ARKANSAS
Hope School District No. 1-A of Hempstead County
Jun 14, 2012 . . . . . . $655,000
Construction Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jul 1, 2012.
Due Jun 1, 2013 to 2022.
Callable Dec 1, 2015 at par.
Winning bid: Commerce Bank, at 99.0100, TIC 1.8489%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $65,000 | 0.75% | NRO | NRO | |
| 6/1/16 | $190,000 | 1.00% | NRO | NRO | |
| 6/1/19 | $195,000 | 1.50% | NRO | NRO | |
| 6/1/22 | $205,000 | 2.00% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Raymond James | MK, TIC 1.8868%
Ross Sinclaire, TIC 2.0403%
Crews & Associates, TIC 2.1132%
CALIFORNIA
Fremont Union High School District
Jun 14, 2012 . . . . . . $10,500,000
2012 Tax and Revenue Anticipation Notes (book entry).
Dated Jul 3, 2012.
Due Jun 28, 2013.
Purchased $10,500,000.00 by Morgan Stanley, at 1.5%, plus $129,990.00, effective rate 0.2414%.
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Mitsubishi UFJ Secs, Effective Rate 0.2643%
E.J. De La Rosa, Effective Rate 0.297%
Jefferies, Effective Rate 0.3172%
Stifel Nicolaus, Effective Rate 0.3202%
Oppenheimer, Effective Rate 0.345%
Los Altos School District
Jun 14, 2012 . . . . . . $5,500,000
2012 Tax and Revenue Anticipation Notes (bank qualified) (book entry).
Dated Jul 3, 2012.
Due Jun 28, 2013.
Purchased $5,500,000.00 by Morgan Stanley, at 1.5%, plus $68,420.00, effective rate 0.2354%.
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Mitsubishi UFJ Secs, Effective Rate 0.2693%
Stifel Nicolaus, Effective Rate 0.2805%
E.J. De La Rosa, Effective Rate 0.3232%
Jefferies, Effective Rate 0.3313%
Janney Montgomery, Effective Rate 0.5162%
Oppenheimer, Effective Rate 0.525%
Milpitas Unified School District
Jun 14, 2012 . . . . . . $5,000,000
2012 Tax and Revenue Anticipation Notes (book entry).
Dated Jul 3, 2012.
Due Jun 28, 2013.
Purchased $5,000,000.00 by Jefferies, at 1.0%, plus $35,550.00, effective rate 0.2768%.
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Stifel Nicolaus, Effective Rate 0.2807%
Piper Jaffray, Effective Rate 0.3189%
Mitsubishi UFJ Secs, Effective Rate 0.3572%
Oppenheimer, Effective Rate 0.365%
San Diego (City)
Jun 14, 2012 . . . . . . $103,000,000
2012-13 Tax and Revenue Anticipation Notes (book entry).
Dated Jul 2, 2012.
Due Jun 28, 2013.
Purchased $103,000,000.00 by JPMorgan, at 2.5%, plus $2,369,000.00, effective rate 0.1702%.
L.O.: Squire, Sanders & Dempsey (US) LLP, Los Angeles, CA.
F.A.: Public Resources Advisory Group, Los Angeles, CA.
Other bidders were:
Wells Fargo Secs, Effective Rate 0.1719%
Citigroup, Effective Rate 0.1782%
Citigroup, Effective Rate 0.1801%
Goldman Sachs, Effective Rate 0.1805%
Citigroup, Effective Rate 0.1855%
Jefferies, Effective Rate 0.2005%
US Bancorp Invest, Effective Rate 0.2005%
RBC Capital Mkts, Effective Rate 0.2011%
BA Merrill Lynch, Effective Rate 0.2091%
Mitsubishi UFJ Secs, Effective Rate 0.2199%
Morgan Stanley, Effective Rate 0.2463%
Stifel Nicolaus, Effective Rate 0.2583%
Barclays Capital, Effective Rate 0.2732%
CONNECTICUT
Redding (Town)
Jun 14, 2012 . . . . . . $1,750,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Jun 26, 2012.
Due Mar 25, 2013.
Purchased $1,750,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $9,885.75, effective rate 0.494%.
L.O.: Pullman & Comley, Bridgeport, CT; and Pullman & Comley, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.5022%
TD Securities, Effective Rate 0.544%
Oppenheimer, Effective Rate 0.9382%
ILLINOIS
Campton Hills Village
Jun 4, 2012 . . . . . . $672,000
Debt Certificates, Series 2012 (bank qualified) (book entry).
Dated Jun 20, 2012.
Due Dec 15, 2013 to 2021.
Callable Dec 15, 2016 at par.
Winning bid: First Trust, at n/a, NIC 2.9907%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/13 | $66,000 | 3.50% | 0.721% | ||
| 12/15/14 | $68,000 | 3.50% | 1.806% | ||
| 12/15/15 | $70,000 | 3.50% | 2.27% | ||
| 12/15/16 | $72,000 | 3.50% | 2.527% | ||
| 12/15/17 | $74,000 | 3.50% | 2.691% | ||
| 12/15/18 | $76,000 | 3.50% | 2.804% | ||
| 12/15/19 | $79,000 | 3.50% | 2.887% | ||
| 12/15/20 | $82,000 | 3.50% | 2.95% | ||
| 12/15/21 | $85,000 | 3.50% | 3.00% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
INDIANA
Caston Educational Bldg. Corp
Jun 14, 2012 . . . . . . $2,000,000
Ad Valorem Property Tax First Mortgage Bonds, Series 2012 (bank qualified) (book entry).
Dated Jun 28, 2012.
Due Jul 15, 2013 to Jan 15, 2021.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.93%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/13 | $95,000 | 1.00% | 0.50% | SIP | |
| 1/15/14 | $125,000 | 1.00% | 0.80% | SIP | |
| 7/15/14 | $120,000 | 1.00% | 0.82% | SIP | |
| 1/15/15 | $120,000 | 1.00% | 1.04% | SIP | |
| 7/15/15 | $120,000 | 1.50% | 1.07% | SIP | |
| 1/15/16 | $125,000 | 1.50% | 1.20% | SIP | |
| 7/15/16 | $125,000 | 1.50% | 1.22% | SIP | |
| 1/15/17 | $125,000 | 1.50% | 1.39% | SIP | |
| 7/15/17 | $125,000 | 1.50% | 1.44% | SIP | |
| 1/15/18 | $130,000 | 2.00% | 1.70% | SIP | |
| 7/15/18 | $130,000 | 2.00% | 1.75% | SIP | |
| 1/15/19 | $130,000 | 2.00% | 1.90% | SIP | |
| 7/15/19 | $130,000 | 2.00% | 1.95% | SIP | |
| 1/15/21 | $400,000 | 2.20% | 2.25% | SIP |
Other managers: Bernardi Securities, Inc..
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Other bidders were:
J.J.B. Hilliard, NIC 1.949%
Ross Sinclaire, NIC 1.996%
KANSAS
Garden City Community College
Jun 13, 2012 . . . . . . $3,610,000
Refunding Certificates of Participation, Series 2012 (bank qualified).
Dated Jul 1, 2012.
Due May 1, 2013 to 2020.
Callable May 1, 2018 at par.
Winning bid: Country Club Bank, at n/a, NIC 1.6034%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $440,000 | 1.00% | NRO | NRO | |
| 5/1/14 | $435,000 | 1.00% | NRO | NRO | |
| 5/1/15 | $440,000 | 1.00% | NRO | NRO | |
| 5/1/16 | $440,000 | 1.00% | NRO | NRO | |
| 5/1/17 | $450,000 | 1.20% | NRO | NRO | |
| 5/1/18 | $455,000 | 1.40% | NRO | NRO | |
| 5/1/19 | $470,000 | 1.65% | NRO | NRO | |
| 5/1/20 | $480,000 | 1.90% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
First Bankers' Banc, NIC 1.693%
KENTUCKY
Morehead State University
Jun 14, 2012 . . . . . . $5,060,000
General Receipts Bonds, 2012 Series A (book entry).
Dated Jun 28, 2012.
Due Nov 1, 2013 to 2031.
Callable Nov 1, 2022 at par.
Winning bid: Robert W. Baird, at 98.4682, NIC 3.302%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/13 | $210,000 | 2.00% | 0.80% | SIP | |
| 11/1/14 | $215,000 | 2.00% | 1.00% | SIP | |
| 11/1/15 | $220,000 | 2.00% | 1.20% | SIP | |
| 11/1/16 | $225,000 | 2.00% | 1.35% | SIP | |
| 11/1/17 | $230,000 | 2.00% | 1.60% | SIP | |
| 11/1/18 | $235,000 | 2.00% | 1.85% | SIP | |
| 11/1/19 | $240,000 | 2.00% | 2.10% | SIP | |
| 11/1/20 | $245,000 | 2.25% | 2.35% | SIP | |
| 11/1/21 | $250,000 | 3.00% | 2.55% | SIP | |
| 11/1/22 | $255,000 | 3.00% | 2.70% | SIP | |
| 11/1/23 | $265,000 | 3.00% | 3.00% | SIP | |
| 11/1/25 | $560,000 | 3.25% | 3.30% | SIP | |
| 11/1/27 | $590,000 | 3.375% | 3.50% | SIP | |
| 11/1/29 | $635,000 | 3.50% | 3.60% | SIP | |
| 11/1/31 | $685,000 | 3.625% | 3.70% | SIP |
Other managers: Ross, Sinclaire & Associates LLC, Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, Edward D. Jones & Co., Crews & Associates, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Davenport & Company LLC, PNC Capital Markets, Incapital LLC, FTN Financial Capital Markets, First Kentucky Securities Corp., Sterne, Agee & Leach, Inc, Stifel, Nicolaus & Co., Inc..
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
MASSACHUSETTS
Adams Cheshire Regional School District
Jun 13, 2011 . . . . . . $548,872
Bond Anticipation Notes (bank qualified).
Dated Jun 22, 2012.
Due Mar 29, 2013.
Purchased $548,870.00 by People's United Bk, at 0.6%, effective rate 0.6%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.6%
UniBank Fiscal Adv, Effective Rate 0.6%
Berkshire Bank, Effective Rate 0.65%
Ashland (Town)
Jun 13, 2012 . . . . . . $500,000
Bond Anticipation Note (bank qualified).
Dated Jun 27, 2012.
Due Dec 21, 2012.
Purchased $500,000.00 by Century Bk, at 0.5%, effective rate 0.5%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.55%
UniBank Fiscal Adv, Effective Rate 0.6%
Webster Bank, Effective Rate 0.94%
Chatham (Town)
Jun 14, 2012 . . . . . . $22,935,403
General Obligation Municipal Purpose Loan of 2012 Bonds (book entry).
Dated Jun 15, 2012.
Due Jun 15, 2013 to 2037.
Callable Jun 15, 2022 at par.
Winning bid: JPMorgan, at 105.5907, TIC 2.8697%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $1,105,403 | 2.00% | 0.25% | ||
| 6/15/14 | $1,090,000 | 3.00% | 0.38% | ||
| 6/15/15 | $1,090,000 | 2.00% | NRO | NRO | |
| 6/15/16 | $1,085,000 | 5.00% | NRO | NRO | |
| 6/15/17 | $1,080,000 | 2.00% | NRO | NRO | |
| 6/15/18 | $1,015,000 | 2.00% | NRO | NRO | |
| 6/15/19 | $1,015,000 | 5.00% | NRO | NRO | |
| 6/15/20 | $1,015,000 | 5.00% | 1.64% | ||
| 6/15/21 | $1,015,000 | 5.00% | NRO | NRO | |
| 6/15/22 | $1,015,000 | 5.00% | NRO | NRO | |
| 6/15/23 | $920,000 | 4.00% | NRO | NRO | |
| 6/15/24 | $920,000 | 3.00% | 2.68% | ||
| 6/15/25 | $850,000 | 3.00% | 2.82% | ||
| 6/15/26 | $850,000 | 3.00% | 2.92% | ||
| 6/15/27 | $845,000 | 3.00% | 3.00% | ||
| 6/15/28 | $845,000 | 3.00% | 3.10% | ||
| 6/15/29 | $845,000 | 3.00% | 3.153% | ||
| 6/15/30 | $835,000 | 3.125% | 3.199% | ||
| 6/15/31 | $835,000 | 3.25% | 3.30% | ||
| 6/15/32 | $835,000 | 3.25% | 3.35% | ||
| 6/15/34 | $1,535,000 | 3.375% | 3.46% | ||
| 6/15/37 | $2,295,000 | 3.50% | 3.622% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Cape Cod Five Cents Savings Bank, Orleans, MA.
Other bidders were:
Fidelity Capital, TIC 2.896%
Robert W. Baird, TIC 3.0144%
Prager & Co, TIC 3.0197%
Janney Montgomery, TIC 3.0321%
Citigroup, TIC 3.0691%
Piper Jaffray, TIC 3.0961%
Lynnfield (Town)
Jun 14, 2012 . . . . . . $3,447,037
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jun 22, 2012.
Due Jun 21, 2013.
Purchased $3,447,040.00 by Eastern Bk Cap Mkts, at 1.25%, plus $26,502.83, effective rate 0.479%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Century Bk, Effective Rate 0.5%
Janney Montgomery, Effective Rate 0.6343%
Oppenheimer, Effective Rate 0.905%
Jefferies, Effective Rate 0.9554%
Mendon (Town)
Jun 13, 2012 . . . . . . $60,000
Bond Anticipation Notes (bank qualified).
Dated Jun 27, 2012.
Due Jun 27, 2013.
Purchased $60,000.00 by UniBank Fiscal Adv, at 0.6%, effective rate 0.6%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Milford National Ban, Effective Rate 0.75%
Eastern Bk Cap Mkts, Effective Rate 1.0%
Merrimack Valley Regional Transit Authority
Jun 14, 2012 . . . . . . $10,050,000
Revenue Anticipation Notes (new money) (book entry).
Dated Jun 22, 2012.
Due Jun 21, 2013.
Purchased $3,050,000.00 by Oppenheimer, at 1.25%, plus $14,549.26, effective rate 0.7716%.
Purchased $6,000,000.00 by Jefferies, at 1.25%, plus $30,902.00, effective rate 0.7335%.
Purchased $1,000,000.00 by Century Bk, at 0.6%, effective rate 0.6%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Oppenheimer, Effective Rate 0.7716%
Jefferies, Effective Rate 0.7736%
Eastern Bk Cap Mkts, Effective Rate 0.844%
TD Securities, Effective Rate 0.9007%
Eastern Bk Cap Mkts, Effective Rate 0.944%
Phillipston (Town)
Jun 14, 2012 . . . . . . $115,200
State Aid Notes (bank qualified).
Dated Jun 29, 2012.
Due Dec 28, 2012.
Purchased $115,200.00 by UniBank Fiscal Adv, at 0.55%, effective rate 0.55%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.6%
People's United Bk, Effective Rate 0.65%
Phillipston (Town)
Jun 14, 2012 . . . . . . $122,328
Bond Anticipation Notes (bank qualified).
Dated Jun 29, 2012.
Due Dec 28, 2012.
Purchased $122,330.00 by UniBank Fiscal Adv, at 0.55%, effective rate 0.55%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.6%
People's United Bk, Effective Rate 0.65%
Quincy (City)
Jun 14, 2012 . . . . . . $29,485,000
General Obligation Bond Anticipation Notes (new money).
Dated Jun 22, 2012.
Due Jun 21, 2013.
Purchased $29,485,000.00 by JPMorgan, at 2.5%, plus $641,888.45, effective rate 0.3169%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, Effective Rate 0.4087%
Janney Montgomery, Effective Rate 0.4638%
Jefferies, Effective Rate 0.4751%
Morgan Stanley, Effective Rate 0.4852%
Century Bk, Effective Rate 0.5297%
Eastern Bk Cap Mkts, Effective Rate 0.624%
Oppenheimer, Effective Rate 0.7045%
Eastern Bk Cap Mkts, Effective Rate 0.724%
Eastern Bk Cap Mkts, Effective Rate 0.844%
Watertown (Town)
Jun 14, 2012 . . . . . . $1,250,000
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Jun 26, 2012.
Due Jun 26, 2013.
Purchased $1,250,000.00 by Century Bk, at 0.7%, plus $2,500.00, effective rate 0.5%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
Janney Montgomery, Effective Rate 0.528%
Eastern Bk Cap Mkts, Effective Rate 0.574%
Oppenheimer, Effective Rate 0.7536%
Watertown (Town)
Jun 14, 2012 . . . . . . $3,722,000
General Obligation Municipal Purpose Loan of 2012 Bonds (bank qualified) (book entry).
Dated Jun 26, 2012.
Due Jun 15, 2013 to 2027.
Callable Jun 15, 2022 at par.
Winning bid: Stifel Nicolaus, at 105.2727, TIC 1.7984%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $467,000 | 2.00% | NRO | NRO | |
| 6/15/14 | $460,000 | 2.00% | NRO | NRO | |
| 6/15/15 | $440,000 | 2.00% | NRO | NRO | |
| 6/15/16 | $435,000 | 2.00% | NRO | NRO | |
| 6/15/17 | $320,000 | 3.00% | NRO | NRO | |
| 6/15/18 | $195,000 | 3.00% | NRO | NRO | |
| 6/15/19 | $195,000 | 3.00% | NRO | NRO | |
| 6/15/20 | $195,000 | 5.00% | NRO | NRO | |
| 6/15/21 | $195,000 | 3.50% | NRO | NRO | |
| 6/15/22 | $195,000 | 2.00% | NRO | NRO | |
| 6/15/24 | $250,000 | 2.125% | NRO | NRO | |
| 6/15/27 | $375,000 | 3.00% | NRO | NRO |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, TIC 1.835%
Fidelity Capital, TIC 1.8458%
Piper Jaffray, TIC 1.8464%
Robert W. Baird, TIC 1.8467%
Roosevelt & Cross, TIC 1.8631%
BOSC, TIC 2.0962%
FTN Fin Cap Mkts, TIC 2.1274%
Webster (Town)
Jun 14, 2012 . . . . . . $65,000
General Obligation Bond Anticipation Notes (renewals) (bank qualified).
Dated Jun 22, 2012.
Due Jul 27, 2012.
Purchased $65,000.00 by Century Bk, at 0.45%, effective rate 0.45%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.7%
Eastern Bk Cap Mkts, Effective Rate 1.0%
Webster (Town)
Jun 14, 2012 . . . . . . $6,903,683
General Obligation Bond Anticipation Notes (new money and renewals) (bank qualified).
Dated Jun 29, 2012.
Due Jun 28, 2013.
Purchased $6,903,680.00 by Eastern Bk Cap Mkts, at 1.0%, plus $33,052.51, effective rate 0.5199%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Century Bk, Effective Rate 0.5493%
Janney Montgomery, Effective Rate 0.5691%
TD Securities, Effective Rate 0.5892%
Jefferies, Effective Rate 0.5985%
Oppenheimer, Effective Rate 0.6293%
MICHIGAN
Ypsilanti Community Utilities Authority
Jun 14, 2012 . . . . . . $2,370,000
2012 Water Supply System No. 8 Bonds (Charter Township of Ypsilanti) (bank qualified) (book entry).
Dated Jun 28, 2012.
Due Apr 1, 2016 to 2033.
Callable Apr 1, 2022 at par.
Winning bid: Robert W. Baird, at 99.3172, TIC 3.3499%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/16 | $50,000 | 2.00% | 1.25% | ||
| 4/1/17 | $90,000 | 2.00% | 1.50% | ||
| 4/1/18 | $95,000 | 2.00% | 1.75% | ||
| 4/1/19 | $100,000 | 3.00% | 2.00% | ||
| 4/1/20 | $105,000 | 3.00% | 2.25% | ||
| 4/1/21 | $110,000 | 3.00% | 2.45% | ||
| 4/1/22 | $115,000 | 3.00% | 2.60% | ||
| 4/1/24 | $255,000 | 3.00% | 2.85% | ||
| 4/1/26 | $285,000 | 3.05% | 3.05% | ||
| 4/1/28 | $305,000 | 3.20% | 3.20% | ||
| 4/1/30 | $325,000 | 3.40% | 3.40% | ||
| 4/1/32 | $355,000 | 3.60% | 3.60% | ||
| 4/1/33 | $180,000 | 4.00% | 3.80% |
Other managers: CL King & Associates, Coastal Securities Corp., Edward D. Jones & Co., Kildare Capital, Inc., SAMCO Capital Markets, Crews & Associates, Inc., Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, Ross, Sinclaire & Associates LLC, Advisors Asset Management Inc, Northland Securities, Inc..
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
Stifel Nicolaus, TIC 3.4215%
MINNESOTA
Waverly (City)
Jun 12, 2012 . . . . . . $400,000
General Obligation Water Revenue Bonds, Series 2012B (bank qualified) (book entry).
Dated Jul 11, 2012.
Due Sep 1, 2013 to 2022.
Callable Feb 1, 2019 at par.
Winning bid: United Banker's Bk, at n/a, NIC 2.0637%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $75,000 | 0.50% | 0.50% | ||
| 9/1/16 | $80,000 | 1.00% | 1.00% | ||
| 9/1/18 | $80,000 | 1.50% | 1.50% | ||
| 9/1/20 | $80,000 | 2.00% | 2.00% | ||
| 9/1/22 | $85,000 | 2.50% | 2.50% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Baker Group, NIC 2.3444%
US Bancorp Invest, NIC 2.8493%
NEW JERSEY
Pennsauken Township
Jun 14, 2012 . . . . . . $8,000,000
Tax Anticipation Notes of 2012, Series A (book entry).
Dated Jun 21, 2012.
Due Sep 19, 2012.
Purchased $8,000,000.00 by Jefferies, at 1.0%, plus $322.00, effective rate 0.9835%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
PNC Capital Markets, Effective Rate 1.0582%
Janney Montgomery, Effective Rate 1.2114%
Oppenheimer, Effective Rate 1.6314%
South Plainfield Borough
Jun 14, 2012 . . . . . . $12,335,000
$11,642,000 General Improvement Bonds, Series 2012A; $393,000 Tax Appeal Refunding Bonds, Series 2012B and $300,000 Sewer Utility Bonds, Series 2012C (book entry).
Dated Jun 27, 2012.
Due Mar 15, 2013 to 2032.
Callable Mar 15, 2022 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.0496%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/13 | $400,000 | 2.00% | NRO | NRO | |
| 3/15/14 | $400,000 | 3.00% | NRO | NRO | |
| 3/15/15 | $400,000 | 3.00% | 0.80% | ||
| 3/15/16 | $500,000 | 4.00% | 0.90% | ||
| 3/15/17 | $500,000 | 4.00% | 1.19% | ||
| 3/15/18 | $550,000 | 5.00% | 1.50% | ||
| 3/15/19 | $550,000 | 5.00% | 1.75% | ||
| 3/15/20 | $600,000 | 5.00% | 2.00% | ||
| 3/15/21 | $600,000 | 5.00% | NRO | NRO | |
| 3/15/22 | $650,000 | 5.00% | NRO | NRO | |
| 3/15/23 | $650,000 | 5.00% | NRO | NRO | |
| 3/15/24 | $650,000 | 5.00% | NRO | NRO | |
| 3/15/25 | $700,000 | 3.00% | 3.08% | ||
| 3/15/26 | $700,000 | 3.00% | 3.17% | ||
| 3/15/27 | $700,000 | 3.125% | 3.25% | ||
| 3/15/28 | $750,000 | 3.125% | 3.32% | ||
| 3/15/29 | $750,000 | 3.25% | 3.39% | ||
| 3/15/30 | $750,000 | 3.25% | 3.46% | ||
| 3/15/31 | $750,000 | 3.375% | 3.53% | ||
| 3/15/32 | $785,000 | 3.50% | 3.59% |
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
UBS Financial Svcs, TIC 3.0517%
Robert W. Baird, TIC 3.1692%
Morgan Stanley, TIC 3.1734%
Warren Township
Jun 14, 2012 . . . . . . $2,842,000
$2,147,000 General Improvement Notes and $695,000 Emergency Temporary Notes (bank qualified).
Dated Jun 26, 2012.
Due Jun 25, 2013.
Purchased $2,842,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Fulton Bank, Effective Rate 0.98%
Jefferies, Effective Rate 0.9855%
Oppenheimer, Effective Rate 1.0304%
NEW MEXICO
Lake Arthur Municipal School District No. 20
Jun 14, 2012 . . . . . . $1,200,000
General Obligation School Bonds, Series 2012A (bank qualified) (book entry).
Dated Jul 15, 2012.
Due Jul 15, 2014 to 2030.
Callable Jul 15, 2022 at par.
Winning bid: Lawson Financial, at n/a, TIC 2.25%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/14 | $25,000 | 4.00% | NRO | NRO | |
| 7/15/15 | $25,000 | 4.00% | NRO | NRO | |
| 7/15/16 | $50,000 | 4.00% | NRO | NRO | |
| 7/15/17 | $50,000 | 3.60% | NRO | NRO | |
| 7/15/18 | $25,000 | 3.50% | NRO | NRO | |
| 7/15/19 | $25,000 | 3.50% | NRO | NRO | |
| 7/15/20 | $25,000 | 2.00% | NRO | NRO | |
| 7/15/21 | $50,000 | 2.00% | NRO | NRO | |
| 7/15/22 | $50,000 | 2.10% | NRO | NRO | |
| 7/15/23 | $75,000 | 2.50% | NRO | NRO | |
| 7/15/24 | $25,000 | 2.80% | NRO | NRO | |
| 7/15/25 | $50,000 | 2.90% | NRO | NRO | |
| 7/15/26 | $25,000 | 3.00% | NRO | NRO | |
| 7/15/27 | $75,000 | 3.00% | NRO | NRO | |
| 7/15/28 | $250,000 | 3.10% | NRO | NRO | |
| 7/15/29 | $250,000 | 3.10% | NRO | NRO | |
| 7/15/30 | $125,000 | 3.10% | NRO | NRO |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
Kious & Co, TIC 2.37%
NEW YORK
Amsterdam Enlarged City School District
Jun 14, 2012 . . . . . . $35,595,000
Bond Anticipation Notes, 2012.
Dated Jun 28, 2012.
Due Jun 28, 2013.
Purchased $35,595,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.756%
Jefferies, Effective Rate 0.796%
Jefferies, Effective Rate 0.836%
JPMorgan Chase, Effective Rate 0.86%
Oppenheimer, Effective Rate 0.9039%
First Niagara Bank, Effective Rate 1.06%
Bath Central School District
Jun 14, 2012 . . . . . . $260,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Jun 29, 2012.
Due Jun 28, 2013.
Purchased $260,000.00 by Five Star Bnk, at 1.35%, effective rate 1.35%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.4595%
Roosevelt & Cross, Effective Rate 2.4811%
Bath Central School District
Jun 14, 2012 . . . . . . $285,000
School District (Serial) Bonds.2012 (bank qualified).
Dated Jun 28, 2012.
Due Jun 15, 2013 to 2015.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.8159%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $150,000 | 1.75% | NRO | NRO | |
| 6/15/14 | $95,000 | 1.75% | NRO | NRO | |
| 6/15/15 | $40,000 | 2.00% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Five Star Bnk, NIC 2.25%
Sage Rutty, NIC 2.4196%
Beacon City School District
Jun 14, 2012 . . . . . . $2,100,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Jun 29, 2012.
Due Jun 28, 2013.
Purchased $2,100,000.00 by TD Securities, at 1.0%, plus $1,155.00, effective rate 0.9449%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 1.1495%
Oppenheimer, Effective Rate 1.37%
Roosevelt & Cross, Effective Rate 1.991%
Beacon City School District
Jun 14, 2012 . . . . . . $7,070,000
General Obligation School District (Serial) Bonds 2012 (bank qualified) (book entry).
Dated Jun 28, 2012.
Due Jun 15, 2013 to 2027.
Callable Jun 15, 2020 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.112%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $470,000 | 2.00% | NRO | NRO | |
| 6/15/14 | $440,000 | 2.00% | NRO | NRO | |
| 6/15/15 | $445,000 | 2.00% | NRO | NRO | |
| 6/15/16 | $465,000 | 2.00% | NRO | NRO | |
| 6/15/17 | $475,000 | 2.00% | NRO | NRO | |
| 6/15/18 | $490,000 | 2.00% | NRO | NRO | |
| 6/15/19 | $500,000 | 2.00% | NRO | NRO | |
| 6/15/20 | $510,000 | 2.00% | NRO | NRO | |
| 6/15/21 | $525,000 | 2.00% | NRO | NRO | |
| 6/15/22 | $535,000 | 2.00% | NRO | NRO | |
| 6/15/23 | $545,000 | 2.00% | NRO | NRO | |
| 6/15/24 | $555,000 | 2.125% | NRO | NRO | |
| 6/15/25 | $570,000 | 2.25% | NRO | NRO | |
| 6/15/26 | $480,000 | 2.375% | NRO | NRO | |
| 6/15/27 | $65,000 | 3.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of America Merrill Lynch.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Piper Jaffray, NIC 2.1803%
Janney Montgomery, NIC 2.3872%
Raymond James | MK, NIC 2.4636%
Robert W. Baird, NIC 2.5186%
Chautauqua Lake Central School District
Jun 14, 2012 . . . . . . $2,815,000
Bond Anticipation Notes-2012 (bank qualified).
Dated Jun 27, 2012.
Due Jun 27, 2013.
Purchased $2,815,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Phillips, Lytle LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
TD Securities, Effective Rate 0.914%
Jefferies, Effective Rate 0.936%
Oppenheimer, Effective Rate 0.9538%
First Niagara Bank, Effective Rate 1.06%
Roosevelt & Cross, Effective Rate 1.682%
Franklinville Central School District
Jun 14, 2012 . . . . . . $17,260,000
Bond Anticipation Notes, 2012 (renewals).
Dated Jun 28, 2012.
Due Jun 28, 2013.
Purchased $17,260,000.00 by Jefferies, at 1.25%, plus $109,258.00, effective rate 0.617%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.755%
JPMorgan Chase, Effective Rate 0.86%
Janney Montgomery, Effective Rate 1.015%
Hannibal Central School District
Jun 14, 2012 . . . . . . $6,910,000
Bond Anticipation Notes, 2012.
Dated Jun 28, 2012.
Due Jun 28, 2013.
Purchased $6,910,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.723%
Jefferies, Effective Rate 0.791%
Oppenheimer, Effective Rate 0.885%
JPMorgan Chase, Effective Rate 1.04%
First Niagara Bank, Effective Rate 1.24%
Roosevelt & Cross, Effective Rate 1.883%
Hannibal Central School District
Jun 14, 2012 . . . . . . $18,250,000
School District (Serial) Bonds, 2012.
Dated Jun 15, 2012.
Due Jun 15, 2013 to 2026.
Callable Jun 15, 2020 at par.
Winning bid: UBS Financial Svcs, at n/a, NIC 2.9717%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $1,085,000 | 2.00% | NRO | NRO | AGM |
| 6/15/14 | $1,110,000 | 2.00% | NRO | NRO | AGM |
| 6/15/15 | $1,140,000 | 3.00% | NRO | NRO | AGM |
| 6/15/16 | $1,165,000 | 3.00% | NRO | NRO | AGM |
| 6/15/17 | $1,200,000 | 3.00% | NRO | NRO | AGM |
| 6/15/18 | $1,235,000 | 3.00% | NRO | NRO | AGM |
| 6/15/19 | $1,270,000 | 3.00% | NRO | NRO | AGM |
| 6/15/20 | $1,305,000 | 3.00% | NRO | NRO | AGM |
| 6/15/21 | $1,340,000 | 3.00% | NRO | NRO | AGM |
| 6/15/22 | $1,385,000 | 3.00% | NRO | NRO | AGM |
| 6/15/23 | $1,430,000 | 3.00% | NRO | NRO | AGM |
| 6/15/24 | $1,475,000 | 3.00% | NRO | NRO | AGM |
| 6/15/25 | $1,530,000 | 3.125% | NRO | NRO | AGM |
| 6/15/26 | $1,580,000 | 3.125% | NRO | NRO | AGM |
Other managers: Stifel, Nicolaus & Co., Inc., Roosevelt & Cross, Inc., CL King & Associates, Ramirez & Co., Inc., Citigroup Global Markets, Inc..
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Fidelity Capital, NIC 3.005%
Harrisville Central School District
Jun 14, 2012 . . . . . . $2,180,000
School District (Serial) Bonds, 2012 (bank qualified) (book entry).
Dated Jun 28, 2012.
Due Jun 15, 2013 to 2028.
Callable Jun 15, 2020 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.9169%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $155,000 | 2.00% | NRO | NRO | AGM |
| 6/15/14 | $135,000 | 2.00% | NRO | NRO | AGM |
| 6/15/15 | $135,000 | 2.00% | NRO | NRO | AGM |
| 6/15/16 | $140,000 | 2.00% | NRO | NRO | AGM |
| 6/15/17 | $145,000 | 2.00% | NRO | NRO | AGM |
| 6/15/18 | $150,000 | 2.00% | NRO | NRO | AGM |
| 6/15/19 | $155,000 | 2.00% | NRO | NRO | AGM |
| 6/15/20 | $155,000 | 2.25% | NRO | NRO | AGM |
| 6/15/21 | $160,000 | 2.50% | NRO | NRO | AGM |
| 6/15/22 | $165,000 | 3.00% | NRO | NRO | AGM |
| 6/15/23 | $170,000 | 3.50% | NRO | NRO | AGM |
| 6/15/24 | $175,000 | 3.50% | NRO | NRO | AGM |
| 6/15/25 | $180,000 | 3.50% | NRO | NRO | AGM |
| 6/15/26 | $110,000 | 3.50% | NRO | NRO | AGM |
| 6/15/27 | $30,000 | 3.50% | NRO | NRO | AGM |
| 6/15/28 | $20,000 | 3.50% | NRO | NRO | AGM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Hopewell (Town)
Jun 14, 2012 . . . . . . $575,000
Bond Anticipation Notes, 2012 (New Issue/Renewals) (bank qualified).
Dated Jun 28, 2012.
Due Jun 27, 2013.
Purchased $575,000.00 by Canandaigua NB&T, at 1.85%, effective rate 1.85%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.231%
Oppenheimer, Effective Rate 2.2326%
Hudson Falls Central School District
Jun 14, 2012 . . . . . . $5,880,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Jun 29, 2012.
Due Jun 28, 2013.
Purchased $5,880,000.00 by Jefferies, at 0.75%, plus $1,236.00, effective rate 0.7289%.
L.O.: Barlett, Pontiff, Stewart & Rhodes, P.C., Glens Falls, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.79%
TD Securities, Effective Rate 0.8546%
Oppenheimer, Effective Rate 1.3305%
Roosevelt & Cross, Effective Rate 1.991%
Glens Falls Natl Bk, Effective Rate 2.25%
Jamestown City School District
Jun 14, 2012 . . . . . . $6,000,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jun 27, 2012.
Due Jun 27, 2013.
Purchased $6,000,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
TD Securities, Effective Rate 0.762%
Jefferies, Effective Rate 0.816%
JPMorgan Chase, Effective Rate 0.84%
Oppenheimer, Effective Rate 0.874%
Roosevelt & Cross, Effective Rate 1.642%
Ogdensburg Enlarged City School District
Jun 14, 2012 . . . . . . $4,000,000
Revenue Anticipation Notes, 2012.
Dated Jun 29, 2012.
Due Jun 28, 2013.
Purchased $4,000,000.00 by TD Securities, at 1.25%, plus $15,200.00, effective rate 0.8689%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.9034%
Janney Montgomery, Effective Rate 0.9452%
Jefferies, Effective Rate 1.0725%
JPMorgan Chase, Effective Rate 1.22%
Roosevelt & Cross, Effective Rate 1.8827%
Ontario County
Jun 14, 2012 . . . . . . $13,450,000
Public Improvement Serial Bonds, 2012 (book entry).
Dated Jun 15, 2012.
Due Jun 15, 2013 to 2032.
Callable Jun 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.9567%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $600,000 | 3.00% | NRO | NRO | |
| 6/15/14 | $600,000 | 3.00% | NRO | NRO | |
| 6/15/15 | $600,000 | 3.00% | NRO | NRO | |
| 6/15/16 | $625,000 | 3.00% | NRO | NRO | |
| 6/15/17 | $650,000 | 3.00% | NRO | NRO | |
| 6/15/18 | $650,000 | 3.00% | NRO | NRO | |
| 6/15/19 | $650,000 | 3.00% | NRO | NRO | |
| 6/15/20 | $650,000 | 3.00% | NRO | NRO | |
| 6/15/21 | $650,000 | 3.00% | NRO | NRO | |
| 6/15/22 | $675,000 | 3.00% | NRO | NRO | |
| 6/15/23 | $700,000 | 3.00% | NRO | NRO | |
| 6/15/24 | $700,000 | 3.00% | NRO | NRO | |
| 6/15/25 | $700,000 | 3.00% | NRO | NRO | |
| 6/15/26 | $700,000 | 3.00% | NRO | NRO | |
| 6/15/27 | $700,000 | 3.00% | NRO | NRO | |
| 6/15/28 | $700,000 | 3.00% | NRO | NRO | |
| 6/15/29 | $725,000 | 3.00% | NRO | NRO | |
| 6/15/30 | $725,000 | 3.00% | NRO | NRO | |
| 6/15/31 | $725,000 | 3.00% | NRO | NRO | |
| 6/15/32 | $725,000 | 3.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Robert W. Baird, NIC 3.2703%
Plattsburgh City School District
Jun 14, 2012 . . . . . . $5,350,000
School District (Serial) Bonds, 2012A (bank qualified) (book entry).
Dated Jun 15, 2012.
Due Jun 15, 2013 to 2026.
Callable Jun 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.1154%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $340,000 | 2.00% | NRO | NRO | |
| 6/15/14 | $350,000 | 2.00% | NRO | NRO | |
| 6/15/15 | $355,000 | 2.00% | NRO | NRO | |
| 6/15/16 | $360,000 | 2.00% | NRO | NRO | |
| 6/15/17 | $370,000 | 2.00% | NRO | NRO | |
| 6/15/18 | $375,000 | 2.00% | NRO | NRO | |
| 6/15/19 | $390,000 | 2.00% | NRO | NRO | |
| 6/15/20 | $400,000 | 2.00% | NRO | NRO | |
| 6/15/21 | $410,000 | 2.00% | NRO | NRO | |
| 6/15/22 | $425,000 | 2.00% | NRO | NRO | |
| 6/15/23 | $435,000 | 2.125% | NRO | NRO | |
| 6/15/24 | $445,000 | 2.25% | NRO | NRO | |
| 6/15/25 | $455,000 | 2.25% | NRO | NRO | |
| 6/15/26 | $240,000 | 2.375% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Raymond James | MK, NIC 2.258%
Piper Jaffray, NIC 2.2727%
FTN Fin Cap Mkts, NIC 2.3565%
Janney Montgomery, NIC 2.4709%
Robert W. Baird, NIC 2.4734%
TD Securities, NIC 3.3111%
Salina (Town)
Jun 14, 2012 . . . . . . $7,230,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Jun 21, 2012.
Due Jun 21, 2013.
Purchased $7,230,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.74%
Jefferies, Effective Rate 0.896%
Oppenheimer, Effective Rate 0.979%
First Niagara Bank, Effective Rate 1.02%
Roosevelt & Cross, Effective Rate 1.392%
Watervliet City School District
Jun 14, 2012 . . . . . . $1,500,000
Tax Anticipation Notes, 2012 (bank qualified).
Dated Jun 22, 2012.
Due Oct 30, 2012.
Purchased $1,500,000.00 by JPMorgan Chase, at 0.96%, effective rate 0.96%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.9966%
Janney Montgomery, Effective Rate 1.0455%
Oppenheimer, Effective Rate 1.4466%
White Plains (City)
Jun 14, 2012 . . . . . . $12,049,555
Public Improvement Serial Bonds, Series 2012 (book entry).
Dated Jun 15, 2012.
Due Jun 15, 2014 to 2027.
Callable Jun 15, 2021 at par.
Winning bid: Janney Montgomery, at n/a, NIC 2.4695%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $734,555 | 2.00% | 0.50% | ||
| 6/15/15 | $750,000 | 2.00% | 0.67% | ||
| 6/15/16 | $765,000 | 2.00% | 0.77% | ||
| 6/15/17 | $785,000 | 2.00% | 1.00% | ||
| 6/15/18 | $805,000 | 2.00% | 1.30% | ||
| 6/15/19 | $825,000 | 2.00% | 1.55% | ||
| 6/15/20 | $845,000 | 2.00% | 1.84% | ||
| 6/15/21 | $865,000 | 2.00% | 2.05% | ||
| 6/15/22 | $890,000 | 2.125% | 2.42% | ||
| 6/15/23 | $910,000 | 3.00% | 2.41% | ||
| 6/15/24 | $935,000 | 3.00% | 2.60% | ||
| 6/15/25 | $955,000 | 3.00% | 2.75% | ||
| 6/15/26 | $980,000 | 3.00% | 3.00% | ||
| 6/15/27 | $1,005,000 | 3.00% | 3.10% |
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.6257%
Robert W. Baird, NIC 2.7819%
TD Securities, NIC 3.0564%
Williamsville Village
Jun 14, 2012 . . . . . . $576,000
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jun 21, 2012.
Due Jun 20, 2013.
Purchased $576,000.00 by JPMorgan Chase, at 1.16%, effective rate 1.16%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.8389%
Roosevelt & Cross, Effective Rate 1.9909%
OKLAHOMA
Cherokee County Independent School District No. 35 (Tahlequah)
Jun 14, 2012 . . . . . . $785,000
Combined Purpose Bonds of 2012 (bank qualified) (book entry).
Dated Jul 1, 2012.
Due Jul 1, 2014.
Non-callable.
Winning bid: BOSC, at n/a, NIC 0.7%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $785,000 | 0.70% | NRO | NRO |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 0.7355%
Country Club Bank, NIC 0.795%
BancFirst, NIC 0.875%
Cleveland County Independent School District No. 57 (Lexington)
Jun 14, 2012 . . . . . . $650,000
Building Bonds of 2012 (bank qualified) (book entry).
Dated Jul 1, 2012.
Due Jul 1, 2014.
Non-callable.
Winning bid: Commerce Bank, at n/a, TIC 0.674%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $650,000 | 0.70% | NRO | NRO |
In association with: First American Bank & Trust.
L.O.: Hilborne & Weidman, Tulsa, OK; and State Attorney General.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Legacy Bank, TIC 0.6769%
BOSC, TIC 0.7%
FTN Fin Cap Mkts, TIC 0.7%
Country Club Bank, TIC 0.84%
UMB Bank, TIC 0.846%
PENNSYLVANIA
Clarion-Limestone Area School District
Jun 14, 2012 . . . . . . $3,330,000
General Obligation Bonds, Series of 2012 (bank qualified) (book entry).
Dated Jul 26, 2012.
Due Oct 1, 2012 to 2021.
Callable Oct 1, 2017 at par.
Winning bid: Raymond James | MK, at n/a, TIC 1.8757%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $5,000 | 1.00% | NRO | NRO | |
| 10/1/13 | $195,000 | 2.00% | NRO | NRO | |
| 10/1/14 | $365,000 | 2.00% | NRO | NRO | |
| 10/1/15 | $370,000 | 2.00% | NRO | NRO | |
| 10/1/16 | $375,000 | 2.00% | NRO | NRO | |
| 10/1/17 | $385,000 | 2.00% | NRO | NRO | |
| 10/1/18 | $395,000 | 2.00% | NRO | NRO | |
| 10/1/19 | $400,000 | 2.00% | NRO | NRO | |
| 10/1/20 | $410,000 | 2.375% | NRO | NRO | |
| 10/1/21 | $430,000 | 2.50% | NRO | NRO |
L.O.: Eckert, Seamans, Cherin & Mellott, Pittsburgh, PA.
F.A.: Concord Public Financial Advisors, Inc., Lancaster, PA.
Other bidders were:
BNY Mellon Cap Mkts, TIC 1.8815%
FTN Fin Cap Mkts, TIC 1.8909%
Janney Montgomery, TIC 1.8983%
Boenning&Scattergood, TIC 2.0272%
Roosevelt & Cross, TIC 2.1188%
Robert W. Baird, TIC 2.1368%
Phoenixville Area School District
Jun 14, 2012 . . . . . . $25,400,000
General Obligation Bonds, Series A of 2012 (book entry).
Dated Jul 17, 2012.
Due May 15, 2013 to 2031.
Callable Nov 15, 2020 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.0157%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/13 | $1,135,000 | 2.00% | NRO | NRO | |
| 5/15/14 | $940,000 | 3.00% | NRO | NRO | |
| 5/15/15 | $970,000 | 3.00% | NRO | NRO | |
| 5/15/16 | $1,000,000 | 4.00% | 1.00% | ||
| 5/15/17 | $1,040,000 | 4.00% | 1.19% | ||
| 5/15/18 | $1,085,000 | 5.00% | 1.45% | ||
| 5/15/19 | $1,135,000 | 5.00% | 1.70% | ||
| 5/15/20 | $1,195,000 | 5.00% | 1.94% | ||
| 5/15/21 | $1,255,000 | 5.00% | 2.15% | ||
| 5/15/22 | $1,315,000 | 5.00% | 2.29% | ||
| 5/15/23 | $1,385,000 | 5.00% | 2.46% | ||
| 5/15/24 | $1,450,000 | 3.00% | 2.95% | ||
| 5/15/25 | $1,495,000 | 3.00% | 3.09% | ||
| 5/15/26 | $1,540,000 | 3.05% | 3.13% | ||
| 5/15/27 | $1,585,000 | 3.15% | 3.23% | ||
| 5/15/28 | $1,635,000 | 3.25% | 3.33% | ||
| 5/15/29 | $1,690,000 | 3.30% | 3.37% | ||
| 5/15/30 | $1,745,000 | 3.35% | 3.42% | ||
| 5/15/31 | $1,805,000 | 3.45% | 3.52% |
L.O.: Fox Rothschild LLP, Blue Bell, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
UBS Financial Svcs, TIC 3.016%
BNY Mellon Cap Mkts, TIC 3.068%
Guggenheim Secs, TIC 3.1497%
Wells Fargo Secs, TIC 3.2165%
TENNESSEE
Sevierville (City)
Jun 14, 2012 . . . . . . $5,805,000
General Obligation Refunding Bonds, Series 2012 (book entry).
Dated Jun 29, 2012.
Due Jun 1, 2013 to 2019.
Non-callable.
Winning bid: Raymond James | MK, at 104.4412, TIC 1.1228%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $950,000 | 2.00% | 0.40% | ||
| 6/1/14 | $955,000 | 3.00% | 0.47% | ||
| 6/1/15 | $980,000 | 3.00% | 0.65% | ||
| 6/1/16 | $1,015,000 | 3.00% | 0.77% | ||
| 6/1/17 | $760,000 | 2.00% | 1.05% | ||
| 6/1/18 | $775,000 | 2.00% | 1.30% | ||
| 6/1/19 | $370,000 | 2.00% | 1.55% |
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Cumberland Advisors, Inc., Knoxville, TN; and Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
Jefferies, TIC 1.1292%
Robert W. Baird, TIC 1.1605%
TEXAS
Levelland (City)
Jun 14, 2012 . . . . . . $2,455,000
General Obligation Refunding Bonds, Series 2012 (bank qualified) (book entry).
Dated Jun 15, 2012.
Due Feb 15, 2013 to 2025.
Callable Feb 15, 2022 at par.
Winning bid: Raymond James | MK, at 102.6500, TIC 1.986%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/13 | $25,000 | 1.00% | NRO | NRO | |
| 2/15/14 | $25,000 | 2.00% | NRO | NRO | |
| 2/15/15 | $190,000 | 2.00% | NRO | NRO | |
| 2/15/16 | $195,000 | 2.00% | NRO | NRO | |
| 2/15/17 | $200,000 | 2.00% | NRO | NRO | |
| 2/15/18 | $205,000 | 2.00% | NRO | NRO | |
| 2/15/19 | $210,000 | 2.00% | NRO | NRO | |
| 2/15/20 | $215,000 | 2.00% | NRO | NRO | |
| 2/15/21 | $225,000 | 2.125% | NRO | NRO | |
| 2/15/22 | $230,000 | 2.50% | NRO | NRO | |
| 2/15/23 | $235,000 | 2.50% | NRO | NRO | |
| 2/15/24 | $245,000 | 2.625% | NRO | NRO | |
| 2/15/25 | $255,000 | 2.75% | NRO | NRO |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
BOSC, TIC 2.0704%
Coastal Securities, TIC 2.0825%
Robert W. Baird, TIC 2.1232%
Southwest Securities, TIC 2.2398%
WASHINGTON
Olympia School District No. 111
Jun 14, 2012 . . . . . . $75,130,000
Unlimited Tax General Obligation Bonds, 2012 (Washington State School District Credit Enhancement Program) (book entry).
Dated Jun 28, 2012.
Due Dec 1, 2013 to 2031.
Callable Jun 1, 2022 at par.
Winning bid: BA Merrill Lynch, at 112.7848, TIC 3.5704%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/13 | $3,235,000 | 3.00% | 0.25% | ||
| 12/1/14 | $2,030,000 | 4.00% | 0.40% | ||
| 12/1/15 | $795,000 | 4.00% | 0.62% | ||
| 12/1/16 | $1,265,000 | 4.00% | 0.77% | ||
| 12/1/24 | $4,075,000 | 5.00% | 2.52% | ||
| 12/1/25 | $4,355,000 | 5.00% | 2.64% | ||
| 12/1/26 | $5,670,000 | 5.00% | 2.73% | ||
| 12/1/27 | $9,940,000 | 4.00% | NRO | NRO | |
| 12/1/28 | $7,880,000 | 5.00% | NRO | NRO | |
| 12/1/29 | $11,220,000 | 5.00% | NRO | NRO | |
| 12/1/30 | $11,970,000 | 4.50% | NRO | NRO | |
| 12/1/31 | $12,695,000 | 4.50% | NRO | NRO |
L.O.: K&L Gates LLP, Seattle, WA.
F.A.: D.A. Davidson & Co., Seattle, WA.
Other bidders were:
Citigroup, TIC 3.5863%
JPMorgan, TIC 3.6001%
Piper Jaffray, TIC 3.6009%
Barclays Capital, TIC 3.6262%
Morgan Stanley, TIC 3.6376%
Wells Fargo Secs, TIC 3.6398%
US Bancorp Invest, TIC 3.6849%
Robert W. Baird, TIC 3.7807%
WISCONSIN
Durand (City)
Jun 13, 2012 . . . . . . $2,025,000
General Obligation Corporate Purpose Bonds, Series 2012A (bank qualified) (book entry).
Dated Aug 7, 2012.
Due Oct 1, 2013 to 2024.
Callable Oct 1, 2020 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.8768%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/13 | $50,000 | 0.70% | 0.70% | ||
| 10/1/14 | $190,000 | 0.70% | 0.70% | ||
| 10/1/15 | $175,000 | 0.90% | 0.90% | ||
| 10/1/16 | $175,000 | 1.00% | 1.00% | ||
| 10/1/17 | $175,000 | 1.20% | 1.20% | ||
| 10/1/18 | $175,000 | 1.40% | 1.40% | ||
| 10/1/19 | $180,000 | 1.60% | 1.60% | ||
| 10/1/20 | $180,000 | 1.80% | 1.80% | ||
| 10/1/21 | $185,000 | 2.00% | 2.00% | ||
| 10/1/22 | $195,000 | 2.15% | 2.15% | ||
| 10/1/23 | $195,000 | 2.30% | 2.30% | ||
| 10/1/24 | $150,000 | 2.40% | 2.40% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.085%
BOSC, TIC 2.3245%
Suring Public School District
Jun 13, 2012 . . . . . . $900,000
General Obligation Promissory Notes (bank qualified) (book entry).
Dated Jul 2, 2012.
Due Apr 1, 2013 to 2015.
Non-callable.
Winning bid: Bankers' Bank, at n/a, TIC 0.938%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/13 | $295,000 | 0.80% | 0.60% | ||
| 4/1/14 | $300,000 | 0.90% | 0.70% | ||
| 4/1/15 | $305,000 | 1.00% | 0.80% |
L.O.: Godfrey & Kahn, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 2.0558%
TAXABLE ISSUES
KENTUCKY
Simpson County
Jun 14, 2012 . . . . . . $6,275,000
Taxable General Obligation Refunding and Improvement Bonds, Series 2012 (book entry).
Dated Jun 28, 2012.
Due Jun 1, 2013 to 2032.
Callable Jun 1, 2022 at par.
Winning bid: Raymond James | MK, at 98.0000, NIC 3.662%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $245,000 | 2.00% | 0.50% | ||
| 6/1/14 | $250,000 | 2.00% | 0.75% | ||
| 6/1/15 | $255,000 | 2.00% | 1.00% | ||
| 6/1/16 | $260,000 | 2.00% | 1.40% | ||
| 6/1/17 | $265,000 | 2.00% | 1.75% | ||
| 6/1/18 | $270,000 | 2.00% | 2.00% | ||
| 6/1/19 | $275,000 | 2.25% | 2.25% | ||
| 6/1/20 | $285,000 | 2.375% | 2.50% | ||
| 6/1/21 | $290,000 | 2.75% | 2.85% | ||
| 6/1/22 | $295,000 | 3.00% | 3.00% | ||
| 6/1/23 | $305,000 | 3.125% | 3.20% | ||
| 6/1/24 | $315,000 | 3.30% | 3.40% | ||
| 6/1/25 | $325,000 | 3.50% | 3.60% | ||
| 6/1/26 | $335,000 | 3.55% | 3.70% | ||
| 6/1/27 | $350,000 | 3.625% | 3.85% | ||
| 6/1/28 | $360,000 | 3.75% | 4.00% | ||
| 6/1/32 | $1,595,000 | 4.00% | 4.20% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: First Kentucky Securities Corp., Frankfort, KY.
Other bidders were:
Robert W. Baird, NIC 3.7997%
