CALIFORNIA
Fresno County
Jun 4, 2013 . . . . . . $63,000,000
2013-14 Tax and Revenue Anticipation Notes (book entry).
Dated Jul 1, 2013.
Due Jun 30, 2014.
Purchased $63,000,000.00 by JPMorgan, at 1.25%, plus $667,800.00, effective rate 0.1851%.
L.O.: Hawkins, Delafield & Wood, Los Angeles, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Jefferies, Effective Rate 0.1988%
BA Merrill Lynch, Effective Rate 0.2002%
Wells Fargo Secs, Effective Rate 0.2004%
Barclays Capital, Effective Rate 0.2004%
Citigroup, Effective Rate 0.2014%
Mitsubishi UFJ Secs, Effective Rate 0.2073%
Morgan Stanley, Effective Rate 0.2102%
Goldman Sachs, Effective Rate 0.2103%
De La Rosa & Co, Effective Rate 0.2109%
Piper Jaffray, Effective Rate 0.2132%
CONNECTICUT
Middlebury (Town)
Jun 4, 2013 . . . . . . $3,255,000
General Obligation Refunding Bonds, Issue of 2013, Series B (bank qualified) (book entry).
Dated Jun 18, 2013.
Due Mar 15, 2014 to 2023.
Callable Mar 15, 2021 at par.
Winning bid: UMB Bank, at 100.0700, TIC 1.4365%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/14 | $240,000 | 1.00% | 0.30% | ||
| 3/15/15 | $475,000 | 1.00% | 0.40% | ||
| 3/15/16 | $465,000 | 1.00% | 0.55% | ||
| 3/15/17 | $345,000 | 1.20% | 0.75% | ||
| 3/15/18 | $335,000 | 1.20% | 1.00% | ||
| 3/15/19 | $355,000 | 1.20% | 1.20% | ||
| 3/15/20 | $345,000 | 1.45% | 1.45% | ||
| 3/15/21 | $235,000 | 1.60% | 1.65% | ||
| 3/15/22 | $230,000 | 1.85% | 1.90% | ||
| 3/15/23 | $230,000 | 2.00% | 2.00% |
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Robert W. Baird, TIC 1.6083%
Janney Montgomery, TIC 1.7428%
FTN Fin Cap Mkts, TIC 1.7786%
Roosevelt & Cross, TIC 1.7833%
Sterne Agee, TIC 1.9068%
Middlebury (Town)
Jun 4, 2013 . . . . . . $4,900,000
General Obligation Capital Project Bonds, Issue of 2013, Series A (bank qualified) (book entry).
Dated Jun 18, 2013.
Due Jun 15, 2014 to 2033.
Callable Jun 15, 2020 at par.
Winning bid: Robert W. Baird, at 101.5560, TIC 2.5091%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $250,000 | 2.00% | 0.35% | ||
| 6/15/15 | $255,000 | 2.00% | 0.40% | ||
| 6/15/16 | $255,000 | 2.00% | 0.55% | ||
| 6/15/17 | $260,000 | 2.00% | 0.80% | ||
| 6/15/18 | $265,000 | 2.00% | 1.00% | ||
| 6/15/19 | $265,000 | 2.00% | 1.25% | ||
| 6/15/20 | $270,000 | 2.00% | 1.50% | ||
| 6/15/21 | $275,000 | 2.00% | 1.75% | ||
| 6/15/22 | $280,000 | 2.00% | 2.00% | ||
| 6/15/23 | $280,000 | 2.00% | 2.10% | ||
| 6/15/24 | $195,000 | 3.00% | 2.25% | ||
| 6/15/25 | $200,000 | 3.00% | 2.35% | ||
| 6/15/26 | $210,000 | 3.00% | 2.45% | ||
| 6/15/27 | $215,000 | 3.00% | 2.55% | ||
| 6/15/28 | $220,000 | 3.00% | 2.65% | ||
| 6/15/29 | $225,000 | 3.00% | 2.75% | ||
| 6/15/30 | $235,000 | 3.00% | 2.85% | ||
| 6/15/31 | $240,000 | 3.00% | 2.90% | ||
| 6/15/32 | $250,000 | 3.00% | 3.00% | ||
| 6/15/33 | $255,000 | 3.00% | 3.05% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Kildare Capital, Inc., Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, Wedbush Securities Inc..
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Janney Montgomery, TIC 2.6995%
Raymond James, TIC 2.7995%
Sterne Agee, TIC 2.823%
Roosevelt & Cross, TIC 2.8726%
Preston (Town)
Jun 4, 2013 . . . . . . $1,788,000
General Obligation Bonds, Issue of 2013 (bank qualified) (book entry).
Dated Jun 18, 2013.
Due Jun 15, 2016 to 2033.
Callable Jun 15, 2018 at par.
Winning bid: Roosevelt & Cross, at 100.1320, TIC 3.1616%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/16 | $88,000 | 4.00% | 0.90% | ||
| 6/15/17 | $100,000 | 5.00% | 1.15% | ||
| 6/15/18 | $100,000 | 5.00% | 1.40% | ||
| 6/15/19 | $100,000 | 2.00% | 1.75% | ||
| 6/15/20 | $100,000 | 2.00% | 2.00% | ||
| 6/15/21 | $100,000 | 2.25% | 2.25% | ||
| 6/15/22 | $100,000 | 2.50% | 2.50% | ||
| 6/15/23 | $100,000 | 2.50% | 2.65% | ||
| 6/15/24 | $100,000 | 3.00% | 2.80% | ||
| 6/15/25 | $100,000 | 3.00% | 3.00% | ||
| 6/15/26 | $100,000 | 3.00% | 3.10% | ||
| 6/15/27 | $100,000 | 3.125% | 3.20% | ||
| 6/15/28 | $100,000 | 3.25% | 3.30% | ||
| 6/15/29 | $100,000 | 3.375% | 3.40% | ||
| 6/15/30 | $100,000 | 3.375% | 3.45% | ||
| 6/15/31 | $100,000 | 3.50% | 3.50% | ||
| 6/15/32 | $100,000 | 3.50% | 3.55% | ||
| 6/15/33 | $100,000 | 3.50% | 3.60% |
Other managers: UBS Financial Services, Inc..
L.O.: Shipman & Goodwin, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Fidelity Capital, TIC 3.1796%
Piper Jaffray, TIC 3.4754%
Preston (Town)
Jun 4, 2013 . . . . . . $2,000,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Jun 18, 2013.
Due Jun 17, 2014.
Purchased $2,000,000.00 by Jefferies, at 1.25%, plus $17,960.00, effective rate 0.3495%.
L.O.: Shipman & Goodwin, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
TD Securities, Effective Rate 0.3833%
Roosevelt & Cross, Effective Rate 0.3933%
Piper Jaffray, Effective Rate 0.4752%
FLORIDA
Orange County
Jun 4, 2013 . . . . . . $37,895,000
Public Service Tax Refunding Revenue Bonds, Series 2013 (book entry).
Dated Jul 9, 2013.
Due Oct 1, 2014 to 2025.
Non-callable.
Winning bid: TD Securities, at 114.3008, TIC 1.9879%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $5,540,000 | 3.00% | 0.30% | ||
| 10/1/15 | $4,910,000 | 4.00% | 0.52% | ||
| 10/1/16 | $4,610,000 | 5.00% | 0.77% | ||
| 10/1/17 | $3,375,000 | 5.00% | 1.07% | ||
| 10/1/18 | $3,545,000 | 5.00% | 1.38% | ||
| 10/1/19 | $3,615,000 | 5.00% | 1.70% | ||
| 10/1/20 | $2,220,000 | 5.00% | 2.01% | ||
| 10/1/21 | $2,070,000 | 5.00% | 2.31% | ||
| 10/1/22 | $2,075,000 | 5.00% | 2.52% | ||
| 10/1/23 | $2,190,000 | 5.00% | 2.63% | ||
| 10/1/24 | $2,295,000 | 5.00% | 2.84% | ||
| 10/1/25 | $1,450,000 | 5.00% | 2.95% |
L.O.: Nabors, Giblin & Nickerson, Tampa, FL; and Ruye H. Hawkins, Orlando, FL.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Piper Jaffray, TIC 2.0053%
FirstSouthwest, TIC 2.0054%
William Blair, TIC 2.039%
JPMorgan, TIC 2.0444%
BMO Cap Mkts GKST, TIC 2.0461%
BA Merrill Lynch, TIC 2.0544%
Citigroup, TIC 2.0575%
Guggenheim Secs, TIC 2.0851%
FTN Fin Cap Mkts, TIC 2.0964%
Wells Fargo Secs, TIC 2.1524%
Morgan Stanley, TIC 2.1672%
GEORGIA
Clayton County and Clayton County Water Authority
Jun 4, 2013 . . . . . . $17,015,000
Water and Sewerage Revenue Refunding Bonds, Series 2013A (book entry).
Dated Jun 27, 2013.
Due May 1, 2019 to 2020.
Non-callable.
Winning bid: Guggenheim Secs, at 119.1923, TIC 1.7429%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/19 | $3,435,000 | 4.00% | 1.44% | ||
| 5/1/20 | $13,580,000 | 5.00% | 1.78% |
L.O.: King & Spalding, Atlanta, GA.
F.A.: Public Financial Management, Inc., Atlanta, GA.
Other bidders were:
Citigroup, TIC 1.7433%
Hutchinson Shockey, TIC 1.7501%
JPMorgan, TIC 1.7587%
Southwest Securities, TIC 1.7608%
BA Merrill Lynch, TIC 1.7676%
Wells Fargo Secs, TIC 1.7815%
US Bancorp Invest, TIC 1.7909%
BMO Cap Mkts GKST, TIC 1.7909%
Raymond James, TIC 1.7909%
Lebenthal, TIC 1.8259%
INDIANA
Wa-nee Community Schools
Jun 4, 2013 . . . . . . $2,000,000
General Obligation Bonds of 2013 (bank qualified) (book entry).
Dated Jun 27, 2013.
Due Jul 1, 2014 to 2015.
Non-callable.
Winning bid: J.J.B. Hilliard, at n/a, NIC 1.172%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $805,000 | 1.00% | 0.60% | SIP | |
| 1/1/15 | $820,000 | 1.00% | 0.70% | SIP | |
| 7/1/15 | $375,000 | 1.00% | 0.80% | SIP |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 1.199%
Ross Sinclaire, NIC 1.351%
Oppenheimer, NIC 1.746%
IOWA
Mount Vernon (City)
Jun 3, 2013 . . . . . . $1,200,000
General Obligation Capital Loan Notes, Series 2013A (bank qualified) (book entry).
Dated Jul 1, 2013.
Due Jun 1, 2015 to 2028.
Callable Jun 1, 2020 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.5086%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $75,000 | 0.85% | 0.85% | ||
| 6/1/16 | $75,000 | 0.85% | 0.85% | ||
| 6/1/17 | $80,000 | 0.85% | 0.85% | ||
| 6/1/18 | $80,000 | 1.70% | 1.70% | ||
| 6/1/19 | $80,000 | 1.70% | 1.70% | ||
| 6/1/20 | $80,000 | 1.70% | 1.70% | ||
| 6/1/21 | $85,000 | 2.20% | 2.20% | ||
| 6/1/22 | $85,000 | 2.20% | 2.20% | ||
| 6/1/23 | $90,000 | 2.50% | 2.50% | ||
| 6/1/24 | $90,000 | 2.50% | 2.50% | ||
| 6/1/25 | $90,000 | 2.85% | 2.85% | ||
| 6/1/26 | $95,000 | 2.85% | 2.85% | ||
| 6/1/27 | $95,000 | 3.10% | 3.10% | ||
| 6/1/28 | $100,000 | 3.10% | 3.10% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Waterloo, IA; and Speer Financial, Inc., Chicago, IL.
Other bidders were:
UMB Bank, TIC 2.5846%
Hutchinson Shockey, TIC 2.5988%
Van Meter Community School District
Jun 3, 2013 . . . . . . $7,800,000
General Obligation School Bonds, Series 2013 (bank qualified) (book entry).
Dated Jul 1, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2022 at par.
Winning bid: Sterne Agee, at 100.9579, TIC 2.9714%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $200,000 | 2.00% | 0.40% | ||
| 5/1/15 | $65,000 | 2.00% | 0.75% | ||
| 5/1/16 | $70,000 | 2.00% | 1.00% | ||
| 5/1/17 | $65,000 | 2.00% | 1.25% | ||
| 5/1/18 | $70,000 | 2.00% | 1.50% | ||
| 5/1/19 | $70,000 | 2.00% | 1.75% | ||
| 5/1/20 | $75,000 | 2.00% | 2.00% | ||
| 5/1/21 | $465,000 | 2.50% | 2.00% | ||
| 5/1/22 | $475,000 | 2.50% | 2.10% | ||
| 5/1/23 | $490,000 | 2.50% | 2.20% | ||
| 5/1/24 | $500,000 | 3.00% | 2.30% | ||
| 5/1/25 | $515,000 | 3.00% | 2.45% | ||
| 5/1/26 | $530,000 | 3.00% | 2.55% | ||
| 5/1/27 | $550,000 | 3.00% | 2.65% | ||
| 5/1/28 | $565,000 | 3.00% | 2.80% | ||
| 5/1/29 | $580,000 | 3.00% | 2.95% | ||
| 5/1/30 | $600,000 | 3.00% | 3.00% | ||
| 5/1/31 | $615,000 | 3.50% | 3.10% | ||
| 5/1/32 | $640,000 | 3.50% | 3.20% | ||
| 5/1/33 | $660,000 | 3.50% | 3.30% |
Other managers: BOSC, Inc..
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Janney Montgomery, TIC 2.9968%
Robert W. Baird, TIC 3.0727%
FTN Fin Cap Mkts, TIC 3.2117%
Hutchinson Shockey, TIC 3.243%
West Liberty (City)
Jun 4, 2013 . . . . . . $1,360,000
General Obligation Capital Loan Notes, Series 2013A (bank qualified) (book entry).
Dated Jun 28, 2013.
Due Jun 1, 2015 to 2032.
Callable Jun 1, 2020 at par.
Winning bid: Hutchinson Shockey, at 99.2000, TIC 3.2835%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $65,000 | 2.40% | 1.00% | ||
| 6/1/16 | $65,000 | 2.40% | 1.25% | ||
| 6/1/17 | $65,000 | 2.40% | 1.50% | ||
| 6/1/18 | $65,000 | 2.40% | 1.75% | ||
| 6/1/19 | $65,000 | 2.40% | 2.00% | ||
| 6/1/20 | $70,000 | 2.40% | 2.20% | ||
| 6/1/21 | $70,000 | 2.40% | 2.40% | ||
| 6/1/22 | $70,000 | 2.60% | 2.60% | ||
| 6/1/23 | $75,000 | 2.80% | 2.80% | ||
| 6/1/24 | $75,000 | 3.00% | 3.00% | ||
| 6/1/25 | $75,000 | 3.10% | 3.10% | ||
| 6/1/26 | $80,000 | 3.20% | 3.20% | ||
| 6/1/27 | $80,000 | 3.30% | 3.30% | ||
| 6/1/28 | $85,000 | 3.40% | 3.40% | ||
| 6/1/29 | $85,000 | 3.50% | 3.50% | ||
| 6/1/30 | $85,000 | 3.60% | 3.60% | ||
| 6/1/31 | $90,000 | 3.70% | 3.70% | ||
| 6/1/32 | $95,000 | 3.75% | 3.75% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Independent Public Advisors, LLC, Johnston, IA.
Other bidders were:
Northland Securities, TIC 3.5315%
KANSAS
El Dorado (City)
Jun 3, 2013 . . . . . . $6,645,000
General Obligation Refunding and Improvement Bonds, Series 2013A (bank qualified) (book entry).
Dated Jun 27, 2013.
Due Nov 1, 2014 to 2028.
Callable Nov 1, 2021 at par.
Winning bid: UMB Bank, at 99.4100, TIC 1.8995%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $215,000 | 1.00% | 0.40% | ||
| 11/1/15 | $615,000 | 1.00% | 0.55% | ||
| 11/1/16 | $620,000 | 1.00% | 0.65% | ||
| 11/1/17 | $620,000 | 1.00% | 0.85% | ||
| 11/1/18 | $640,000 | 1.05% | 1.05% | ||
| 11/1/19 | $640,000 | 1.25% | 1.25% | ||
| 11/1/20 | $650,000 | 1.45% | 1.45% | ||
| 11/1/21 | $660,000 | 1.65% | 1.65% | ||
| 11/1/22 | $265,000 | 1.90% | 1.90% | ||
| 11/1/23 | $270,000 | 2.05% | 2.05% | ||
| 11/1/24 | $275,000 | 2.15% | 2.15% | ||
| 11/1/25 | $285,000 | 2.25% | 2.30% | ||
| 11/1/26 | $290,000 | 2.45% | 2.50% | ||
| 11/1/27 | $295,000 | 2.60% | 2.65% | ||
| 11/1/28 | $305,000 | 2.75% | 2.80% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 2.0316%
BOSC, TIC 2.5134%
Cowley County
Jun 4, 2013 . . . . . . $3,550,000
General Obligation Sales Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Jul 1, 2013.
Due Sep 1, 2014 to 2018.
Callable Sep 1, 2016 at par.
Winning bid: Country Club Bank, at 100.3250, TIC 0.8996%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $540,000 | 1.00% | 0.35% | ||
| 9/1/15 | $730,000 | 1.00% | 0.50% | ||
| 9/1/16 | $745,000 | 1.00% | 0.65% | ||
| 9/1/17 | $760,000 | 1.00% | 0.80% | ||
| 9/1/18 | $775,000 | 1.00% | 1.00% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: George K. Baum & Co., Wichita, KS.
Other bidders were:
UMB Bank, TIC 0.9609%
Commerce Bank, TIC 1.0597%
Central States Cap, TIC 1.1393%
Junction City (City)
Jun 4, 2013 . . . . . . $8,050,000
General Obligation Refunding Bonds, Series 2013A (bank qualified) (book entry).
Dated Jul 2, 2013.
Due Sep 1, 2013 to 2024.
Callable Sep 1, 2021 at par.
Winning bid: Robert W. Baird, at n/a, TIC 2.0973%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $55,000 | 2.00% | 0.35% | ||
| 9/1/14 | $700,000 | 2.00% | 0.55% | ||
| 9/1/15 | $715,000 | 2.00% | 0.65% | ||
| 9/1/16 | $725,000 | 2.00% | 0.85% | ||
| 9/1/17 | $740,000 | 2.00% | 1.10% | ||
| 9/1/18 | $765,000 | 2.00% | 1.30% | ||
| 9/1/19 | $780,000 | 2.00% | 1.55% | ||
| 9/1/20 | $790,000 | 2.00% | 1.75% | ||
| 9/1/21 | $810,000 | 2.00% | 2.00% | ||
| 9/1/22 | $825,000 | 2.50% | 2.25% | ||
| 9/1/23 | $745,000 | 2.75% | 2.35% | ||
| 9/1/24 | $400,000 | 3.00% | 2.50% |
Other managers: CL King & Associates, Davenport & Company LLC, Crews & Associates, Inc., Edward Jones, Kildare Capital, Inc., Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Isaak Bond Investments, Inc., Ross, Sinclaire & Associates LLC, Duncan-WIlliams, Inc., CastleOak Securities, L.P., Cronin & Co., Inc..
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
MASSACHUSETTS
Dedham (Town)
Jun 4, 2013 . . . . . . $6,988,000
General Obligation Municipal Purpose Loan of 2013 Bonds (bank qualified) (book entry).
Dated Jun 15, 2013.
Due Jun 15, 2014 to 2028.
Callable Jun 15, 2021 at par.
Winning bid: Raymond James, at 101.7308, TIC 1.9698%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $493,000 | 2.00% | 0.30% | ||
| 6/15/15 | $480,000 | 2.00% | 0.45% | ||
| 6/15/16 | $480,000 | 2.00% | 0.60% | ||
| 6/15/17 | $480,000 | 2.00% | 0.80% | ||
| 6/15/18 | $480,000 | 2.00% | 1.00% | ||
| 6/15/19 | $465,000 | 2.00% | 1.30% | ||
| 6/15/20 | $465,000 | 2.00% | 1.50% | ||
| 6/15/21 | $465,000 | 2.00% | 1.75% | ||
| 6/15/22 | $465,000 | 2.125% | 1.90% | ||
| 6/15/23 | $465,000 | 2.25% | 2.00% | ||
| 6/15/24 | $450,000 | 2.25% | 2.05% | ||
| 6/15/25 | $450,000 | 2.375% | 2.15% | ||
| 6/15/26 | $450,000 | 2.375% | 2.25% | ||
| 6/15/27 | $450,000 | 2.375% | 2.30% | ||
| 6/15/28 | $450,000 | 2.375% | 2.35% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UMB Bank, TIC 1.9729%
Robert W. Baird, TIC 2.0806%
FTN Fin Cap Mkts, TIC 2.1865%
Janney Montgomery, TIC 2.2459%
UBS Financial Svcs, TIC 2.2504%
Sterne Agee, TIC 2.3036%
Fidelity Capital, TIC 2.3842%
Everett (City)
Jun 4, 2013 . . . . . . $5,500,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jun 13, 2013.
Due Mar 13, 2014.
Purchased $5,500,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $32,835.00, effective rate 0.204%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.228%
Jefferies, Effective Rate 0.2546%
Century Bk, Effective Rate 0.4467%
Melrose (City)
Jun 4, 2013 . . . . . . $3,795,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jun 13, 2013.
Due Nov 15, 2013.
Purchased $3,795,000.00 by TD Securities, at 1.25%, plus $15,711.30, effective rate 0.2695%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.348%
Century Bk, Effective Rate 0.3553%
Jefferies, Effective Rate 0.4518%
Rockport (Town)
Jun 4, 2013 . . . . . . $1,225,272
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jun 21, 2013.
Due Jun 20, 2014.
Purchased $1,225,270.00 by Eastern Bk Cap Mkts, at 1.0%, plus $6,866.91, effective rate 0.438%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Century Bk, Effective Rate 0.4489%
TD Securities, Effective Rate 0.6042%
Jefferies, Effective Rate 0.7735%
Worcester (City)
Jun 4, 2013 . . . . . . $4,510,000
General Obligation Bond Anticipation Notes, Series A (book entry).
Dated Jun 12, 2013.
Due Nov 7, 2013.
Purchased $4,510,000.00 by TD Securities, at 1.75%, plus $28,097.29, effective rate 0.2032%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Mitsubishi UFJ Secs, Effective Rate 0.2206%
Eastern Bk Cap Mkts, Effective Rate 0.259%
Jefferies, Effective Rate 0.272%
Oppenheimer, Effective Rate 0.7272%
MICHIGAN
Lenawee County
Jun 4, 2013 . . . . . . $2,000,000
General Obligation Limited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Jun 18, 2013.
Due May 1, 2014 to 2023.
Non-callable.
Winning bid: Fifth Third Secs, at 105.4460, TIC 1.8495%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $100,000 | 3.00% | 0.40% | ||
| 5/1/15 | $125,000 | 3.00% | 0.60% | ||
| 5/1/16 | $150,000 | 3.00% | 0.80% | ||
| 5/1/17 | $175,000 | 3.00% | 1.00% | ||
| 5/1/18 | $200,000 | 1.60% | 1.20% | ||
| 5/1/19 | $200,000 | 2.00% | 1.45% | ||
| 5/1/20 | $250,000 | 3.00% | 1.70% | ||
| 5/1/21 | $250,000 | 3.00% | 1.95% | ||
| 5/1/22 | $275,000 | 3.00% | 2.15% | ||
| 5/1/23 | $275,000 | 3.00% | 2.30% |
L.O.: Dickinson Wright PLLC, Detroit, MI.
F.A.: Bendzinski & Company, Detroit, MI.
Other bidders were:
BOSC, TIC 1.8558%
BMO Cap Mkts GKST, TIC 2.0693%
Hutchinson Shockey, TIC 2.0755%
J.J.B. Hilliard, TIC 2.1803%
Northland Securities, TIC 2.1977%
Comerica Securities, TIC 2.417%
Sanilac County
Jun 4, 2013 . . . . . . $2,600,000
2013 Limited Tax General Obligation Bonds (bank qualified) (book entry).
Dated Jun 20, 2013.
Due May 1, 2014 to 2038.
Callable May 1, 2023 at par.
Winning bid: Robert W. Baird, at 99.9376, TIC 3.9423%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $80,000 | 3.00% | 1.00% | ||
| 5/1/15 | $85,000 | 3.00% | 1.10% | ||
| 5/1/16 | $85,000 | 3.00% | 1.30% | ||
| 5/1/17 | $85,000 | 3.00% | 1.50% | ||
| 5/1/18 | $85,000 | 3.00% | 1.75% | ||
| 5/1/19 | $85,000 | 3.00% | 2.05% | ||
| 5/1/20 | $90,000 | 3.00% | 2.30% | ||
| 5/1/21 | $90,000 | 3.00% | 2.60% | ||
| 5/1/22 | $90,000 | 3.00% | 2.80% | ||
| 5/1/23 | $95,000 | 3.00% | 3.00% | ||
| 5/1/26 | $295,000 | 4.00% | 3.20% | ||
| 5/1/29 | $320,000 | 4.00% | 3.60% | ||
| 5/1/33 | $460,000 | 4.00% | 4.00% | ||
| 5/1/38 | $655,000 | 4.25% | 4.25% |
Other managers: CL King & Associates, Ross, Sinclaire & Associates LLC, Coastal Securities Corp., SAMCO Capital Markets, Crews & Associates, Inc., Edward Jones, Kildare Capital, Inc., Loop Capital Markets, LLC, CastleOak Securities, L.P., Northland Securities, Inc., Isaak Bond Investments, Inc., Vining-Sparks IBG, Limited Partnership, Wedbush Securities Inc..
L.O.: Dickinson Wright PLLC, Detroit, MI.
F.A.: Umbaugh LLP, Lansing, MI; and Umbaugh LLP, Okemos, MI.
Other bidders were:
BOSC, TIC 4.329%
MINNESOTA
Brownton (City)
Jun 4, 2013 . . . . . . $1,900,000
General Obligation Natural Gas Revenue Bonds, Series 2013A (bank qualified) (book entry).
Dated Jun 1, 2013.
Due Feb 1, 2016 to 2035.
Callable Feb 1, 2020 at par.
Winning bid: United Banker's Bk, at n/a, NIC 3.4206%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $160,000 | 1.05% | 1.05% | ||
| 2/1/19 | $165,000 | 1.50% | 1.50% | ||
| 2/1/21 | $170,000 | 2.05% | 2.05% | ||
| 2/1/23 | $175,000 | 2.50% | 2.50% | ||
| 2/1/25 | $180,000 | 2.85% | 2.85% | ||
| 2/1/27 | $190,000 | 3.10% | 3.10% | ||
| 2/1/29 | $195,000 | 3.40% | 3.40% | ||
| 2/1/31 | $205,000 | 3.60% | 3.60% | ||
| 2/1/33 | $225,000 | 3.80% | 3.80% | ||
| 2/1/35 | $235,000 | 4.00% | 4.00% |
L.O.: Briggs & Morgan, Minneapolis, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
Robert W. Baird, NIC 3.554%
Northland Securities, NIC 3.6307%
BOSC, NIC 4.2526%
Delano (City)
Jun 4, 2013 . . . . . . $4,405,000
General Obligation Street Reconstruction Bonds, Series 2013A (bank qualified) (book entry).
Dated Jun 15, 2013.
Due Feb 1, 2019 to 2034.
Callable Feb 1, 2023 at par.
Winning bid: Raymond James, at 101.5435, TIC 3.1754%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/20 | $125,000 | 2.00% | 1.75% | ||
| 2/1/23 | $285,000 | 3.00% | 2.30% | ||
| 2/1/25 | $330,000 | 3.00% | 2.40% | ||
| 2/1/26 | $235,000 | 3.00% | 2.50% | ||
| 2/1/27 | $255,000 | 3.00% | 2.70% | ||
| 2/1/28 | $280,000 | 3.00% | 2.80% | ||
| 2/1/29 | $410,000 | 3.25% | 2.90% | ||
| 2/1/30 | $435,000 | 3.50% | 3.00% | ||
| 2/1/31 | $465,000 | 3.625% | 3.15% | ||
| 2/1/32 | $495,000 | 3.20% | 3.20% | ||
| 2/1/33 | $530,000 | 3.25% | 3.25% | ||
| 2/1/34 | $560,000 | 3.75% | 3.35% |
L.O.: Briggs & Morgan, St. Paul, MN; and Briggs & Morgan, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 3.3504%
BOSC, TIC 3.4172%
Granite Falls (City)
Jun 3, 2013 . . . . . . $1,245,000
General Obligation Improvement Bonds, Seris 2013A (bank qualified) (book entry).
Dated Jun 27, 2013.
Due Feb 1, 2020 to 2028.
Callable Feb 1, 2021 at par.
Winning bid: BOSC, at 100.8864, TIC 2.8669%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/20 | $125,000 | 2.00% | 1.70% | ||
| 2/1/21 | $130,000 | 2.00% | 1.90% | ||
| 2/1/22 | $130,000 | 2.50% | 2.05% | ||
| 2/1/24 | $270,000 | 3.00% | 2.40% | ||
| 2/1/26 | $285,000 | 3.00% | 2.60% | ||
| 2/1/28 | $305,000 | 3.50% | 2.80% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 3.1234%
New Ulm (City)
Jun 4, 2013 . . . . . . $2,875,000
General Obligation Permanent Improvement Revolving Fund Bonds, Series 2013A (bank qualified) (book entry).
Dated Jul 15, 2013.
Due Dec 1, 2014 to 2023.
Callable Dec 1, 2018 at par.
Winning bid: United Banker's Bk, at n/a, TIC 1.6227%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $260,000 | 0.30% | 0.30% | ||
| 12/1/15 | $270,000 | 0.40% | 0.40% | ||
| 12/1/16 | $275,000 | 0.60% | 0.60% | ||
| 12/1/17 | $280,000 | 0.80% | 0.80% | ||
| 12/1/18 | $285,000 | 1.00% | 1.00% | ||
| 12/1/19 | $290,000 | 1.25% | 1.25% | ||
| 12/1/20 | $295,000 | 1.55% | 1.55% | ||
| 12/1/21 | $300,000 | 1.85% | 1.85% | ||
| 12/1/22 | $305,000 | 2.00% | 2.00% | ||
| 12/1/23 | $315,000 | 2.15% | 2.15% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN; and Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
BMO Cap Mkts GKST, TIC 1.6593%
Stifel Nicolaus, TIC 1.6865%
FTN Fin Cap Mkts, TIC 1.7262%
Piper Jaffray, TIC 1.7691%
Robert W. Baird, TIC 1.8033%
BOSC, TIC 1.9913%
New Ulm (City)
Jun 4, 2013 . . . . . . $2,950,000
General Obligation Public Utility Revenue Bonds, Serties 2013B (bank qualified) (book entry).
Dated Jul 15, 2013.
Due Dec 1, 2014 to 2028.
Callable Dec 1, 2021 at par.
Winning bid: Robert W. Baird, at 100.6423, TIC 2.3843%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $170,000 | 2.00% | 0.35% | ||
| 12/1/15 | $175,000 | 2.00% | 0.50% | ||
| 12/1/16 | $180,000 | 2.00% | 0.70% | ||
| 12/1/17 | $180,000 | 2.00% | 0.90% | ||
| 12/1/18 | $185,000 | 2.00% | 1.15% | ||
| 12/1/19 | $190,000 | 2.00% | 1.40% | ||
| 12/1/20 | $190,000 | 2.00% | 1.60% | ||
| 12/1/21 | $195,000 | 2.00% | 1.80% | ||
| 12/1/22 | $200,000 | 2.00% | 2.00% | ||
| 12/1/23 | $205,000 | 2.15% | 2.15% | ||
| 12/1/24 | $210,000 | 2.30% | 2.30% | ||
| 12/1/25 | $210,000 | 2.75% | 2.45% | ||
| 12/1/26 | $215,000 | 3.00% | 2.60% | ||
| 12/1/27 | $220,000 | 3.00% | 2.75% | ||
| 12/1/28 | $225,000 | 3.00% | 2.90% |
Other managers: CL King & Associates, Kildare Capital, Inc., Cronin & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Wedbush Securities Inc., Dougherty & Company LLC, Vining-Sparks IBG, Limited Partnership, Country Club Bank, Bernardi Securities, Inc., Northland Securities, Inc..
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN; and Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.5114%
BOSC, TIC 2.7036%
Ramsey County
Jun 3, 2013 . . . . . . $22,700,000
General Obligation Capital Improvement Plan Bonds, Series 2013A (book entry).
Dated Jun 24, 2013.
Due Feb 1, 2014 to 2033.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 110.7975, TIC 2.3619%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $365,000 | 2.00% | 0.35% | ||
| 2/1/15 | $975,000 | 4.00% | 0.45% | ||
| 2/1/16 | $710,000 | 4.00% | 0.65% | ||
| 2/1/17 | $1,750,000 | 5.00% | 0.90% | ||
| 2/1/18 | $1,860,000 | 4.00% | 1.05% | ||
| 2/1/19 | $1,920,000 | 5.00% | 1.40% | ||
| 2/1/20 | $2,530,000 | 5.00% | 1.65% | ||
| 2/1/21 | $2,620,000 | 5.00% | 1.91% | ||
| 2/1/22 | $2,710,000 | 5.00% | 2.14% | ||
| 2/1/23 | $2,815,000 | 2.50% | 2.50% | ||
| 2/1/24 | $390,000 | 2.50% | 2.62% | ||
| 2/1/25 | $400,000 | 2.75% | 2.83% | ||
| 2/1/26 | $410,000 | 3.00% | 3.00% | ||
| 2/1/27 | $420,000 | 3.00% | 3.10% | ||
| 2/1/28 | $435,000 | 3.05% | 3.20% | ||
| 2/1/29 | $450,000 | 3.25% | 3.30% | ||
| 2/1/30 | $460,000 | 3.25% | 3.35% | ||
| 2/1/33 | $1,480,000 | 3.50% | 3.50% |
Other managers: CL King & Associates, Coastal Securities Corp., Fidelity Capital Markets, SAMCO Capital Markets, Kildare Capital, Inc., Cronin & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Bank of New York Mellon Capital Markets, LLC, Incapital LLC.
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Hutchinson Shockey, TIC 2.3774%
William Blair, TIC 2.4045%
Piper Jaffray, TIC 2.4178%
BA Merrill Lynch, TIC 2.428%
BMO Cap Mkts GKST, TIC 2.4616%
UBS Financial Svcs, TIC 2.5086%
US Bancorp Invest, TIC 2.5871%
NEW JERSEY
Long Branch (City)
Jun 4, 2013 . . . . . . $75,000
Special Emergency Notes.
Dated Jun 13, 2013.
Due Jun 13, 2014.
Purchased $75,000.00 by Oppenheimer, at 4.0%, plus $15.00, effective rate 3.98%.
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Municipal Official(s).
Long Branch (City)
Jun 4, 2013 . . . . . . $5,206,000
Bond Anticipation Notes.
Dated Jun 13, 2013.
Due Jun 13, 2014.
Purchased $5,206,000.00 by JPMorgan Chase, at 0.84%, effective rate 0.84%.
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.88%
Oppenheimer, Effective Rate 1.054%
NW Capital, Effective Rate 1.273%
NEW YORK
Auburn City School District
Jun 4, 2013 . . . . . . $4,000,000
School District (Serial) Bonds, 2013 (book entry).
Dated Jun 25, 2013.
Due Jun 15, 2014 to 2029.
Callable Jun 15, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.163%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $220,000 | 2.75% | 0.50% | AGM | |
| 6/15/15 | $225,000 | 3.00% | 0.70% | AGM | |
| 6/15/16 | $240,000 | 3.00% | 1.00% | AGM | |
| 6/15/17 | $240,000 | 3.00% | 1.35% | AGM | |
| 6/15/18 | $250,000 | 3.00% | 1.70% | AGM | |
| 6/15/19 | $255,000 | 3.00% | 2.00% | AGM | |
| 6/15/20 | $265,000 | 3.00% | 2.25% | AGM | |
| 6/15/21 | $270,000 | 3.00% | 2.50% | AGM | |
| 6/15/22 | $265,000 | 3.00% | 2.75% | AGM | |
| 6/15/23 | $275,000 | 3.00% | 2.90% | AGM | |
| 6/15/24 | $275,000 | 3.00% | 3.00% | AGM | |
| 6/15/25 | $275,000 | 3.125% | 3.125% | AGM | |
| 6/15/26 | $295,000 | 3.25% | 3.25% | AGM | |
| 6/15/27 | $305,000 | 3.375% | 3.375% | AGM | |
| 6/15/28 | $315,000 | 3.50% | 3.50% | AGM | |
| 6/15/29 | $30,000 | 3.50% | 3.60% | AGM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc..
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Robert W. Baird, NIC 3.459%
Auburn City School District
Jun 4, 2013 . . . . . . $9,070,000
Bond Anticipation Notes, 2013 (New Issue).
Dated Jun 25, 2013.
Due Jun 25, 2014.
Purchased $9,070,000.00 by Jefferies, at 1.0%, plus $61,950.00, effective rate 0.317%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
TD Securities, Effective Rate 0.382%
Oppenheimer, Effective Rate 0.5302%
JPMorgan Chase, Effective Rate 0.62%
Roosevelt & Cross, Effective Rate 0.754%
First Niagara Bank, Effective Rate 0.8%
Ballston Spa Central School District
Jun 4, 2013 . . . . . . $14,875,000
Bond Anticipation Notes, 2013 Series A.
Dated Jun 11, 2013.
Due Jun 11, 2014.
Purchased $14,875,000.00 by JPMorgan, at 0.75%, plus $75,416.25, effective rate 0.243%.
L.O.: Lemery Greisler LLC, Saratoga Springs, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.289%
Jefferies, Effective Rate 0.293%
Oppenheimer, Effective Rate 0.619%
First Niagara Bank, Effective Rate 0.8%
FNB of Scotia, Effective Rate 0.93%
Ballston Natl Bank, Effective Rate 1.2%
Elmira City School District
Jun 4, 2013 . . . . . . $525,000
Bond Anticipation Notes, 2013 Series B (Renewal) (bank qualified) (book entry).
Dated Jun 13, 2013.
Due Jun 13, 2014.
Purchased $525,000.00 by Roosevelt & Cross, at 1.0%, plus $1,375.00, effective rate 0.7381%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 1.077%
Oppenheimer, Effective Rate 1.356%
Bank of Greene Co, Effective Rate 1.99%
Evans (Town)
Jun 4, 2013 . . . . . . $1,855,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Jun 13, 2013.
Due Jun 13, 2014.
Purchased $1,855,000.00 by JPMorgan Chase, at 0.91%, effective rate 0.91%.
L.O.: Harris, Beach LLP, Pittsford, NY; and Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.9239%
Oppenheimer, Effective Rate 0.9535%
Roosevelt & Cross, Effective Rate 1.81%
Forestville Central School District
Jun 4, 2013 . . . . . . $8,673,514
School District Serial Bonds, 2013 (bank qualified) (book entry).
Dated Jun 18, 2013.
Due Jun 15, 2014 to 2025.
Callable Jun 15, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.2402%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $658,514 | 2.00% | 0.40% | BAM | |
| 6/15/15 | $675,000 | 2.00% | 0.55% | BAM | |
| 6/15/16 | $690,000 | 2.00% | 0.70% | BAM | |
| 6/15/17 | $710,000 | 2.00% | 1.00% | BAM | |
| 6/15/18 | $725,000 | 2.00% | 1.25% | BAM | |
| 6/15/19 | $745,000 | 2.00% | 1.60% | BAM | |
| 6/15/20 | $760,000 | 2.00% | 1.85% | BAM | |
| 6/15/21 | $780,000 | 2.00% | 2.00% | BAM | |
| 6/15/22 | $805,000 | 2.25% | 2.25% | BAM | |
| 6/15/23 | $825,000 | 2.375% | 2.45% | BAM | |
| 6/15/24 | $845,000 | 2.50% | 2.60% | BAM | |
| 6/15/25 | $455,000 | 2.75% | 2.85% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Robert W. Baird, NIC 2.5987%
Fort Plain Village
Jun 4, 2013 . . . . . . $560,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Jun 13, 2013.
Due Jun 13, 2014.
Purchased $560,000.00 by Roosevelt & Cross, at 1.0%, plus $48.00, effective rate 0.9914%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 3.375%
Kingston City School District
Jun 4, 2013 . . . . . . $3,000,000
Bond Anticipation Notes, 2013 Series A (bank qualified).
Dated Jun 18, 2013.
Due Jun 18, 2014.
Purchased $3,000,000.00 by JPMorgan Chase, at 0.52%, effective rate 0.52%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.5459%
TD Securities, Effective Rate 0.579%
Oppenheimer, Effective Rate 0.6905%
Roosevelt & Cross, Effective Rate 1.033%
Mechanicville City School District
Jun 4, 2013 . . . . . . $1,425,000
Bond Anticipation Notes, 2013 (Renewals) (bank qualified).
Dated Jun 21, 2013.
Due Dec 30, 2013.
Purchased $1,425,000.00 by TD Bank, N.A., at 0.59%, effective rate 0.59%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
FNB of Scotia, Effective Rate 0.63%
TD Securities, Effective Rate 0.7195%
Oppenheimer, Effective Rate 1.1217%
Owego Apalachin Central School District
Jun 4, 2013 . . . . . . $8,098,038
School District Serial Bonds, Series 2013 (book entry).
Dated Jun 18, 2013.
Due Jun 15, 2014 to 2025.
Callable Jun 15, 2020 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.8915%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $683,038 | 2.00% | 0.45% | AGM | |
| 6/15/15 | $580,000 | 2.00% | 0.65% | AGM | |
| 6/15/16 | $600,000 | 1.50% | 0.85% | AGM | |
| 6/15/17 | $610,000 | 4.00% | 1.30% | AGM | |
| 6/15/18 | $630,000 | 4.00% | 1.70% | AGM | |
| 6/15/19 | $655,000 | 2.00% | 2.00% | AGM | |
| 6/15/20 | $670,000 | 4.00% | 2.25% | AGM | |
| 6/15/21 | $695,000 | 2.50% | 2.50% | AGM | |
| 6/15/22 | $715,000 | 2.50% | 2.75% | AGM | |
| 6/15/23 | $730,000 | 2.75% | 2.90% | AGM | |
| 6/15/24 | $755,000 | 3.00% | 3.00% | AGM | |
| 6/15/25 | $775,000 | 3.00% | 3.12% | AGM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., BNY Capital Markets, Inc. (A subsidiary of The Bank of New York).
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Fidelity Capital, NIC 2.9813%
Hutchinson Shockey, NIC 2.9978%
Peekskill City School District
Jun 4, 2013 . . . . . . $187,739
Bond Anticipation Notes, 2013 (bank qualified).
Dated Jun 27, 2013.
Due Jun 27, 2014.
Purchased $187,740.00 by Roosevelt & Cross, at 1.0%, plus $335.00, effective rate 0.8216%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.99%
JPMorgan Chase, Effective Rate 2.22%
Oppenheimer, Effective Rate 2.4734%
Peekskill City School District
Jun 4, 2013 . . . . . . $4,400,000
School District (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Jun 25, 2013.
Due Jun 15, 2014 to 2032.
Callable Jun 15, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.2655%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $170,000 | 3.00% | 0.40% | AGM | |
| 6/15/15 | $170,000 | 3.00% | 0.60% | AGM | |
| 6/15/16 | $180,000 | 3.00% | 0.80% | AGM | |
| 6/15/17 | $185,000 | 3.00% | 1.00% | AGM | |
| 6/15/18 | $190,000 | 3.00% | 1.30% | AGM | |
| 6/15/19 | $200,000 | 3.00% | 1.60% | AGM | |
| 6/15/20 | $205,000 | 3.00% | 1.90% | AGM | |
| 6/15/21 | $210,000 | 3.00% | 2.15% | AGM | |
| 6/15/22 | $220,000 | 3.00% | 2.35% | AGM | |
| 6/15/23 | $225,000 | 3.00% | 2.55% | AGM | |
| 6/15/24 | $235,000 | 3.125% | 2.75% | AGM | |
| 6/15/25 | $245,000 | 3.125% | 2.90% | AGM | |
| 6/15/26 | $255,000 | 3.125% | 3.00% | AGM | |
| 6/15/27 | $260,000 | 3.125% | 3.15% | AGM | |
| 6/15/28 | $270,000 | 3.25% | 3.30% | AGM | |
| 6/15/29 | $280,000 | 3.50% | 3.40% | AGM | |
| 6/15/30 | $290,000 | 3.50% | 3.50% | AGM | |
| 6/15/31 | $300,000 | 3.50% | 3.55% | AGM | |
| 6/15/32 | $310,000 | 3.50% | 3.60% | AGM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Suffolk County
Jun 4, 2013 . . . . . . $62,320,000
Public Improvement Serial Bonds-2013 Series A (book entry).
Dated Jun 18, 2013.
Due Jun 15, 2014 to 2033.
Callable Jun 15, 2021 at par.
Winning bid: Citigroup, at n/a, NIC 3.608%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $1,845,000 | 3.25% | 0.45% | AGM | |
| 6/15/15 | $2,625,000 | 3.25% | 0.80% | AGM | |
| 6/15/16 | $2,650,000 | 3.25% | 1.00% | AGM | |
| 6/15/17 | $2,680,000 | 3.25% | 1.35% | AGM | |
| 6/15/18 | $2,710,000 | 3.25% | 1.70% | AGM | |
| 6/15/19 | $2,755,000 | 3.25% | 2.00% | AGM | |
| 6/15/20 | $2,805,000 | 3.25% | 2.25% | AGM | |
| 6/15/21 | $2,860,000 | 3.25% | 2.50% | AGM | |
| 6/15/22 | $2,930,000 | 3.25% | 2.75% | AGM | |
| 6/15/23 | $3,000,000 | 3.25% | 3.00% | AGM | |
| 6/15/24 | $3,080,000 | 3.25% | 3.15% | AGM | |
| 6/15/25 | $3,165,000 | 3.25% | 3.25% | AGM | |
| 6/15/26 | $3,260,000 | 3.25% | 3.40% | AGM | |
| 6/15/27 | $3,360,000 | 3.50% | 3.50% | AGM | |
| 6/15/28 | $3,465,000 | 3.50% | 3.55% | AGM | |
| 6/15/29 | $3,575,000 | 3.50% | 3.60% | AGM | |
| 6/15/30 | $3,695,000 | 4.00% | 3.65% | AGM | |
| 6/15/31 | $3,820,000 | 4.00% | 3.70% | AGM | |
| 6/15/32 | $3,950,000 | 4.00% | 3.75% | AGM | |
| 6/15/33 | $4,090,000 | 4.00% | 3.80% | AGM |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Loop Capital Markets, LLC, M.R. Beal & Co., Stifel, Nicolaus & Co., Inc., Sterne, Agee & Leach, Inc, Mesirow Financial, Inc..
L.O.: Harris Beach PLLC, Hempstead, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
BA Merrill Lynch, NIC 3.6507%
Morgan Stanley, NIC 3.7057%
TD Securities, NIC 4.0552%
JPMorgan, NIC 4.0718%
Wells Fargo Secs, NIC 4.231%
Syracuse (City)
Jun 4, 2013 . . . . . . $5,040,000
General Obligation Airport (Serial) Bonds, Series 2013B (Subject to AMT) (book entry) (AMT).
Dated Jun 12, 2013.
Due Jun 1, 2014 to 2023.
Callable Jun 1, 2021 at par.
Winning bid: Hutchinson Shockey, at n/a, TIC 2.5031%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $1,090,000 | 4.00% | 0.75% | BAM | |
| 6/1/15 | $1,090,000 | 4.00% | 1.15% | BAM | |
| 6/1/16 | $770,000 | 3.00% | 1.50% | BAM | |
| 6/1/17 | $470,000 | 3.00% | 1.75% | BAM | |
| 6/1/18 | $370,000 | 3.00% | 2.00% | BAM | |
| 6/1/19 | $250,000 | 3.00% | 2.35% | BAM | |
| 6/1/20 | $250,000 | 3.00% | 2.75% | BAM | |
| 6/1/21 | $250,000 | 3.00% | 3.00% | BAM | |
| 6/1/22 | $250,000 | 3.00% | 3.10% | BAM | |
| 6/1/23 | $250,000 | 3.00% | 3.20% | BAM |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Raymond James, TIC 2.5936%
UBS Financial Svcs, TIC 3.1014%
Syracuse (City)
Jun 4, 2013 . . . . . . $18,258,000
Public Improvement (Serial) Bonds, Series 2013A (book entry).
Dated Jun 12, 2013.
Due Jun 1, 2015 to 2033.
Callable Jun 1, 2021 at par.
Winning bid: Raymond James, at 101.5645, TIC 3.2788%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $1,264,000 | 2.00% | 0.65% | AGM | |
| 6/1/16 | $1,435,000 | 2.00% | 0.90% | AGM | |
| 6/1/17 | $1,520,000 | 3.00% | 1.20% | AGM | |
| 6/1/18 | $1,540,000 | 4.00% | 1.50% | AGM | |
| 6/1/19 | $875,000 | 4.00% | 1.85% | AGM | |
| 6/1/20 | $900,000 | 4.00% | 2.20% | AGM | |
| 6/1/21 | $925,000 | 4.00% | 2.57% | AGM | |
| 6/1/22 | $945,000 | 3.00% | 2.83% | AGM | |
| 6/1/23 | $965,000 | 3.00% | 3.00% | AGM | |
| 6/1/24 | $965,000 | 3.125% | 3.15% | AGM | |
| 6/1/25 | $975,000 | 3.125% | 3.28% | AGM | |
| 6/1/26 | $894,000 | 3.375% | 3.41% | AGM | |
| 6/1/27 | $915,000 | 3.375% | 3.50% | AGM | |
| 6/1/28 | $890,000 | 3.50% | 3.60% | AGM | |
| 6/1/29 | $650,000 | 3.625% | 3.70% | AGM | |
| 6/1/30 | $660,000 | 3.75% | 3.77% | AGM | |
| 6/1/31 | $670,000 | 3.75% | 3.85% | AGM | |
| 6/1/32 | $680,000 | 4.00% | 3.95% | AGM | |
| 6/1/33 | $590,000 | 4.00% | 4.00% | AGM |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC, StockCross Financial Services, Inc..
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Hutchinson Shockey, TIC 3.348%
UBS Financial Svcs, TIC 3.387%
Thousand Islands Central School District
Jun 4, 2013 . . . . . . $2,238,500
Bond Anticipation Notes, 2013 (bank qualified).
Dated Jun 21, 2013.
Due Jun 20, 2014.
Purchased $2,238,500.00 by Jefferies, at 1.5%, plus $17,193.00, effective rate 0.7298%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
PNC Capital Markets, Effective Rate 0.7309%
KeyBanc Cap Mkts, Effective Rate 0.8335%
Oppenheimer, Effective Rate 0.8635%
TD Securities, Effective Rate 0.9467%
JPMorgan Chase, Effective Rate 1.03%
Roosevelt & Cross, Effective Rate 1.2834%
Utica City School District
Jun 4, 2013 . . . . . . $10,000,000
Revenue Anticipation Notes, Series 2013.
Dated Jun 14, 2013.
Due Jun 13, 2014.
Purchased $10,000,000.00 by Jefferies, at 1.5%, plus $51,903.00, effective rate 0.9795%.
L.O.: Bond, Schoeneck & King, PLLC, Utica, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.04%
TD Securities, Effective Rate 1.0648%
Oppenheimer, Effective Rate 1.3626%
Roosevelt & Cross, Effective Rate 1.4843%
West Genesee Central School District
Jun 4, 2013 . . . . . . $5,000,000
Revenue Anticipation Notes, 2013.
Dated Jun 17, 2013.
Due Dec 6, 2013.
Purchased $5,000,000.00 by Jefferies, at 1.0%, plus $13,627.00, effective rate 0.4194%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.46%
TD Securities, Effective Rate 0.4845%
PNC Capital Markets, Effective Rate 0.5498%
Oppenheimer, Effective Rate 0.8921%
First Niagara Bank, Effective Rate 1.07%
NORTH CAROLINA
New Hanover County
Jun 4, 2013 . . . . . . $54,000,000
General Obligation Community College Bonds, Series 2013A (book entry).
Dated Jun 27, 2013.
Due Jun 1, 2015 to 2034.
Callable Jun 1, 2023 at par.
Winning bid: Janney Montgomery, at 112.6159, TIC 2.8673%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $2,750,000 | 5.00% | 0.40% | ||
| 6/1/16 | $2,750,000 | 4.00% | 0.59% | ||
| 6/1/17 | $2,750,000 | 5.00% | 0.80% | ||
| 6/1/18 | $2,750,000 | 5.00% | 1.15% | ||
| 6/1/19 | $2,750,000 | 5.00% | 1.44% | ||
| 6/1/20 | $2,750,000 | 5.00% | 1.66% | ||
| 6/1/21 | $2,750,000 | 5.00% | 1.94% | ||
| 6/1/22 | $2,750,000 | 5.00% | 2.15% | ||
| 6/1/23 | $2,750,000 | 5.00% | 2.28% | ||
| 6/1/24 | $2,750,000 | 5.00% | 2.36% | ||
| 6/1/25 | $2,750,000 | 5.00% | 2.48% | ||
| 6/1/26 | $2,750,000 | 3.00% | 2.84% | ||
| 6/1/27 | $2,750,000 | 3.00% | 3.00% | ||
| 6/1/28 | $2,750,000 | 4.00% | 3.10% | ||
| 6/1/29 | $2,750,000 | 4.00% | 3.17% | ||
| 6/1/30 | $2,750,000 | 4.00% | 3.23% | ||
| 6/1/31 | $2,750,000 | 4.00% | 3.29% | ||
| 6/1/32 | $2,750,000 | 4.00% | 3.35% | ||
| 6/1/33 | $2,750,000 | 4.00% | 3.40% | ||
| 6/1/34 | $1,750,000 | 4.00% | 3.45% |
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Raleigh, NC.
F.A.: Local Government Commission, Raleigh, NC.
Other bidders were:
Citigroup, TIC 2.8806%
JPMorgan, TIC 2.8974%
BA Merrill Lynch, TIC 2.9019%
Piper Jaffray, TIC 2.9096%
William Blair, TIC 2.9169%
US Bancorp Invest, TIC 2.9395%
Morgan Stanley, TIC 2.9504%
Wells Fargo Secs, TIC 2.9505%
Robert W. Baird, TIC 2.9969%
Hutchinson Shockey, TIC 3.0081%
NORTH DAKOTA
Parshall
Jun 3, 2013 . . . . . . $4,790,000
Water and Sewer Revenue Bonds, Series 2013 (bank qualified) (book entry).
Dated Jul 2, 2013.
Due Sep 1, 2013 to 2032.
Callable Sep 1, 2017 at par.
Winning bid: Northland Securities, at n/a, NIC 3.6287%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $300,000 | 2.00% | 0.40% | ||
| 9/1/14 | $200,000 | 2.00% | 0.60% | ||
| 9/1/15 | $200,000 | 2.00% | 0.80% | ||
| 9/1/16 | $200,000 | 2.00% | 1.00% | ||
| 9/1/17 | $200,000 | 2.00% | 1.25% | ||
| 9/1/18 | $205,000 | 2.00% | 1.50% | ||
| 9/1/19 | $210,000 | 2.00% | 1.75% | ||
| 9/1/20 | $210,000 | 2.00% | 2.00% | ||
| 9/1/22 | $435,000 | 2.50% | 2.50% | ||
| 9/1/24 | $460,000 | 3.00% | 3.00% | ||
| 9/1/26 | $490,000 | 3.50% | 3.50% | ||
| 9/1/28 | $520,000 | 3.75% | 3.75% | ||
| 9/1/30 | $560,000 | 4.00% | 4.00% | ||
| 9/1/32 | $600,000 | 4.20% | 4.20% |
L.O.: Arntson Stewart Wegner PC, Bismarck, ND.
F.A.: AMKO Advisors, Grand Forks, ND.
OHIO
Richmond Heights (City)
Jun 4, 2013 . . . . . . $1,190,000
General Obligation Street Improvement Bond Anticipation Notes, Series 2013 (Limited Tax) (bank qualified).
Dated Jun 18, 2013.
Due Jun 18, 2014.
Purchased $1,190,000.00 by First Merit, at 0.489%, effective rate 0.489%.
L.O.: Squire, Sanders & Dempsey (US) LLP, Cleveland, OH.
F.A.: Sudsina & Associates, Bainbridge Twp, OH; and Sudsina & Associates, Aurora, OH.
Other bidders were:
KeyBanc Cap Mkts, Effective Rate 0.633%
Oppenheimer, Effective Rate 1.0149%
Sweney Cartwright, Effective Rate 1.25%
OKLAHOMA
Caddo County Independent School District No. 167 (Fort Cobb-Broxton)
Jun 4, 2013 . . . . . . $445,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Jul 1, 2013.
Due Jul 1, 2015.
Non-callable.
Winning bid: Legacy Bank, at n/a, NIC 0.68%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $445,000 | 0.68% | NRO |
L.O.: State Attorney General.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 0.795%
F & M Bank, NIC 0.8%
Washita Valley Bank, NIC 0.85%
Seminole County Independent School District No. 1 (Seminole)
Jun 4, 2013 . . . . . . $580,000
Building Bonds of 2013 (bank qualified) (book entry).
Dated Jul 25, 2013.
Due Jul 1, 2015.
Non-callable.
Winning bid: Legacy Bank, at n/a, NIC 0.55%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $580,000 | 0.55% | NRO |
L.O.: State Attorney General.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Commerce Bank, NIC 0.6285%
Country Club Bank, NIC 0.745%
BancFirst, NIC 0.8%
UMB Bank, NIC 0.825%
SOUTH CAROLINA
Chesterfield County School District
Jun 4, 2013 . . . . . . $250,000
General Obligation Bonds, Series 2013B (bank qualified).
Dated Jun 13, 2013.
Due Mar 1, 2014.
Non-callable.
Winning bid: BB&T Cap Mkts, at n/a, TIC 1.05%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/14 | $250,000 | 1.05% | NRO |
L.O.: Pope Zeigler, LLC, Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
First Citizens Bk, TIC 1.15%
TEXAS
Fort Bend County Municipal Utility District No. 144
Jun 4, 2013 . . . . . . $2,695,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Jul 1, 2013.
Due Apr 1, 2014 to 2037.
Callable Apr 1, 2021 at par.
Winning bid: Comerica Securities, at 97.1177, NIC 4.082%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/14 | $60,000 | 2.00% | 1.15% | ||
| 4/1/15 | $60,000 | 2.00% | 1.25% | ||
| 4/1/16 | $60,000 | 2.00% | 1.40% | ||
| 4/1/17 | $65,000 | 2.00% | 1.75% | ||
| 4/1/18 | $70,000 | 2.00% | 2.10% | ||
| 4/1/19 | $75,000 | 2.50% | 2.40% | ||
| 4/1/20 | $80,000 | 3.00% | 2.65% | ||
| 4/1/21 | $80,000 | 3.00% | 2.95% | ||
| 4/1/23 | $175,000 | 3.50% | 3.35% | ||
| 4/1/25 | $195,000 | 3.50% | 3.60% | ||
| 4/1/27 | $225,000 | 3.70% | 3.80% | ||
| 4/1/29 | $245,000 | 3.80% | 3.95% | ||
| 4/1/31 | $275,000 | 3.90% | 4.05% | ||
| 4/1/33 | $310,000 | 4.00% | 4.15% | ||
| 4/1/35 | $340,000 | 4.125% | 4.20% | ||
| 4/1/37 | $380,000 | 4.25% | 4.30% |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Southwest Securities, NIC 4.0931%
RBC Capital Mkts, NIC 4.1152%
GMS Group, NIC 4.2247%
SAMCO Cap Mkts, NIC 4.3196%
BOSC, NIC 4.8959%
Gladewater (City)
Jun 4, 2013 . . . . . . $3,660,000
Combination Tax and Revenue Certificates of Obligation, Series 2013 (bank qualified) (book entry).
Dated Jun 15, 2013.
Due Aug 15, 2014 to 2030.
Callable Aug 15, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 103.1100, TIC 2.864%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $115,000 | 2.00% | 0.40% | BAM | |
| 8/15/15 | $140,000 | 2.00% | 0.50% | BAM | |
| 8/15/16 | $150,000 | 2.00% | 0.70% | BAM | |
| 8/15/17 | $165,000 | 2.00% | 0.95% | BAM | |
| 8/15/18 | $170,000 | 2.00% | 1.10% | BAM | |
| 8/15/19 | $195,000 | 2.00% | 1.40% | BAM | |
| 8/15/21 | $405,000 | 2.00% | 2.00% | BAM | |
| 8/15/22 | $205,000 | 3.00% | 2.15% | BAM | |
| 8/15/23 | $275,000 | 3.50% | 2.30% | BAM | |
| 8/15/24 | $270,000 | 3.50% | 2.45% | BAM | |
| 8/15/25 | $305,000 | 3.50% | 2.55% | BAM | |
| 8/15/26 | $300,000 | 3.50% | 2.65% | BAM | |
| 8/15/27 | $340,000 | 3.50% | 2.75% | BAM | |
| 8/15/28 | $330,000 | 3.50% | 2.80% | BAM | |
| 8/15/30 | $295,000 | 4.00% | 3.00% | BAM |
Other managers: Coastal Securities Corp., Crews & Associates, Inc..
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Dallas, TX.
Other bidders were:
FirstSouthwest, TIC 2.9641%
Robert W. Baird, TIC 2.9909%
BOSC, TIC 3.0605%
Hays County Water Control & Improvement District No. 1
Jun 4, 2013 . . . . . . $2,500,000
Unlimited Tax Bonds, Series 2013 (bank qualified) (book entry).
Dated Jun 1, 2013.
Due Sep 1, 2014 to 2032.
Callable Sep 1, 2020 at par.
Winning bid: FirstSouthwest, at 97.3456, NIC 3.7609%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $80,000 | 2.00% | 1.00% | BAM | |
| 9/1/15 | $85,000 | 2.00% | 1.25% | BAM | |
| 9/1/16 | $90,000 | 2.00% | 1.50% | BAM | |
| 9/1/17 | $95,000 | 2.00% | 1.75% | BAM | |
| 9/1/18 | $95,000 | 2.00% | 2.00% | BAM | |
| 9/1/19 | $105,000 | 2.20% | 2.20% | BAM | |
| 9/1/20 | $110,000 | 2.40% | 2.40% | BAM | |
| 9/1/21 | $115,000 | 2.60% | 2.60% | BAM | |
| 9/1/22 | $120,000 | 2.80% | 2.80% | BAM | |
| 9/1/24 | $260,000 | 3.00% | 3.10% | BAM | |
| 9/1/26 | $285,000 | 3.50% | 3.50% | BAM | |
| 9/1/28 | $320,000 | 3.80% | 3.875% | BAM | |
| 9/1/30 | $350,000 | 4.00% | 4.00% | BAM | |
| 9/1/32 | $390,000 | 4.00% | 4.05% | BAM |
L.O.: Kelly Hart & Hallman, Austin, TX; and State Attorney General.
F.A.: SAMCO Capital Markets, Austin, TX.
Other bidders were:
Coastal Securities, NIC 3.7773%
FTN Fin Cap Mkts, NIC 3.7987%
Sterne Agee, NIC 3.8591%
Hutchinson Shockey, NIC 3.9043%
Vining-Sparks IBG, NIC 3.9588%
Little Elm (Town)
Jun 4, 2013 . . . . . . $6,000,000
Combination Tax and Limited Pledge Revenue Certificates of Obligation, Series 2013 (bank qualified) (book entry).
Dated Jun 1, 2013.
Due Aug 1, 2014 to 2033.
Callable Aug 1, 2023 at par.
Winning bid: BOSC, at 101.2559, TIC 2.8194%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $150,000 | 1.50% | 0.40% | ||
| 8/1/15 | $255,000 | 1.50% | 0.60% | ||
| 8/1/16 | $255,000 | 1.50% | 0.80% | ||
| 8/1/17 | $260,000 | 1.50% | 1.00% | ||
| 8/1/18 | $265,000 | 1.50% | 1.20% | ||
| 8/1/19 | $270,000 | 1.75% | 1.45% | ||
| 8/1/20 | $275,000 | 2.00% | 1.60% | ||
| 8/1/21 | $280,000 | 2.00% | 1.80% | ||
| 8/1/22 | $285,000 | 2.00% | 1.95% | ||
| 8/1/23 | $290,000 | 2.25% | 2.10% | ||
| 8/1/24 | $295,000 | 2.50% | 2.30% | ||
| 8/1/25 | $305,000 | 3.00% | 2.35% | ||
| 8/1/26 | $315,000 | 3.00% | 2.45% | ||
| 8/1/27 | $325,000 | 3.00% | 2.55% | ||
| 8/1/28 | $335,000 | 3.00% | 2.70% | ||
| 8/1/30 | $700,000 | 3.50% | 3.15% | ||
| 8/1/33 | $1,140,000 | 3.50% | 3.30% |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., San Antonio, TX.
Other bidders were:
Raymond James, TIC 2.8723%
Sterne Agee, TIC 2.9482%
Robert W. Baird, TIC 2.9913%
FirstSouthwest, TIC 3.0068%
Coastal Securities, TIC 3.0511%
Texas A & M University System Board of Regents
Jun 4, 2013 . . . . . . $40,955,000
Revenue Financing System Bonds, Series 2013A (book entry).
Dated May 15, 2013.
Due May 15, 2014 to 2022.
Non-callable.
Winning bid: JPMorgan, at 113.3525, TIC 1.6799%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/14 | $7,150,000 | 2.00% | 0.18% | ||
| 5/15/15 | $3,165,000 | 3.00% | 0.30% | ||
| 5/15/16 | $3,250,000 | 4.00% | 0.53% | ||
| 5/15/17 | $3,375,000 | 4.00% | 0.77% | ||
| 5/15/18 | $3,510,000 | 4.00% | 1.05% | ||
| 5/15/19 | $3,655,000 | 4.00% | 1.39% | ||
| 5/15/20 | $3,805,000 | 4.00% | 1.64% | ||
| 5/15/21 | $3,950,000 | 5.00% | 1.92% | ||
| 5/15/22 | $9,095,000 | 5.00% | 2.14% |
Other managers: Estrada Hinojosa & Company, Inc., Academy Securities Inc..
L.O.: Andrews Kurth LLP, Austin, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
RBC Capital Mkts, TIC 1.7044%
Citigroup, TIC 1.7123%
Wells Fargo Secs, TIC 1.7179%
Morgan Stanley, TIC 1.7191%
Raymond James, TIC 1.7279%
BOSC, TIC 1.7409%
Piper Jaffray, TIC 1.7456%
Goldman Sachs, TIC 1.7585%
BA Merrill Lynch, TIC 1.787%
Jefferies, TIC 1.8065%
Robert W. Baird, TIC 1.8577%
WISCONSIN
Belleville Village
Jun 3, 2013 . . . . . . $3,855,000
General Obligation Refunding Bonds, Series 2013A (bank qualified) (book entry).
Dated Jun 27, 2013.
Due Oct 1, 2014 to 2030.
Callable Oct 1, 2022 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.5939%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $70,000 | 0.50% | 0.50% | ||
| 10/1/15 | $95,000 | 0.65% | 0.65% | ||
| 10/1/16 | $130,000 | 0.80% | 0.80% | ||
| 10/1/17 | $180,000 | 1.00% | 1.00% | ||
| 10/1/18 | $215,000 | 1.25% | 1.25% | ||
| 10/1/19 | $260,000 | 1.50% | 1.50% | ||
| 10/1/20 | $280,000 | 1.80% | 1.80% | ||
| 10/1/21 | $285,000 | 2.10% | 2.10% | ||
| 10/1/22 | $285,000 | 2.20% | 2.20% | ||
| 10/1/23 | $280,000 | 2.40% | 2.40% | ||
| 10/1/24 | $280,000 | 2.50% | 2.50% | ||
| 10/1/25 | $275,000 | 2.70% | 2.70% | ||
| 10/1/26 | $270,000 | 2.85% | 2.85% | ||
| 10/1/27 | $295,000 | 3.00% | 3.00% | ||
| 10/1/28 | $290,000 | 3.10% | 3.10% | ||
| 10/1/29 | $285,000 | 3.20% | 3.20% | ||
| 10/1/30 | $80,000 | 3.30% | 3.30% |
L.O.: Griggs Law Office LLC, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 3.0317%
BOSC, TIC 3.2385%
Chippewa Falls (City)
Jun 4, 2013 . . . . . . $4,405,000
General Obligation Corporate Purpose Bonds, Series 2013B (bank qualified) (book entry).
Dated Jun 26, 2013.
Due Dec 1, 2014 to Jun 1, 2033.
Callable Dec 1, 2021 at par.
Winning bid: Raymond James, at 102.0637, TIC 2.6338%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $150,000 | 2.00% | 0.45% | ||
| 12/1/15 | $175,000 | 2.00% | 0.50% | ||
| 12/1/16 | $175,000 | 2.00% | 0.75% | ||
| 12/1/17 | $175,000 | 2.00% | 1.00% | ||
| 12/1/18 | $250,000 | 2.00% | 1.15% | ||
| 12/1/19 | $255,000 | 2.00% | 1.65% | ||
| 12/1/20 | $255,000 | 2.125% | 1.85% | ||
| 12/1/21 | $260,000 | 2.25% | 1.90% | ||
| 12/1/22 | $265,000 | 2.50% | 2.15% | ||
| 12/1/23 | $270,000 | 2.75% | 2.25% | ||
| 12/1/24 | $275,000 | 2.75% | 2.35% | ||
| 12/1/25 | $380,000 | 3.00% | 2.45% | ||
| 12/1/26 | $330,000 | 3.00% | 2.50% | ||
| 12/1/27 | $290,000 | 3.125% | 2.65% | ||
| 12/1/28 | $295,000 | 3.25% | 2.75% | ||
| 12/1/31 | $345,000 | 3.50% | 3.15% | ||
| 6/1/33 | $260,000 | 3.25% | 3.25% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 2.6974%
Robert W. Baird, TIC 2.7249%
Southern Door County School District
Jun 3, 2013 . . . . . . $1,125,000
General Obligation School Improvement Bonds, Series 2013A (bank qualified) (book entry).
Dated Jun 20, 2013.
Due Mar 1, 2020 to 2028.
Callable Mar 1, 2022 at par.
Winning bid: UMB Bank, at 101.7800, TIC 2.592%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/20 | $110,000 | 2.50% | 1.40% | ||
| 3/1/21 | $115,000 | 2.50% | 1.55% | ||
| 3/1/22 | $120,000 | 2.50% | 1.75% | ||
| 3/1/23 | $120,000 | 2.50% | 2.00% | ||
| 3/1/24 | $125,000 | 2.50% | 2.15% | ||
| 3/1/25 | $130,000 | 3.00% | 2.30% | ||
| 3/1/26 | $130,000 | 3.00% | 2.45% | ||
| 3/1/27 | $135,000 | 3.00% | 2.60% | ||
| 3/1/28 | $140,000 | 3.00% | 2.75% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: PMA Securities, Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 2.7665%
Robert W. Baird, TIC 2.8706%
TAXABLE ISSUES
MASSACHUSETTS
Needham (Town)
Jun 4, 2013 . . . . . . $266,000
General Obligation Taxable Bond Anticipation Notes (new).
Dated Jun 14, 2013.
Due Jun 28, 2013.
Purchased $266,000.00 by Century Bk, at 0.55%, effective rate 0.55%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.6%
Worcester (City)
Jun 4, 2013 . . . . . . $1,200,000
Taxable General Obligation Bond Anticipation Notes, Series B (book entry).
Dated Jun 12, 2013.
Due Nov 7, 2013.
Purchased $1,200,000.00 by Jefferies, at 3.25%, plus $10,454.00, effective rate 1.087%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.398%
MINNESOTA
Ramsey County
Jun 3, 2013 . . . . . . $12,000,000
Taxable General Obligation Capital Improvement Plan Bonds, Series 2013B (book entry).
Dated Jun 24, 2013.
Due Feb 1, 2015 to 2033.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 100.1602, TIC 3.2298%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $510,000 | 2.00% | 0.50% | ||
| 2/1/16 | $515,000 | 2.00% | 0.70% | ||
| 2/1/17 | $550,000 | 2.00% | 1.00% | ||
| 2/1/18 | $555,000 | 2.00% | 1.40% | ||
| 2/1/19 | $560,000 | 2.50% | 1.60% | ||
| 2/1/20 | $565,000 | 2.50% | 1.90% | ||
| 2/1/21 | $575,000 | 2.50% | 2.35% | ||
| 2/1/22 | $585,000 | 2.50% | 2.55% | ||
| 2/1/23 | $595,000 | 2.75% | 2.75% | ||
| 2/1/24 | $610,000 | 3.00% | 2.90% | ||
| 2/1/25 | $625,000 | 3.00% | 3.05% | ||
| 2/1/26 | $645,000 | 3.20% | 3.20% | ||
| 2/1/27 | $660,000 | 3.35% | 3.35% | ||
| 2/1/33 | $4,450,000 | 3.65% | 3.65% |
Other managers: CL King & Associates, Coastal Securities Corp., Fidelity Capital Markets, SAMCO Capital Markets, Kildare Capital, Inc., Cronin & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Bank of New York Mellon Capital Markets, LLC, Incapital LLC.
L.O.: McGrann Shea Carnival Straughn & Lamb, Chartered, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Sterne Agee, TIC 3.5206%
