ARKANSAS
Fort Smith School District No. 100 of Sebastian County
May 17, 2012 . . . . . . $5,125,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated May 1, 2012.
Due Aug 1, 2013 to 2023.
Callable Aug 1, 2016 at par.
Winning bid: Crews & Associates, at n/a, TIC 1.9557%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $365,000 | 1.50% | 0.60% | ||
| 8/1/14 | $435,000 | 1.50% | 0.70% | ||
| 8/1/15 | $445,000 | 1.50% | 1.00% | ||
| 8/1/16 | $450,000 | 1.50% | 1.10% | ||
| 8/1/17 | $460,000 | 1.50% | 1.30% | ||
| 8/1/18 | $465,000 | 2.00% | 1.60% | ||
| 8/1/19 | $480,000 | 2.00% | 1.80% | ||
| 8/1/20 | $490,000 | 2.00% | 1.90% | ||
| 8/1/21 | $495,000 | 2.00% | 2.00% | ||
| 8/1/23 | $1,040,000 | 2.00% | 2.05% |
Other managers: Edward D. Jones & Co..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 1.9927%
CALIFORNIA
Albany Unified School District
May 17, 2012 . . . . . . $17,770,000
2012 General Obligation Refunding Bonds (book entry).
Dated May 31, 2012.
Due Aug 1, 2012 to 2030.
Callable Aug 1, 2022 at par.
Winning bid: Stifel Nicolaus, at 108.5120, TIC 2.4292%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $1,000,000 | 2.00% | NRO | NRO | |
| 8/1/13 | $1,000,000 | 4.00% | NRO | NRO | |
| 8/1/14 | $1,370,000 | 4.00% | NRO | NRO | |
| 8/1/15 | $1,425,000 | 4.00% | NRO | NRO | |
| 8/1/16 | $1,480,000 | 4.00% | 0.91% | ||
| 8/1/17 | $1,545,000 | 4.00% | 1.16% | ||
| 8/1/18 | $1,410,000 | 4.00% | 1.42% | ||
| 8/1/19 | $1,120,000 | 4.00% | 1.67% | ||
| 8/1/20 | $850,000 | 5.00% | 1.92% | ||
| 8/1/21 | $895,000 | 4.00% | 2.14% | ||
| 8/1/22 | $595,000 | 5.00% | 2.32% | ||
| 8/1/23 | $625,000 | 4.00% | 2.60% | ||
| 8/1/24 | $650,000 | 4.00% | 2.83% | ||
| 8/1/25 | $675,000 | 3.00% | 3.00% | ||
| 8/1/26 | $695,000 | 3.00% | 3.15% | ||
| 8/1/27 | $720,000 | 3.125% | 3.25% | ||
| 8/1/28 | $745,000 | 3.125% | 3.35% | ||
| 8/1/29 | $475,000 | 3.25% | 3.45% | ||
| 8/1/30 | $495,000 | 3.375% | 3.50% |
Other managers: FirstSouthwest, Southwest Securities, Inc..
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
BA Merrill Lynch, TIC 2.4496%
Robert W. Baird, TIC 2.6065%
Fidelity Capital, TIC 2.6183%
Citigroup, TIC 2.6968%
Mitsubishi UFJ Secs, TIC 2.7398%
US Bancorp Invest, TIC 2.7979%
Elk Grove Unified School District
May 17, 2012 . . . . . . $25,000,000
2011-12 Tax and Revenue Anticipation Notes (book entry).
Dated May 31, 2012.
Due Oct 1, 2012.
Purchased $25,000,000.00 by Morgan Stanley, at 3.0%, plus $228,250.00, effective rate 0.2811%.
L.O.: Lozano Smith, Sacramento, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
BA Merrill Lynch, Effective Rate 0.3002%
Stifel Nicolaus, Effective Rate 0.3321%
Piper Jaffray, Effective Rate 0.4008%
Jefferies, Effective Rate 0.4698%
Oppenheimer, Effective Rate 0.8693%
INDIANA
East Noble School Corporation
May 17, 2012 . . . . . . $2,000,000
General Obligation Bonds of 2012 (bank qualified) (book entry).
Dated May 31, 2012.
Due Jul 15, 2013 to Jan 15, 2018.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.3484%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/13 | $10,000 | 1.25% | 0.70% | ||
| 7/15/14 | $60,000 | 1.25% | 0.90% | ||
| 7/15/15 | $75,000 | 1.25% | 1.00% | ||
| 1/15/17 | $125,000 | 1.25% | 1.00% | ||
| 7/15/17 | $860,000 | 1.20% | 1.10% | ||
| 1/15/18 | $870,000 | 1.25% | 1.25% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Other bidders were:
Ross Sinclaire, NIC 1.4911%
J.J.B. Hilliard, NIC 1.5496%
KANSAS
De Soto (City)
May 17, 2012 . . . . . . $4,475,000
General Obligation Refunding and Improvement Bonds, Series 2012-A (bank qualified) (book entry).
Dated Jun 6, 2012.
Due Sep 1, 2012 to 2034.
Callable Sep 1, 2019 at par.
Winning bid: Robert W. Baird, at n/a, TIC 2.6315%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $35,000 | 2.00% | 0.45% | ||
| 9/1/13 | $115,000 | 2.00% | 0.55% | ||
| 9/1/14 | $215,000 | 2.00% | 0.65% | ||
| 9/1/15 | $330,000 | 2.00% | 0.80% | ||
| 9/1/16 | $280,000 | 2.00% | 0.90% | ||
| 9/1/17 | $285,000 | 2.00% | 1.10% | ||
| 9/1/18 | $325,000 | 2.00% | 1.30% | ||
| 9/1/19 | $330,000 | 2.00% | 1.50% | ||
| 9/1/20 | $335,000 | 2.00% | 1.75% | ||
| 9/1/21 | $305,000 | 2.00% | 2.00% | ||
| 9/1/22 | $315,000 | 2.25% | 2.10% | ||
| 9/1/23 | $300,000 | 2.25% | 2.20% | ||
| 9/1/24 | $290,000 | 2.50% | 2.35% | ||
| 9/1/25 | $275,000 | 2.50% | 2.45% | ||
| 9/1/26 | $145,000 | 2.75% | 2.55% | ||
| 9/1/27 | $115,000 | 2.75% | 2.65% | ||
| 9/1/28 | $90,000 | 3.00% | 2.75% | ||
| 9/1/29 | $55,000 | 3.00% | 2.85% | ||
| 9/1/30 | $55,000 | 3.00% | 2.90% | ||
| 9/1/31 | $60,000 | 3.00% | 3.00% | ||
| 9/1/34 | $220,000 | 3.30% | 3.30% |
Other managers: CL King & Associates, Kildare Capital, Inc., Edward D. Jones & Co., Loop Capital Markets, LLC, SAMCO Capital Markets, Corby Capital Markets, Inc., Davenport & Company LLC, Wedbush Securities Inc, Isaak Bond Investments, Inc., Duncan-Williams, Inc., Ross, Sinclaire & Associates LLC, Northland Securities, Inc., Central States Capital Markets, LLC, CastleOak Securities, L.P..
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.6699%
Commerce Bank, TIC 2.6966%
KENTUCKY
Fayette County School District Finance Corporation
May 17, 2012 . . . . . . $42,310,000
School Building Refunding Revenue Bonds, Series 2012A (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Jun 7, 2012.
Due Apr 1, 2013 to 2025.
Callable Apr 1, 2022 at par.
Winning bid: BA Merrill Lynch, at 112.2306, NIC 2.6835%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/13 | $310,000 | 3.00% | 0.50% | ||
| 4/1/14 | $20,000 | 4.00% | 0.70% | ||
| 4/1/15 | $20,000 | 4.00% | 0.84% | ||
| 4/1/16 | $1,745,000 | 4.00% | 0.96% | ||
| 4/1/17 | $1,615,000 | 4.00% | 1.16% | ||
| 4/1/18 | $1,725,000 | 4.00% | 1.37% | ||
| 4/1/19 | $1,745,000 | 4.00% | 1.57% | ||
| 4/1/20 | $1,690,000 | 4.00% | 1.87% | ||
| 4/1/21 | $6,175,000 | 4.00% | 2.09% | ||
| 4/1/22 | $6,425,000 | 4.00% | 2.30% | ||
| 4/1/23 | $6,675,000 | 4.00% | 2.45% | ||
| 4/1/24 | $6,940,000 | 4.00% | 2.58% | ||
| 4/1/25 | $7,225,000 | 4.00% | 2.70% |
L.O.: Stoll, Keenon Ogden PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 2.8719%
Morgan Stanley, NIC 3.184%
Perry County School District Finance Corporation
May 17, 2012 . . . . . . $3,360,000
School Building Refunding Revenue Bonds, Series of 2012 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jun 1, 2012.
Due Jun 1, 2013 to 2024.
Non-callable.
Winning bid: Robert W. Baird, at 99.0000, NIC 2.0769%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $1,030,000 | 1.10% | 1.10% | ||
| 6/1/18 | $320,000 | 2.00% | 1.45% | ||
| 6/1/19 | $325,000 | 2.00% | 1.65% | ||
| 6/1/20 | $330,000 | 2.00% | 1.85% | ||
| 6/1/21 | $330,000 | 2.00% | 2.00% | ||
| 6/1/22 | $330,000 | 2.00% | 2.10% | ||
| 6/1/23 | $345,000 | 2.25% | 2.25% | ||
| 6/1/24 | $350,000 | 2.25% | 2.40% |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Duncan-Williams, Inc., CL King & Associates, SAMCO Capital Markets, Edward D. Jones & Co., Kildare Capital, Inc., Loop Capital Markets, LLC, PNC Capital Markets, FTN Financial Capital Markets, Northland Securities, Inc., CastleOak Securities, L.P., Vining-Sparks IBG, Limited Partnership.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
Sterne Agee, NIC 2.2388%
Fifth Third Secs, NIC 2.2686%
Stifel Nicolaus, NIC 2.3218%
Raceland-Worthington Independent School District Finance Corporation
May 17, 2012 . . . . . . $2,280,000
School Building Refunding Revenue Bonds, Series of 2012 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jun 1, 2012.
Due Sep 1, 2012 to 2023.
Non-callable.
Winning bid: Robert W. Baird, at 99.0000, NIC 1.984%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $925,000 | 1.05% | 1.05% | ||
| 9/1/18 | $220,000 | 2.00% | 1.45% | ||
| 9/1/19 | $225,000 | 2.00% | 1.65% | ||
| 9/1/20 | $230,000 | 2.00% | 1.85% | ||
| 9/1/21 | $235,000 | 2.00% | 2.00% | ||
| 9/1/22 | $240,000 | 2.00% | 2.10% | ||
| 9/1/23 | $205,000 | 2.25% | 2.25% |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Duncan-Williams, Inc., CL King & Associates, SAMCO Capital Markets, Edward D. Jones & Co., Kildare Capital, Inc., Loop Capital Markets, LLC, PNC Capital Markets, FTN Financial Capital Markets, Northland Securities, Inc., CastleOak Securities, L.P., Vining-Sparks IBG, Limited Partnership.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 2.076%
Versailles (City)
May 17, 2012 . . . . . . $9,825,000
Water and Sewer Refunding and Improvement Revenue Bonds, Series of 2012 (bank qualified) (book entry).
Dated May 31, 2012.
Due Dec 1, 2012 to 2024.
Callable Jun 1, 2022 at par.
Winning bid: Ross Sinclaire, at 99.1193, NIC 2.3657%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $600,000 | 1.00% | NRO | NRO | |
| 12/1/13 | $615,000 | 1.00% | NRO | NRO | |
| 12/1/17 | $2,525,000 | 1.50% | NRO | NRO | |
| 12/1/18 | $655,000 | 2.00% | NRO | NRO | |
| 12/1/19 | $675,000 | 2.00% | NRO | NRO | |
| 12/1/20 | $685,000 | 2.00% | NRO | NRO | |
| 12/1/21 | $700,000 | 2.25% | NRO | NRO | |
| 12/1/22 | $1,090,000 | 2.375% | NRO | NRO | |
| 12/1/23 | $1,125,000 | 2.60% | NRO | NRO | |
| 12/1/24 | $1,155,000 | 2.70% | NRO | NRO |
Other managers: Duncan-Williams, Inc., PNC Capital Markets, Robert W. Baird & Co., Inc., FTN Financial Capital Markets, Edward D. Jones & Co., J.J.B. Hilliard, W.L. Lyons, Inc., Crews & Associates, Inc..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: First Kentucky Securities Corp., Frankfort, KY.
Other bidders were:
Sterne Agee, NIC 2.3934%
Raymond James | MK, NIC 2.689%
MASSACHUSETTS
Longmeadow (Town)
May 17, 2012 . . . . . . $1,461,000
Bond Anticipation Notes (bank qualified).
Dated May 29, 2012.
Due Dec 13, 2012.
Purchased $1,461,000.00 by Century Bk, at 0.45%, effective rate 0.45%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.55%
UniBank Fiscal Adv, Effective Rate 0.6%
People's United Bk, Effective Rate 0.6%
Marshfield (Town)
May 17, 2012 . . . . . . $5,577,000
General Obligation Bond Anticipation Notes (book entry).
Dated Jun 4, 2012.
Due Nov 15, 2012.
Purchased $5,577,000.00 by Jefferies, at 0.75%, plus $11,881.00, effective rate 0.273%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.3627%
FirstSouthwest, Effective Rate 0.3886%
Century Bk, Effective Rate 0.4%
Janney Montgomery, Effective Rate 0.6776%
Medway (Town)
May 17, 2012 . . . . . . $700,000
Bond Anticipation Notes (State Qualified) (Renewal) (bank qualified).
Dated Jun 1, 2012.
Due Jun 1, 2013.
Purchased $700,000.00 by UniBank Fiscal Adv, at 0.6%, effective rate 0.6%.
F.A.: UniBank Fiscal Advisory Services, Inc., Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.65%
TD Bank, N.A., Effective Rate 0.94%
Worcester (City)
May 17, 2012 . . . . . . $6,845,000
General Obligation District Improvement Financing Bonds (book entry).
Dated Jun 1, 2012.
Due Jun 1, 2017 to 2040.
Callable Jun 1, 2022 at par.
Winning bid: Raymond James | MK, at 101.4997, TIC 3.9609%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $180,000 | 3.00% | NRO | NRO | |
| 6/1/18 | $185,000 | 3.00% | NRO | NRO | |
| 6/1/19 | $190,000 | 3.00% | NRO | NRO | |
| 6/1/20 | $200,000 | 3.25% | NRO | NRO | |
| 6/1/21 | $205,000 | 4.00% | NRO | NRO | |
| 6/1/22 | $210,000 | 4.00% | NRO | NRO | |
| 6/1/23 | $220,000 | 4.00% | NRO | NRO | |
| 6/1/24 | $230,000 | 4.00% | NRO | NRO | |
| 6/1/25 | $240,000 | 4.00% | NRO | NRO | |
| 6/1/26 | $250,000 | 4.00% | NRO | NRO | |
| 6/1/27 | $260,000 | 4.00% | NRO | NRO | |
| 6/1/28 | $270,000 | 3.375% | NRO | NRO | |
| 6/1/29 | $275,000 | 3.50% | NRO | NRO | |
| 6/1/30 | $285,000 | 3.50% | NRO | NRO | |
| 6/1/31 | $295,000 | 5.00% | NRO | NRO | |
| 6/1/32 | $310,000 | 5.00% | NRO | NRO | |
| 6/1/33 | $325,000 | 5.00% | NRO | NRO | |
| 6/1/36 | $1,075,000 | 4.00% | NRO | NRO | |
| 6/1/40 | $1,640,000 | 4.10% | NRO | NRO |
Other managers: Fidelity Capital Markets, Morgan Stanley & Co., Inc., FirstSouthwest, Winslow, Evans & Crocker, StockCross Financial Services, Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Roosevelt & Cross, TIC 3.9611%
Robert W. Baird, TIC 4.0878%
Hutchinson Shockey, TIC 4.2003%
Worcester (City)
May 17, 2012 . . . . . . $21,905,000
General Obligation Bond Anticipation Notes (book entry).
Dated Jun 1, 2012.
Due Nov 8, 2012.
Purchased $21,905,000.00 by BA Merrill Lynch, at 1.0%, plus $60,019.70, effective rate 0.3717%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.4084%
JPMorgan, Effective Rate 0.4451%
Jefferies, Effective Rate 0.481%
Eastern Bk Cap Mkts, Effective Rate 0.544%
Janney Montgomery, Effective Rate 0.5713%
Eastern Bk Cap Mkts, Effective Rate 0.644%
Oppenheimer, Effective Rate 0.7455%
Morgan Stanley, Effective Rate 0.7687%
Oppenheimer, Effective Rate 0.8969%
MICHIGAN
Monroe County Board of County Road Commissioners
May 17, 2012 . . . . . . $700,000
Michigan Transportation Fund Notes, Series 2012 (bank qualified) (book entry).
Dated May 31, 2012.
Due Aug 1, 2013 to 2022.
Callable Aug 1, 2019 at par.
Winning bid: Citizens Bank, at n/a, TIC 3.049%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $50,000 | 3.05% | NRO | NRO | |
| 8/1/14 | $50,000 | 3.05% | NRO | NRO | |
| 8/1/15 | $75,000 | 3.05% | NRO | NRO | |
| 8/1/16 | $75,000 | 3.05% | NRO | NRO | |
| 8/1/17 | $75,000 | 3.05% | NRO | NRO | |
| 8/1/18 | $75,000 | 3.05% | NRO | NRO | |
| 8/1/19 | $75,000 | 3.05% | NRO | NRO | |
| 8/1/20 | $75,000 | 3.05% | NRO | NRO | |
| 8/1/21 | $75,000 | 3.05% | NRO | NRO | |
| 8/1/22 | $75,000 | 3.05% | NRO | NRO |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Bendzinski & Company, Detroit, MI.
MISSOURI
Hazelwood (City)
May 16, 2012 . . . . . . $5,289,047
General Obligation Refunding Bonds, Series 2012 (Current Interest Bonds) (bank qualified) (book entry). $5,225,000
Dated Jun 28, 2012.
Due Mar 1, 2016 to 2025.
Callable Mar 1, 2022 at par.
Winning bid: UMB Bank, at 98.2758, TIC 1.8863%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $520,000 | 1.40% | NRO | NRO | |
| 3/1/17 | $530,000 | 1.40% | NRO | NRO | |
| 3/1/18 | $540,000 | 1.45% | NRO | NRO | |
| 3/1/19 | $545,000 | 1.25% | NRO | NRO | |
| 3/1/20 | $555,000 | 1.45% | NRO | NRO | |
| 3/1/21 | $570,000 | 1.65% | NRO | NRO | |
| 3/1/22 | $175,000 | 1.80% | NRO | NRO | |
| 3/1/23 | $585,000 | 2.00% | NRO | NRO | |
| 3/1/24 | $595,000 | 2.10% | NRO | NRO | |
| 3/1/25 | $610,000 | 2.20% | NRO | NRO |
General Obligation Refunding Bonds, Series 2012 (Capital Appreciation Bonds) (bank qualified) (book entry). $64,047
Dated Jun 28, 2012.
Due Mar 1, 2022.
Non-callable.
Winning bid: UMB Bank, at 98.2758, TIC 1.8863%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/22 | $64,047 | 0.00% | NRO | NRO |
L.O.: Gilmore & Bell, St. Louis, MO.
F.A.: Stifel, Nicolaus & Co., Inc., St. Louis, MO.
Other bidders were:
FTN Fin Cap Mkts, TIC 1.9231%
Piper Jaffray, TIC 1.9663%
Commerce Bank, TIC 2.0361%
NEW JERSEY
Red Bank Borough
May 17, 2012 . . . . . . $300,000
Tax Appeal Refunding Notes of 2012, Series A (bank qualified).
Dated May 29, 2012.
Due May 28, 2013.
Purchased $300,000.00 by Eastern Bk Cap Mkts, at 1.175%, effective rate 1.175%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 1.95%
Oppenheimer, Effective Rate 2.2%
Red Bank Borough
May 17, 2012 . . . . . . $450,000
Special Emergency Notes of 2012, Series A (bank qualified).
Dated May 29, 2012.
Due May 28, 2013.
Purchased $450,000.00 by East Brunswick Twp, at 1.186%, effective rate 1.186%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.91%
TD Bank, N.A., Effective Rate 1.95%
Upper Saddle River Borough
May 17, 2012 . . . . . . $6,130,000
General Improvement Bonds (bank qualified) (book entry).
Dated Jun 1, 2012.
Due Jun 1, 2013 to 2028.
Callable Jun 1, 2022 at par.
Winning bid: Roosevelt & Cross, at 100.6148, NIC 2.0318%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $245,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $245,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $295,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $275,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $295,000 | 2.00% | NRO | NRO | |
| 6/1/18 | $350,000 | 2.00% | NRO | NRO | |
| 6/1/19 | $370,000 | 2.00% | NRO | NRO | |
| 6/1/20 | $390,000 | 2.00% | NRO | NRO | |
| 6/1/21 | $410,000 | 2.00% | NRO | NRO | |
| 6/1/22 | $425,000 | 2.00% | NRO | NRO | |
| 6/1/23 | $440,000 | 2.00% | NRO | NRO | |
| 6/1/24 | $450,000 | 2.00% | NRO | NRO | |
| 6/1/25 | $475,000 | 2.00% | NRO | NRO | |
| 6/1/26 | $485,000 | 2.125% | NRO | NRO | |
| 6/1/27 | $490,000 | 2.25% | NRO | NRO | |
| 6/1/28 | $490,000 | 2.375% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Fidelity Capital, NIC 2.0543%
Janney Montgomery, NIC 2.0656%
Robert W. Baird, NIC 2.137%
NEW YORK
Springville Village
May 17, 2012 . . . . . . $2,985,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jun 1, 2012.
Due Dec 20, 2012.
Purchased $2,985,000.00 by Jefferies, at 1.5%, plus $8,568.00, effective rate 0.9807%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1215%
First Niagara Bank, Effective Rate 1.38%
JPMorgan Chase, Effective Rate 1.38%
Roosevelt & Cross, Effective Rate 1.9978%
OKLAHOMA
Comanche County Independent School District No. 16 (Elgin)
May 17, 2012 . . . . . . $1,765,000
Combined Purpose Bonds of 2012 (bank qualified) (book entry).
Dated Jul 1, 2012.
Due Jul 1, 2014.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 0.7985%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $1,765,000 | 0.80% | NRO | NRO |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Country Club Bank, NIC 0.8%
BOSC, NIC 0.85%
Baker Group, NIC 0.95%
Mayes County Independent School District No. 32 (Chouteau-Mazie)
May 17, 2012 . . . . . . $865,000
Combined Purpose Bonds of 2012 (bank qualified) (book entry).
Dated Jul 1, 2012.
Due Jul 1, 2014 to 2017.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 0.9929%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $215,000 | 1.10% | NRO | NRO | |
| 7/1/15 | $215,000 | 1.10% | NRO | NRO | |
| 7/1/16 | $215,000 | 0.85% | NRO | NRO | |
| 7/1/17 | $220,000 | 1.00% | NRO | NRO |
In association with: RCB Bank.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 1.0142%
BOSC, NIC 1.046%
Country Club Bank, NIC 1.2%
Payne County Independent School District No. 56 (Perkins-Tryon)
May 17, 2012 . . . . . . $425,000
Building Bonds of 2012 (bank qualified) (book entry).
Dated Jul 1, 2012.
Due Jul 1, 2014 to 2017.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 1.0211%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $105,000 | 0.55% | NRO | NRO | |
| 7/1/15 | $105,000 | 0.65% | NRO | NRO | |
| 7/1/16 | $105,000 | 0.80% | NRO | NRO | |
| 7/1/17 | $110,000 | 1.00% | NRO | NRO |
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Country Club Bank, NIC 1.193%
BOSC, NIC 1.25%
Commerce Bank, NIC 1.2575%
PENNSYLVANIA
Colonial School District
May 17, 2012 . . . . . . $9,995,000
General Obligation Bonds, Series of 2012 (bank qualified) (book entry).
Dated Jun 19, 2012.
Due May 15, 2013 to 2023.
Callable Nov 15, 2017 at par.
Winning bid: Janney Montgomery, at n/a, TIC 2.2002%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/13 | $5,000 | 2.00% | 0.50% | ||
| 5/15/14 | $5,000 | 2.00% | 0.70% | ||
| 5/15/15 | $5,000 | 2.00% | 0.90% | ||
| 5/15/16 | $5,000 | 2.00% | 1.00% | ||
| 5/15/17 | $5,000 | 2.00% | 1.15% | ||
| 5/15/18 | $5,000 | 2.00% | 1.30% | ||
| 5/15/19 | $300,000 | 2.00% | 1.45% | ||
| 5/15/20 | $2,770,000 | 2.00% | 1.70% | ||
| 5/15/21 | $2,825,000 | 2.00% | 2.00% | ||
| 5/15/22 | $2,880,000 | 2.05% | 2.10% | ||
| 5/15/23 | $1,190,000 | 3.00% | 2.25% |
L.O.: Fox Rothschild LLP, Blue Bell, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
BNY Mellon Cap Mkts, TIC 2.2421%
Robert W. Baird, TIC 2.261%
Sterne Agee, TIC 2.2887%
UBS Financial Svcs, TIC 2.4753%
SOUTH DAKOTA
Rapid City Area School District No. 51-4
May 17, 2012 . . . . . . $12,500,000
Limited Tax General Obligation Capital Outlay Certificates, Series 2012B (book entry).
Dated Jun 15, 2012.
Due Jan 1, 2013 to 2032.
Callable Jan 1, 2020 at par.
Winning bid: Robert W. Baird, at 100.3295, TIC 3.0155%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/13 | $655,000 | 2.00% | S.B. | S.B. | |
| 1/1/14 | $505,000 | 2.00% | 0.55% | ||
| 1/1/15 | $515,000 | 2.00% | 0.71% | ||
| 1/1/16 | $520,000 | 3.00% | 0.84% | ||
| 1/1/17 | $530,000 | 3.00% | 1.05% | ||
| 1/1/18 | $535,000 | 3.00% | 1.27% | ||
| 1/1/19 | $545,000 | 3.00% | 1.48% | ||
| 1/1/20 | $560,000 | 3.00% | 1.75% | ||
| 1/1/21 | $570,000 | 3.00% | 2.05% | ||
| 1/1/22 | $585,000 | 3.00% | 2.22% | ||
| 1/1/23 | $600,000 | 3.00% | 2.45% | ||
| 1/1/24 | $620,000 | 3.00% | 2.68% | ||
| 1/1/26 | $1,300,000 | 3.00% | 3.00% | ||
| 1/1/27 | $680,000 | 3.00% | 3.05% | ||
| 1/1/28 | $705,000 | 3.00% | 3.11% | ||
| 1/1/29 | $730,000 | 3.125% | 3.18% | ||
| 1/1/30 | $755,000 | 3.125% | 3.24% | ||
| 1/1/31 | $780,000 | 3.25% | 3.29% | ||
| 1/1/32 | $810,000 | 3.25% | 3.34% |
Other managers: Coastal Securities Corp., CL King & Associates, Kildare Capital, Inc., Edward D. Jones & Co., Loop Capital Markets, LLC, SAMCO Capital Markets, Crews & Associates, Inc., William Blair & Company, LLC, Davenport & Company LLC, Cronin & Co., Inc., Incapital LLC, Ross, Sinclaire & Associates LLC, D.A. Davidson & Co, Isaak Bond Investments, Inc., Wedbush Securities Inc, FirstSouthwest.
L.O.: Meierhenry Sargent, L.L.P., Sioux Falls, SD.
F.A.: Dougherty & Company LLC, Sioux Falls, SD.
Other bidders were:
Hutchinson Shockey, TIC 3.1648%
TEXAS
Nederland (City)
May 17, 2012 . . . . . . $2,750,000
General Obligation Refunding Bonds, Series 2012 (bank qualified) (book entry).
Dated Jun 1, 2012.
Due Sep 1, 2013 to 2020.
Non-callable.
Winning bid: UMB Bank, at 100.0000, TIC 1.2342%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $295,000 | 1.00% | NRO | NRO | |
| 9/1/14 | $295,000 | 1.00% | NRO | NRO | |
| 9/1/15 | $305,000 | 1.00% | NRO | NRO | |
| 9/1/16 | $310,000 | 1.00% | NRO | NRO | |
| 9/1/17 | $310,000 | 1.25% | NRO | NRO | |
| 9/1/18 | $315,000 | 1.05% | NRO | NRO | |
| 9/1/19 | $320,000 | 1.25% | NRO | NRO | |
| 9/1/20 | $600,000 | 1.45% | NRO | NRO |
L.O.: Fulbright & Jaworski, Houston, TX; and State Attorney General.
F.A.: Coastal Securities Corp., Houston, TX.
Other bidders were:
FirstSouthwest, TIC 1.2717%
Southwest Securities, TIC 1.351%
Robert W. Baird, TIC 1.3598%
FTN Fin Cap Mkts, TIC 1.3758%
SAMCO Cap Mkts, TIC 1.3941%
Raymond James | MK, TIC 1.454%
Duncan-Williams, TIC 1.4758%
BOSC, TIC 1.4799%
Stifel Nicolaus, TIC 1.4953%
Polk County
May 16, 2012 . . . . . . $17,760,000
General Obligation Refunding Bonds, Series 2012 (book entry).
Dated Jun 1, 2012.
Due Aug 15, 2013 to 2027.
Callable Aug 15, 2020 at par.
Winning bid: Southwest Securities, at 101.5000, TIC 2.7288%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/13 | $690,000 | 2.00% | 0.50% | AGM | |
| 8/15/14 | $1,030,000 | 2.00% | 0.65% | AGM | |
| 8/15/15 | $1,045,000 | 2.00% | 0.85% | AGM | |
| 8/15/16 | $1,065,000 | 2.00% | 1.00% | AGM | |
| 8/15/17 | $1,090,000 | 3.00% | 1.30% | AGM | |
| 8/15/18 | $1,120,000 | 3.00% | 1.55% | AGM | |
| 8/15/19 | $1,150,000 | 3.00% | 1.80% | AGM | |
| 8/15/20 | $1,190,000 | 3.00% | 2.10% | AGM | |
| 8/15/21 | $1,225,000 | 3.00% | 2.30% | AGM | |
| 8/15/22 | $1,260,000 | 3.00% | 2.50% | AGM | |
| 8/15/23 | $1,295,000 | 3.00% | 2.65% | AGM | |
| 8/15/24 | $1,340,000 | 3.00% | 2.80% | AGM | |
| 8/15/27 | $4,260,000 | 3.00% | 3.00% | AGM |
Other managers: Citigroup Global Markets, Inc..
L.O.: Bickerstaff Heath Delgado Acosta LLP, Austin, TX; and State Attorney General.
F.A.: Coastal Securities Corp., Houston, TX.
Other bidders were:
Robert W. Baird, TIC 2.8544%
UBS Financial Svcs, TIC 2.9759%
Hutchinson Shockey, TIC 3.1919%
Morgan Stanley, TIC 3.5292%
San Augustine Independent School District
May 17, 2012 . . . . . . $3,770,000
Unlimited Tax School Building Bonds, Series 2012 (bank qualified) (book entry).
Dated May 15, 2012.
Due Aug 15, 2027 to 2036.
Callable Feb 15, 2022 at par.
Winning bid: Stifel Nicolaus, at 101.8068, TIC 2.8449%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/27 | $325,000 | 2.50% | NRO | NRO | PSF |
| 8/15/28 | $335,000 | 3.00% | NRO | NRO | PSF |
| 8/15/29 | $345,000 | 3.00% | NRO | NRO | PSF |
| 8/15/30 | $360,000 | 3.00% | NRO | NRO | PSF |
| 8/15/31 | $370,000 | 3.00% | NRO | NRO | PSF |
| 8/15/32 | $380,000 | 3.00% | NRO | NRO | PSF |
| 8/15/34 | $800,000 | 3.00% | NRO | NRO | PSF |
| 8/15/36 | $855,000 | 3.00% | NRO | NRO | PSF |
L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Allen, TX.
Other bidders were:
Vining-Sparks IBG, TIC 2.923%
Robert W. Baird, TIC 2.9751%
BOSC, TIC 3.038%
SAMCO Cap Mkts, TIC 3.0447%
FTN Fin Cap Mkts, TIC 3.0755%
Sterne Agee, TIC 3.1977%
WISCONSIN
Moraine Park Technical College District
May 16, 2012 . . . . . . $2,905,000
General Obligation Promissory Notes, Series 2011-12B (bank qualified) (book entry).
Dated Jun 6, 2012.
Due Apr 1, 2013 to 2022.
Callable Apr 1, 2020 at par.
Winning bid: UMB Bank, at 100.0100, TIC 1.4039%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/13 | $245,000 | 1.25% | NRO | NRO | |
| 4/1/14 | $255,000 | 1.25% | NRO | NRO | |
| 4/1/15 | $265,000 | 1.25% | NRO | NRO | |
| 4/1/16 | $275,000 | 1.00% | NRO | NRO | |
| 4/1/17 | $285,000 | 1.00% | NRO | NRO | |
| 4/1/18 | $295,000 | 1.00% | NRO | NRO | |
| 4/1/19 | $305,000 | 1.25% | NRO | NRO | |
| 4/1/20 | $315,000 | 1.45% | NRO | NRO | |
| 4/1/21 | $325,000 | 1.65% | NRO | NRO | |
| 4/1/22 | $340,000 | 1.85% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
FTN Fin Cap Mkts, TIC 1.5096%
Vining-Sparks IBG, TIC 1.5587%
BOSC, TIC 1.6266%
Pewaukee (City)
May 17, 2012 . . . . . . $3,875,000
General Obligation Refunding Bonds, Series 2012A (bank qualified) (book entry).
Dated Jun 12, 2012.
Due Dec 1, 2013 to 2024.
Callable Dec 1, 2020 at par.
Winning bid: UMB Bank, at 99.1200, TIC 1.6592%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $300,000 | 0.50% | NRO | NRO | |
| 12/1/15 | $490,000 | 0.60% | NRO | NRO | |
| 12/1/16 | $495,000 | 0.75% | NRO | NRO | |
| 12/1/17 | $310,000 | 0.90% | NRO | NRO | |
| 12/1/18 | $305,000 | 1.05% | NRO | NRO | |
| 12/1/19 | $315,000 | 1.30% | NRO | NRO | |
| 12/1/20 | $320,000 | 1.55% | NRO | NRO | |
| 12/1/21 | $325,000 | 1.75% | NRO | NRO | |
| 12/1/22 | $335,000 | 2.00% | NRO | NRO | |
| 12/1/23 | $340,000 | 2.00% | NRO | NRO | |
| 12/1/24 | $340,000 | 2.15% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 1.7146%
Stifel Nicolaus, TIC 1.8373%
BOSC, TIC 2.0241%
Sun Prairie (City)
May 15, 2012 . . . . . . $5,435,000
Revised to show correct winner.
General Obligation Refunding Bonds, Series 2012B (bank qualified) (book entry).
Dated Jun 5, 2012.
Due Feb 1, 2013 to 2016.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 103.5277, TIC 0.695%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $1,260,000 | 2.00% | NRO | NRO | |
| 2/1/14 | $1,335,000 | 2.00% | NRO | NRO | |
| 2/1/15 | $1,395,000 | 3.00% | NRO | NRO | |
| 2/1/16 | $1,445,000 | 2.00% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, TIC 0.708%
Fifth Third Secs, TIC 0.7178%
Raymond James | MK, TIC 0.7292%
JPMorgan, TIC 0.738%
Robert W. Baird, TIC 0.7601%
UMB Bank, TIC 0.7755%
Bankers' Bank, TIC 0.8029%
FTN Fin Cap Mkts, TIC 1.0847%
BOSC, TIC 1.1656%
TAXABLE ISSUES
IOWA
Des Moines (City)
May 16, 2012 . . . . . . $4,275,000
General Obligation Bonds, Taxable Series 2012C (book entry).
Dated Jun 13, 2012.
Due Jun 1, 2013 to 2022.
Callable Jun 1, 2020 at par.
Winning bid: UMB Bank, at 99.4500, TIC 1.5332%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $645,000 | 0.55% | NRO | NRO | |
| 6/1/14 | $680,000 | 0.65% | NRO | NRO | |
| 6/1/15 | $685,000 | 0.80% | NRO | NRO | |
| 6/1/16 | $710,000 | 1.00% | NRO | NRO | |
| 6/1/17 | $730,000 | 1.20% | NRO | NRO | |
| 6/1/18 | $155,000 | 1.45% | NRO | NRO | |
| 6/1/19 | $160,000 | 1.70% | NRO | NRO | |
| 6/1/20 | $165,000 | 2.00% | NRO | NRO | |
| 6/1/21 | $170,000 | 2.35% | NRO | NRO | |
| 6/1/22 | $175,000 | 2.55% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Piper Jaffray, TIC 1.5433%
Robert W. Baird, TIC 1.5885%
Hutchinson Shockey, TIC 1.6148%
Northland Securities, TIC 1.6955%
KENTUCKY
Breckinridge County School District Finance Corporation
May 17, 2012 . . . . . . $2,647,000
School Building Revenue Bonds, Taxable Series 2012 (Qualified Zone Academy Bonds-Tax Credit to Owner) (Kentucky State School District Credit Enhancment Program) (book entry).
Dated Jun 1, 2012.
Due Jun 1, 2032.
Callable Jun 1, 2022 at par.
Winning bid: Cecilian Bank, at n/a, NIC 4.705%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/32 | $2,647,000 | 4.85% | NRO | NRO |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
NEW JERSEY
Lodi Borough
May 17, 2012 . . . . . . $5,920,000
General Obligation Bond Anticipation Notes (Federally Taxable).
Dated May 25, 2012.
Due May 24, 2013.
Purchased $5,920,000.00 by Spencer Savings Bk, at 0.95%, effective rate 0.95%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.421%
Jefferies, Effective Rate 1.583%
