% | 4.60% | ||
| 9/1/42 | $1,560,000 | 4.70% | 4.70% |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
Comerica Securities, NIC 4.8303%
FirstSouthwest, NIC 4.9749%
SAMCO Cap Mkts, NIC 5.045%
GMS Group, NIC 5.3936%
Sterne Agee, NIC 5.8669%
WISCONSIN
Chippewa Valley Technical College District
Jun 20, 2013 . . . . . . $4,980,000
General Obligation Promissory Notes, Series 2013B (bank qualified) (book entry).
Dated Jul 16, 2013.
Due Apr 1, 2014 to 2021.
Non-callable.
Winning bid: Piper Jaffray, at 101.9608, TIC 1.316%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $1,500,000 | 2.00% | 0.45% | ||
| 4/1/15 | $720,000 | 2.00% | 0.55% | ||
| 4/1/16 | $745,000 | 2.00% | 0.75% | ||
| 4/1/17 | $770,000 | 2.00% | 1.05% | 0.1000 | |
| 4/1/18 | $795,000 | 2.00% | 1.30% | 0.1000 | |
| 4/1/19 | $145,000 | 2.00% | 1.70% | 0.1000 | |
| 4/1/20 | $150,000 | 2.25% | 1.90% | 0.1000 | |
| 4/1/21 | $155,000 | 2.25% | 2.10% | 0.1000 |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Vining-Sparks IBG, TIC 1.5015%
UMB Bank, TIC 1.532%
BOSC, TIC 1.5673%
Hutchinson Shockey, TIC 1.8032%
Bernardi Securities, TIC 2.2728%
Moraine Park Technical College District
Jun 19, 2013 . . . . . . $2,855,000
General Obligation Promissory Notes, Series 2012-13B (bank qualified) (book entry).
Dated Jun 27, 2013.
Due Apr 1, 2014 to 2023.
Callable Apr 1, 2021 at par.
Winning bid: UMB Bank, at 100.0000, TIC 1.6252%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $495,000 | 1.25% | 0.35% | ||
| 4/1/15 | $500,000 | 1.25% | 0.45% | ||
| 4/1/16 | $505,000 | 1.25% | 0.65% | ||
| 4/1/17 | $185,000 | 1.25% | 0.90% | ||
| 4/1/18 | $190,000 | 1.10% | 1.10% | ||
| 4/1/19 | $185,000 | 1.40% | 1.40% | ||
| 4/1/20 | $195,000 | 1.60% | 1.60% | ||
| 4/1/21 | $195,000 | 1.80% | 1.80% | ||
| 4/1/22 | $200,000 | 2.00% | 2.00% | ||
| 4/1/23 | $205,000 | 2.20% | 2.20% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 1.6591%
Raymond James, TIC 1.8704%
Bernardi Securities, TIC 2.2618%
TAXABLE ISSUES
MASSACHUSETTS
Waltham (City)
Jun 20, 2013 . . . . . . $3,500,000
General Obligation Bond Anticipation Notes (Taxable) (new money).
Dated Jun 27, 2013.
Due Jun 27, 2014.
Purchased $3,500,000.00 by Jefferies, at 1.0%, plus $11,272.00, effective rate 0.6779%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Oppenheimer, Effective Rate 0.6998%
Century Bk, Effective Rate 0.75%
Eastern Bk Cap Mkts, Effective Rate 0.948%
