ARKANSAS
Berryville School District No. 27 of Carroll County
Nov 29, 2011 . . . . . . $3,405,000
Refunding Bonds (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Feb 1, 2015 to 2036.
Callable Feb 1, 2014 at par.
Winning bid: Morgan Keegan, at 98.5318, TIC 3.2382%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/17 | $175,000 | 1.50% | NRO | NRO | |
2/1/18 | $125,000 | 1.75% | NRO | NRO | |
2/1/19 | $135,000 | 1.875% | NRO | NRO | |
2/1/20 | $130,000 | 2.00% | NRO | NRO | |
2/1/21 | $135,000 | 2.125% | NRO | NRO | |
2/1/22 | $145,000 | 2.25% | NRO | NRO | |
2/1/24 | $290,000 | 2.50% | NRO | NRO | |
2/1/26 | $315,000 | 2.75% | NRO | NRO | |
2/1/28 | $335,000 | 3.00% | NRO | NRO | |
2/1/30 | $365,000 | 3.25% | NRO | NRO | |
2/1/32 | $385,000 | 3.50% | NRO | NRO | |
2/1/36 | $870,000 | 3.625% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.2891%
FTN Fin Cap Mkts, TIC 3.4157%
Strong-Huttig School District No. 83 of Union County
Nov 29, 2011 . . . . . . $1,255,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Feb 1, 2012 to 2031.
Callable Feb 1, 2014 at par.
Winning bid: Ross Sinclaire, at 98.1210, TIC 2.8713%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/14 | $125,000 | 0.75% | NRO | NRO | |
2/1/16 | $100,000 | 1.10% | NRO | NRO | |
2/1/19 | $180,000 | 1.80% | NRO | NRO | |
2/1/22 | $185,000 | 2.10% | NRO | NRO | |
2/1/25 | $205,000 | 2.50% | NRO | NRO | |
2/1/28 | $215,000 | 3.00% | NRO | NRO | |
2/1/31 | $245,000 | 3.25% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Simmons First Invst, TIC 3.03%
FTN Fin Cap Mkts, TIC 3.0581%
Van Buren School District No. 42 of Crawford County
Nov 29, 2011 . . . . . . $5,060,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jan 1, 2012.
Due Apr 1, 2013 to 2033.
Callable Apr 1, 2017 at par.
Winning bid: Ross Sinclaire, at 98.5387, TIC 2.9682%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/13 | $65,000 | 1.00% | NRO | NRO | |
4/1/14 | $205,000 | 1.00% | NRO | NRO | |
4/1/15 | $205,000 | 1.00% | NRO | NRO | |
4/1/16 | $205,000 | 1.25% | NRO | NRO | |
4/1/17 | $210,000 | 1.50% | NRO | NRO | |
4/1/18 | $215,000 | 1.65% | NRO | NRO | |
4/1/19 | $220,000 | 1.90% | NRO | NRO | |
4/1/20 | $220,000 | 2.00% | NRO | NRO | |
4/1/21 | $230,000 | 2.10% | NRO | NRO | |
4/1/22 | $230,000 | 2.25% | NRO | NRO | |
4/1/23 | $235,000 | 2.40% | NRO | NRO | |
4/1/24 | $245,000 | 2.50% | NRO | NRO | |
4/1/25 | $255,000 | 2.625% | NRO | NRO | |
4/1/26 | $260,000 | 2.75% | NRO | NRO | |
4/1/28 | $545,000 | 3.00% | NRO | NRO | |
4/1/29 | $285,000 | 3.125% | NRO | NRO | |
4/1/30 | $290,000 | 3.25% | NRO | NRO | |
4/1/33 | $940,000 | 3.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 3.0077%
FTN Fin Cap Mkts, TIC 3.1094%
Crews & Associates, TIC 3.1524%
KENTUCKY
Bullitt County School District Finance Corp
Nov 29, 2011 . . . . . . $2,420,000
School Building Refunding Revenue Bonds Series of 2011 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2011.
Due May 1, 2012 to 2022.
Non-callable.
Winning bid: Morgan Keegan, at 100.4695, NIC 2.0326%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/12 | $195,000 | 1.00% | NRO | NRO | |
5/1/13 | $205,000 | 1.50% | NRO | NRO | |
5/1/14 | $205,000 | 2.00% | NRO | NRO | |
5/1/15 | $210,000 | 2.00% | NRO | NRO | |
5/1/16 | $210,000 | 2.00% | NRO | NRO | |
5/1/17 | $220,000 | 2.00% | NRO | NRO | |
5/1/18 | $220,000 | 2.00% | NRO | NRO | |
5/1/19 | $225,000 | 2.00% | NRO | NRO | |
5/1/20 | $235,000 | 2.125% | NRO | NRO | |
5/1/21 | $235,000 | 2.25% | NRO | NRO | |
5/1/22 | $260,000 | 2.375% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 2.1945%
Fifth Third Secs, NIC 2.2393%
Stifel Nicolaus, NIC 2.2591%
Florence (City)
Nov 29, 2011 . . . . . . $3,110,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 20, 2011.
Due Mar 1, 2012 to Sep 1, 2033.
Callable Dec 1, 2021 at par.
Winning bid: Raymond James, at 98.5000, TIC 2.9884%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/12 | $30,000 | 2.00% | 0.50% | ||
9/1/12 | $30,000 | 2.00% | 0.50% | ||
9/1/13 | $35,000 | 2.00% | 0.65% | ||
9/1/14 | $35,000 | 2.00% | 0.85% | ||
9/1/15 | $130,000 | 2.00% | 1.15% | ||
9/1/16 | $130,000 | 2.00% | 1.30% | ||
9/1/17 | $130,000 | 2.00% | 1.50% | ||
9/1/18 | $135,000 | 2.00% | 1.70% | ||
9/1/19 | $135,000 | 2.00% | 1.90% | ||
9/1/21 | $280,000 | 2.00% | 2.15% | ||
9/1/23 | $300,000 | 2.375% | 2.45% | ||
9/1/25 | $310,000 | 2.625% | 2.75% | ||
9/1/27 | $325,000 | 3.00% | 3.00% | ||
9/1/29 | $345,000 | 3.00% | 3.15% | ||
9/1/31 | $365,000 | 3.25% | 3.35% | ||
9/1/33 | $395,000 | 3.375% | 3.50% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Morgan Keegan, TIC 3.0212%
Stifel Nicolaus, TIC 3.0454%
Ross Sinclaire, TIC 3.0636%
Fifth Third Secs, TIC 3.1213%
MAINE
Ellsworth (City)
Nov 29, 2011 . . . . . . $6,699,000
2011 General Oblgiation Bond Anticipation Notes (bank qualified) (book entry).
Dated Dec 12, 2011.
Due Dec 12, 2012.
Purchased $6,699,000.00 by TD Securities, at 1.5%, plus $49,840.56, effective rate 0.756%.
L.O.: Pierce Atwood LLP, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.778%
Janney Montgomery, Effective Rate 0.879%
Oppenheimer, Effective Rate 0.904%
MASSACHUSETTS
Agawam (Town)
Nov 29, 2011 . . . . . . $2,991,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Dec 15, 2011.
Due Dec 1, 2012 to 2020.
Non-callable.
Winning bid: Raymond James, at 101.6834, TIC 1.6314%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $361,000 | 2.00% | NRO | NRO | |
12/1/13 | $360,000 | 2.00% | NRO | NRO | |
12/1/14 | $350,000 | 2.00% | NRO | NRO | |
12/1/15 | $340,000 | 2.00% | NRO | NRO | |
12/1/16 | $330,000 | 2.00% | NRO | NRO | |
12/1/17 | $325,000 | 2.00% | NRO | NRO | |
12/1/18 | $315,000 | 2.00% | NRO | NRO | |
12/1/19 | $310,000 | 2.00% | NRO | NRO | |
12/1/20 | $300,000 | 2.00% | NRO | NRO |
Other managers: US Bancorp Investments, Inc., Morgan Stanley & Co., Inc., Fidelity Capital Markets, FirstSouthwest, William Blair & Company, LLC.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Robert W. Baird, TIC 1.634%
BMO Cap Mkts GKST, TIC 1.8382%
Morgan Keegan, TIC 1.8398%
Janney Montgomery, TIC 1.8478%
UBS Financial Svcs, TIC 1.8613%
Athol (Town)
Nov 29, 2011 . . . . . . $357,675
Bond Anticipation Notes (bank qualified).
Dated Dec 14, 2011.
Due Apr 27, 2012.
Purchased $357,680.00 by People's Bank, at 0.78%, effective rate 0.78%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.85%
Greenfield Co-Op Bk, Effective Rate 0.85%
Eastern Bk Cap Mkts, Effective Rate 0.85%
Dalton (Town)
Nov 29, 2011 . . . . . . $512,000
Permanent State Housing Bonds (bank qualified).
Dated Dec 15, 2011.
Due Aug 15, 2012 to 2016.
Non-callable.
Winning bid: UniBank Fiscal Adv, at n/a, NIC 2.5%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/12 | $107,000 | 2.50% | NRO | NRO | |
8/15/13 | $105,000 | 2.50% | NRO | NRO | |
8/15/14 | $100,000 | 2.50% | NRO | NRO | |
8/15/15 | $100,000 | 2.50% | NRO | NRO | |
8/15/16 | $100,000 | 2.50% | NRO | NRO |
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Berkshire Bank, NIC 2.5%
People's United Bk, NIC 2.8%
Eastern Bk Cap Mkts, NIC 2.95%
Hopkinton (Town)
Nov 29, 2011 . . . . . . $255,644
State Aid Notes (bank qualified).
Dated Dec 13, 2011.
Due May 18, 2012.
Purchased $255,640.00 by Eastern Bk Cap Mkts, at 0.8%, effective rate 0.8%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.85%
Woods Hole, Martha's Vineyard and Nantucket Steamship Authority
Nov 29, 2011 . . . . . . $6,000,000
Steamship Bonds, 2011 Series A (bank qualified) (book entry).
Dated Dec 13, 2011.
Due Mar 1, 2017 to 2020.
Non-callable.
Winning bid: JPMorgan, at 105.2718, TIC 1.7337%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/17 | $1,500,000 | 2.00% | 1.26% | ||
3/1/18 | $1,500,000 | 2.00% | 1.46% | ||
3/1/19 | $1,500,000 | 3.00% | 1.71% | ||
3/1/20 | $1,500,000 | 3.00% | 2.00% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Robert W. Baird, TIC 1.9254%
Janney Montgomery, TIC 1.9588%
Raymond James, TIC 1.961%
Hutchinson Shockey, TIC 2.0437%
Roosevelt & Cross, TIC 2.0653%
MINNESOTA
New Ulm (City)
Nov 29, 2011 . . . . . . $3,000,000
General Obligation Public Utility Revenue Bonds, Series 2011B (bank qualified) (book entry).
Dated Dec 29, 2011.
Due Dec 1, 2012 to 2026.
Callable Dec 1, 2019 at par.
Winning bid: Raymond James, at 99.5963, TIC 2.2823%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $100,000 | 2.00% | 0.40% | ||
12/1/13 | $100,000 | 2.00% | 0.55% | ||
12/1/14 | $100,000 | 2.00% | 0.80% | ||
12/1/15 | $195,000 | 2.00% | 1.10% | ||
12/1/16 | $200,000 | 2.00% | 1.25% | ||
12/1/17 | $205,000 | 2.00% | 1.35% | ||
12/1/18 | $210,000 | 2.00% | 1.55% | ||
12/1/19 | $215,000 | 2.00% | 1.80% | ||
12/1/20 | $220,000 | 2.00% | 2.00% | ||
12/1/21 | $225,000 | 2.00% | 2.10% | ||
12/1/22 | $230,000 | 2.125% | 2.25% | ||
12/1/23 | $240,000 | 2.25% | 2.35% | ||
12/1/24 | $245,000 | 2.375% | 2.50% | ||
12/1/25 | $255,000 | 2.50% | 2.65% | ||
12/1/26 | $260,000 | 2.625% | 2.75% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Northland Securities, TIC 2.3152%
Piper Jaffray, TIC 2.3377%
Morgan Keegan, TIC 2.338%
Robert W. Baird, TIC 2.3444%
Vining-Sparks IBG, TIC 2.4205%
Otter Tail County
Nov 29, 2011 . . . . . . $4,780,000
General Obligation Bonds, Series 2012A (bank qualified) (book entry).
Dated Jan 6, 2012.
Due Feb 1, 2019 to 2025.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 99.2705, TIC 2.4579%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/19 | $170,000 | 2.00% | 1.75% | ||
2/1/20 | $435,000 | 2.00% | 2.00% | ||
2/1/21 | $585,000 | 2.00% | 2.10% | ||
2/1/22 | $595,000 | 2.20% | 2.20% | ||
2/1/23 | $625,000 | 2.35% | 2.35% | ||
2/1/24 | $1,155,000 | 2.50% | 2.50% | ||
2/1/25 | $1,215,000 | 2.65% | 2.65% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Loop Capital Markets, LLC, Edward D. Jones & Co., Cronin & Co., Inc., Kildare Capital, Inc., Davenport & Company LLC, Crews & Associates, Inc., Jackson Securities Inc., Wedbush Securities Inc, Corby Capital Markets, Inc., Dougherty & Company LLC, Isaak Bond Investments, Inc., Country Club Bank, Advisors Asset Management Inc, FTN Financial Capital Markets, NW Capital Markets Inc..
L.O.: Faegre & Benson, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, TIC 2.4894%
Fifth Third Secs, TIC 2.6049%
Stifel Nicolaus, TIC 2.7868%
BOSC, TIC 2.8981%
Otter Tail County
Nov 29, 2011 . . . . . . $5,400,000
General Obligation Capital Improvement Plan Bonds, Series 2011B (bank qualified) (book entry).
Dated Dec 20, 2011.
Due Feb 1, 2013 to 2019.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 1.3423%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/13 | $830,000 | 0.50% | 0.50% | ||
2/1/14 | $835,000 | 0.60% | 0.60% | ||
2/1/15 | $840,000 | 0.80% | 0.80% | ||
2/1/16 | $845,000 | 1.05% | 1.05% | ||
2/1/17 | $850,000 | 1.25% | 1.25% | ||
2/1/18 | $700,000 | 1.50% | 1.50% | ||
2/1/19 | $500,000 | 1.75% | 1.75% |
L.O.: Faegre & Benson, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Fifth Third Secs, TIC 1.3895%
Vining-Sparks IBG, TIC 1.3987%
UMB Bank, TIC 1.4055%
Robert W. Baird, TIC 1.4384%
JPMorgan, TIC 1.5082%
Morgan Keegan, TIC 1.5553%
BOSC, TIC 1.6198%
Stifel Nicolaus, TIC 1.6621%
NEW HAMPSHIRE
Portsmouth (City)
Nov 29, 2011 . . . . . . $32,400,000
General Obligation Capital Improvement Bonds (book entry).
Dated Dec 14, 2011.
Due Dec 1, 2012 to 2031.
Callable Dec 1, 2021 at par.
Winning bid: Morgan Stanley, at 106.7278, TIC 2.8573%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $2,015,000 | 2.00% | NRO | NRO | |
12/1/13 | $2,015,000 | 3.00% | NRO | NRO | |
12/1/14 | $2,015,000 | 4.00% | NRO | NRO | |
12/1/15 | $2,015,000 | 5.00% | NRO | NRO | |
12/1/16 | $2,015,000 | 5.00% | NRO | NRO | |
12/1/17 | $1,915,000 | 3.00% | NRO | NRO | |
12/1/18 | $1,915,000 | 2.00% | NRO | NRO | |
12/1/19 | $1,915,000 | 4.00% | NRO | NRO | |
12/1/20 | $1,915,000 | 5.00% | NRO | NRO | |
12/1/21 | $1,915,000 | 5.00% | NRO | NRO | |
12/1/22 | $1,275,000 | 3.00% | NRO | NRO | |
12/1/23 | $1,275,000 | 3.00% | NRO | NRO | |
12/1/24 | $1,275,000 | 3.00% | NRO | NRO | |
12/1/25 | $1,275,000 | 4.00% | NRO | NRO | |
12/1/26 | $1,275,000 | 3.25% | NRO | NRO | |
12/1/27 | $1,275,000 | 3.375% | NRO | NRO | |
12/1/28 | $1,275,000 | 3.50% | NRO | NRO | |
12/1/29 | $1,275,000 | 3.50% | NRO | NRO | |
12/1/30 | $1,275,000 | 4.00% | NRO | NRO | |
12/1/31 | $1,275,000 | 4.00% | NRO | NRO |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, US Bancorp Investments, Inc., William Blair & Company, LLC, Winslow, Evans & Crocker.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
JPMorgan, TIC 2.86%
BA Merrill Lynch, TIC 2.8831%
Robert W. Baird, TIC 2.9236%
TD Securities, TIC 2.9268%
Hutchinson Shockey, TIC 2.9382%
Wells Fargo Secs, TIC 2.967%
UBS Financial Svcs, TIC 2.9827%
Prager & Co, TIC 2.9951%
NEW JERSEY
Bedminster Township
Nov 29, 2011 . . . . . . $1,967,450
Bond Anticipation Notes (bank qualified) (book entry).
Dated Dec 8, 2011.
Due Dec 7, 2012.
Purchased $1,967,450.00 by Peapack-Gladstone, at 0.75%, effective rate 0.75%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.0043%
Oppenheimer, Effective Rate 1.1625%
PNC Bank, Effective Rate 1.29%
Chester Borough
Nov 29, 2011 . . . . . . $5,029,125
Bond Anticipation Notes (bank qualified).
Dated Dec 8, 2011.
Due Sep 7, 2012.
Purchased $5,029,130.00 by Peapack-Gladstone, at 0.77%, effective rate 0.77%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TBGC Investment Corp, Effective Rate 0.98%
Valley National Bank, Effective Rate 1.09%
Oppenheimer, Effective Rate 1.9705%
Jersey City (City)
Nov 29, 2011 . . . . . . $22,440,000
$5,500,000 Refunding Notes (Real Property Tax Appeal), Series 2011G and $16,940,000 Special Emergency Notes, Series 2011H (book entry).
Dated Dec 14, 2011.
Due Dec 14, 2012.
Purchased $22,440,000.00 by Oppenheimer, at 3.0%, plus $8,527.19, effective rate 2.962%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: NW Financial Group, Jersey City, NJ.
Other bidders were:
Jefferies, Effective Rate 3.207%
TD Securities, Effective Rate 3.78%
Roosevelt & Cross, Effective Rate 4.0955%
Kinnelon Borough
Nov 29, 2011 . . . . . . $2,920,200
Bond Anticipation Notes (bank qualified).
Dated Dec 7, 2011.
Due Dec 7, 2012.
Purchased $2,920,200.00 by TD Securities, at 1.5%, plus $14,601.00, effective rate 1.0%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.151%
Columbia Savings Bk, Effective Rate 1.19%
Oppenheimer, Effective Rate 1.206%
Lakeland Bank, Effective Rate 1.35%
Westwood Borough
Nov 29, 2011 . . . . . . $900,000
Bond Anticipation Notes (bank qualified).
Dated Dec 9, 2011.
Due May 3, 2012.
Purchased $900,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.1272%
NEW YORK
Aurora (Town)
Nov 29, 2011 . . . . . . $185,000
Bond Anticipation Notes, 2011B (bank qualified).
Dated Dec 13, 2011.
Due Jun 28, 2012.
Purchased $185,000.00 by Bank of Greene Co, at 1.89%, effective rate 1.89%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.9871%
JPMorgan Chase, Effective Rate 2.12%
Brookhaven-Comsewogue Union Free School District
Nov 29, 2011 . . . . . . $7,300,000
Tax Anticipation Notes for 2011-2012 Taxes (bank qualified).
Dated Dec 7, 2011.
Due Jun 28, 2012.
Purchased $7,300,000.00 by TD Securities, at 1.5%, plus $46,501.00, effective rate 0.3591%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Piper Jaffray, Effective Rate 0.3681%
Jefferies, Effective Rate 0.4207%
Janney Montgomery, Effective Rate 0.4627%
Capital One, Effective Rate 0.71%
JPMorgan Chase, Effective Rate 0.72%
Oppenheimer, Effective Rate 1.346%
Hamlin (Town)
Nov 29, 2011 . . . . . . $210,464
Public Improvement (Serial) Bonds, 2011 (bank qualified).
Dated Dec 15, 2011.
Due Dec 15, 2013 to 2041.
Callable Dec 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 5.3725%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/13 | $5,464 | 5.00% | NRO | NRO | |
12/15/14 | $5,000 | 5.00% | NRO | NRO | |
12/15/15 | $5,000 | 5.00% | NRO | NRO | |
12/15/16 | $5,000 | 5.00% | NRO | NRO | |
12/15/17 | $5,000 | 5.00% | NRO | NRO | |
12/15/18 | $5,000 | 5.00% | NRO | NRO | |
12/15/19 | $5,000 | 5.00% | NRO | NRO | |
12/15/20 | $5,000 | 5.00% | NRO | NRO | |
12/15/21 | $5,000 | 5.00% | NRO | NRO | |
12/15/22 | $5,000 | 5.125% | NRO | NRO | |
12/15/23 | $5,000 | 5.125% | NRO | NRO | |
12/15/24 | $5,000 | 5.125% | NRO | NRO | |
12/15/25 | $5,000 | 5.125% | NRO | NRO | |
12/15/26 | $5,000 | 5.125% | NRO | NRO | |
12/15/27 | $5,000 | 5.25% | NRO | NRO | |
12/15/28 | $5,000 | 5.25% | NRO | NRO | |
12/15/29 | $5,000 | 5.25% | NRO | NRO | |
12/15/30 | $5,000 | 5.25% | NRO | NRO | |
12/15/31 | $5,000 | 5.25% | NRO | NRO | |
12/15/32 | $10,000 | 5.375% | NRO | NRO | |
12/15/33 | $10,000 | 5.375% | NRO | NRO | |
12/15/34 | $10,000 | 5.375% | NRO | NRO | |
12/15/35 | $10,000 | 5.375% | NRO | NRO | |
12/15/36 | $10,000 | 5.375% | NRO | NRO | |
12/15/37 | $10,000 | 5.50% | NRO | NRO | |
12/15/38 | $10,000 | 5.50% | NRO | NRO | |
12/15/39 | $15,000 | 5.50% | NRO | NRO | |
12/15/40 | $15,000 | 5.50% | NRO | NRO | |
12/15/41 | $15,000 | 5.50% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Perinton (Town)
Nov 29, 2011 . . . . . . $6,050,000
General Obligation Public Improvement (Serial) Bonds, 2011 (bank qualified) (book entry).
Dated Dec 20, 2011.
Due Dec 15, 2012 to 2036.
Callable Dec 15, 2019 at par.
Winning bid: Robert W. Baird, at n/a, NIC 3.0446%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/12 | $250,000 | 2.00% | 0.40% | ||
12/15/13 | $250,000 | 2.00% | 0.60% | ||
12/15/14 | $250,000 | 2.00% | 0.75% | ||
12/15/15 | $250,000 | 2.00% | 1.01% | ||
12/15/16 | $250,000 | 2.00% | 1.25% | ||
12/15/17 | $250,000 | 2.00% | 1.45% | ||
12/15/18 | $250,000 | 2.00% | 1.70% | ||
12/15/19 | $250,000 | 2.00% | 1.90% | ||
12/15/20 | $250,000 | 2.10% | 2.10% | ||
12/15/21 | $250,000 | 2.25% | 2.25% | ||
12/15/22 | $250,000 | 3.00% | 2.35% | ||
12/15/23 | $250,000 | 3.00% | 2.55% | ||
12/15/24 | $250,000 | 3.00% | 2.70% | ||
12/15/25 | $250,000 | 3.00% | 2.80% | ||
12/15/26 | $250,000 | 3.00% | 2.90% | ||
12/15/27 | $250,000 | 3.00% | 3.00% | ||
12/15/28 | $250,000 | 3.10% | 3.10% | ||
12/15/29 | $225,000 | 3.20% | 3.20% | ||
12/15/30 | $225,000 | 3.30% | 3.30% | ||
12/15/31 | $225,000 | 3.35% | 3.35% | ||
12/15/32 | $225,000 | 3.40% | 3.40% | ||
12/15/33 | $225,000 | 3.45% | 3.45% | ||
12/15/34 | $225,000 | 3.50% | 3.50% | ||
12/15/35 | $225,000 | 3.50% | 3.55% | ||
12/15/36 | $225,000 | 3.50% | 3.60% |
Other managers: Edward D. Jones & Co., Kildare Capital, Inc., Eastern Bank Capital Markets, Loop Capital Markets, LLC, Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc., Advisors Asset Management Inc.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Morgan Stanley, NIC 3.0812%
Roosevelt & Cross, NIC 3.2058%
FTN Fin Cap Mkts, NIC 3.3594%
Janney Montgomery, NIC 3.361%
Riverhead (Town)
Nov 29, 2011 . . . . . . $22,041,000
Public Improvement (Serial) Bonds, 2011 (book entry).
Dated Dec 8, 2011.
Due Nov 15, 2013 to 2031.
Callable Nov 15, 2017 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.0592%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/15/13 | $1,291,000 | 2.50% | NRO | NRO | |
11/15/14 | $1,325,000 | 2.50% | NRO | NRO | |
11/15/15 | $1,325,000 | 2.50% | NRO | NRO | |
11/15/16 | $1,350,000 | 2.50% | NRO | NRO | |
11/15/17 | $1,350,000 | 2.50% | NRO | NRO | |
11/15/18 | $1,325,000 | 2.50% | NRO | NRO | |
11/15/19 | $1,350,000 | 2.50% | NRO | NRO | |
11/15/20 | $1,400,000 | 2.50% | NRO | NRO | |
11/15/21 | $1,400,000 | 2.75% | NRO | NRO | |
11/15/22 | $1,425,000 | 3.00% | NRO | NRO | |
11/15/23 | $1,450,000 | 3.00% | NRO | NRO | |
11/15/24 | $1,475,000 | 3.125% | NRO | NRO | |
11/15/25 | $1,500,000 | 3.25% | NRO | NRO | |
11/15/26 | $1,500,000 | 3.50% | NRO | NRO | |
11/15/27 | $1,300,000 | 3.50% | NRO | NRO | |
11/15/28 | $325,000 | 3.50% | NRO | NRO | |
11/15/29 | $325,000 | 3.75% | NRO | NRO | |
11/15/30 | $325,000 | 3.75% | NRO | NRO | |
11/15/31 | $300,000 | 3.75% | NRO | NRO |
Other managers: Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., CL King & Associates.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Raymond James, NIC 3.1694%
Hutchinson Shockey, NIC 3.2248%
Jefferies, NIC 3.2931%
Schoharie County
Nov 29, 2011 . . . . . . $9,995,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Dec 8, 2011.
Due Dec 7, 2012.
Purchased $9,995,000.00 by JPMorgan Chase, at 1.03%, effective rate 1.03%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.25%
Jefferies, Effective Rate 1.278%
Oppenheimer, Effective Rate 1.463%
Yaphank Fire District, in the Town of Brookhaven
Nov 29, 2011 . . . . . . $1,050,000
Bond Anticipation Notes-2011 (bank qualified).
Dated Dec 6, 2011.
Due Dec 6, 2012.
Purchased $1,050,000.00 by Bank of Greene Co, at 0.96%, effective rate 0.96%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Capital One, Effective Rate 1.17%
TD Securities, Effective Rate 1.806%
Oppenheimer, Effective Rate 1.9207%
TEXAS
Harris County Municipal Utility District No. 400
Nov 29, 2011 . . . . . . $1,995,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Sep 1, 2012 to 2037.
Callable Sep 1, 2018 at par.
Winning bid: SAMCO Cap Mkts, at 97.6000, NIC 4.9924%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/12 | $20,000 | 2.50% | 2.00% | ||
9/1/13 | $25,000 | 2.50% | 2.50% | ||
9/1/14 | $25,000 | 3.00% | 3.00% | ||
9/1/15 | $25,000 | 3.25% | 3.25% | ||
9/1/16 | $25,000 | 3.50% | 3.50% | ||
9/1/17 | $25,000 | 3.75% | 3.75% | ||
9/1/18 | $25,000 | 4.00% | 4.00% | ||
9/1/23 | $175,000 | 4.00% | 4.15% | ||
9/1/27 | $200,000 | 4.50% | 4.60% | ||
9/1/31 | $200,000 | 4.75% | 4.85% | ||
9/1/37 | $1,250,000 | 5.00% | 5.00% |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Morgan Keegan & Co., Inc., Coastal Securities Corp..
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
FirstSouthwest, NIC 5.0283%
RBC Capital Mkts, NIC 5.0508%
GMS Group, NIC 5.1804%
WASHINGTON
Bethel School District No. 403
Nov 29, 2011 . . . . . . $24,250,000
Unlimited Tax General Obligation Bonds, 2011 (Washington State School District Credit Enhancement Program) (book entry).
Dated Dec 13, 2011.
Due Dec 1, 2016 to 2028.
Callable Dec 1, 2021 at par.
Winning bid: BA Merrill Lynch, at 103.7315, TIC 3.4475%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/16 | $250,000 | 3.00% | NRO | NRO | |
12/1/17 | $500,000 | 3.00% | NRO | NRO | |
12/1/18 | $1,250,000 | 5.00% | 1.86% | ||
12/1/19 | $1,000,000 | 5.00% | 2.11% | ||
12/1/20 | $1,600,000 | 5.00% | 2.36% | ||
12/1/21 | $1,600,000 | 3.00% | 2.72% | ||
12/1/22 | $2,000,000 | 3.00% | 2.89% | ||
12/1/23 | $1,250,000 | 3.00% | 3.10% | ||
12/1/24 | $800,000 | 3.25% | 3.35% | ||
12/1/27 | $7,195,000 | 3.75% | 3.75% | ||
12/1/28 | $6,805,000 | 4.00% | 3.83% |
L.O.: Pacifica Law Group, Seattle, WA.
F.A.: Public Financial Management, Inc., Seattle, WA.
Other bidders were:
Hutchinson Shockey, TIC 3.5148%
Robert W. Baird, TIC 3.5439%
FirstSouthwest, TIC 3.5977%
Raymond James, TIC 3.6018%
TD Securities, TIC 3.6028%
Guggenheim Secs, TIC 3.6051%
JPMorgan, TIC 3.6069%
Piper Jaffray, TIC 3.617%
BMO Cap Mkts GKST, TIC 3.6362%
Morgan Stanley, TIC 3.6432%
US Bancorp Invest, TIC 3.7798%
Wells Fargo Secs, TIC 3.8694%
TAXABLE ISSUES
KENTUCKY
East Bernstadt Independent School District Finance Corporation
Nov 29, 2011 . . . . . . $8,196,000
Qualified School Construction Bonds Taxable Series of 2011 (QSCBS-Direct Pay to Issuer) (Kentucky School District Credit Enhancement Program) (book entry).
Dated Dec 1, 2011.
Due Dec 1, 2030.
Callable Dec 1, 2021 at par.
Winning bid: Sterne Agee, at 99.0650, NIC 4.8492%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/30 | $8,196,000 | 4.80% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 5.0526%