3/15/2011 | 3/8/2011 | ||||
---|---|---|---|---|---|
State | # Iss | $ Amount | # Iss | $ Amount | Chg in $ Amt |
Illinois | 7 | 526,560,000 | 7 | 556,480,000 | -29,920,000 |
Indiana | 7 | 179,885,000 | 4 | 78,565,000 | 101,320,000 |
Iowa | 10 | 68,675,000 | 12 | 84,575,000 | -15,900,000 |
Michigan | 15 | 181,040,000 | 17 | 203,535,000 | -22,495,000 |
Minnesota | 18 | 286,345,000 | 11 | 181,440,000 | 104,905,000 |
Missouri | 4 | 76,205,000 | 3 | 27,965,000 | 48,240,000 |
Nebraska | 0 | 0 | 0 | 0 | 0 |
North Dakota | 0 | 0 | 0 | 0 | 0 |
Ohio | 9 | 283,677,000 | 11 | 249,967,000 | 33,710,000 |
South Dakota | 0 | 0 | 0 | 0 | 0 |
Wisconsin | 9 | 68,955,000 | 15 | 148,775,000 | -79,820,000 |
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The SEC has won a partial victory against Choice Advisors and its principal Matthias O'Meara for their role in acting as unregistered brokers and for engaging in a fee-splitting arrangement.
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The trio have decades of experience in high yield and investment grade portfolios and will launch new high-yield investment strategies and vehicles for Rockefeller.
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