ILLINOIS
Summit Park District
Dec 12, 2011 . . . . . . $695,650
General Obligation Limited Tax Park Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 28, 2011.
Due Dec 1, 2012 to 2014.
Non-callable.
Winning bid: Oppenheimer, at n/a, NIC 3.5%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $222,220 | 3.50% | NRO | NRO | |
12/1/13 | $232,645 | 3.50% | NRO | NRO | |
12/1/14 | $240,785 | 3.50% | NRO | NRO |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
KANSAS
Mulvane (City)
Dec 19, 2011 . . . . . . $4,000,000
Temporary Improvement Notes Series A, 2012 (bank qualified) (book entry).
Dated Jan 4, 2012.
Due Jan 1, 2013.
Purchased $4,000,000.00 by Commerce Bank, at 0.4%, plus -$6,720.00, effective rate 0.569%.
L.O.: Triplett, Woolf & Garretson, LLC, Wichita, KS.
F.A.: Central States Capital Markets, LLC, Wichita, KS.
Other bidders were:
UMB Bank, Effective Rate 0.798%
KENTUCKY
Monroe County School District Finance Corporation
Dec 21, 2011 . . . . . . $2,475,000
School Building Refunding Revenue Bonds, Series of 2012 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jan 1, 2012.
Due Apr 1, 2012 to Oct 1, 2023.
Non-callable.
Winning bid: Morgan Keegan, at 101.1331, NIC 1.9148%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/12 | $20,000 | 1.00% | NRO | NRO | |
10/1/12 | $100,000 | 2.00% | NRO | NRO | |
10/1/13 | $235,000 | 2.00% | NRO | NRO | |
10/1/14 | $235,000 | 2.00% | NRO | NRO | |
10/1/15 | $240,000 | 2.00% | NRO | NRO | |
10/1/16 | $245,000 | 2.00% | NRO | NRO | |
10/1/17 | $250,000 | 2.00% | NRO | NRO | |
10/1/18 | $235,000 | 2.00% | NRO | NRO | |
10/1/19 | $170,000 | 2.00% | NRO | NRO | |
10/1/20 | $180,000 | 2.00% | NRO | NRO | |
10/1/21 | $195,000 | 2.125% | NRO | NRO | |
10/1/22 | $195,000 | 2.25% | NRO | NRO | |
10/1/23 | $175,000 | 2.375% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 1.9808%
Stifel Nicolaus, NIC 2.0092%
MASSACHUSETTS
Warren (Town)
Nov 21, 2011 . . . . . . $380,000
State Aid Anticipation Notes (bank qualified).
Dated Jan 5, 2012.
Due Jun 29, 2012.
Purchased $380,000.00 by Eastern Bk Cap Mkts, at 0.75%, effective rate 0.75%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
People's United Bk, Effective Rate 0.84%
UniBank Fiscal Adv, Effective Rate 0.9%
MISSISSIPPI
Tupelo (City)
Dec 20, 2011 . . . . . . $3,995,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Dec 1, 2012 to 2030.
Callable Dec 1, 2021 at par.
Winning bid: Vining-Sparks IBG, at n/a, NIC 2.4518%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $100,000 | 2.25% | NRO | NRO | |
12/1/13 | $100,000 | 2.25% | NRO | NRO | |
12/1/14 | $100,000 | 2.25% | NRO | NRO | |
12/1/15 | $100,000 | 2.25% | NRO | NRO | |
12/1/16 | $100,000 | 2.25% | NRO | NRO | |
12/1/17 | $160,000 | 2.25% | NRO | NRO | |
12/1/18 | $160,000 | 2.25% | NRO | NRO | |
12/1/19 | $160,000 | 2.25% | NRO | NRO | |
12/1/20 | $165,000 | 2.25% | NRO | NRO | |
12/1/21 | $165,000 | 2.25% | NRO | NRO | |
12/1/22 | $260,000 | 2.10% | NRO | NRO | |
12/1/23 | $265,000 | 2.10% | NRO | NRO | |
12/1/24 | $270,000 | 2.125% | NRO | NRO | |
12/1/25 | $275,000 | 2.30% | NRO | NRO | |
12/1/26 | $305,000 | 2.40% | NRO | NRO | |
12/1/27 | $315,000 | 2.50% | NRO | NRO | |
12/1/28 | $325,000 | 2.625% | NRO | NRO | |
12/1/29 | $330,000 | 2.75% | NRO | NRO | |
12/1/30 | $340,000 | 2.875% | NRO | NRO |
L.O.: Butler, Snow, O'Mara, Stevens & Cannada, PLLC, Jackson, MS.
F.A.: Government Consultants, Inc., Jackson, MS.
Other bidders were:
Morgan Keegan, NIC 2.4957%
Raymond James, NIC 2.5559%
Piper Jaffray, NIC 2.6381%
FTN Fin Cap Mkts, NIC 2.7053%
Duncan-Williams, NIC 2.9101%
Crews & Associates, NIC 2.9308%
NEW JERSEY
Fairfield Township
Dec 21, 2011 . . . . . . $2,366,000
Notes (bank qualified).
Dated Dec 29, 2011.
Due Dec 13, 2012.
Purchased $2,366,000.00 by Oppenheimer, at 1.5%, plus $7,018.00, effective rate 1.1896%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Amboy Natl Bk, Effective Rate 1.23%
PNC Bank, Effective Rate 1.31%
Jefferies, Effective Rate 1.686%
Monroe Township
Dec 21, 2011 . . . . . . $2,358,400
Special Emergency Notes (bank qualified).
Dated Dec 28, 2011.
Due Dec 20, 2012.
Purchased $2,358,400.00 by Amboy Natl Bk, at 1.4%, plus $6,226.18, effective rate 1.13%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.2307%
Jefferies, Effective Rate 1.6859%
Passaic County
Dec 21, 2011 . . . . . . $25,681,000
Bond Anticipation Notes, Series 2011C (book entry).
Dated Dec 29, 2011.
Due Dec 28, 2012.
Purchased $25,681,000.00 by TD Securities, at 2.0%, plus $92,180.53, effective rate 0.3599%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 0.4468%
Jefferies, Effective Rate 0.5674%
Morgan Stanley, Effective Rate 0.7365%
Oppenheimer, Effective Rate 1.0818%
Pemberton Township
Dec 21, 2011 . . . . . . $2,470,000
Bond Anticipation Notes.
Dated Jan 4, 2012.
Due Jan 4, 2013.
Purchased $2,470,000.00 by Amboy Natl Bk, at 1.4%, plus $4,199.00, effective rate 1.23%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 2.4809%
NEW YORK
Evans (Town)
Dec 21, 2011 . . . . . . $950,000
Tax Anticipation Notes foer 2012 Real Property Taxes (bank qualified) (book entry).
Dated Dec 29, 2011.
Due Oct 5, 2012.
Purchased $950,000.00 by Roosevelt & Cross, at 2.0%, plus $855.00, effective rate 1.8826%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.9481%
JPMorgan Chase, Effective Rate 2.13%
Herkimer Village
Dec 21, 2011 . . . . . . $2,460,000
Bond Anticipation Bonds, 2012 (bank qualified).
Dated Jan 3, 2012.
Due Jan 3, 2013.
Purchased $1,000,000.00 by Adirondack Bank, at 1.875%, effective rate 1.875%.
Purchased $1,460,000.00 by Roosevelt & Cross, at 2.25%, plus $1,562.08, effective rate 2.143%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.143%
M & T Bank, Effective Rate 2.46%
Highland Falls-Fort Montgomery Central School District
Dec 21, 2011 . . . . . . $5,325,000
School District Refunding Serial Bonds-2012 (bank qualified) (book entry).
Dated Jan 19, 2012.
Due Jul 1, 2013 to 2018.
Non-callable.
Winning bid: Robert W. Baird, at n/a, TIC 1.4118%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/13 | $820,000 | 2.00% | 0.75% | ||
7/1/14 | $840,000 | 3.00% | 1.00% | ||
7/1/15 | $870,000 | 3.00% | 1.15% | ||
7/1/16 | $900,000 | 3.00% | 1.20% | ||
7/1/17 | $935,000 | 3.00% | 1.35% | ||
7/1/18 | $960,000 | 3.00% | 1.55% |
Other managers: Edward D. Jones & Co., Kildare Capital, Inc., Eastern Bank Capital Markets, Loop Capital Markets, LLC, Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc., Advisors Asset Management Inc.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Roosevelt & Cross, TIC 1.4835%
Raymond James, TIC 1.6874%
FTN Fin Cap Mkts, TIC 2.0001%
Ilion Villiage
Dec 21, 2011 . . . . . . $1,167,400
Bond Anticipation Notes, 2012 (bank qualified).
Dated Jan 3, 2012.
Due Jan 3, 2013.
Purchased $1,167,400.00 by Adirondack Bank, at 1.75%, effective rate 1.75%.
L.O.: Nixon Peabody LLP, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.1202%
Roosevelt & Cross, Effective Rate 2.2436%
M & T Bank, Effective Rate 2.46%
Nassau County Board of Cooperative Educational Services of the Sole Supervisory
Dec 21, 2011 . . . . . . $25,000,000
Revenue Anticipation Notes- 2012.
Dated Jan 5, 2012.
Due Jul 27, 2012.
Purchased $9,000,000.00 by JPMorgan Chase, at 1.19%, effective rate 1.19%.
Purchased $16,000,000.00 by Jefferies, at 1.75%, plus $24,001.92, effective rate 1.4827%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 1.4827%
Oppenheimer, Effective Rate 1.6079%
Oppenheimer, Effective Rate 1.7915%
Suffern Village
Dec 21, 2011 . . . . . . $3,857,000
Various Purposes Serial Bonds - 2012 (bank qualified) (book entry).
Dated Jan 4, 2012.
Due Jan 1, 2013 to 2032.
Callable Jan 1, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.4554%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/1/13 | $172,000 | 2.50% | NRO | NRO | |
1/1/14 | $170,000 | 2.50% | NRO | NRO | |
1/1/15 | $175,000 | 2.50% | NRO | NRO | |
1/1/16 | $175,000 | 2.50% | NRO | NRO | |
1/1/17 | $170,000 | 2.50% | NRO | NRO | |
1/1/18 | $175,000 | 2.50% | NRO | NRO | |
1/1/19 | $165,000 | 2.50% | NRO | NRO | |
1/1/20 | $170,000 | 2.50% | NRO | NRO | |
1/1/21 | $175,000 | 2.75% | NRO | NRO | |
1/1/22 | $180,000 | 3.00% | NRO | NRO | |
1/1/23 | $185,000 | 3.00% | NRO | NRO | |
1/1/24 | $190,000 | 3.25% | NRO | NRO | |
1/1/25 | $195,000 | 3.375% | NRO | NRO | |
1/1/26 | $200,000 | 3.50% | NRO | NRO | |
1/1/27 | $205,000 | 3.625% | NRO | NRO | |
1/1/28 | $215,000 | 3.75% | NRO | NRO | |
1/1/29 | $220,000 | 4.00% | NRO | NRO | |
1/1/30 | $230,000 | 4.00% | NRO | NRO | |
1/1/31 | $240,000 | 4.00% | NRO | NRO | |
1/1/32 | $250,000 | 4.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Suffolk County
Dec 21, 2011 . . . . . . $100,000,000
Tax Anticipation Notes for 2012 Taxes-Series II (book entry).
Dated Jan 4, 2012.
Due Jul 12, 2012.
Purchased $45,000,000.00 by Morgan Stanley, at 2.0%, plus $202,500.00, effective rate 1.1383%.
Purchased $30,000,000.00 by BA Merrill Lynch, at 2.0%, plus $141,600.00, effective rate 1.0962%.
Purchased $25,000,000.00 by Citigroup, at 2.0%, plus $125,752.00, effective rate 1.0368%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Morgan Stanley, Effective Rate 1.1383%
BA Merrill Lynch, Effective Rate 1.146%
Citigroup, Effective Rate 1.1612%
Wells Fargo Secs, Effective Rate 1.1632%
JPMorgan, Effective Rate 1.1651%
Jefferies, Effective Rate 1.1747%
Citigroup, Effective Rate 1.1803%
Jefferies, Effective Rate 1.1823%
Wells Fargo Secs, Effective Rate 1.1881%
Jefferies, Effective Rate 1.1996%
JPMorgan, Effective Rate 1.2249%
Morgan Keegan, Effective Rate 1.2455%
Roosevelt & Cross, Effective Rate 1.2455%
Citigroup, Effective Rate 1.2666%
Morgan Keegan, Effective Rate 1.2857%
Roosevelt & Cross, Effective Rate 1.2953%
TD Securities, Effective Rate 1.3106%
JPMorgan, Effective Rate 1.3147%
Morgan Keegan, Effective Rate 1.326%
TD Securities, Effective Rate 1.3432%
Capital One, Effective Rate 1.37%
Roosevelt & Cross, Effective Rate 1.4543%
Janney Montgomery, Effective Rate 1.5806%
TAXABLE ISSUES
NEW JERSEY
Passaic County
Dec 21, 2011 . . . . . . $3,941,000
Bond Anticipation Notes, Series 2011D (Taxable) (book entry).
Dated Dec 29, 2011.
Due Dec 28, 2012.
Purchased $3,941,000.00 by Amboy Natl Bk, at 1.4%, plus $44,380.04, effective rate 1.1292%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.3809%