ARKANSAS
Concord School District No. 3 of Cleburne County
Jan 4, 2012 . . . . . . $1,330,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Feb 1, 2012.
Due Feb 1, 2013 to 2027.
Callable Feb 1, 2014 at par.
Winning bid: Morgan Keegan, at 98.3345, TIC 2.1319%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $10,000 | 1.00% | NRO | NRO | |
| 2/1/14 | $80,000 | 1.00% | NRO | NRO | |
| 2/1/15 | $85,000 | 1.00% | NRO | NRO | |
| 2/1/17 | $175,000 | 1.00% | NRO | NRO | |
| 2/1/19 | $180,000 | 1.25% | NRO | NRO | |
| 2/1/21 | $185,000 | 1.625% | NRO | NRO | |
| 2/1/23 | $195,000 | 1.875% | NRO | NRO | |
| 2/1/25 | $205,000 | 2.25% | NRO | NRO | |
| 2/1/27 | $215,000 | 2.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Stephens, TIC 2.3113%
Ross Sinclaire, TIC 2.3309%
FTN Fin Cap Mkts, TIC 2.519%
Little Rock School District of Pulaski County
Jan 4, 2012 . . . . . . $43,685,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (book entry).
Dated Jan 15, 2012.
Due Feb 1, 2014 to 2033.
Callable Feb 1, 2017 at par.
Winning bid: Morgan Stanley, at n/a, TIC 3.2686%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $940,000 | 2.00% | NRO | NRO | |
| 2/1/15 | $1,695,000 | 2.00% | NRO | NRO | |
| 2/1/16 | $1,740,000 | 2.00% | NRO | NRO | |
| 2/1/17 | $1,785,000 | 2.00% | NRO | NRO | |
| 2/1/18 | $1,825,000 | 2.00% | NRO | NRO | |
| 2/1/19 | $1,865,000 | 2.00% | NRO | NRO | |
| 2/1/20 | $1,920,000 | 2.00% | NRO | NRO | |
| 2/1/21 | $1,975,000 | 2.50% | NRO | NRO | |
| 2/1/22 | $2,030,000 | 2.50% | NRO | NRO | |
| 2/1/23 | $2,090,000 | 3.00% | NRO | NRO | |
| 2/1/24 | $2,165,000 | 3.00% | NRO | NRO | |
| 2/1/25 | $2,240,000 | 3.00% | NRO | NRO | |
| 2/1/26 | $2,325,000 | 3.00% | NRO | NRO | |
| 2/1/27 | $2,410,000 | 3.25% | NRO | NRO | |
| 2/1/28 | $2,500,000 | 3.375% | NRO | NRO | |
| 2/1/29 | $2,605,000 | 3.50% | NRO | NRO | |
| 2/1/30 | $2,710,000 | 3.50% | NRO | NRO | |
| 2/1/31 | $2,825,000 | 3.625% | NRO | NRO | |
| 2/1/32 | $2,955,000 | 3.75% | NRO | NRO | |
| 2/1/33 | $3,085,000 | 3.75% | NRO | NRO |
Other managers: US Bancorp Investments, Inc., Raymond James & Associates, Inc., M.R. Beal & Co..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 3.3422%
BA Merrill Lynch, TIC 3.4169%
CONNECTICUT
Connecticut Regional School District No. 18
Jan 4, 2012 . . . . . . $7,825,000
General Obligation Bond Anticipation Notes.
Dated Jan 10, 2012.
Due Jan 9, 2013.
Purchased $7,825,000.00 by Eastern Bk Cap Mkts, at 1.5%, plus $94,731.63, effective rate 0.286%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Jefferies, Effective Rate 0.2986%
Piper Jaffray, Effective Rate 0.3091%
TD Securities, Effective Rate 0.3199%
Roosevelt & Cross, Effective Rate 0.4839%
Janney Montgomery, Effective Rate 0.5303%
Oppenheimer, Effective Rate 0.6794%
Connecticut Regional School District No. 18
Jan 4, 2012 . . . . . . $14,500,000
General Obligation Bonds, Issue of 2012 (book entry).
Dated Jan 1, 2012.
Due Apr 15, 2013 to 2031.
Callable Apr 15, 2020 at par.
Winning bid: Fidelity Capital, at 100.8747, TIC 2.5334%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/13 | $765,000 | 2.00% | NRO | NRO | |
| 4/15/14 | $765,000 | 2.00% | NRO | NRO | |
| 4/15/15 | $765,000 | 2.00% | NRO | NRO | |
| 4/15/16 | $765,000 | 2.00% | NRO | NRO | |
| 4/15/17 | $765,000 | 3.00% | NRO | NRO | |
| 4/15/18 | $765,000 | 2.00% | NRO | NRO | |
| 4/15/19 | $765,000 | 2.00% | NRO | NRO | |
| 4/15/20 | $765,000 | 2.00% | NRO | NRO | |
| 4/15/21 | $765,000 | 2.00% | NRO | NRO | |
| 4/15/22 | $765,000 | 2.00% | NRO | NRO | |
| 4/15/23 | $765,000 | 2.25% | NRO | NRO | |
| 4/15/24 | $765,000 | 2.50% | NRO | NRO | |
| 4/15/25 | $760,000 | 2.50% | NRO | NRO | |
| 4/15/26 | $760,000 | 3.00% | NRO | NRO | |
| 4/15/27 | $760,000 | 3.00% | NRO | NRO | |
| 4/15/28 | $760,000 | 3.00% | NRO | NRO | |
| 4/15/29 | $760,000 | 3.00% | NRO | NRO | |
| 4/15/30 | $760,000 | 3.125% | NRO | NRO | |
| 4/15/31 | $760,000 | 3.25% | NRO | NRO |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., US Bancorp Investments, Inc..
L.O.: Robinson & Cole, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Janney Montgomery, TIC 2.5666%
UBS Financial Svcs, TIC 2.6218%
BA Merrill Lynch, TIC 2.662%
Robert W. Baird, TIC 2.6967%
JPMorgan, TIC 2.7077%
Piper Jaffray, TIC 2.7588%
Hutchinson Shockey, TIC 2.8745%
ILLINOIS
Kane County
Dec 12, 2011 . . . . . . $1,960,000
General Obligation Limited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 28, 2011.
Due Dec 15, 2012 to 2013.
Non-callable.
Winning bid: Oppenheimer, at n/a, NIC 1.3988%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/12 | $975,000 | 1.50% | 0.75% | ||
| 12/15/13 | $985,000 | 1.50% | 1.00% |
L.O.: Schiff Hardin LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
First Trust, NIC 1.9896%
KENTUCKY
Elliott County School District Finance Corporation
Jan 4, 2012 . . . . . . $2,020,000
School Building Refunding Revenue Bonds, Series of 2012 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jan 1, 2012.
Due Mar 1, 2012 to Sep 1, 2023.
Non-callable.
Winning bid: Robert W. Baird, at 100.9108, NIC 1.8892%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $90,000 | 0.50% | 0.50% | ||
| 9/1/13 | $125,000 | 0.80% | 0.80% | ||
| 9/1/14 | $125,000 | 1.00% | 1.00% | ||
| 9/1/15 | $175,000 | 2.00% | 1.10% | ||
| 9/1/16 | $175,000 | 2.00% | 1.20% | ||
| 9/1/17 | $180,000 | 2.00% | 1.30% | ||
| 9/1/18 | $160,000 | 2.00% | 1.50% | ||
| 9/1/19 | $225,000 | 2.00% | 1.65% | ||
| 9/1/20 | $235,000 | 2.00% | 1.80% | ||
| 9/1/23 | $530,000 | 2.125% | 2.15% |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, SAMCO Capital Markets, Edward D. Jones & Co., Kildare Capital, Inc., Davenport & Company LLC, Loop Capital Markets, LLC, PNC Capital Markets, FTN Financial Capital Markets, Oppenheimer & Co., Inc., Jackson Securities Inc., Wedbush Securities Inc, Isaak Bond Investments, Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 1.9512%
Morgan Keegan, NIC 2.103%
Fifth Third Secs, NIC 2.3157%
Hancock County School District Finance Corporation
Jan 4, 2012 . . . . . . $8,010,000
School Building Refunding Revenue Bonds, Series of 2012 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jan 1, 2012.
Due Jun 1, 2012 to 2024.
Non-callable.
Winning bid: Morgan Keegan, at 100.6062, NIC 2.0516%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $65,000 | 2.00% | NRO | NRO | |
| 6/1/13 | $120,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $570,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $580,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $595,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $610,000 | 2.00% | NRO | NRO | |
| 6/1/18 | $615,000 | 2.00% | NRO | NRO | |
| 6/1/19 | $630,000 | 2.00% | NRO | NRO | |
| 6/1/20 | $810,000 | 2.00% | NRO | NRO | |
| 6/1/21 | $830,000 | 2.00% | NRO | NRO | |
| 6/1/22 | $840,000 | 2.125% | NRO | NRO | |
| 6/1/23 | $865,000 | 2.25% | NRO | NRO | |
| 6/1/24 | $880,000 | 2.375% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 2.0861%
Stifel Nicolaus, NIC 2.2747%
Fifth Third Secs, NIC 2.4087%
Marion County School District Finance Corporation
Jan 4, 2012 . . . . . . $3,210,000
School Building Refunding Revenue Bonds, Series 2012 (Kentucky School District Credit Enhancement Program) (bank qualified).
Dated Jan 25, 2012.
Due Jun 1, 2012 to 2023.
Callable Dec 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 99.0531, NIC 2.097%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $10,000 | 1.25% | 0.50% | ||
| 6/1/13 | $30,000 | 1.25% | 0.60% | ||
| 6/1/14 | $140,000 | 1.50% | 0.80% | ||
| 6/1/16 | $245,000 | 1.50% | NRO | NRO | |
| 6/1/17 | $120,000 | 1.50% | 1.25% | ||
| 6/1/18 | $120,000 | 1.50% | 1.40% | ||
| 6/1/20 | $220,000 | 2.00% | 1.75% | ||
| 6/1/21 | $775,000 | 2.00% | 1.90% | ||
| 6/1/22 | $775,000 | 2.00% | 2.10% | ||
| 6/1/23 | $775,000 | 2.125% | 2.25% |
Other managers: Crews & Associates, Inc..
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Morgan Keegan, NIC 2.1638%
Ross Sinclaire, NIC 2.1935%
Raymond James, NIC 2.3276%
Fifth Third Secs, NIC 2.4631%
MAINE
Kittery (Town)
Jan 4, 2012 . . . . . . $5,500,000
2012 General Obligation Bonds (bank qualified) (book entry).
Dated Jan 15, 2012.
Due Jan 15, 2013 to 2032.
Callable Jan 15, 2022 at par.
Winning bid: FTN Fin Cap Mkts, at 101.2090, TIC 2.3422%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/13 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/14 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/15 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/16 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/17 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/18 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/19 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/20 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/21 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/22 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/23 | $275,000 | 2.00% | NRO | NRO | |
| 1/15/24 | $275,000 | 2.25% | NRO | NRO | |
| 1/15/25 | $275,000 | 2.25% | NRO | NRO | |
| 1/15/26 | $275,000 | 2.50% | NRO | NRO | |
| 1/15/27 | $275,000 | 2.50% | NRO | NRO | |
| 1/15/28 | $275,000 | 2.75% | NRO | NRO | |
| 1/15/29 | $275,000 | 2.75% | NRO | NRO | |
| 1/15/30 | $275,000 | 2.95% | NRO | NRO | |
| 1/15/31 | $275,000 | 3.00% | NRO | NRO | |
| 1/15/32 | $275,000 | 3.15% | NRO | NRO |
L.O.: Drummond Woodsum & McMahon, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Morgan Keegan, TIC 2.3477%
Roosevelt & Cross, TIC 2.3936%
Raymond James, TIC 2.3978%
Robert W. Baird, TIC 2.4466%
Janney Montgomery, TIC 2.5069%
BOSC, TIC 2.5775%
Piper Jaffray, TIC 2.6081%
BMO Cap Mkts GKST, TIC 2.6716%
Knox County
Jan 4, 2012 . . . . . . $1,500,000
2012 General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Jan 12, 2012.
Due Oct 1, 2012.
Purchased $1,500,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $4,489.33, effective rate 0.584%.
L.O.: Pierce Atwood LLP, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
TD Bank, N.A., Effective Rate 0.89%
Oppenheimer, Effective Rate 1.026%
Janney Montgomery, Effective Rate 1.2568%
MASSACHUSETTS
Bridgewater (Town)
Jan 4, 2011 . . . . . . $800,000
Revenue Anticipation Notes (bank qualified).
Dated Jan 13, 2012.
Due Feb 6, 2012.
Purchased $800,000.00 by UniBank Fiscal Adv, at 0.95%, effective rate 0.95%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.0%
Cherry Valley & Rochdale Water District
Jan 4, 2012 . . . . . . $211,000
Bond Anticipation Notes (bank qualified).
Dated Jan 13, 2012.
Due Jul 13, 2012.
Purchased $211,000.00 by UniBank Fiscal Adv, at 0.9%, effective rate 0.9%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.0%
Westport (Town)
Jan 4, 2012 . . . . . . $3,150,000
Bond Anticipation Notes (bank qualified).
Dated Jan 19, 2012.
Due Jan 18, 2013.
Purchased $3,150,000.00 by Eastern Bk Cap Mkts, at 0.75%, effective rate 0.75%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.85%
NEW YORK
Brockport Central School District
Jan 4, 2012 . . . . . . $920,000
General Obligation School District (Serial) Bonds, 2012 (bank qualified) (book entry).
Dated Jan 18, 2012.
Due Jun 15, 2013 to 2016.
Non-callable.
Winning bid: First Niagara Bank, at n/a, NIC 1.75%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $230,000 | 1.75% | NRO | NRO | |
| 6/15/14 | $230,000 | 1.75% | NRO | NRO | |
| 6/15/15 | $230,000 | 1.75% | NRO | NRO | |
| 6/15/16 | $230,000 | 1.75% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Bank of Greene Co, NIC 1.9516%
Roosevelt & Cross, NIC 1.9992%
Sage Rutty, NIC 2.0033%
JPMorgan Chase, NIC 2.15%
Oppenheimer, NIC 2.7664%
Cambridge Central School District
Jan 4, 2012 . . . . . . $1,933,058
General Obligation School District (Serial) Bonds, 2012 (bank qualified) (book entry).
Dated Jan 24, 2012.
Due Jun 15, 2012 to 2026.
Callable Jun 15, 2019 at par.
Winning bid: Raymond James, at n/a, NIC 2.77%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $113,058 | 2.25% | NRO | NRO | AGM |
| 6/15/13 | $110,000 | 2.25% | NRO | NRO | AGM |
| 6/15/14 | $110,000 | 2.25% | NRO | NRO | AGM |
| 6/15/15 | $115,000 | 2.25% | NRO | NRO | AGM |
| 6/15/16 | $120,000 | 2.25% | NRO | NRO | AGM |
| 6/15/17 | $120,000 | 2.25% | NRO | NRO | AGM |
| 6/15/18 | $125,000 | 2.25% | NRO | NRO | AGM |
| 6/15/19 | $125,000 | 2.25% | NRO | NRO | AGM |
| 6/15/20 | $130,000 | 2.25% | NRO | NRO | AGM |
| 6/15/21 | $135,000 | 2.25% | NRO | NRO | AGM |
| 6/15/22 | $140,000 | 3.00% | NRO | NRO | AGM |
| 6/15/23 | $140,000 | 3.00% | NRO | NRO | AGM |
| 6/15/24 | $145,000 | 3.00% | NRO | NRO | AGM |
| 6/15/25 | $150,000 | 3.125% | NRO | NRO | AGM |
| 6/15/26 | $155,000 | 3.375% | NRO | NRO | AGM |
Other managers: Fidelity Capital Markets, William Blair & Company, LLC.
L.O.: Barlett, Pontiff, Stewart & Rhodes, P.C., Glens Falls, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Robert W. Baird, NIC 2.784%
Roosevelt & Cross, NIC 2.9197%
Camillus (Town)
Jan 4, 2012 . . . . . . $223,876
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jan 12, 2012.
Due Jan 11, 2013.
Purchased $223,880.00 by Bank of Greene Co, at 1.16%, effective rate 1.16%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Solvay Bank, Effective Rate 1.19%
First Niagara Bank, Effective Rate 1.55%
Roosevelt & Cross, Effective Rate 2.4919%
Oppenheimer, Effective Rate 2.703%
Croton-on-Hudson Village
Jan 4, 2012 . . . . . . $844,128
Bond Anticipation Notes, 2012 A (bank qualified).
Dated Jan 12, 2012.
Due Jan 11, 2013.
Purchased $844,130.00 by Bank of Greene Co, at 1.06%, effective rate 1.06%.
L.O.: Cahill Gambino LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 1.1839%
TD Bank, N.A., Effective Rate 1.29%
JPMorgan Chase, Effective Rate 1.44%
Roosevelt & Cross, Effective Rate 1.4876%
Oppenheimer, Effective Rate 1.5724%
Glen Cove (City)
Jan 4, 2012 . . . . . . $4,500,000
Bond Anticipation Notes for Various Purposes 2012 Series A (bank qualified).
Dated Jan 11, 2012.
Due Jan 11, 2013.
Purchased $4,500,000.00 by Roosevelt & Cross, at 3.25%, plus $1,305.00, effective rate 3.221%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Oppenheimer, Effective Rate 5.4999%
Putnam/Northern Westchester Board of Cooperative Educational Services of Sole Supervisory District
Jan 4, 2012 . . . . . . $5,000,000
Revenue Anticipation Notes - 2012.
Dated Jan 11, 2012.
Due Sep 28, 2012.
Purchased $5,000,000.00 by JPMorgan Chase, at 1.24%, effective rate 1.24%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Securities, Effective Rate 1.4593%
Oppenheimer, Effective Rate 1.4704%
Jefferies, Effective Rate 1.4782%
Webster Village
Jan 4, 2012 . . . . . . $400,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Jan 13, 2012.
Due Jan 11, 2013.
Purchased $400,000.00 by JPMorgan Chase, at 1.33%, effective rate 1.33%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Canandaigua NB&T, Effective Rate 1.75%
Oppenheimer, Effective Rate 2.4372%
Roosevelt & Cross, Effective Rate 2.4957%
