IOWA
Storm Lake (City)
Jan 12, 2012 . . . . . . $3,825,000
General Obligation Urban Renewal Refunding Bonds, Series 2012C (bank qualified) (book entry).
Dated Feb 1, 2012.
Due Jun 1, 2016 to 2025.
Callable Jun 1, 2017 at par.
Winning bid: Vining-Sparks IBG, at 99.4790, TIC 1.8911%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $375,000 | 1.00% | NRO | NRO | |
| 6/1/17 | $385,000 | 1.10% | NRO | NRO | |
| 6/1/18 | $390,000 | 1.25% | NRO | NRO | |
| 6/1/19 | $350,000 | 1.40% | NRO | NRO | |
| 6/1/20 | $350,000 | 1.60% | NRO | NRO | |
| 6/1/21 | $350,000 | 2.00% | NRO | NRO | |
| 6/1/22 | $375,000 | 2.00% | NRO | NRO | |
| 6/1/23 | $400,000 | 2.05% | NRO | NRO | |
| 6/1/24 | $425,000 | 2.15% | NRO | NRO | |
| 6/1/25 | $425,000 | 2.20% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Northland Securities, TIC 1.9194%
UMB Bank, TIC 1.9362%
Robert W. Baird, TIC 1.948%
Morgan Keegan, TIC 2.0383%
D.A. Davidson, TIC 2.1114%
BMO Cap Mkts GKST, TIC 2.144%
KENTUCKY
Lyon County School District Finance Corporation
Jan 12, 2012 . . . . . . $5,080,000
School Building Revenue Bonds, Series of 2012 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Feb 1, 2012.
Due Feb 1, 2013 to 2032.
Callable Feb 1, 2022 at par.
Winning bid: Robert W. Baird, at 98.9009, NIC 2.7862%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $80,000 | 1.00% | 0.65% | ||
| 2/1/14 | $65,000 | 1.00% | 0.85% | ||
| 2/1/15 | $65,000 | 1.00% | 1.00% | ||
| 2/1/16 | $240,000 | 2.00% | 1.10% | ||
| 2/1/17 | $245,000 | 2.00% | 1.20% | ||
| 2/1/18 | $250,000 | 2.00% | 1.35% | ||
| 2/1/19 | $255,000 | 2.00% | 1.55% | ||
| 2/1/20 | $255,000 | 2.00% | 1.75% | ||
| 2/1/21 | $260,000 | 2.00% | 1.95% | ||
| 2/1/22 | $270,000 | 2.00% | 2.10% | ||
| 2/1/23 | $275,000 | 2.25% | 2.25% | ||
| 2/1/24 | $280,000 | 2.25% | 2.40% | ||
| 2/1/25 | $290,000 | 2.50% | 2.55% | ||
| 2/1/26 | $295,000 | 2.625% | 2.70% | ||
| 2/1/27 | $305,000 | 2.75% | 2.80% | ||
| 2/1/29 | $635,000 | 3.00% | 3.00% | ||
| 2/1/30 | $330,000 | 3.00% | 3.10% | ||
| 2/1/31 | $335,000 | 3.125% | 3.20% | ||
| 2/1/32 | $350,000 | 3.25% | 3.30% |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, SAMCO Capital Markets, Edward D. Jones & Co., Kildare Capital, Inc., Davenport & Company LLC, Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, PNC Capital Markets, FTN Financial Capital Markets, Jackson Securities Inc., Wedbush Securities Inc, Isaak Bond Investments, Inc., NW Capital Markets Inc., Northland Securities, Inc..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Newport Independent School District Finance Corporation
Jan 12, 2012 . . . . . . $2,365,000
School Building Revenue Bonds, Series of 2012 (bank qualified) (book entry).
Dated Jan 1, 2012.
Due Jan 1, 2013 to 2032.
Callable Jan 1, 2022 at par.
Winning bid: Stifel Nicolaus, at 98.8199, NIC 2.7336%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/13 | $100,000 | 1.50% | 0.70% | ||
| 1/1/14 | $100,000 | 1.50% | 0.85% | ||
| 1/1/15 | $100,000 | 1.50% | 1.00% | ||
| 1/1/16 | $100,000 | 1.50% | 1.10% | ||
| 1/1/17 | $105,000 | 1.50% | 1.20% | ||
| 1/1/18 | $105,000 | 1.50% | 1.35% | ||
| 1/1/19 | $110,000 | 1.75% | 1.55% | ||
| 1/1/20 | $110,000 | 1.75% | 1.70% | ||
| 1/1/21 | $110,000 | 2.00% | 1.85% | ||
| 1/1/22 | $115,000 | 2.00% | 2.00% | ||
| 1/1/23 | $115,000 | 2.00% | 2.20% | ||
| 1/1/25 | $240,000 | 2.375% | 2.45% | ||
| 1/1/27 | $255,000 | 2.625% | NRO | NRO | |
| 1/1/29 | $265,000 | 3.00% | 2.90% | ||
| 1/1/32 | $435,000 | 3.25% | 3.40% |
Other managers: Crews & Associates, Inc..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 2.8247%
Fifth Third Secs, NIC 2.9723%
MASSACHUSETTS
Blandford (Town)
Jan 12, 2012 . . . . . . $200,000
Bond Anticipation Notes (bank qualified).
Dated Jan 20, 2012.
Due Jan 18, 2013.
Purchased $200,000.00 by UniBank Fiscal Adv, at 0.85%, effective rate 0.85%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Berkshire Bank, Effective Rate 0.85%
People's United Bk, Effective Rate 0.9%
Eastern Bk Cap Mkts, Effective Rate 1.0%
Fall River (City)
Jan 12, 2012 . . . . . . $11,100,000
General Obligation Bond Anticipation Notes (new money) (book entry).
Dated Jan 25, 2012.
Due Jul 12, 2012.
Purchased $11,100,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $9,218.40, effective rate 1.071%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Oppenheimer, Effective Rate 1.3814%
BA Merrill Lynch, Effective Rate 1.4374%
Morgan Stanley, Effective Rate 2.6356%
Newburyport (City)
Jan 12, 2012 . . . . . . $1,666,000
General Obligation Bond Anticipation Notes (Renewals) (bank qualified).
Dated Jan 20, 2012.
Due Jan 18, 2013.
Purchased $1,666,000.00 by TD Securities, at 1.0%, plus $9,279.62, effective rate 0.4399%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.528%
Jefferies, Effective Rate 0.5858%
Oppenheimer, Effective Rate 0.73%
Norwood (Town)
Jan 12, 2012 . . . . . . $2,612,000
General Obligation Municipal Purpose Loan of 2012 Bonds (bank qualified) (book entry).
Dated Jan 26, 2012.
Due Jan 15, 2013 to 2022.
Non-callable.
Winning bid: Roosevelt & Cross, at 106.5619, TIC 1.2389%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/13 | $397,000 | 2.00% | NRO | NRO | |
| 1/15/14 | $380,000 | 2.00% | NRO | NRO | |
| 1/15/15 | $380,000 | 4.00% | NRO | NRO | |
| 1/15/16 | $370,000 | 4.00% | NRO | NRO | |
| 1/15/17 | $365,000 | 4.00% | NRO | NRO | |
| 1/15/18 | $150,000 | 2.00% | NRO | NRO | |
| 1/15/19 | $145,000 | 2.00% | NRO | NRO | |
| 1/15/20 | $145,000 | 2.00% | NRO | NRO | |
| 1/15/21 | $140,000 | 2.00% | NRO | NRO | |
| 1/15/22 | $140,000 | 2.25% | NRO | NRO |
Other managers: UBS Financial Services, Inc., CL King & Associates.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
BOSC, TIC 1.2572%
Eastern Bk Cap Mkts, TIC 1.3138%
Raymond James, TIC 1.327%
Janney Montgomery, TIC 1.34%
Robert W. Baird, TIC 1.3678%
Morgan Keegan, TIC 1.3734%
MICHIGAN
Bridgman Public School District
Jan 12, 2012 . . . . . . $1,770,000
2012 School Building and Site Bonds (General Obligation-Unlimited Tax) (bank qualified) (book entry).
Dated Feb 1, 2012.
Due May 1, 2014 to 2021.
Non-callable.
Winning bid: BOSC, at 100.8896, TIC 1.8438%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/14 | $100,000 | 1.25% | 0.95% | MSDCE | |
| 5/1/15 | $100,000 | 1.50% | 1.05% | MSDCE | |
| 5/1/16 | $170,000 | 1.50% | 1.15% | MSDCE | |
| 5/1/17 | $230,000 | 1.75% | 1.35% | MSDCE | |
| 5/1/18 | $270,000 | 1.75% | 1.55% | MSDCE | |
| 5/1/19 | $285,000 | 2.00% | 1.75% | MSDCE | |
| 5/1/20 | $300,000 | 2.25% | 1.90% | MSDCE | |
| 5/1/21 | $315,000 | 2.25% | 2.10% | MSDCE |
L.O.: Thrun Law Firm, P.C., East Lansing, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
Fifth Third Secs, TIC 1.9258%
Hutchinson Shockey, TIC 2.0387%
Stifel Nicolaus, TIC 2.1397%
Robert W. Baird, TIC 2.1613%
BMO Cap Mkts GKST, TIC 2.2484%
NEW JERSEY
Belleville Township
Jan 12, 2012 . . . . . . $2,350,000
Tax Appeal Refunding Bond Anticipation Note (bank qualified).
Dated Jan 24, 2012.
Due Jan 24, 2013.
Purchased $2,350,000.00 by Oppenheimer, at 1.5%, plus $4,583.00, effective rate 1.305%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
East Greenwich Township Board of Education
Jan 12, 2012 . . . . . . $16,097,000
School Bonds (book entry).
Dated Feb 1, 2012.
Due Sep 1, 2013 to 2036.
Callable Sep 1, 2022 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.1929%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $427,000 | 2.75% | NRO | NRO | NJ SB |
| 9/1/14 | $475,000 | 2.75% | NRO | NRO | NJ SB |
| 9/1/15 | $425,000 | 2.75% | NRO | NRO | NJ SB |
| 9/1/16 | $450,000 | 2.75% | NRO | NRO | NJ SB |
| 9/1/17 | $450,000 | 2.75% | NRO | NRO | NJ SB |
| 9/1/18 | $500,000 | 2.75% | NRO | NRO | NJ SB |
| 9/1/19 | $450,000 | 2.75% | NRO | NRO | NJ SB |
| 9/1/20 | $485,000 | 2.75% | NRO | NRO | NJ SB |
| 9/1/21 | $475,000 | 2.75% | NRO | NRO | NJ SB |
| 9/1/22 | $475,000 | 2.75% | NRO | NRO | NJ SB |
| 9/1/23 | $550,000 | 2.75% | NRO | NRO | NJ SB |
| 9/1/24 | $810,000 | 3.00% | NRO | NRO | NJ SB |
| 9/1/25 | $825,000 | 3.00% | NRO | NRO | NJ SB |
| 9/1/26 | $825,000 | 3.00% | NRO | NRO | NJ SB |
| 9/1/27 | $825,000 | 3.00% | NRO | NRO | NJ SB |
| 9/1/28 | $850,000 | 3.00% | NRO | NRO | NJ SB |
| 9/1/29 | $850,000 | 3.00% | NRO | NRO | NJ SB |
| 9/1/30 | $850,000 | 3.125% | NRO | NRO | NJ SB |
| 9/1/31 | $850,000 | 3.25% | NRO | NRO | NJ SB |
| 9/1/32 | $850,000 | 3.375% | NRO | NRO | NJ SB |
| 9/1/33 | $850,000 | 3.40% | NRO | NRO | NJ SB |
| 9/1/34 | $850,000 | 3.50% | NRO | NRO | NJ SB |
| 9/1/35 | $850,000 | 3.60% | NRO | NRO | NJ SB |
| 9/1/36 | $850,000 | 3.625% | NRO | NRO | NJ SB |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Loop Capital Markets, LLC, Citigroup Global Markets, Inc..
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Robert W. Baird, NIC 3.2336%
Morgan Stanley, NIC 3.2339%
Janney Montgomery, NIC 3.3133%
Franklin Lakes Borough Board of Education
Jan 12, 2012 . . . . . . $478,000
Temporary Note Sale (bank qualified).
Dated Jan 19, 2012.
Due Jan 18, 2013.
Purchased $478,000.00 by Capital One, at 1.07%, effective rate 1.07%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.97%
Glassboro Borough
Jan 12, 2012 . . . . . . $1,573,745
Bond Anticipation Notes of 2012, Series A (bank qualified).
Dated Jan 23, 2012.
Due Jan 22, 2013.
Purchased $1,573,750.00 by Amboy Natl Bk, at 1.4%, plus $4,878.61, effective rate 1.09%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.224%
Oppenheimer, Effective Rate 1.3334%
Janney Montgomery, Effective Rate 1.5183%
Susquehanna Cap, Effective Rate 1.64%
Glen Rock Borough
Jan 12, 2012 . . . . . . $8,369,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jan 20, 2012.
Due Jan 18, 2013.
Purchased $8,369,000.00 by Oppenheimer, at 1.25%, plus $47,871.00, effective rate 0.6748%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.7498%
Amboy Natl Bk, Effective Rate 1.0709%
Livingston Township
Jan 12, 2012 . . . . . . $6,375,000
Bond Anticipation Notes consisting of: $5,159,000 General Improvement and $1,216,000 Tax Appeal Refunding (book entry).
Dated Jan 18, 2012.
Due Jan 17, 2013.
Purchased $6,375,000.00 by TD Securities, at 1.25%, plus $48,386.25, effective rate 0.4889%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Samuel Klein & Company, Newark, NJ.
Other bidders were:
Janney Montgomery, Effective Rate 0.5558%
BA Merrill Lynch, Effective Rate 0.5778%
Oppenheimer, Effective Rate 0.6293%
Jefferies, Effective Rate 0.6496%
Morgan Stanley, Effective Rate 0.8498%
Amboy Natl Bk, Effective Rate 1.0691%
Livingston Township
Jan 12, 2012 . . . . . . $53,668,000
General Obligation Bonds, Series 2012: $46,935,000 General Improvement; $4,595,000 Water Utility and $2,138,000 Sewer Utility (book entry).
Dated Jan 18, 2012.
Due Jan 15, 2013 to 2042.
Callable Jan 15, 2022 at par.
Winning bid: BA Merrill Lynch, at 101.2694, NIC 3.1567%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/13 | $1,055,000 | 3.00% | NRO | NRO | |
| 1/15/14 | $1,080,000 | 3.00% | 0.47% | ||
| 1/15/15 | $1,260,000 | 3.00% | 0.75% | ||
| 1/15/16 | $1,335,000 | 3.00% | 0.98% | ||
| 1/15/17 | $2,060,000 | 3.00% | 1.14% | ||
| 1/15/18 | $2,070,000 | 3.00% | 1.30% | ||
| 1/15/19 | $2,090,000 | 3.00% | 1.50% | ||
| 1/15/20 | $2,100,000 | 3.00% | 1.71% | ||
| 1/15/21 | $2,105,000 | 3.00% | 1.93% | ||
| 1/15/22 | $2,110,000 | 3.00% | NRO | NRO | |
| 1/15/23 | $2,110,000 | 3.00% | NRO | NRO | |
| 1/15/24 | $2,110,000 | 3.00% | 2.49% | ||
| 1/15/25 | $2,110,000 | 3.00% | 2.61% | ||
| 1/15/26 | $2,110,000 | 3.00% | 2.75% | ||
| 1/15/27 | $2,110,000 | 3.00% | 2.87% | ||
| 1/15/28 | $2,110,000 | 3.00% | 2.97% | ||
| 1/15/29 | $2,088,000 | 3.00% | 3.07% | ||
| 1/15/30 | $1,960,000 | 3.00% | NRO | NRO | |
| 1/15/31 | $1,960,000 | 3.00% | NRO | NRO | |
| 1/15/32 | $1,700,000 | 3.25% | NRO | NRO | |
| 1/15/33 | $1,700,000 | 3.25% | NRO | NRO | |
| 1/15/34 | $1,700,000 | 3.375% | NRO | NRO | |
| 1/15/35 | $1,700,000 | 3.50% | NRO | NRO | |
| 1/15/36 | $1,700,000 | 3.50% | NRO | NRO | |
| 1/15/37 | $1,700,000 | 3.50% | NRO | NRO | |
| 1/15/38 | $1,700,000 | 3.50% | NRO | NRO | |
| 1/15/39 | $1,700,000 | 3.50% | NRO | NRO | |
| 1/15/40 | $1,700,000 | 3.50% | NRO | NRO | |
| 1/15/41 | $1,585,000 | 3.50% | NRO | NRO | |
| 1/15/42 | $850,000 | 3.50% | NRO | NRO |
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Raymond James, NIC 3.2247%
UBS Financial Svcs, NIC 3.4566%
Hutchinson Shockey, NIC 3.4973%
Wells Fargo Secs, NIC 3.5063%
Robert W. Baird, NIC 3.5261%
Scotch Plains Township
Jan 12, 2012 . . . . . . $850,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jan 20, 2012.
Due Jan 18, 2013.
Purchased $850,000.00 by Jefferies, at 1.5%, plus $2,968.00, effective rate 1.1489%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Amboy Natl Bk, Effective Rate 1.31%
Oppenheimer, Effective Rate 1.4316%
NEW YORK
Churchville-Chili Central School District
Jan 12, 2012 . . . . . . $9,500,000
Bond Anticipation Notes, 2012 (New Issue).
Dated Jan 26, 2012.
Due Jun 22, 2012.
Purchased $9,500,000.00 by PNC Capital Markets, at 1.0%, plus $21,090.00, effective rate 0.4526%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
TD Securities, Effective Rate 0.5207%
BA Merrill Lynch, Effective Rate 0.5581%
Janney Montgomery, Effective Rate 0.5586%
Jefferies, Effective Rate 0.5857%
Oppenheimer, Effective Rate 0.9122%
First Niagara Bank, Effective Rate 1.0%
East Hills Village
Jan 12, 2012 . . . . . . $11,960,000
Refunding Serial Bonds - 2012 (book entry).
Dated Feb 2, 2012.
Due Dec 1, 2012 to 2026.
Callable Dec 1, 2020 at par.
Winning bid: Fidelity Capital, at n/a, TIC 1.9516%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $135,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $85,000 | 2.00% | NRO | NRO | |
| 12/1/14 | $760,000 | 3.00% | NRO | NRO | |
| 12/1/15 | $780,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $805,000 | 2.00% | NRO | NRO | |
| 12/1/17 | $820,000 | 3.00% | NRO | NRO | |
| 12/1/18 | $845,000 | 4.00% | NRO | NRO | |
| 12/1/19 | $885,000 | 2.00% | NRO | NRO | |
| 12/1/20 | $905,000 | 3.00% | NRO | NRO | |
| 12/1/21 | $935,000 | 2.00% | NRO | NRO | |
| 12/1/22 | $955,000 | 2.00% | NRO | NRO | |
| 12/1/23 | $980,000 | 2.00% | NRO | NRO | |
| 12/1/24 | $1,000,000 | 2.125% | NRO | NRO | |
| 12/1/25 | $1,020,000 | 2.25% | NRO | NRO | |
| 12/1/26 | $1,050,000 | 2.375% | NRO | NRO |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., FirstSouthwest.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Roosevelt & Cross, TIC 1.9978%
JPMorgan, TIC 2.1315%
Robert W. Baird, TIC 2.1464%
Piper Jaffray, TIC 2.1972%
Janney Montgomery, TIC 2.2483%
Hutchinson Shockey, TIC 2.3155%
TD Securities, TIC 2.6446%
Kenmore Village
Jan 12, 2012 . . . . . . $706,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jan 24, 2012.
Due Jan 24, 2013.
Purchased $706,000.00 by Bank of Greene Co, at 1.02%, effective rate 1.02%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.63%
Oppenheimer, Effective Rate 1.74%
First Niagara Bank, Effective Rate 1.75%
North Tonawanda (City)
Jan 12, 2012 . . . . . . $3,000,000
Tax Anticipation Notes for 2012 Real Property Taxes (bank qualified).
Dated Jan 26, 2012.
Due May 10, 2012.
Purchased $3,000,000.00 by JPMorgan Chase, at 1.11%, effective rate 1.11%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
M & T Bank, Effective Rate 1.49%
First Niagara Bank, Effective Rate 1.5%
Oppenheimer, Effective Rate 1.59%
Wallkill (Town)
Jan 12, 2012 . . . . . . $745,000
Bond Anticipation Renewal Notes, 2012 Series A (bank qualified).
Dated Jan 19, 2012.
Due Jan 18, 2013.
Purchased $745,000.00 by Bank of Greene Co, at 1.02%, effective rate 1.02%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.08%
Roosevelt & Cross, Effective Rate 1.7706%
Oppenheimer, Effective Rate 1.9544%
Provident Bank, Effective Rate 2.35%
Watervliet City School District
Jan 12, 2012 . . . . . . $17,966,000
School District (Serial) Bonds, 2012 (book entry).
Dated Jan 25, 2012.
Due Sep 1, 2012 to 2030.
Callable Sep 1, 2019 at par.
Winning bid: Citigroup, at n/a, TIC 3.0076%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $701,000 | 5.00% | NRO | NRO | AGM |
| 9/1/13 | $800,000 | 5.00% | NRO | NRO | AGM |
| 9/1/14 | $810,000 | 5.00% | 0.90% | AGM | |
| 9/1/15 | $810,000 | 5.00% | 1.10% | AGM | |
| 9/1/16 | $810,000 | 5.00% | 1.30% | AGM | |
| 9/1/17 | $825,000 | 2.00% | 1.40% | AGM | |
| 9/1/18 | $840,000 | 2.00% | 1.60% | AGM | |
| 9/1/19 | $860,000 | 2.00% | 1.85% | AGM | |
| 9/1/20 | $885,000 | 2.25% | 2.05% | AGM | |
| 9/1/21 | $910,000 | 2.25% | 2.25% | AGM | |
| 9/1/22 | $940,000 | 2.25% | 2.40% | AGM | |
| 9/1/23 | $970,000 | 2.50% | 2.65% | AGM | |
| 9/1/24 | $1,000,000 | 3.00% | 2.80% | AGM | |
| 9/1/25 | $1,040,000 | 3.00% | 3.00% | AGM | |
| 9/1/26 | $1,075,000 | 3.00% | 3.05% | AGM | |
| 9/1/27 | $1,120,000 | 3.125% | 3.20% | AGM | |
| 9/1/28 | $1,150,000 | 3.25% | 3.30% | AGM | |
| 9/1/29 | $1,185,000 | 3.25% | 3.40% | AGM | |
| 9/1/30 | $1,235,000 | 3.50% | 3.50% | AGM |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Morgan Stanley, TIC 3.0595%
Robert W. Baird, TIC 3.1691%
West Haverstraw Village
Jan 12, 2012 . . . . . . $526,500
Bond Anticipation Notes-2012A (bank qualified).
Dated Jan 19, 2012.
Due Jan 18, 2013.
Purchased $526,500.00 by Bank of Greene Co, at 1.02%, effective rate 1.02%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.53%
Roosevelt & Cross, Effective Rate 1.6387%
Provident Bank, Effective Rate 2.04%
Oppenheimer, Effective Rate 2.3215%
OREGON
West Linn (City)
Jan 12, 2012 . . . . . . $8,500,000
General Obligation Bonds, Series 2012 (bank qualified) (book entry).
Dated Jan 25, 2012.
Due Jun 1, 2013 to Dec 1, 2031.
Callable Jun 1, 2022 at par.
Winning bid: Morgan Keegan, at 100.8290, TIC 2.2777%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $135,000 | 1.00% | NRO | NRO | |
| 6/1/14 | $220,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $245,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $275,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $295,000 | 2.00% | NRO | NRO | |
| 6/1/18 | $310,000 | 2.00% | NRO | NRO | |
| 6/1/19 | $335,000 | 2.00% | NRO | NRO | |
| 6/1/20 | $355,000 | 2.00% | NRO | NRO | |
| 6/1/21 | $375,000 | 2.00% | NRO | NRO | |
| 6/1/22 | $400,000 | 2.00% | NRO | NRO | |
| 6/1/23 | $425,000 | 2.00% | NRO | NRO | |
| 6/1/24 | $450,000 | 2.00% | NRO | NRO | |
| 6/1/25 | $475,000 | 2.00% | NRO | NRO | |
| 6/1/26 | $505,000 | 2.125% | NRO | NRO | |
| 6/1/27 | $530,000 | 2.25% | NRO | NRO | |
| 6/1/28 | $565,000 | 2.375% | NRO | NRO | |
| 6/1/29 | $595,000 | 2.50% | NRO | NRO | |
| 6/1/30 | $630,000 | 2.625% | NRO | NRO | |
| 6/1/31 | $665,000 | 2.75% | NRO | NRO | |
| 12/1/31 | $715,000 | 2.75% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, Portland, OR.
F.A.: D.A. Davidson & Co., Lake Oswego, OR.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.3192%
BOSC, TIC 2.3679%
Stifel Nicolaus, TIC 2.4302%
Piper Jaffray, TIC 2.4473%
Robert W. Baird, TIC 2.5085%
Citigroup, TIC 2.5685%
BMO Cap Mkts GKST, TIC 2.5858%
Southwest Securities, TIC 2.9785%
PENNSYLVANIA
Phoenixville Area School District
Jan 12, 2012 . . . . . . $15,275,000
General Obligation Bonds, Series of 2012 (book entry).
Dated Feb 23, 2012.
Due May 15, 2012 to 2024.
Callable May 15, 2019 at par.
Winning bid: Piper Jaffray, at n/a, TIC 1.8222%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/12 | $1,200,000 | 2.00% | NRO | NRO | |
| 5/15/13 | $735,000 | 2.00% | NRO | NRO | |
| 5/15/14 | $100,000 | 2.00% | NRO | NRO | |
| 5/15/15 | $1,290,000 | 2.00% | NRO | NRO | |
| 5/15/16 | $1,305,000 | 2.00% | 1.00% | ||
| 5/15/17 | $1,330,000 | 2.00% | 1.10% | ||
| 5/15/18 | $1,360,000 | 2.00% | 1.25% | ||
| 5/15/19 | $1,385,000 | 2.00% | 1.45% | ||
| 5/15/20 | $1,420,000 | 2.00% | 1.75% | ||
| 5/15/21 | $1,440,000 | 2.00% | 2.05% | ||
| 5/15/22 | $1,470,000 | 2.125% | 2.20% | ||
| 5/15/23 | $1,500,000 | 2.25% | 2.35% | ||
| 5/15/24 | $740,000 | 2.50% | 2.50% |
L.O.: Fox Rothschild LLP, Exton, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Janney Montgomery, TIC 1.8258%
Raymond James, TIC 1.8376%
JPMorgan, TIC 1.865%
UBS Financial Svcs, TIC 1.9058%
Robert W. Baird, TIC 2.0708%
BNY Mellon Cap Mkts, TIC 2.1005%
BA Merrill Lynch, TIC 2.1696%
State Public School Building Authority
Jan 12, 2012 . . . . . . $3,810,000
Guaranteed School Building Revenue Bonds (Indiana County Technology Center Project) Series of 2012 (book entry).
Dated Feb 15, 2012.
Due Oct 15, 2012 to 2024.
Callable Apr 15, 2019 at par.
Winning bid: Janney Montgomery, at n/a, TIC 2.5111%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/12 | $75,000 | 0.50% | 0.50% | AGM | |
| 10/15/13 | $280,000 | 0.75% | 0.75% | AGM | |
| 10/15/14 | $285,000 | 2.00% | 1.00% | AGM | |
| 10/15/15 | $290,000 | 2.00% | 1.25% | AGM | |
| 10/15/16 | $295,000 | 2.00% | 1.50% | AGM | |
| 10/15/17 | $300,000 | 2.00% | 1.60% | AGM | |
| 10/15/18 | $305,000 | 2.00% | 1.75% | AGM | |
| 10/15/19 | $310,000 | 2.00% | 2.00% | AGM | |
| 10/15/20 | $320,000 | 2.10% | 2.15% | AGM | |
| 10/15/21 | $325,000 | 2.30% | 2.35% | AGM | |
| 10/15/22 | $335,000 | 2.45% | 2.50% | AGM | |
| 10/15/23 | $340,000 | 2.65% | 2.70% | AGM | |
| 10/15/24 | $350,000 | 2.75% | 2.80% | AGM |
L.O.: Eckert, Seamans, Cherin & Mellott, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
BNY Mellon Cap Mkts, TIC 2.5187%
UBS Financial Svcs, TIC 2.6712%
Robert W. Baird, TIC 2.9975%
TEXAS
East Montgomery County Municipal Utility District No. 3
Jan 12, 2012 . . . . . . $3,800,000
Unlimited Tax Bonds, Series 2012 (bank qualified) (book entry).
Dated Feb 15, 2012.
Due Aug 15, 2016 to 2039.
Callable Aug 15, 2019 at par.
Winning bid: Southwest Securities, at 97.0000, NIC 4.8101%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/16 | $75,000 | 4.00% | 3.00% | ||
| 8/15/17 | $75,000 | 4.00% | 3.25% | ||
| 8/15/18 | $75,000 | 4.00% | 3.50% | ||
| 8/15/19 | $100,000 | 4.00% | 3.70% | ||
| 8/15/20 | $100,000 | 3.90% | 3.90% | ||
| 8/15/21 | $100,000 | 4.00% | 4.00% | ||
| 8/15/22 | $100,000 | 4.10% | 4.10% | ||
| 8/15/23 | $100,000 | 4.15% | 4.15% | ||
| 8/15/24 | $125,000 | 4.20% | 4.20% | ||
| 8/15/25 | $125,000 | 4.30% | 4.30% | ||
| 8/15/26 | $125,000 | 4.40% | 4.40% | ||
| 8/15/27 | $125,000 | 4.50% | 4.50% | ||
| 8/15/28 | $150,000 | 4.50% | 4.55% | ||
| 8/15/29 | $150,000 | 4.60% | 4.60% | ||
| 8/15/30 | $175,000 | 4.65% | 4.65% | ||
| 8/15/31 | $175,000 | 4.70% | 4.70% | ||
| 8/15/32 | $175,000 | 4.75% | 4.75% | ||
| 8/15/33 | $200,000 | 4.80% | 4.80% | ||
| 8/15/34 | $200,000 | 4.85% | 4.85% | ||
| 8/15/35 | $225,000 | 4.90% | 4.90% | ||
| 8/15/39 | $1,125,000 | 4.75% | 5.00% |
L.O.: Marks Richardson, P.C., Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
Coastal Securities, NIC 5.0281%
FirstSouthwest, NIC 5.987%
TAXABLE ISSUES
NEW JERSEY
Glassboro Borough
Jan 12, 2012 . . . . . . $4,390,772
Taxable Bond Anticipation Notes of 2012, Series A.
Dated Jan 23, 2012.
Due Jan 22, 2013.
Purchased $4,390,770.00 by Amboy Natl Bk, at 1.4%, plus $13,611.40, effective rate 1.09%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.521%
Oppenheimer, Effective Rate 1.6109%
Susquehanna Cap, Effective Rate 1.64%
First Colonial, Effective Rate 1.75%
OREGON
Oregon School Boards Association
Jan 12, 2012 . . . . . . $22,000,000
Limited Tax Pension Refunding Obligations, Series 2012 (Federally Taxable) (book entry).
Dated Jan 31, 2012.
Due Jun 30, 2021.
The bonds shall be callable in accordance with the specification.
Winning bid: Robert W. Baird, at 99.0000, TIC 2.8721%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/30/21 | $22,000,000 | 2.75% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Davenport & Company LLC, SAMCO Capital Markets, Kildare Capital, Inc., Loop Capital Markets, LLC, William Blair & Company, LLC, Crews & Associates, Inc., Wedbush Securities Inc, NW Capital Markets Inc., Jackson Securities Inc., FTN Financial Capital Markets, Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc., Northland Securities, Inc..
L.O.: Hawkins, Delafield & Wood, Portland, OR.
F.A.: Seattle-Northwest Securities Corp., Portland, OR.
Other bidders were:
JPMorgan, TIC 3.0354%
Piper Jaffray, TIC 3.103%
Southwest Securities, TIC 3.1775%
Janney Montgomery, TIC 3.7775%
