CALIFORNIA
Fresno County Financing Authority
Sep 27, 2012 . . . . . . $22,425,000
Lease Revenue Refunding Bonds, Series 2012A (book entry).
Dated Oct 9, 2012.
Due Aug 1, 2013 to 2022.
Non-callable.
Winning bid: Morgan Stanley, at 104.2400, TIC 2.0162%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $2,625,000 | 2.00% | 0.50% | ||
| 8/1/14 | $2,695,000 | 3.00% | 0.75% | ||
| 8/1/15 | $2,770,000 | 3.00% | NRO | NRO | |
| 8/1/16 | $2,855,000 | 3.00% | 1.25% | ||
| 8/1/17 | $2,935,000 | 3.00% | 1.40% | AGM | |
| 8/1/18 | $2,170,000 | 3.00% | 1.70% | AGM | |
| 8/1/19 | $1,765,000 | 3.00% | 2.00% | AGM | |
| 8/1/20 | $1,820,000 | 3.00% | 2.25% | AGM | |
| 8/1/21 | $1,870,000 | 3.00% | 2.50% | AGM | |
| 8/1/22 | $920,000 | 3.00% | 2.65% | AGM |
L.O.: Hawkins, Delafield & Wood, Los Angeles, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Citigroup, TIC 2.0956%
De La Rosa & Co, TIC 2.1794%
Hutchinson Shockey, TIC 2.1882%
Stifel Nicolaus, TIC 2.3387%
Mitsubishi UFJ Secs, TIC 2.494%
JPMorgan, TIC 2.5252%
Raymond James | MK, TIC 2.8669%
KENTUCKY
Jefferson County School District Finance Corporation
Sep 27, 2012 . . . . . . $19,055,000
School Building Revenue Refunding Bonds, Series 2012C (Kentucky School District Credit Enhancement Program) (book entry).
Dated Oct 18, 2012.
Due Mar 1, 2013 to Sep 1, 2024.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.945%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/24 | $19,055,000 | 1.90% | NRO | NRO |
L.O.: Wyatt, Tarrant & Combs, LLP, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY; and J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 2.0041%
Raymond James | MK, NIC 2.0554%
BA Merrill Lynch, NIC 2.3%
UBS Financial Svcs, NIC 2.3398%
Hutchinson Shockey, NIC 2.3469%
Jefferson County School District Finance Corporation
Sep 27, 2012 . . . . . . $27,235,000
School Building Revenue Bonds, Series 2012D (book entry).
Dated Oct 18, 2012.
Due Oct 1, 2013 to 2032.
Callable Oct 1, 2022 at par.
Winning bid: Raymond James | MK, at 99.1462, NIC 3.0236%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $100,000 | 2.00% | 0.50% | ||
| 10/1/14 | $125,000 | 2.00% | 0.63% | ||
| 10/1/15 | $150,000 | 2.00% | 0.71% | ||
| 10/1/16 | $200,000 | 2.00% | 0.84% | ||
| 10/1/17 | $200,000 | 2.00% | 1.06% | ||
| 10/1/18 | $225,000 | 2.00% | 1.35% | ||
| 10/1/19 | $1,025,000 | 2.00% | 1.63% | ||
| 10/1/20 | $1,075,000 | 2.00% | 1.90% | ||
| 10/1/21 | $1,125,000 | 2.00% | 2.15% | ||
| 10/1/22 | $1,175,000 | 3.00% | 2.28% | ||
| 10/1/23 | $1,225,000 | 3.00% | 2.47% | ||
| 10/1/24 | $1,275,000 | 3.00% | 2.61% | ||
| 10/1/25 | $1,325,000 | 3.00% | 2.73% | ||
| 10/1/26 | $1,375,000 | 3.00% | 2.80% | ||
| 10/1/27 | $2,400,000 | 3.00% | 2.86% | ||
| 10/1/28 | $2,475,000 | 3.00% | 2.91% | ||
| 10/1/30 | $5,510,000 | 3.00% | 3.03% | ||
| 10/1/32 | $6,250,000 | 3.125% | 3.15% |
Other managers: Morgan Stanley & Co., Inc., Jefferies & Company, Inc..
L.O.: Wyatt, Tarrant & Combs, LLP, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY; and J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 3.0402%
Hutchinson Shockey, NIC 3.1064%
UBS Financial Svcs, NIC 3.1967%
MASSACHUSETTS
Assabet Valley Regional Vocational School District
Sep 27, 2012 . . . . . . $3,000,000
Bond Anticipation Notes (bank qualified).
Dated Oct 4, 2012.
Due Oct 4, 2013.
Purchased $3,000,000.00 by UniBank Fiscal Adv, at 0.5%, effective rate 0.5%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.5%
Longmeadow (Town)
Sep 27, 2012 . . . . . . $10,000,000
General Obligation Bond Anticipation Notes (book entry).
Dated Oct 9, 2012.
Due Oct 9, 2013.
Purchased $2,000,000.00 by FirstSouthwest, at 1.5%, plus $23,620.00, effective rate 0.319%.
Purchased $8,000,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $54,160.00, effective rate 0.323%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.323%
TD Securities, Effective Rate 0.332%
FirstSouthwest, Effective Rate 0.349%
Jefferies, Effective Rate 0.388%
Century Bk, Effective Rate 0.5%
Oppenheimer, Effective Rate 0.578%
Massachusetts
Sep 27, 2012 . . . . . . $600,000,000
General Obligation Revenue Anticipation Notes, 2012 Series A (book entry).
Dated Oct 3, 2012.
Due Apr 25, 2013.
Purchased $50,000,000.00 by Jefferies, at 2.0%, plus $528,500.00, effective rate 0.115%.
Purchased $100,000,000.00 by JPMorgan, at 2.0%, plus $1,063,000.00, effective rate 0.1044%.
Purchased $150,000,000.00 by Morgan Stanley, at 2.0%, plus $1,588,500.00, effective rate 0.1115%.
Purchased $150,000,000.00 by Morgan Stanley, at 2.0%, plus $1,608,000.00, effective rate 0.0886%.
Purchased $150,000,000.00 by Morgan Stanley, at 2.0%, plus $1,617,000.00, effective rate 0.078%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA; and Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., Boston, MA.
F.A.: Municipal Official(s); and Public Financial Management, Inc., Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.115%
Citigroup, Effective Rate 0.1203%
Morgan Stanley, Effective Rate 0.1238%
Wells Fargo Secs, Effective Rate 0.1256%
Jefferies, Effective Rate 0.1309%
JPMorgan, Effective Rate 0.1344%
Wells Fargo Secs, Effective Rate 0.1362%
Goldman Sachs, Effective Rate 0.1415%
BA Merrill Lynch, Effective Rate 0.1433%
Wells Fargo Secs, Effective Rate 0.145%
Citigroup, Effective Rate 0.1486%
RBC Capital Mkts, Effective Rate 0.1503%
US Bancorp Invest, Effective Rate 0.1503%
Jefferies, Effective Rate 0.1503%
Wells Fargo Secs, Effective Rate 0.1556%
BA Merrill Lynch, Effective Rate 0.1591%
JPMorgan, Effective Rate 0.1644%
RBC Capital Mkts, Effective Rate 0.1662%
Wells Fargo Secs, Effective Rate 0.1662%
RBC Capital Mkts, Effective Rate 0.1662%
BA Merrill Lynch, Effective Rate 0.168%
Fidelity Capital, Effective Rate 0.168%
Citigroup, Effective Rate 0.1715%
RBC Capital Mkts, Effective Rate 0.175%
Jefferies, Effective Rate 0.175%
US Bancorp Invest, Effective Rate 0.1803%
Citigroup, Effective Rate 0.1803%
Goldman Sachs, Effective Rate 0.1803%
Barclays Capital, Effective Rate 0.1803%
Jefferies, Effective Rate 0.1803%
Janney Montgomery, Effective Rate 0.1821%
JPMorgan, Effective Rate 0.1821%
TD Securities, Effective Rate 0.1839%
Piper Jaffray, Effective Rate 0.1839%
RBC Capital Mkts, Effective Rate 0.1856%
Barclays Capital, Effective Rate 0.1909%
Goldman Sachs, Effective Rate 0.1909%
Piper Jaffray, Effective Rate 0.1945%
US Bancorp Invest, Effective Rate 0.2015%
Barclays Capital, Effective Rate 0.2015%
Piper Jaffray, Effective Rate 0.2051%
Eastern Bk Cap Mkts, Effective Rate 0.2086%
Barclays Capital, Effective Rate 0.2104%
Piper Jaffray, Effective Rate 0.2245%
Fidelity Capital, Effective Rate 0.2422%
Massachusetts
Sep 27, 2012 . . . . . . $600,000,000
General Obligation Revenue Anticipation Notes, 2012 Series B (book entry).
Dated Oct 3, 2012.
Due May 23, 2013.
Purchased $50,000,000.00 by Citigroup, at 2.0%, plus $616,500.00, effective rate 0.0692%.
Purchased $50,000,000.00 by Citigroup, at 2.0%, plus $611,500.00, effective rate 0.0847%.
Purchased $50,000,000.00 by Citigroup, at 2.0%, plus $605,000.00, effective rate 0.1048%.
Purchased $200,000,000.00 by JPMorgan, at 2.0%, plus $2,420,000.00, effective rate 0.1048%.
Purchased $37,500,000.00 by Fidelity Capital, at 2.0%, plus $451,125.00, effective rate 0.1156%.
Purchased $75,000,000.00 by Wells Fargo Secs, at 2.0%, plus $902,250.00, effective rate 0.1156%.
Purchased $50,000,000.00 by Jefferies, at 2.0%, plus $611,000.00, effective rate 0.0862%.
Purchased $50,000,000.00 by Jefferies, at 2.0%, plus $614,500.00, effective rate 0.0754%.
Purchased $37,500,000.00 by Jefferies, at 2.0%, plus $451,125.00, effective rate 0.1156%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA; and Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., Boston, MA.
F.A.: Municipal Official(s); and Public Financial Management, Inc., Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.1156%
Fidelity Capital, Effective Rate 0.1156%
Wells Fargo Secs, Effective Rate 0.1156%
Goldman Sachs, Effective Rate 0.1203%
Wells Fargo Secs, Effective Rate 0.1265%
RBC Capital Mkts, Effective Rate 0.1296%
Goldman Sachs, Effective Rate 0.1311%
Wells Fargo Secs, Effective Rate 0.1358%
BA Merrill Lynch, Effective Rate 0.1389%
TD Securities, Effective Rate 0.1435%
Wells Fargo Secs, Effective Rate 0.1451%
Jefferies, Effective Rate 0.1451%
RBC Capital Mkts, Effective Rate 0.1451%
JPMorgan, Effective Rate 0.1451%
US Bancorp Invest, Effective Rate 0.1451%
BA Merrill Lynch, Effective Rate 0.1497%
Barclays Capital, Effective Rate 0.1512%
Morgan Stanley, Effective Rate 0.1543%
Fidelity Capital, Effective Rate 0.1543%
RBC Capital Mkts, Effective Rate 0.1559%
Goldman Sachs, Effective Rate 0.1605%
Jefferies, Effective Rate 0.1652%
RBC Capital Mkts, Effective Rate 0.1652%
Morgan Stanley, Effective Rate 0.1652%
Morgan Stanley, Effective Rate 0.1683%
BA Merrill Lynch, Effective Rate 0.1683%
BA Merrill Lynch, Effective Rate 0.1745%
JPMorgan, Effective Rate 0.1745%
US Bancorp Invest, Effective Rate 0.176%
Jefferies, Effective Rate 0.176%
Barclays Capital, Effective Rate 0.1807%
RBC Capital Mkts, Effective Rate 0.1807%
Piper Jaffray, Effective Rate 0.1838%
Jefferies, Effective Rate 0.1853%
Citigroup, Effective Rate 0.1915%
Janney Montgomery, Effective Rate 0.1915%
Barclays Capital, Effective Rate 0.1915%
Eastern Bk Cap Mkts, Effective Rate 0.1931%
US Bancorp Invest, Effective Rate 0.1946%
Jefferies, Effective Rate 0.1961%
Barclays Capital, Effective Rate 0.2008%
Piper Jaffray, Effective Rate 0.2039%
Jefferies, Effective Rate 0.2054%
Siebert Brandford, Effective Rate 0.207%
Piper Jaffray, Effective Rate 0.224%
Piper Jaffray, Effective Rate 0.2333%
Nahant (Town)
Sep 27, 2012 . . . . . . $1,866,000
General Obligation Bond Anticipation Notes (renewals) (bank qualified).
Dated Oct 12, 2012.
Due Jul 18, 2013.
Purchased $1,866,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $7,389.36, effective rate 0.4835%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Century Bk, Effective Rate 0.5087%
Jefferies, Effective Rate 0.9577%
Oppenheimer, Effective Rate 1.0525%
MISSOURI
St. Charles County Ambulance District
Sep 26, 2012 . . . . . . $1,300,000
General Obligation Refunding Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 10, 2012.
Due Sep 1, 2013 to 2022.
Callable Sep 1, 2020 at par.
Winning bid: UMB Bank, at 99.4110, TIC 1.2619%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $130,000 | 0.35% | NRO | NRO | |
| 9/1/14 | $130,000 | 0.45% | NRO | NRO | |
| 9/1/15 | $130,000 | 0.50% | NRO | NRO | |
| 9/1/16 | $125,000 | 0.60% | NRO | NRO | |
| 9/1/17 | $130,000 | 0.75% | NRO | NRO | |
| 9/1/18 | $130,000 | 0.90% | NRO | NRO | |
| 9/1/19 | $130,000 | 1.10% | NRO | NRO | |
| 9/1/20 | $130,000 | 1.30% | NRO | NRO | |
| 9/1/21 | $130,000 | 1.50% | NRO | NRO | |
| 9/1/22 | $135,000 | 1.70% | NRO | NRO |
L.O.: Gilmore & Bell, St. Louis, MO.
F.A.: WM Financial Strategies, St. Louis, MO.
Other bidders were:
Country Club Bank, TIC 1.2645%
Robert W. Baird, TIC 1.3415%
FTN Fin Cap Mkts, TIC 1.383%
Stifel Nicolaus, TIC 1.3831%
Commerce Bank, TIC 1.3908%
Edward D. Jones, TIC 1.6242%
NEW JERSEY
Branchburg Township
Sep 27, 2012 . . . . . . $2,250,000
Bond Anticipation Notes (bank qualified).
Dated Oct 10, 2012.
Due Oct 10, 2013.
Purchased $2,250,000.00 by Peapack-Gladstone, at 0.74%, effective rate 0.74%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.753%
Jefferies, Effective Rate 0.799%
Oppenheimer, Effective Rate 0.879%
Glassboro Borough
Sep 27, 2012 . . . . . . $2,887,900
Bond Anticipation Notes of 2012, Series C (bank qualified).
Dated Oct 4, 2012.
Due Oct 3, 2013.
Purchased $2,887,900.00 by Jefferies, at 1.25%, plus $10,542.00, effective rate 0.883%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.9131%
Rahway (City)
Sep 27, 2012 . . . . . . $10,355,000
Bond Anticipation Notes (book entry).
Dated Oct 3, 2012.
Due Oct 2, 2013.
Purchased $10,355,000.00 by Jefferies, at 1.25%, plus $65,652.00, effective rate 0.6142%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
TD Securities, Effective Rate 0.6931%
Oppenheimer, Effective Rate 0.9301%
Janney Montgomery, Effective Rate 1.0795%
Seaside Heights Borough
Sep 27, 2012 . . . . . . $2,379,000
Bond Anticipation Notes, Series 2012D.
Dated Oct 5, 2012.
Due Oct 4, 2013.
Purchased $2,379,000.00 by Oppenheimer, at 1.25%, plus $6,401.00, effective rate 0.9802%.
L.O.: Dilworth Paxson, Neptune, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 1.05%
TD Securities, Effective Rate 1.157%
Jefferies, Effective Rate 1.184%
South Jersey Port Corporation
Sep 27, 2012 . . . . . . $16,050,000
Marine Terminal Revenue Refunding Bonds, Series 2012R (AMT) (book entry) (AMT).
Dated Oct 17, 2012.
Due Jan 1, 2014 to 2024.
Callable Jan 1, 2023 at par.
Winning bid: Mesirow Financial, at 108.7943, TIC 2.4723%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/14 | $580,000 | 4.00% | 0.65% | ||
| 1/1/15 | $1,500,000 | 4.00% | 0.875% | ||
| 1/1/16 | $1,550,000 | 4.00% | 1.10% | ||
| 1/1/17 | $1,600,000 | 4.00% | 1.45% | ||
| 1/1/18 | $1,650,000 | 4.00% | 1.75% | ||
| 1/1/19 | $1,700,000 | 4.00% | 2.125% | ||
| 1/1/20 | $1,750,000 | 4.00% | 2.45% | ||
| 1/1/21 | $1,550,000 | 4.00% | 2.70% | ||
| 1/1/22 | $1,600,000 | 4.00% | 2.90% | ||
| 1/1/23 | $1,670,000 | 4.00% | 3.05% | ||
| 1/1/24 | $900,000 | 4.00% | 3.15% |
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Goldman, Beale Associates, Titusville, NJ; and Goldman, Beale Associates, Pennington, NJ.
Other bidders were:
JPMorgan, TIC 2.4874%
Guggenheim Secs, TIC 2.6507%
BA Merrill Lynch, TIC 2.7593%
Hutchinson Shockey, TIC 2.788%
RBC Capital Mkts, TIC 2.8207%
Wells Fargo Secs, TIC 2.886%
South Jersey Port Corporation
Sep 27, 2012 . . . . . . $60,060,000
Marine Terminal Revenue Refunding Bonds, Series 2012 Q (book entry).
Dated Oct 17, 2012.
Due Jan 1, 2014 to 2033.
Callable Jan 1, 2023 at par.
Winning bid: Guggenheim Secs, at 102.6285, TIC 2.7212%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/14 | $490,000 | 3.00% | 0.50% | ||
| 1/1/15 | $4,330,000 | 3.00% | 0.70% | ||
| 1/1/16 | $4,420,000 | 3.00% | 0.90% | ||
| 1/1/17 | $4,600,000 | 3.00% | 1.05% | ||
| 1/1/18 | $4,700,000 | 3.00% | 1.35% | ||
| 1/1/19 | $4,850,000 | 3.00% | 1.65% | ||
| 1/1/20 | $5,000,000 | 3.00% | 1.95% | ||
| 1/1/21 | $2,950,000 | 3.00% | 2.20% | ||
| 1/1/22 | $3,050,000 | 3.00% | 2.40% | ||
| 1/1/23 | $3,150,000 | 3.00% | 2.60% | ||
| 1/1/24 | $950,000 | 3.00% | 2.80% | ||
| 1/1/25 | $2,050,000 | 3.00% | 2.95% | ||
| 1/1/26 | $2,100,000 | 3.00% | 3.05% | ||
| 1/1/27 | $2,175,000 | 3.00% | 3.10% | ||
| 1/1/28 | $2,245,000 | 3.00% | 3.15% | ||
| 1/1/29 | $2,355,000 | 3.00% | 3.20% | ||
| 1/1/30 | $2,475,000 | 3.00% | 3.228% | ||
| 1/1/31 | $2,600,000 | 3.125% | 3.271% | ||
| 1/1/32 | $2,715,000 | 3.125% | 3.338% | ||
| 1/1/33 | $2,855,000 | 3.25% | 3.387% |
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Goldman, Beale Associates, Titusville, NJ; and Goldman, Beale Associates, Pennington, NJ.
Other bidders were:
JPMorgan, TIC 2.7687%
Mesirow Financial, TIC 2.8193%
Barclays Capital, TIC 2.8611%
BA Merrill Lynch, TIC 2.9194%
Wells Fargo Secs, TIC 2.95%
RBC Capital Mkts, TIC 3.0859%
Raymond James | MK, TIC 3.504%
Woodbine Borough Board of Education
Sep 27, 2012 . . . . . . $584,950
Grant Anticipation Notes (bank qualified).
Dated Oct 11, 2012.
Due Oct 11, 2013.
Purchased $584,950.00 by Sturdy Savings Bk, at 0.59%, effective rate 0.59%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.642%
Oppenheimer, Effective Rate 2.1712%
NEW MEXICO
Albuquerque Metropolitan Arroyo Flood Control Authority
Sep 27, 2012 . . . . . . $10,000,000
General Obligation Bonds, Series 2012 (book entry).
Dated Nov 1, 2012.
Due Aug 1, 2013 to 2019.
Non-callable.
Winning bid: Janney Montgomery, at 104.0697, TIC 0.8433%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/13 | $2,200,000 | 2.00% | NRO | NRO | |
| 8/1/14 | $1,200,000 | 2.00% | 0.30% | ||
| 8/1/15 | $1,200,000 | 2.00% | NRO | NRO | |
| 8/1/16 | $1,200,000 | 2.00% | NRO | NRO | |
| 8/1/17 | $1,200,000 | 2.00% | 0.70% | ||
| 8/1/18 | $1,500,000 | 2.00% | 0.90% | ||
| 8/1/19 | $1,500,000 | 2.00% | 1.15% |
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
Stifel Nicolaus, TIC 0.8958%
KeyBanc Cap Mkts, TIC 0.9113%
Jefferies, TIC 0.9163%
Robert W. Baird, TIC 0.9722%
Citigroup, TIC 0.9954%
Piper Jaffray, TIC 1.017%
Morgan Stanley, TIC 1.0965%
FTN Fin Cap Mkts, TIC 1.1179%
UBS Financial Svcs, TIC 1.2128%
NEW YORK
Carmel (Town)
Sep 27, 2012 . . . . . . $2,840,000
Public Improvement (Serial ) Bonds, 2012 (bank qualified) (book entry).
Dated Oct 11, 2012.
Due Oct 1, 2013 to 2030.
Callable Oct 1, 2020 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 1.9858%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $140,000 | 2.00% | NRO | NRO | |
| 10/1/14 | $140,000 | 2.00% | NRO | NRO | |
| 10/1/15 | $140,000 | 2.00% | NRO | NRO | |
| 10/1/16 | $140,000 | 2.00% | NRO | NRO | |
| 10/1/17 | $145,000 | 2.00% | NRO | NRO | |
| 10/1/18 | $145,000 | 2.00% | NRO | NRO | |
| 10/1/19 | $145,000 | 2.00% | NRO | NRO | |
| 10/1/20 | $150,000 | 2.00% | NRO | NRO | |
| 10/1/21 | $150,000 | 2.00% | NRO | NRO | |
| 10/1/22 | $155,000 | 2.00% | NRO | NRO | |
| 10/1/23 | $160,000 | 2.00% | NRO | NRO | |
| 10/1/24 | $165,000 | 2.00% | NRO | NRO | |
| 10/1/25 | $165,000 | 2.00% | NRO | NRO | |
| 10/1/26 | $170,000 | 2.00% | NRO | NRO | |
| 10/1/27 | $175,000 | 2.125% | NRO | NRO | |
| 10/1/28 | $180,000 | 2.125% | NRO | NRO | |
| 10/1/29 | $185,000 | 2.25% | NRO | NRO | |
| 10/1/30 | $190,000 | 2.25% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Stifel, Nicolaus & Co., Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
PNC Capital Markets, TIC 2.1382%
Raymond James | MK, TIC 2.2296%
Robert W. Baird, TIC 2.2848%
Bernardi Securities, TIC 2.6532%
Carmel (Town)
Sep 27, 2012 . . . . . . $4,721,000
Bond Anticipation Notes, 2012 Series A (bank qualified).
Dated Oct 11, 2012.
Due Oct 11, 2013.
Purchased $4,721,000.00 by Jefferies, at 0.75%, plus $17,233.00, effective rate 0.385%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.5048%
Janney Montgomery, Effective Rate 0.528%
TD Securities, Effective Rate 0.603%
Fabius-Pompey Central School District
Sep 27, 2012 . . . . . . $121,000
Statutory Installment Bond, 2012 (bank qualified).
Dated Oct 5, 2012.
Due Sep 15, 2013 to 2017.
Non-callable.
Winning bid: Alliance Bank, at n/a, NIC 2.34%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/13 | $24,000 | 2.34% | NRO | NRO | |
| 9/15/14 | $24,000 | 2.34% | NRO | NRO | |
| 9/15/15 | $24,000 | 2.34% | NRO | NRO | |
| 9/15/16 | $24,000 | 2.34% | NRO | NRO | |
| 9/15/17 | $25,000 | 2.34% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, NIC 2.75%
Roosevelt & Cross, NIC 3.0%
Malverne Union Free School District
Sep 27, 2012 . . . . . . $3,100,000
Tax Anticipation Notes for 2012-2013 Taxes.
Dated Oct 9, 2012.
Due Jun 28, 2013.
Purchased $3,100,000.00 by PNC Capital Markets, at 0.75%, plus $4,309.00, effective rate 0.5568%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.56%
Janney Montgomery, Effective Rate 0.6759%
Jefferies, Effective Rate 0.6939%
TD Securities, Effective Rate 0.7303%
Oppenheimer, Effective Rate 0.9157%
Oakfield Village
Sep 27, 2012 . . . . . . $800,000
Bond Anticipation Notes, 2012A (bank qualified).
Dated Oct 4, 2012.
Due Oct 3, 2013.
Purchased $800,000.00 by Roosevelt & Cross, at 1.5%, plus $1,648.00, effective rate 1.2934%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Evans Natl Bk, Effective Rate 1.3%
Oppenheimer, Effective Rate 1.3194%
Oysterponds Union Free School District in Orient
Sep 27, 2012 . . . . . . $1,000,000
Tax Anticipation Notes for 2012-2013 Taxes (bank qualified) (book entry).
Dated Oct 4, 2012.
Due Jun 27, 2013.
Purchased $1,000,000.00 by Bridgehampton Bank, at 0.84%, effective rate 0.84%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.0269%
Roosevelt & Cross, Effective Rate 1.447%
Putnam/Northern Westchester Board of Cooperative Educational Services of Sole Supervisory District
Sep 27, 2012 . . . . . . $5,000,000
Revenue Anticipation Notes - 2012 B.
Dated Oct 5, 2012.
Due Sep 30, 2013.
Purchased $5,000,000.00 by JPMorgan Chase, at 0.6%, effective rate 0.6%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.8687%
Oppenheimer, Effective Rate 0.9559%
Roosevelt & Cross, Effective Rate 1.603%
Suffolk County Water Authority
Sep 27, 2012 . . . . . . $80,000,000
Water System Revenue Bonds, Series 2012A (book entry).
Dated Oct 4, 2012.
Due Jun 1, 2036 to 2038.
Callable Jun 1, 2023 at par.
Winning bid: Wells Fargo Secs, at 98.5000, TIC 3.3693%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/36 | $25,815,000 | 3.75% | NRO | NRO | |
| 6/1/37 | $26,660,000 | 3.00% | NRO | NRO | |
| 6/1/38 | $27,525,000 | 3.125% | NRO | NRO |
L.O.: Harris, Beach LLP, New York, NY.
F.A.: Goldman, Sachs & Co., New York, NY.
Other bidders were:
JPMorgan, TIC 3.3915%
Morgan Stanley, TIC 3.3932%
BA Merrill Lynch, TIC 3.4003%
Citigroup, TIC 3.4032%
Guggenheim Secs, TIC 3.4148%
Barclays Capital, TIC 3.4231%
Southwest Securities, TIC 3.5446%
TD Securities, TIC 3.5517%
Janney Montgomery, TIC 3.5958%
OKLAHOMA
Garfield County Independent School District No. 85 (Drummond)
Sep 27, 2012 . . . . . . $100,000
Building Bonds of 2012 (bank qualified) (book entry).
Dated Nov 1, 2012.
Due Nov 1, 2014 to 2017.
Non-callable.
Winning bid: First Bankers' Banc, at n/a, NIC 1.5559%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $25,000 | 1.50% | 1.50% | ||
| 11/1/15 | $25,000 | 1.50% | 1.50% | ||
| 11/1/16 | $25,000 | 1.50% | 1.50% | ||
| 11/1/17 | $25,000 | 1.75% | 1.75% |
In association with: Bank of Kremlin.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
BOSC, NIC 2.0%
PENNSYLVANIA
Quakertown Community School District
Sep 27, 2012 . . . . . . $8,955,000
General Obligation Bonds, Series of 2012 (bank qualified) (book entry).
Dated Oct 31, 2012.
Due Aug 1, 2013 to 2030.
Callable Feb 1, 2018 at par.
Winning bid: Janney Montgomery, at n/a, TIC 2.674%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/17 | $25,000 | 1.25% | 1.25% | ||
| 8/1/22 | $25,000 | 2.15% | 2.15% | ||
| 8/1/25 | $15,000 | 2.40% | 2.40% | ||
| 8/1/26 | $50,000 | 2.45% | 2.45% | ||
| 8/1/27 | $2,210,000 | 2.50% | 2.50% | ||
| 8/1/28 | $2,210,000 | 2.55% | 2.55% | ||
| 8/1/29 | $2,210,000 | 2.60% | 2.60% | ||
| 8/1/30 | $2,210,000 | 2.70% | 2.73% |
L.O.: Fox Rothschild LLP, Blue Bell, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
UBS Financial Svcs, TIC 2.6757%
BNY Mellon Cap Mkts, TIC 2.7855%
PNC Capital Markets, TIC 2.893%
FTN Fin Cap Mkts, TIC 2.9328%
Robert W. Baird, TIC 3.0351%
Raymond James | MK, TIC 3.1754%
SOUTH CAROLINA
Fort Mill School District No. 4 of York County
Sep 27, 2012 . . . . . . $11,300,000
General Obligation Bonds, Series 2012B (book entry).
Dated Oct 10, 2012.
Due Mar 1, 2013 to 2016.
Non-callable.
Winning bid: FTN Fin Cap Mkts, at 103.2352, TIC 0.3893%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $8,400,000 | 4.00% | NRO | NRO | SCSDE |
| 3/1/14 | $1,150,000 | 5.00% | 0.30% | SCSDE | |
| 3/1/15 | $1,350,000 | 5.00% | 0.38% | SCSDE | |
| 3/1/16 | $400,000 | 3.00% | 0.50% | SCSDE |
L.O.: Haynsworth Sinkler Boyd, P.A., Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
BMO Cap Mkts GKST, TIC 0.4147%
JPMorgan, TIC 0.4177%
UBS Financial Svcs, TIC 0.4319%
Janney Montgomery, TIC 0.4428%
Piper Jaffray, TIC 0.4471%
FirstSouthwest, TIC 0.4571%
TD Securities, TIC 0.4598%
Raymond James | MK, TIC 0.4972%
US Bancorp Invest, TIC 0.5099%
Robert W. Baird, TIC 0.5466%
TEXAS
Brazoria County Municipal Utility District No. 34
Sep 27, 2012 . . . . . . $3,970,000
Unlimited Tax Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Sep 1, 2014 to 2036.
Callable Sep 1, 2019 at par.
Winning bid: SAMCO Cap Mkts, at 97.4500, NIC 3.3785%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $120,000 | 2.00% | 1.30% | ||
| 9/1/15 | $135,000 | 2.00% | 1.36% | ||
| 9/1/16 | $140,000 | 2.00% | 1.46% | ||
| 9/1/17 | $145,000 | 2.00% | 1.64% | ||
| 9/1/18 | $155,000 | 2.00% | 1.90% | ||
| 9/1/19 | $160,000 | 2.00% | 2.15% | ||
| 9/1/22 | $525,000 | 3.00% | 2.75% | ||
| 9/1/24 | $370,000 | 3.00% | 3.00% | ||
| 9/1/26 | $375,000 | 3.00% | 3.10% | ||
| 9/1/28 | $385,000 | 3.125% | 3.25% | ||
| 9/1/30 | $380,000 | 3.25% | 3.35% | ||
| 9/1/32 | $375,000 | 3.375% | 3.45% | ||
| 9/1/34 | $360,000 | 3.50% | 3.60% | ||
| 9/1/36 | $345,000 | 3.625% | 3.75% |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Raymond James | Morgan Keegan, Coastal Securities Corp..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
FirstSouthwest, NIC 3.5387%
Sterne Agee, NIC 3.5479%
Southwest Securities, NIC 3.5944%
RBC Capital Mkts, NIC 3.627%
Harris County Municipal Utility District No. 43
Sep 27, 2012 . . . . . . $2,580,000
Unlimited Tax Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Sep 1, 2021 to 2030.
Callable Sep 1, 2019 at par.
Winning bid: FTN Fin Cap Mkts, at 97.0920, NIC 2.5977%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/21 | $195,000 | 2.00% | NRO | NRO | AGM |
| 9/1/22 | $210,000 | 2.00% | NRO | NRO | AGM |
| 9/1/24 | $455,000 | 2.25% | NRO | NRO | AGM |
| 9/1/25 | $245,000 | 2.25% | NRO | NRO | AGM |
| 9/1/27 | $540,000 | 2.50% | NRO | NRO | AGM |
| 9/1/29 | $605,000 | 2.50% | NRO | NRO | AGM |
| 9/1/30 | $330,000 | 2.50% | NRO | NRO | AGM |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
BOSC, NIC 2.6%
FirstSouthwest, NIC 2.6391%
SAMCO Cap Mkts, NIC 2.8486%
Southwest Securities, NIC 2.8957%
RBC Capital Mkts, NIC 2.946%
Williamson County Municipal Utility District No. 15
Sep 27, 2012 . . . . . . $1,350,000
Unlimited Tax Bonds, Series 2012 (bank qualified) (book entry).
Dated Oct 1, 2012.
Due Aug 1, 2014 to 2038.
Callable Aug 1, 2020 at par.
Winning bid: GMS Group, at 97.0000, NIC 3.9971%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/14 | $25,000 | 1.50% | 1.25% | ||
| 8/1/15 | $25,000 | 1.50% | 1.50% | ||
| 8/1/16 | $25,000 | 1.65% | 1.75% | ||
| 8/1/17 | $30,000 | 2.00% | 2.00% | ||
| 8/1/18 | $30,000 | 2.15% | 2.25% | ||
| 8/1/19 | $30,000 | 2.40% | 2.50% | ||
| 8/1/20 | $35,000 | 2.65% | 2.75% | ||
| 8/1/21 | $35,000 | 2.90% | 3.00% | ||
| 8/1/22 | $40,000 | 3.10% | 3.25% | ||
| 8/1/23 | $40,000 | 3.25% | 3.40% | ||
| 8/1/25 | $90,000 | 3.40% | 3.50% | ||
| 8/1/27 | $105,000 | 3.60% | 3.75% | ||
| 8/1/32 | $315,000 | 4.00% | 4.00% | ||
| 8/1/38 | $525,000 | 4.00% | 4.10% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Austin, TX.
WISCONSIN
Bangor Village
Sep 27, 2012 . . . . . . $2,000,000
Electric System Revenue Bond Anticipation Notes, Series 2012 (bank qualified).
Dated Oct 18, 2012.
Due Oct 1, 2014.
Purchased $2,000,000.00 by Bankers' Bank, at 0.8%, plus -15,980, effective rate 0.9934%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, Effective Rate 1.2375%
Hutchinson Shockey, Effective Rate 1.4286%
Oppenheimer, Effective Rate 1.9156%
