CONNECTICUT
Mansfield (Town)
Mar 8, 2011 . . . . . . $2,840,000
General Obligation Bonds, Issue of 2011 (bank qualified) (book entry).
Dated Mar 22, 2011.
Due Mar 15, 2014 to 2026.
Callable Mar 15, 2016 at par.
Winning bid: Morgan Keegan, at 101.0787, TIC 3.2774%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/14 | $220,000 | 3.00% | NRO | NRO | |
| 3/15/15 | $220,000 | 3.00% | NRO | NRO | |
| 3/15/16 | $220,000 | 3.00% | NRO | NRO | |
| 3/15/17 | $220,000 | 3.00% | NRO | NRO | |
| 3/15/18 | $220,000 | 3.00% | NRO | NRO | |
| 3/15/19 | $220,000 | 3.00% | NRO | NRO | |
| 3/15/20 | $220,000 | 3.00% | NRO | NRO | |
| 3/15/21 | $220,000 | 3.00% | NRO | NRO | |
| 3/15/22 | $220,000 | 3.125% | NRO | NRO | |
| 3/15/23 | $220,000 | 3.75% | NRO | NRO | |
| 3/15/24 | $220,000 | 4.00% | NRO | NRO | |
| 3/15/25 | $220,000 | 4.00% | NRO | NRO | |
| 3/15/26 | $200,000 | 4.00% | NRO | NRO |
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Robert W. Baird, TIC 3.2788%
Fidelity Capital, TIC 3.2805%
Piper Jaffray, TIC 3.2975%
Janney Montgomery, TIC 3.4214%
INDIANA
Martinsville Metropolitan School District
Feb 23, 2011 . . . . . . $1,990,000
General Obligation Bonds of 2011 (bank qualified) (book entry).
Dated Mar 10, 2011.
Due Jul 1, 2012 to 2015.
Non-callable.
Winning bid: Bernardi Securities, at n/a, NIC 1.91%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/12 | $290,000 | 2.00% | 1.00% | SIP | |
| 1/1/13 | $295,000 | 2.00% | 1.20% | SIP | |
| 7/1/13 | $295,000 | 2.00% | 1.30% | SIP | |
| 1/1/14 | $300,000 | 2.00% | 1.50% | SIP | |
| 7/1/14 | $300,000 | 2.00% | 1.60% | SIP | |
| 1/1/15 | $305,000 | 2.25% | 2.00% | SIP | |
| 7/1/15 | $205,000 | 2.25% | 2.10% | SIP |
L.O.: Shanahan & Shanahan LLP, Greenwood, IN.
F.A.: City Securities Corp., Indianapolis, IN.
Other bidders were:
Ross Sinclaire, NIC 1.99%
J.J.B. Hilliard, NIC 2.07%
IOWA
Council Bluffs Community School District
Mar 8, 2011 . . . . . . $18,695,000
School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2011 (book entry).
Dated Apr 1, 2011.
Due Jul 1, 2012 to Jan 1, 2030.
Callable Jul 1, 2018 at par.
Winning bid: BMO Capital Markets, at 99.0855, TIC 4.54%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/12 | $850,000 | 2.00% | 1.33% | ||
| 7/1/13 | $595,000 | 2.50% | 1.65% | ||
| 7/1/14 | $540,000 | 2.50% | 2.00% | ||
| 7/1/15 | $580,000 | 3.00% | 2.39% | ||
| 7/1/16 | $605,000 | 3.50% | 2.67% | ||
| 7/1/17 | $635,000 | 3.50% | 2.95% | ||
| 7/1/18 | $655,000 | 4.00% | 3.21% | ||
| 7/1/19 | $680,000 | 4.00% | 3.44% | ||
| 7/1/20 | $700,000 | 4.00% | 3.67% | ||
| 7/1/21 | $755,000 | 4.00% | 3.86% | ||
| 7/1/22 | $755,000 | 4.00% | 4.08% | ||
| 7/1/23 | $795,000 | 4.25% | 4.26% | ||
| 7/1/24 | $935,000 | 4.25% | 4.44% | ||
| 7/1/25 | $1,355,000 | 4.50% | 4.59% | ||
| 7/1/26 | $1,560,000 | 4.50% | 4.71% | ||
| 7/1/27 | $1,620,000 | 4.75% | 4.80% | ||
| 7/1/28 | $1,690,000 | 4.75% | 4.89% | ||
| 7/1/29 | $1,770,000 | 4.75% | 4.98% | ||
| 1/1/30 | $1,620,000 | 5.00% | 5.07% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 4.6199%
Piper Jaffray, TIC 4.6898%
Hutchinson Shockey, TIC 4.7479%
Northland Securities, TIC 5.1008%
DeWitt (City)
Mar 3, 2011 . . . . . . $2,570,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Apr 1, 2011.
Due May 1, 2012 to 2026.
Callable May 1, 2016 at par.
Winning bid: UMB Bank, at 99.0000, TIC 3.3292%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $90,000 | 1.20% | NRO | NRO | |
| 5/1/13 | $100,000 | 1.20% | NRO | NRO | |
| 5/1/14 | $100,000 | 1.50% | NRO | NRO | |
| 5/1/15 | $100,000 | 1.65% | NRO | NRO | |
| 5/1/16 | $105,000 | 1.95% | NRO | NRO | |
| 5/1/17 | $110,000 | 2.20% | NRO | NRO | |
| 5/1/18 | $110,000 | 2.45% | NRO | NRO | |
| 5/1/19 | $115,000 | 2.60% | NRO | NRO | |
| 5/1/20 | $115,000 | 2.90% | NRO | NRO | |
| 5/1/21 | $115,000 | 3.00% | NRO | NRO | |
| 5/1/22 | $120,000 | 3.20% | NRO | NRO | |
| 5/1/23 | $330,000 | 3.30% | NRO | NRO | |
| 5/1/24 | $340,000 | 3.45% | NRO | NRO | |
| 5/1/25 | $355,000 | 3.55% | NRO | NRO | |
| 5/1/26 | $365,000 | 3.65% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Piper Jaffray, TIC 3.3831%
Robert W. Baird, TIC 3.4092%
D.A. Davidson, TIC 3.4152%
Northland Securities, TIC 3.5705%
Hutchinson Shockey, TIC 3.5822%
KENTUCKY
Pulaski County School District Finance Corporation
Mar 8, 2011 . . . . . . $9,295,000
School Building Revenue Bonds, Series 2011 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Mar 1, 2011.
Due Mar 1, 2012 to 2031.
Callable Mar 1, 2021 at par.
Winning bid: Ross Sinclaire, at 98.1568, NIC 4.0955%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $180,000 | 1.00% | NRO | NRO | |
| 3/1/13 | $190,000 | 1.00% | NRO | NRO | |
| 3/1/14 | $255,000 | 1.40% | NRO | NRO | |
| 3/1/15 | $260,000 | 2.00% | NRO | NRO | |
| 3/1/16 | $255,000 | 2.00% | NRO | NRO | |
| 3/1/17 | $260,000 | 2.25% | NRO | NRO | |
| 3/1/18 | $265,000 | 2.50% | NRO | NRO | |
| 3/1/19 | $270,000 | 2.70% | NRO | NRO | |
| 3/1/20 | $230,000 | 2.90% | NRO | NRO | |
| 3/1/22 | $465,000 | 3.10% | NRO | NRO | |
| 3/1/24 | $430,000 | 3.50% | NRO | NRO | |
| 3/1/26 | $500,000 | 4.00% | NRO | NRO | |
| 3/1/27 | $310,000 | 4.00% | NRO | NRO | |
| 3/1/28 | $285,000 | 4.00% | NRO | NRO | |
| 3/1/29 | $275,000 | 4.125% | NRO | NRO | |
| 3/1/30 | $2,385,000 | 4.20% | NRO | NRO | |
| 3/1/31 | $2,480,000 | 4.25% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
Other bidders were:
Morgan Keegan, NIC 4.1043%
Citigroup, NIC 4.6744%
NEW JERSEY
Dennis Township
Mar 8, 2011 . . . . . . $1,515,000
Bond Anticipation Notes (bank qualified).
Dated Mar 16, 2011.
Due Mar 16, 2012.
Purchased $1,515,000.00 by Sturdy Savings Bk, at 1.31%, effective rate 1.31%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 2.243%
Oppenheimer, Effective Rate 2.3395%
Dover (Town)
Mar 8, 2011 . . . . . . $1,988,743
$1,636,629 General Obligation General Improvement Bond Anticipation Notes, Series 2011 and $352,114 Parking Utility Bond Anticipation Notes, Series 2011A (bank qualified).
Dated Mar 15, 2011.
Due Mar 14, 2012.
Purchased $1,988,740.00 by Oppenheimer, at 2.0%, plus $3,278.00, effective rate 1.8347%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 2.0788%
Janney Montgomery, Effective Rate 2.1109%
Beneficial Bk, Effective Rate 2.2466%
Long Hill Township
Mar 8, 2011 . . . . . . $3,684,750
Bond Anticipation Note (bank qualified).
Dated Mar 17, 2011.
Due Jun 17, 2011.
Purchased $3,684,750.00 by Beneficial Bk, at 1.25%, plus $11,514.84, effective rate 1.138%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Investors Savings Bk, Effective Rate 1.4%
Janney Montgomery, Effective Rate 1.804%
Oppenheimer, Effective Rate 1.864%
NEW YORK
Cayuga Village
Mar 8, 2011 . . . . . . $400,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Mar 15, 2011.
Due Mar 15, 2012.
Purchased $400,000.00 by Oppenheimer, at 3.75%, plus $100.00, effective rate 3.725%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Copenhagen Central School District
Mar 8, 2011 . . . . . . $7,800,000
Bond Anticipation Notes, 2011-B (bank qualified).
Dated Mar 17, 2011.
Due Oct 21, 2011.
Purchased $3,800,000.00 by JPMorgan Chase, at 1.07%, effective rate 1.07%.
Purchased $4,000,000.00 by JPMorgan Chase, at 0.93%, effective rate 0.93%.
L.O.: O'Hara, O'Connell & Ciotoli, Fayetteville, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.5542%
Jefferies, Effective Rate 1.6736%
Janney Montgomery, Effective Rate 1.7433%
Harrison Village
Mar 8, 2011 . . . . . . $3,849,700
Bond Anticipation Notes, 2011 (Renewals) (bank qualified).
Dated Mar 16, 2011.
Due Mar 16, 2012.
Purchased $3,849,700.00 by JPMorgan Chase, at 0.93%, effective rate 0.93%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Webster Bank, Effective Rate 1.25%
Jefferies, Effective Rate 1.521%
Oppenheimer, Effective Rate 1.883%
Janney Montgomery, Effective Rate 1.976%
Harrison Village
Mar 8, 2011 . . . . . . $10,696,070
Public Improvement (Serial), Bonds, 2011 (book entry).
Dated Mar 16, 2011.
Due Mar 15, 2012 to 2025.
Callable Mar 15, 2020 at par.
Winning bid: Morgan Stanley, at n/a, NIC 3.3993%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/12 | $436,070 | 2.50% | 0.75% | ||
| 3/15/13 | $625,000 | 3.00% | 1.00% | ||
| 3/15/14 | $645,000 | 3.00% | 1.31% | ||
| 3/15/15 | $670,000 | 3.00% | 1.80% | ||
| 3/15/16 | $700,000 | 3.00% | 2.05% | ||
| 3/15/17 | $725,000 | 3.00% | 2.30% | ||
| 3/15/18 | $755,000 | 3.00% | 2.60% | ||
| 3/15/19 | $785,000 | 3.00% | 2.85% | ||
| 3/15/20 | $815,000 | 3.00% | 3.08% | ||
| 3/15/21 | $845,000 | 3.25% | 3.28% | ||
| 3/15/22 | $870,000 | 3.50% | 3.50% | ||
| 3/15/23 | $905,000 | 4.00% | 3.65% | ||
| 3/15/24 | $940,000 | 4.00% | 3.83% | ||
| 3/15/25 | $980,000 | 4.00% | 4.00% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.4068%
JPMorgan, NIC 3.5395%
Robert W. Baird, NIC 3.7173%
Janney Montgomery, NIC 3.8192%
Mumford Fire District
Mar 8, 2011 . . . . . . $300,000
Fire District (Serial) Bonds, 2011 (bank qualified).
Dated Mar 22, 2011.
Due Dec 15, 2011 to 2015.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.6799%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/11 | $60,000 | 2.50% | NRO | NRO | |
| 12/15/12 | $60,000 | 2.50% | NRO | NRO | |
| 12/15/13 | $60,000 | 2.625% | NRO | NRO | |
| 12/15/14 | $60,000 | 2.75% | NRO | NRO | |
| 12/15/15 | $60,000 | 2.75% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Sage Rutty, NIC 3.2783%
Five Star Bnk, NIC 4.1%
North Bellmore Union Free School District
Mar 8, 2011 . . . . . . $1,681,886
Bond Anticipation Notes for School Construction - 2011 Series A (bank qualified).
Dated Mar 16, 2011.
Due Aug 19, 2011.
Purchased $1,681,890.00 by JPMorgan Chase, at 0.56%, effective rate 0.56%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Janney Montgomery, Effective Rate 1.1135%
Roosevelt & Cross, Effective Rate 1.1549%
Oppenheimer, Effective Rate 1.357%
Flushing Comm Bk, Effective Rate 1.45%
Jefferies, Effective Rate 1.4999%
Poughkeepsie (Town)
Mar 8, 2011 . . . . . . $3,890,000
Public Improvement (Serial) Bonds, 2011 Series A (bank qualified) (book entry).
Dated Mar 16, 2011.
Due Mar 1, 2012 to 2022.
Callable Mar 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.1855%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $260,000 | 2.50% | NRO | NRO | AGM |
| 3/1/13 | $320,000 | 2.00% | NRO | NRO | AGM |
| 3/1/14 | $325,000 | 3.00% | NRO | NRO | AGM |
| 3/1/15 | $330,000 | 3.125% | NRO | NRO | AGM |
| 3/1/16 | $340,000 | 3.125% | NRO | NRO | AGM |
| 3/1/17 | $350,000 | 3.25% | NRO | NRO | AGM |
| 3/1/18 | $365,000 | 3.00% | NRO | NRO | AGM |
| 3/1/19 | $375,000 | 3.00% | NRO | NRO | AGM |
| 3/1/20 | $390,000 | 3.25% | NRO | NRO | AGM |
| 3/1/21 | $410,000 | 3.375% | NRO | NRO | AGM |
| 3/1/22 | $425,000 | 3.50% | NRO | NRO | AGM |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
TD Securities, TIC 3.61%
Poughkeepsie (Town)
Mar 8, 2011 . . . . . . $10,360,000
Bond Anticipation Notes, 2011 Series A.
Dated Mar 16, 2011.
Due Mar 16, 2012.
Purchased $5,360,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
Purchased $5,000,000.00 by JPMorgan Chase, at 1.18%, effective rate 1.18%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 1.759%
Oppenheimer, Effective Rate 1.838%
OKLAHOMA
Kay County Independent School District No. 71 (Ponca City)
Mar 8, 2011 . . . . . . $4,515,000
Building Bonds of 2011 (bank qualified) (book entry).
Dated May 1, 2011.
Due May 1, 2013 to 2016.
Non-callable.
Winning bid: BOSC, at n/a, NIC 1.5152%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $1,125,000 | 1.90% | NRO | NRO | |
| 5/1/14 | $1,125,000 | 1.10% | NRO | NRO | |
| 5/1/15 | $1,125,000 | 1.40% | NRO | NRO | |
| 5/1/16 | $1,140,000 | 1.70% | NRO | NRO |
In association with: Eastman National Bank.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Country Club Bank, NIC 1.5901%
UMB Bank, NIC 1.6313%
Baker Group, NIC 1.7614%
Oklahoma City (City)
Mar 8, 2011 . . . . . . $43,000,000
General Obligation Bonds, Series 2011 (book entry).
Dated Mar 1, 2011.
Due Mar 1, 2013 to 2031.
Callable Mar 1, 2021 at par.
Winning bid: Robert W. Baird, at 105.5000, TIC 3.6041%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $2,265,000 | 5.00% | NRO | NRO | |
| 3/1/14 | $2,265,000 | 5.00% | NRO | NRO | |
| 3/1/15 | $2,265,000 | 4.00% | NRO | NRO | |
| 3/1/16 | $2,265,000 | 4.00% | NRO | NRO | |
| 3/1/17 | $2,265,000 | 4.375% | NRO | NRO | |
| 3/1/18 | $2,265,000 | 5.00% | NRO | NRO | |
| 3/1/19 | $2,265,000 | 5.00% | NRO | NRO | |
| 3/1/20 | $2,265,000 | 5.25% | NRO | NRO | |
| 3/1/21 | $2,265,000 | 4.00% | NRO | NRO | |
| 3/1/22 | $2,265,000 | 4.00% | NRO | NRO | |
| 3/1/23 | $2,265,000 | 4.00% | NRO | NRO | |
| 3/1/24 | $2,265,000 | 4.00% | NRO | NRO | |
| 3/1/25 | $2,265,000 | 4.00% | NRO | NRO | |
| 3/1/27 | $4,530,000 | 4.00% | NRO | NRO | |
| 3/1/28 | $2,265,000 | 4.10% | NRO | NRO | |
| 3/1/29 | $2,265,000 | 4.20% | NRO | NRO | |
| 3/1/31 | $4,495,000 | 4.25% | NRO | NRO |
Other managers: CL King & Associates, Fidelity Capital Markets, Edward D. Jones & Co., Coastal Securities Corp., Davenport & Company LLC, Southwest Securities, Inc., SAMCO Capital Markets, Janney Montgomery Scott, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., Duncan-Williams, Inc., Wedbush Securities, BOSC, Inc., Bernardi Securities, Inc., William Blair & Company, LLC, Wells Nelson & Associates, LLC, PNC Capital Markets, Country Club Bank.
L.O.: The Public Finance Law Group PLLC, Oklahoma City, OK; Williams, Box, Forshee & Bullard, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Public Financial Management, Inc., Austin, TX.
Other bidders were:
Raymond James, TIC 3.6151%
Citigroup, TIC 3.6222%
Piper Jaffray, TIC 3.6355%
Hutchinson Shockey, TIC 3.6647%
Prager Sealy, TIC 3.6742%
BofA Merrill Lynch, TIC 3.6791%
Wells Fargo Secs, TIC 3.6941%
JPMorgan, TIC 3.7048%
Morgan Stanley, TIC 3.7366%
FirstSouthwest, TIC 3.784%
Jefferies, TIC 3.8146%
Washington County Independent School District No. 30 (Bartlesville)
Mar 7, 2011 . . . . . . $6,650,000
Combined Purpose Bonds, Series 2011 (bank qualified) (book entry).
Dated Apr 1, 2011.
Due Apr 1, 2013 to 2016.
Non-callable.
Winning bid: Baker Group, at 100.0000, TIC 1.5448%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/13 | $1,660,000 | 2.00% | NRO | NRO | |
| 4/1/14 | $1,660,000 | 1.10% | NRO | NRO | |
| 4/1/15 | $1,660,000 | 1.40% | NRO | NRO | |
| 4/1/16 | $1,670,000 | 1.75% | NRO | NRO |
L.O.: State Attorney General.
F.A.: Municipal Finance Services, Inc., Edmond, OK.
Other bidders were:
UMB Bank, TIC 1.6328%
Country Club Bank, TIC 1.661%
Robert W. Baird, TIC 1.7559%
Woodward County Independent School District No. 1 (Woodward)
Mar 8, 2011 . . . . . . $1,650,000
Building Bonds of 2011 (bank qualified) (book entry).
Dated May 1, 2011.
Due May 1, 2013 to 2016.
Non-callable.
Winning bid: BOSC, at n/a, NIC 1.4607%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $400,000 | 1.45% | NRO | NRO | |
| 5/1/14 | $400,000 | 1.10% | NRO | NRO | |
| 5/1/15 | $400,000 | 1.40% | NRO | NRO | |
| 5/1/16 | $450,000 | 1.70% | NRO | NRO |
In association with: Stock Exchange Bank.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Country Club Bank, NIC 1.5601%
UMB Bank, NIC 1.6333%
TENNESSEE
Hawkins County
Mar 8, 2011 . . . . . . $7,790,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated Apr 7, 2011.
Due May 1, 2012 to 2021.
Callable May 1, 2019 at par.
Winning bid: Raymond James, at 103.7683, TIC 2.1775%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $50,000 | 2.00% | 0.45% | ||
| 5/1/13 | $965,000 | 2.00% | 0.75% | ||
| 5/1/14 | $985,000 | 3.00% | 1.15% | ||
| 5/1/15 | $1,010,000 | 3.00% | 1.55% | ||
| 5/1/16 | $1,040,000 | 3.00% | 1.85% | ||
| 5/1/17 | $1,130,000 | 3.00% | 2.10% | ||
| 5/1/18 | $1,160,000 | 3.00% | 2.35% | ||
| 5/1/19 | $1,190,000 | 3.00% | 2.60% | ||
| 5/1/20 | $50,000 | 3.00% | 2.85% | ||
| 5/1/21 | $210,000 | 3.00% | 3.00% |
L.O.: Glankler Brown, PLLC, Memphis, TN.
F.A.: Morgan Keegan & Co., Inc., Knoxville, TN.
Other bidders were:
BMO Capital Markets, TIC 2.2029%
Robert W. Baird, TIC 2.236%
UMB Bank, TIC 2.2458%
UBS Financial Svcs, TIC 2.2498%
Piper Jaffray, TIC 2.2819%
Morgan Keegan, TIC 2.2943%
Sterne Agee, TIC 2.3272%
FTN Fin Cap Mkts, TIC 2.3431%
Stifel Nicolaus, TIC 2.3643%
Duncan-Williams, TIC 2.4317%
TEXAS
Harker Heights (City)
Mar 8, 2011 . . . . . . $8,000,000
Combination Tax and Revenue Certificates of Obligation, Series 2011 (bank qualified) (book entry).
Dated Mar 1, 2011.
Due Aug 15, 2012 to 2031.
Callable Aug 15, 2020 at par.
Winning bid: BOSC, at 100.0034, TIC 3.6278%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/12 | $185,000 | 2.00% | NRO | NRO | |
| 8/15/13 | $195,000 | 2.00% | NRO | NRO | |
| 8/15/14 | $210,000 | 2.00% | NRO | NRO | |
| 8/15/15 | $210,000 | 2.00% | NRO | NRO | |
| 8/15/16 | $230,000 | 2.00% | NRO | NRO | |
| 8/15/17 | $235,000 | 2.25% | NRO | NRO | |
| 8/15/18 | $240,000 | 2.50% | NRO | NRO | |
| 8/15/19 | $255,000 | 2.75% | NRO | NRO | |
| 8/15/20 | $265,000 | 3.00% | NRO | NRO | |
| 8/15/21 | $265,000 | 3.00% | NRO | NRO | |
| 8/15/22 | $280,000 | 3.00% | NRO | NRO | |
| 8/15/23 | $290,000 | 3.125% | NRO | NRO | |
| 8/15/24 | $555,000 | 3.25% | NRO | NRO | |
| 8/15/25 | $575,000 | 3.50% | NRO | NRO | |
| 8/15/26 | $605,000 | 4.00% | NRO | NRO | |
| 8/15/27 | $625,000 | 4.00% | NRO | NRO | |
| 8/15/28 | $655,000 | 4.00% | NRO | NRO | |
| 8/15/29 | $680,000 | 4.00% | NRO | NRO | |
| 8/15/31 | $1,445,000 | 4.00% | NRO | NRO |
L.O.: Naman, Howell, Smith & Lee, Waco, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
Morgan Keegan, TIC 3.7136%
FTN Fin Cap Mkts, TIC 3.7387%
SAMCO Cap Mkts, TIC 3.7448%
Southwest Securities, TIC 3.7587%
Piper Jaffray, TIC 3.8176%
Robert W. Baird, TIC 3.8372%
Raymond James, TIC 3.8439%
FirstSouthwest, TIC 3.8862%
Hutchinson Shockey, TIC 3.9641%
Citigroup, TIC 3.9898%
BMO Capital Markets, TIC 4.1178%
Hearne (City)
Mar 8, 2011 . . . . . . $5,905,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Mar 1, 2011.
Due Feb 15, 2012 to 2028.
Callable Feb 15, 2021 at par.
Winning bid: Baker Group, at 100.0000, TIC 3.4058%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/12 | $270,000 | 3.00% | NRO | NRO | |
| 2/15/13 | $280,000 | 3.40% | NRO | NRO | |
| 2/15/14 | $285,000 | 3.40% | NRO | NRO | |
| 2/15/15 | $290,000 | 3.40% | NRO | NRO | |
| 2/15/16 | $300,000 | 1.80% | NRO | NRO | |
| 2/15/17 | $305,000 | 2.10% | NRO | NRO | |
| 2/15/18 | $310,000 | 2.35% | NRO | NRO | |
| 2/15/19 | $325,000 | 2.60% | NRO | NRO | |
| 2/15/20 | $335,000 | 2.85% | NRO | NRO | |
| 2/15/21 | $345,000 | 3.10% | NRO | NRO | |
| 2/15/22 | $360,000 | 3.30% | NRO | NRO | |
| 2/15/23 | $375,000 | 3.50% | NRO | NRO | |
| 2/15/24 | $390,000 | 3.60% | NRO | NRO | |
| 2/15/25 | $410,000 | 3.75% | NRO | NRO | |
| 2/15/26 | $425,000 | 3.80% | NRO | NRO | |
| 2/15/27 | $440,000 | 3.90% | NRO | NRO | |
| 2/15/28 | $460,000 | 4.00% | NRO | NRO |
L.O.: Naman, Howell, Smith & Lee, Waco, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Dallas, TX.
Other bidders were:
BOSC, TIC 3.441%
Coastal Securities, TIC 3.5151%
Morgan Keegan, TIC 3.5173%
Southwest Securities, TIC 3.5522%
FTN Fin Cap Mkts, TIC 3.603%
Hutchinson Shockey, TIC 3.661%
Robert W. Baird, TIC 3.6738%
FirstSouthwest, TIC 3.694%
Stephens, TIC 3.7021%
Ross Sinclaire, TIC 3.8001%
Sterne Agee, TIC 4.0057%
WISCONSIN
Mequon (City)
Mar 8, 2011 . . . . . . $4,230,000
General Obligation Promissory Notes, Series 2011B (bank qualified) (book entry).
Dated Apr 5, 2011.
Due Apr 1, 2013 to 2021.
Callable Apr 1, 2018 at par.
Winning bid: Morgan Keegan, at 103.8959, TIC 2.3473%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/13 | $100,000 | 3.00% | NRO | NRO | |
| 4/1/14 | $500,000 | 3.00% | NRO | NRO | |
| 4/1/15 | $500,000 | 3.00% | NRO | NRO | |
| 4/1/16 | $500,000 | 3.00% | NRO | NRO | |
| 4/1/17 | $500,000 | 3.00% | NRO | NRO | |
| 4/1/18 | $500,000 | 3.00% | NRO | NRO | |
| 4/1/19 | $530,000 | 3.00% | NRO | NRO | |
| 4/1/20 | $550,000 | 3.00% | NRO | NRO | |
| 4/1/21 | $550,000 | 3.00% | NRO | NRO |
L.O.: Godfrey & Kahn, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
UBS Financial Svcs, TIC 2.4688%
Robert W. Baird, TIC 2.5227%
M&I Marshall, TIC 2.5296%
BMO Capital Markets, TIC 2.5313%
Piper Jaffray, TIC 2.5317%
Bankers' Bank, TIC 2.556%
UMB Bank, TIC 2.5563%
Onalaska (City)
Mar 8, 2011 . . . . . . $2,420,000
General Obligation Corporate Purpose Bonds (bank qualified) (book entry).
Dated Apr 1, 2011.
Due Oct 1, 2012 to 2030.
Callable Oct 1, 2020 at par.
Winning bid: Robert W. Baird, at 100.1920, TIC 3.6776%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $50,000 | 2.00% | 0.75% | ||
| 10/1/13 | $100,000 | 2.00% | 1.10% | ||
| 10/1/14 | $100,000 | 3.00% | 1.45% | ||
| 10/1/15 | $100,000 | 3.00% | 1.75% | ||
| 10/1/16 | $100,000 | 3.00% | 2.05% | ||
| 10/1/17 | $110,000 | 3.00% | 2.35% | ||
| 10/1/18 | $110,000 | 3.00% | 2.60% | ||
| 10/1/19 | $110,000 | 3.00% | 2.80% | ||
| 10/1/20 | $120,000 | 3.00% | 3.00% | ||
| 10/1/22 | $250,000 | 3.25% | 3.35% | ||
| 10/1/24 | $275,000 | 4.00% | 3.65% | ||
| 10/1/27 | $460,000 | 4.00% | 4.00% | ||
| 10/1/30 | $535,000 | 4.00% | 4.15% |
Other managers: Coastal Securities Corp., CL King & Associates, SAMCO Capital Markets, Davenport & Company LLC, Loop Capital Markets, LLC, Kildare Capital, Inc., Crews & Associates, Inc., Edward D. Jones & Co., Jackson Securities Inc., Cronin & Co., Inc., Isaak Bond Investments, Inc., FTN Financial Capital Markets, Wedbush Securities.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
M&I Marshall, TIC 3.7379%
TAXABLE ISSUES
INDIANA
Tell City-Troy Township School Building Corporation
Mar 8, 2011 . . . . . . $1,965,000
Taxable Ad Valorem Property Tax First Mortgage Bonds, Series 2011 (Qualified Zone Academy Bonds- Direct Payment) (book entry).
Dated Mar 23, 2011.
Due Jul 15, 2012 to Jan 15, 2026.
Non-callable.
Winning bid: City Securities, at n/a, NIC 4.8917%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/12 | $70,000 | 1.00% | 1.00% | SIP | |
| 7/15/13 | $140,000 | 1.60% | 1.60% | SIP | |
| 7/15/14 | $140,000 | 2.15% | 2.15% | SIP | |
| 7/15/15 | $140,000 | 2.60% | 2.60% | SIP | |
| 7/15/16 | $140,000 | 3.10% | 3.10% | SIP | |
| 7/15/17 | $140,000 | 3.60% | 3.60% | SIP | |
| 7/15/18 | $140,000 | 3.90% | 3.90% | SIP | |
| 1/15/19 | $70,000 | 4.35% | 4.35% | SIP | |
| 7/15/19 | $70,000 | 4.35% | 4.35% | SIP | |
| 7/15/20 | $140,000 | 4.90% | 4.90% | SIP | |
| 1/15/21 | $70,000 | 5.10% | 5.10% | SIP | |
| 7/15/21 | $70,000 | 5.10% | 5.10% | SIP | |
| 7/15/22 | $140,000 | 5.30% | 5.30% | SIP | |
| 1/15/26 | $495,000 | 5.70% | 5.70% | SIP |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 5.0573%
NEW YORK
New York City
Mar 8, 2011 . . . . . . $79,445,000
Taxable General Obligation Bonds, Fiscal 2011 Series I, Subseries I-2 (book entry).
Dated Apr 1, 2011.
Due Aug 1, 2011.
Purchased $79,445,000.00 by Piper Jaffray, at 1.5%, plus $316,191.10, effective rate 0.3049%.
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Resources Advisory Group, New York, NY; and A.C. Advisory, Inc., Chicago, IL.
Other bidders were:
Barclays Capital, Effective Rate 0.3501%
Citigroup, Effective Rate 0.3501%
Goldman Sachs, Effective Rate 0.3529%
BofA Merrill Lynch, Effective Rate 0.3651%
JPMorgan, Effective Rate 0.3661%
Morgan Stanley, Effective Rate 0.389%
Jefferies, Effective Rate 0.4167%
Wells Fargo Secs, Effective Rate 0.4167%
Morgan Keegan, Effective Rate 1.1034%
New York City
Mar 8, 2011 . . . . . . $166,940,000
Taxable General Obligation Bonds, Fiscal 2011 Series I, Subseries I-3 (book entry).
Dated Apr 1, 2011.
Due Aug 1, 2012 to 2014.
The bonds shall be callable in accordance with the specification.
Winning bid: JPMorgan, at 99.8798, TIC 1.6489%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $57,720,000 | 0.65% | 0.65% | ||
| 8/1/13 | $57,720,000 | 1.52% | 1.52% | ||
| 8/1/14 | $51,500,000 | 2.07% | 2.07% |
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Resources Advisory Group, New York, NY; and A.C. Advisory, Inc., Chicago, IL.
Other bidders were:
Wells Fargo Secs, TIC 1.65%
Citigroup, TIC 1.8654%
Morgan Stanley, TIC 1.8884%
Barclays Capital, TIC 1.8955%
Goldman Sachs, TIC 1.944%
RBC Capital Mkts, TIC 2.0002%
Jefferies, TIC 2.0541%
BofA Merrill Lynch, TIC 2.1929%
Piper Jaffray, TIC 2.3539%
