CONNECTICUT
Connecticut Regional School District No. 18
Jan 5, 2011 . . . . . . $5,000,000
General Obligation Bond Anticipation Notes.
Dated Jan 14, 2011.
Due Jan 10, 2012.
Purchased $5,000,000.00 by Piper Jaffray, at 1.5%, plus $52,050.00, effective rate 0.4473%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Jefferies, Effective Rate 0.4744%
FirstSouthwest, Effective Rate 0.5335%
Eastern Bank, Effective Rate 0.544%
TD Securities, Effective Rate 0.598%
Janney Montgomery, Effective Rate 0.6137%
Oppenheimer, Effective Rate 0.7578%
Connecticut Regional School District No. 18
Jan 5, 2011 . . . . . . $14,500,000
General Obligation Bonds, Issue of 2011 (book entry).
Dated Jan 1, 2011.
Due Feb 15, 2012 to 2030.
Callable Feb 15, 2020 at par.
Winning bid: UBS Financial Svcs, at 100.9036, TIC 3.6568%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/12 | $765,000 | 2.50% | NRO | NRO | |
| 2/15/13 | $765,000 | 2.50% | NRO | NRO | |
| 2/15/14 | $765,000 | 3.00% | NRO | NRO | |
| 2/15/15 | $765,000 | 2.50% | NRO | NRO | |
| 2/15/16 | $765,000 | 3.00% | NRO | NRO | |
| 2/15/17 | $765,000 | 2.375% | NRO | NRO | |
| 2/15/18 | $765,000 | 2.75% | NRO | NRO | |
| 2/15/19 | $765,000 | 4.00% | NRO | NRO | |
| 2/15/20 | $765,000 | 3.50% | NRO | NRO | |
| 2/15/21 | $765,000 | 3.25% | NRO | NRO | |
| 2/15/22 | $765,000 | 4.00% | NRO | NRO | |
| 2/15/23 | $765,000 | 3.50% | NRO | NRO | |
| 2/15/24 | $760,000 | 4.00% | NRO | NRO | |
| 2/15/25 | $760,000 | 4.00% | NRO | NRO | |
| 2/15/26 | $760,000 | 4.00% | NRO | NRO | |
| 2/15/27 | $760,000 | 4.125% | NRO | NRO | |
| 2/15/28 | $760,000 | 4.25% | NRO | NRO | |
| 2/15/29 | $760,000 | 4.375% | NRO | NRO | |
| 2/15/30 | $760,000 | 4.375% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., CL King & Associates, Citigroup Global Markets, Inc., Fidelity Capital Markets, Bank of New York Mellon Capital Markets, LLC.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
BMO Capital Markets, TIC 3.7549%
Janney Montgomery, TIC 3.7599%
Robert W. Baird, TIC 3.7628%
Morgan Stanley, TIC 3.8579%
Hutchinson Shockey, TIC 3.8825%
JPMorgan, TIC 3.8889%
Piper Jaffray, TIC 3.9466%
IOWA
Sigourney (City)
Jan 5, 2011 . . . . . . $770,000
General Obligation Capital Loan Notes Series 2011 (bank qualified) (book entry).
Dated Feb 1, 2011.
Due Jun 1, 2012 to 2030.
Callable Jun 1, 2016 at par.
Winning bid: Hutchinson Shockey, at 98.7831, TIC 4.0256%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $120,000 | 2.00% | NRO | NRO | |
| 6/1/19 | $105,000 | 3.00% | NRO | NRO | |
| 6/1/22 | $125,000 | 3.50% | NRO | NRO | |
| 6/1/25 | $140,000 | 4.00% | NRO | NRO | |
| 6/1/28 | $160,000 | 4.25% | NRO | NRO | |
| 6/1/30 | $120,000 | 4.50% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Northland Securities, TIC 4.1274%
Bankers' Bank, TIC 4.254%
UMB Bank, TIC 4.8027%
D.A. Davidson, TIC 4.882%
KENTUCKY
Perry County School District Finance Corporation
Jan 5, 2011 . . . . . . $1,935,000
School Building Revenue Bonds, Series of 2011 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Jan 1, 2011.
Due Feb 1, 2012 to 2031.
Callable Feb 1, 2021 at par.
Winning bid: Ross Sinclaire, at 98.0000, NIC 4.4355%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $105,000 | 1.50% | NRO | NRO | |
| 2/1/16 | $155,000 | 2.10% | NRO | NRO | |
| 2/1/18 | $160,000 | 2.75% | NRO | NRO | |
| 2/1/20 | $175,000 | 3.30% | NRO | NRO | |
| 2/1/23 | $280,000 | 4.00% | NRO | NRO | |
| 2/1/26 | $315,000 | 4.40% | NRO | NRO | |
| 2/1/28 | $265,000 | 4.60% | NRO | NRO | |
| 2/1/31 | $480,000 | 4.75% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
MAINE
Kittery (Town)
Jan 5, 2011 . . . . . . $3,025,000
2011 General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Jan 20, 2011.
Due Jan 20, 2012.
Purchased $3,025,000.00 by Eastern Bank, at 1.5%, plus $21,659.00, effective rate 0.784%.
L.O.: Drummond Woodsum & McMahon, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.793%
Jefferies, Effective Rate 0.928%
Oppenheimer, Effective Rate 1.0079%
Janney Montgomery, Effective Rate 1.07%
South Berwick (Town)
Jan 5, 2011 . . . . . . $1,500,000
2011 General Obligation Bonds (bank qualified) (book entry).
Dated Jan 1, 2011.
Due Nov 1, 2011 to 2025.
Callable Nov 1, 2020 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.7994%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/11 | $100,000 | 2.00% | NRO | NRO | AGM |
| 11/1/12 | $100,000 | 2.00% | NRO | NRO | AGM |
| 11/1/13 | $100,000 | 2.00% | NRO | NRO | AGM |
| 11/1/14 | $100,000 | 2.00% | NRO | NRO | AGM |
| 11/1/15 | $100,000 | 2.25% | NRO | NRO | AGM |
| 11/1/16 | $100,000 | 2.75% | NRO | NRO | AGM |
| 11/1/17 | $100,000 | 2.75% | NRO | NRO | AGM |
| 11/1/18 | $100,000 | 3.375% | NRO | NRO | AGM |
| 11/1/19 | $100,000 | 4.50% | NRO | NRO | AGM |
| 11/1/20 | $100,000 | 4.50% | NRO | NRO | AGM |
| 11/1/21 | $100,000 | 4.50% | NRO | NRO | AGM |
| 11/1/22 | $100,000 | 4.50% | NRO | NRO | AGM |
| 11/1/23 | $100,000 | 4.75% | NRO | NRO | AGM |
| 11/1/24 | $100,000 | 4.75% | NRO | NRO | AGM |
| 11/1/25 | $100,000 | 5.00% | NRO | NRO | AGM |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Wells Fargo Advisors, CL King & Associates.
L.O.: Bernstein, Shur, Sawyer & Nelson P.A., Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, TIC 3.9965%
Zions First Natl Bk, TIC 3.9967%
TD Securities, TIC 3.9996%
MASSACHUSETTS
Norwood (Town)
Jan 5, 2011 . . . . . . $1,691,000
General Obligation Municipal Purpose Loan of 2011 Bonds (book entry).
Dated Jan 15, 2011.
Due Jan 15, 2012 to 2021.
Non-callable.
Winning bid: Robert W. Baird, at 101.7645, TIC 2.4452%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/12 | $246,000 | 2.00% | NRO | NRO | |
| 1/15/13 | $220,000 | 2.00% | NRO | NRO | |
| 1/15/14 | $220,000 | 2.00% | NRO | NRO | |
| 1/15/15 | $215,000 | 3.00% | NRO | NRO | |
| 1/15/16 | $215,000 | 3.00% | NRO | NRO | |
| 1/15/17 | $115,000 | 3.00% | NRO | NRO | |
| 1/15/18 | $115,000 | 3.00% | NRO | NRO | |
| 1/15/19 | $115,000 | 3.00% | NRO | NRO | |
| 1/15/20 | $115,000 | 3.00% | NRO | NRO | |
| 1/15/21 | $115,000 | 3.25% | NRO | NRO |
Other managers: Corby Capital Markets, Inc., Edward D. Jones & Co., Kildare Capital, Inc., SAMCO Capital Markets, Loop Capital Markets, LLC, Stifel, Nicolaus & Co., Inc., Jackson Securities Inc., Davenport & Company LLC.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 2.4643%
Eastern Bk Cap Mkts, TIC 2.4904%
Incapital, TIC 2.5374%
Norwood (Town)
Jan 5, 2011 . . . . . . $3,800,000
General Obligation School Bond Anticipation Notes.
Dated Jan 18, 2011.
Due Jan 18, 2012.
Purchased $3,800,000.00 by Eastern Bank, at 1.5%, plus $36,708.00, effective rate 0.534%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, Effective Rate 0.639%
TD Securities, Effective Rate 0.6414%
FirstSouthwest, Effective Rate 0.6425%
Jefferies, Effective Rate 0.788%
Oppenheimer, Effective Rate 0.981%
Wareham (Town)
Jan 5, 2011 . . . . . . $982,000
Bond Anticipation Notes (bank qualified).
Dated Jan 13, 2011.
Due Jul 15, 2011.
Purchased $982,000.00 by Eastern Bank, at 1.05%, effective rate 1.05%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Cape Cod 5 Cents Svg, Effective Rate 1.09%
UniBank Fiscal Adv, Effective Rate 1.1%
Century Bk, Effective Rate 1.3%
MICHIGAN
Kalamazoo (City)
Jan 5, 2011 . . . . . . $3,000,000
Tax Anticipation Notes, Series 2011 (Limited Tax General Obligation) (book entry).
Dated Jan 26, 2011.
Due Dec 1, 2011.
Purchased $3,000,000.00 by TD Securities, at 1.25%, plus $15,522.00, effective rate 0.6353%.
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Robert W. Baird & Co., Inc., Traverse City, MI.
Other bidders were:
PNC Capital Markets, Effective Rate 0.6801%
Janney Montgomery, Effective Rate 0.7898%
Comerica Securities, Effective Rate 1.0894%
NEW HAMPSHIRE
Concord (City)
Jan 5, 2011 . . . . . . $7,349,000
General Obligation Capital Improvement Bonds (bank qualified) (book entry).
Dated Jan 15, 2011.
Due Jan 15, 2012 to 2031.
Callable Jan 15, 2021 at par.
Winning bid: Morgan Keegan, at 104.3173, TIC 3.2283%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/12 | $514,000 | 2.00% | NRO | NRO | |
| 1/15/13 | $515,000 | 3.00% | NRO | NRO | |
| 1/15/14 | $510,000 | 3.00% | NRO | NRO | |
| 1/15/15 | $505,000 | 3.00% | NRO | NRO | |
| 1/15/16 | $500,000 | 3.00% | NRO | NRO | |
| 1/15/17 | $470,000 | 4.00% | NRO | NRO | |
| 1/15/18 | $470,000 | 4.00% | NRO | NRO | |
| 1/15/19 | $470,000 | 4.00% | NRO | NRO | |
| 1/15/20 | $470,000 | 4.00% | NRO | NRO | |
| 1/15/21 | $465,000 | 4.00% | NRO | NRO | |
| 1/15/22 | $250,000 | 3.50% | NRO | NRO | |
| 1/15/23 | $250,000 | 3.50% | NRO | NRO | |
| 1/15/24 | $245,000 | 3.75% | NRO | NRO | |
| 1/15/25 | $245,000 | 4.00% | NRO | NRO | |
| 1/15/26 | $245,000 | 4.00% | NRO | NRO | |
| 1/15/28 | $490,000 | 4.00% | NRO | NRO | |
| 1/15/31 | $735,000 | 4.25% | NRO | NRO |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Raymond James, TIC 3.2811%
JPMorgan, TIC 3.3092%
Fidelity Capital, TIC 3.3288%
Piper Jaffray, TIC 3.3377%
Robert W. Baird, TIC 3.3447%
Sterne Agee, TIC 3.4084%
Incapital, TIC 3.4407%
Hutchinson Shockey, TIC 3.5027%
Janney Montgomery, TIC 3.6192%
Morgan Stanley, TIC 3.6306%
NEW JERSEY
Montgomery Township
Jan 5, 2011 . . . . . . $13,158,000
Bond Anticipation Note (bank qualified).
Dated Jan 13, 2011.
Due Sep 22, 2011.
Purchased $13,158,000.00 by Oppenheimer, at 1.0%, plus $3,120.00, effective rate 0.564%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Concord Public Financial Advisors, Inc., Wyomissing, PA.
Other bidders were:
Beneficial Bk, Effective Rate 0.826%
Jefferies, Effective Rate 1.287%
Fulton Bank, Effective Rate 1.75%
Secaucus Board of Education
Jan 5, 2011 . . . . . . $82,813
Temporary Notes (bank qualified).
Dated Jan 12, 2011.
Due Jul 12, 2011.
Purchased $82,810.00 by TD Bank, N.A., at 4.25%, effective rate 4.25%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
NEW YORK
Croton-on-Hudson Village
Jan 5, 2011 . . . . . . $577,600
Bond Anticipation Notes, 2011 A (bank qualified).
Dated Jan 13, 2011.
Due Jan 13, 2012.
Purchased $577,600.00 by JPMorgan Chase, at 1.47%, effective rate 1.47%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.9481%
Depew Union Free School District
Jan 5, 2011 . . . . . . $13,415,506
Bond Anticipation Notes, 2011.
Dated Jan 13, 2011.
Due Jun 2, 2011.
Purchased $13,415,510.00 by TD Securities, at 1.0%, plus $20,901.36, effective rate 0.5965%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.7098%
Piper Jaffray, Effective Rate 0.7437%
JPMorgan, Effective Rate 0.959%
JPMorgan Chase, Effective Rate 0.97%
KeyBank NY, Effective Rate 0.9976%
Janney Montgomery, Effective Rate 1.3576%
Oppenheimer, Effective Rate 2.4793%
Dobbs Ferry Village
Jan 5, 2011 . . . . . . $7,941,000
Public Improvement Serial Bonds, Series 2011 (bank qualified) (book entry).
Dated Jan 13, 2011.
Due Sep 1, 2011 to 2024.
Callable Sep 1, 2019 at par.
Winning bid: Morgan Keegan, at n/a, NIC 3.0911%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/11 | $291,000 | 0.50% | NRO | NRO | |
| 9/1/12 | $505,000 | 3.00% | NRO | NRO | |
| 9/1/13 | $510,000 | 3.00% | NRO | NRO | |
| 9/1/14 | $520,000 | 3.00% | NRO | NRO | |
| 9/1/15 | $530,000 | 3.00% | NRO | NRO | |
| 9/1/16 | $540,000 | 3.00% | NRO | NRO | |
| 9/1/17 | $550,000 | 4.00% | NRO | NRO | |
| 9/1/18 | $575,000 | 4.00% | NRO | NRO | |
| 9/1/19 | $590,000 | 3.50% | NRO | NRO | |
| 9/1/20 | $610,000 | 3.50% | NRO | NRO | |
| 9/1/21 | $635,000 | 3.50% | NRO | NRO | |
| 9/1/22 | $665,000 | 3.50% | NRO | NRO | |
| 9/1/23 | $695,000 | 3.75% | NRO | NRO | |
| 9/1/24 | $725,000 | 3.75% | NRO | NRO |
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
M&I Marshall, NIC 3.1651%
Incapital, NIC 3.1752%
Roosevelt & Cross, NIC 3.1773%
Robert W. Baird, NIC 3.213%
Janney Montgomery, NIC 3.2798%
Bernardi Securities, NIC 3.4366%
Hutchinson Shockey, NIC 3.5781%
North Tonawanda (City)
Jan 4, 2011 . . . . . . $3,500,000
Tax Anticipation Notes for 2011 Real Property Taxes (bank qualified).
Dated Jan 13, 2011.
Due May 11, 2011.
Purchased $3,500,000.00 by JPMorgan Chase, at 1.11%, effective rate 1.11%.
L.O.: Harris, Beach LLP, Pittsford, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
M & T Bank, Effective Rate 1.33%
First Niagara Bank, Effective Rate 1.75%
HSBC Bank, Effective Rate 1.98%
Sands Point Village
Jan 5, 2011 . . . . . . $4,000,000
Public Improvement Serial Bonds - 2011 (bank qualified) (book entry).
Dated Jan 18, 2011.
Due Jan 15, 2013 to 2031.
Callable Jan 15, 2019 at par.
Winning bid: Morgan Keegan, at n/a, NIC 3.6538%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/13 | $160,000 | 3.00% | NRO | NRO | |
| 1/15/14 | $165,000 | 3.00% | NRO | NRO | |
| 1/15/15 | $165,000 | 3.00% | NRO | NRO | |
| 1/15/16 | $170,000 | 3.00% | NRO | NRO | |
| 1/15/17 | $175,000 | 3.00% | NRO | NRO | |
| 1/15/18 | $180,000 | 3.00% | NRO | NRO | |
| 1/15/19 | $180,000 | 3.00% | NRO | NRO | |
| 1/15/20 | $190,000 | 3.00% | NRO | NRO | |
| 1/15/21 | $195,000 | 3.25% | NRO | NRO | |
| 1/15/22 | $200,000 | 3.50% | NRO | NRO | |
| 1/15/23 | $210,000 | 3.50% | NRO | NRO | |
| 1/15/24 | $215,000 | 3.50% | NRO | NRO | |
| 1/15/25 | $225,000 | 3.75% | NRO | NRO | |
| 1/15/26 | $235,000 | 3.75% | NRO | NRO | |
| 1/15/27 | $245,000 | 4.00% | NRO | NRO | |
| 1/15/28 | $255,000 | 4.00% | NRO | NRO | |
| 1/15/29 | $265,000 | 4.00% | NRO | NRO | |
| 1/15/30 | $280,000 | 4.25% | NRO | NRO | |
| 1/15/31 | $290,000 | 4.25% | NRO | NRO |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY; and Capital Markets Advisors, LLC, New York, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.7476%
Robert W. Baird, NIC 3.8767%
Janney Montgomery, NIC 4.0643%
M&I Marshall, NIC 4.1321%
Bernardi Securities, NIC 4.2166%
Victor (Town)
Jan 5, 2011 . . . . . . $1,390,000
Bond Anticipation Notes, 2011 (Renewals) (bank qualified).
Dated Jan 14, 2011.
Due Jun 23, 2011.
Purchased $1,390,000.00 by Canandaigua NB&T, at 0.92%, effective rate 0.92%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.0%
Janney Montgomery, Effective Rate 1.7387%
First Niagara Bank, Effective Rate 1.85%
Oppenheimer, Effective Rate 1.9544%
Worcester Central School District
Jan 5, 2011 . . . . . . $6,600,000
Bond Anticipation Notes, 2011 (New Issue) (bank qualified).
Dated Jan 19, 2011.
Due Jun 24, 2011.
Purchased $3,000,000.00 by JPMorgan Chase, at 1.44%, effective rate 1.44%.
Purchased $3,600,000.00 by Roosevelt & Cross, at 1.5%, plus $8,176.00, effective rate 0.9725%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.44%
Janney Montgomery, Effective Rate 1.9884%
Jefferies, Effective Rate 2.1516%
Oppenheimer, Effective Rate 2.4029%
Oppenheimer, Effective Rate 2.5904%
