CONNECTICUT
New London (City)
Nov 17, 2011 . . . . . . $8,660,000
General Obligation Bond Anticipation Notes- Lot A (bank qualified) (book entry).
Dated Dec 2, 2011.
Due Nov 29, 2012.
Purchased $8,660,000.00 by Piper Jaffray, at 1.5%, plus $85,907.20, effective rate 0.4997%.
L.O.: Tobin Carberry O'Malley Riley & Selinger, P.C., New London, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.748%
Eastern Bk Cap Mkts, Effective Rate 0.828%
Oppenheimer, Effective Rate 0.955%
Roosevelt & Cross, Effective Rate 1.1087%
Jefferies, Effective Rate 1.253%
IDAHO
Fremont and Madison Counties Joint School District No. 215
Nov 17, 2011 . . . . . . $4,630,000
General Obligation Refunding Bonds, Series 2011 (Idaho State Bond Guaranty & Credit Enhancement Programs) (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Aug 1, 2012 to 2021.
Non-callable.
Winning bid: Zions First Natl Bk, at 109.0879, TIC 1.6972%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/12 | $40,000 | 3.75% | 0.35% | ||
8/1/14 | $505,000 | 3.75% | 0.64% | ||
8/1/15 | $525,000 | 3.75% | 0.94% | ||
8/1/16 | $545,000 | 3.75% | 1.21% | ||
8/1/17 | $565,000 | 3.40% | 1.38% | ||
8/1/18 | $585,000 | 3.30% | 1.57% | ||
8/1/19 | $600,000 | 3.125% | NRO | NRO | |
8/1/20 | $625,000 | 2.95% | NRO | NRO | |
8/1/21 | $640,000 | 2.95% | NRO | NRO |
L.O.: Hawley Troxell Ennis & Hawley, Boise, ID.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
Robert W. Baird, TIC 1.7449%
Morgan Keegan, TIC 1.8038%
Piper Jaffray, TIC 1.8561%
Fifth Third Secs, TIC 1.8698%
UMB Bank, TIC 1.8928%
Mitsubishi UFJ Secs, TIC 1.9088%
D.A. Davidson, TIC 2.0435%
ILLINOIS
Kendall County
Nov 17, 2011 . . . . . . $4,215,000
General Obligation Refunding Bonds (Alternate Revenue Source), Series 2011 (bank qualified) (book entry).
Dated Dec 8, 2011.
Due Dec 1, 2012 to 2032.
Callable Dec 1, 2019 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.4674%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $55,000 | 2.00% | 0.65% | ||
12/1/13 | $145,000 | 2.00% | 0.80% | ||
12/1/14 | $155,000 | 2.00% | 1.00% | ||
12/1/15 | $155,000 | 2.00% | 1.30% | ||
12/1/16 | $160,000 | 2.00% | 1.60% | ||
12/1/17 | $170,000 | 2.00% | 1.80% | ||
12/1/18 | $175,000 | 3.00% | 2.05% | ||
12/1/19 | $180,000 | 3.00% | 2.30% | ||
12/1/20 | $190,000 | 3.00% | 2.55% | ||
12/1/21 | $200,000 | 3.00% | 2.70% | ||
12/1/22 | $210,000 | 3.00% | 2.90% | ||
12/1/24 | $395,000 | 3.20% | 3.20% | ||
12/1/26 | $420,000 | 3.45% | 3.45% | ||
12/1/28 | $480,000 | 3.65% | 3.65% | ||
12/1/30 | $530,000 | 3.85% | 3.85% | ||
12/1/32 | $595,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Loop Capital Markets, LLC, Kildare Capital, Inc., Crews & Associates, Inc., Edward D. Jones & Co., Vining-Sparks IBG, Limited Partnership, Jackson Securities Inc., Isaak Bond Investments, Inc., Advisors Asset Management Inc, FTN Financial Capital Markets.
L.O.: Katten Muchin Rosenman LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Bernardi Securities, TIC 3.5085%
Stifel Nicolaus, TIC 3.5555%
Raymond James, TIC 3.5998%
BOSC, TIC 3.768%
INDIANA
Merrillville Conservancy District
Nov 16, 2011 . . . . . . $18,175,000
Conservancy District Bonds of 2011 (book entry).
Dated Dec 1, 2011.
Due Jul 15, 2012 to Jan 15, 2027.
Callable Jul 15, 2019 at par.
Winning bid: J.J.B. Hilliard, at n/a, NIC 3.17%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/15/27 | $18,175,000 | 3.10% | NRO | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Other bidders were:
Hutchinson Shockey, NIC 3.2%
Robert W. Baird, NIC 3.45%
City Securities, NIC 3.6%
KENTUCKY
Bellevue (City)
Nov 17, 2011 . . . . . . $2,435,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 15, 2011.
Due Dec 1, 2012 to 2032.
Callable Dec 1, 2021 at par.
Winning bid: Morgan Keegan, at 98.8700, TIC 3.1249%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $30,000 | 1.00% | NRO | NRO | |
12/1/13 | $90,000 | 1.00% | NRO | NRO | |
12/1/14 | $90,000 | 1.00% | NRO | NRO | |
12/1/16 | $180,000 | 1.50% | NRO | NRO | |
12/1/18 | $190,000 | 1.85% | NRO | NRO | |
12/1/20 | $195,000 | 2.25% | NRO | NRO | |
12/1/22 | $220,000 | 2.50% | NRO | NRO | |
12/1/24 | $245,000 | 2.75% | NRO | NRO | |
12/1/26 | $270,000 | 3.00% | NRO | NRO | |
12/1/28 | $280,000 | 3.25% | NRO | NRO | |
12/1/30 | $310,000 | 3.50% | NRO | NRO | |
12/1/32 | $335,000 | 3.625% | NRO | NRO |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Ross Sinclaire, TIC 3.2579%
Hopkinsville (City)
Nov 17, 2011 . . . . . . $4,965,000
General Obligation Refunding Bonds, Series 2011A (bank qualified).
Dated Nov 30, 2011.
Due Feb 1, 2012 to 2035.
Callable Feb 1, 2022 at par.
Winning bid: Stifel Nicolaus, at 100.4849, NIC 2.8348%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/12 | $160,000 | 2.00% | 0.45% | ||
2/1/13 | $275,000 | 2.00% | 0.62% | ||
2/1/14 | $280,000 | 2.00% | 0.84% | ||
2/1/15 | $285,000 | 2.00% | 1.14% | ||
2/1/16 | $290,000 | 2.00% | NRO | NRO | |
2/1/17 | $290,000 | 2.00% | NRO | NRO | |
2/1/18 | $300,000 | 2.00% | NRO | NRO | |
2/1/19 | $310,000 | 2.25% | NRO | NRO | |
2/1/20 | $315,000 | 2.50% | NRO | NRO | |
2/1/21 | $320,000 | 2.75% | 2.48% | ||
2/1/22 | $330,000 | 2.75% | 2.53% | ||
2/1/23 | $335,000 | 2.75% | 2.65% | ||
2/1/24 | $350,000 | 3.00% | 2.80% | ||
2/1/25 | $360,000 | 3.00% | 2.90% | ||
2/1/27 | $265,000 | 3.125% | 3.125% | ||
2/1/31 | $230,000 | 3.50% | 3.45% | ||
2/1/35 | $270,000 | 3.75% | 3.80% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: C.D. Bowling & Associates, Lexington, KY.
Other bidders were:
Ross Sinclaire, NIC 2.8924%
Morgan Keegan, NIC 2.9094%
MASSACHUSETTS
Chicopee (City)
Nov 17, 2011 . . . . . . $5,000,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Dec 1, 2011.
Due Nov 29, 2012.
Purchased $5,000,000.00 by Janney Montgomery, at 2.0%, plus n/a, effective rate n/a.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
FirstSouthwest, Effective Rate 0.5999%
Eastern Bk Cap Mkts, Effective Rate 0.683%
Oppenheimer, Effective Rate 0.7804%
People's United Bk, Effective Rate 0.9989%
Century Bk, Effective Rate 1.1489%
Jefferies, Effective Rate 1.1842%
Groton (Town)
Nov 17, 2011 . . . . . . $100,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Dec 2, 2011.
Due Nov 30, 2012.
Purchased $100,000.00 by Eastern Bk Cap Mkts, at 0.85%, effective rate 0.85%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.85%
People's United Bk, Effective Rate 0.89%
Century Bk, Effective Rate 1.1%
Haverhill (City)
Nov 17, 2011 . . . . . . $7,000,000
General Obligation State Qualified Deficit Financing Bond Anticipation Notes (new money).
Dated Dec 1, 2011.
Due Dec 1, 2012.
Purchased $7,000,000.00 by TD Securities, at 1.0%, plus $20,580.00, effective rate 0.706%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Morgan Stanley, Effective Rate 0.798%
FirstSouthwest, Effective Rate 0.8337%
Eastern Bk Cap Mkts, Effective Rate 1.084%
Century Bk, Effective Rate 1.115%
Oppenheimer, Effective Rate 1.131%
Jefferies, Effective Rate 1.504%
Princeton (Town)
Nov 17, 2011 . . . . . . $2,222,824
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Nov 30, 2011.
Due Nov 16, 2012.
Purchased $2,222,820.00 by Eastern Bk Cap Mkts, at 1.25%, plus $8,032.79, effective rate 0.874%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
People's United Bk, Effective Rate 0.89%
Greenfield Co-Op Bk, Effective Rate 0.9%
Tewksbury (Town)
Nov 17, 2011 . . . . . . $33,070,000
General Obligation Municipal Purpose Loan of 2011 Bonds (book entry).
Dated Dec 1, 2011.
Due Apr 15, 2012 to 2031.
Callable Apr 15, 2020 at par.
Winning bid: Robert W. Baird, at 102.7812, TIC 3.2868%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/15/12 | $1,720,000 | 2.00% | NRO | NRO | |
4/15/13 | $1,720,000 | 2.00% | NRO | NRO | |
4/15/14 | $1,715,000 | 3.00% | NRO | NRO | |
4/15/15 | $1,715,000 | 3.00% | NRO | NRO | |
4/15/16 | $1,700,000 | 3.00% | NRO | NRO | |
4/15/17 | $1,700,000 | 3.00% | NRO | NRO | |
4/15/18 | $1,700,000 | 4.00% | NRO | NRO | |
4/15/19 | $1,700,000 | 4.00% | NRO | NRO | |
4/15/20 | $1,700,000 | 4.00% | NRO | NRO | |
4/15/21 | $1,700,000 | 4.00% | NRO | NRO | |
4/15/22 | $1,600,000 | 4.00% | NRO | NRO | |
4/15/23 | $1,600,000 | 3.00% | NRO | NRO | |
4/15/24 | $1,600,000 | 3.125% | NRO | NRO | |
4/15/25 | $1,600,000 | 3.25% | NRO | NRO | |
4/15/26 | $1,600,000 | 3.375% | NRO | NRO | |
4/15/27 | $1,600,000 | 3.50% | NRO | NRO | |
4/15/28 | $1,600,000 | 4.00% | NRO | NRO | |
4/15/29 | $1,600,000 | 4.00% | NRO | NRO | |
4/15/31 | $3,200,000 | 4.00% | NRO | NRO |
Other managers: Morgan Keegan & Co., Inc., Eastern Bank Capital Markets, Coastal Securities Corp., Kildare Capital, Inc., Corby Capital Markets, Inc., SAMCO Capital Markets, Crews & Associates, Inc., Loop Capital Markets, LLC, Davenport & Company LLC, Sterne, Agee & Leach, Inc, Jackson Securities Inc., Incapital LLC, NW Capital Markets Inc., William Blair & Company, LLC.
L.O.: Devine, Millimet & Branch, P.A., Manchester, NH.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Morgan Stanley, TIC 3.3997%
Guggenheim Secs, TIC 3.4012%
Citigroup, TIC 3.4071%
Janney Montgomery, TIC 3.4825%
JPMorgan, TIC 3.7611%
Hutchinson Shockey, TIC 3.8287%
Up Island Regional School District
Nov 17, 2011 . . . . . . $1,500,000
General Obligation School Bonds (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Dec 1, 2012 to 2021.
Non-callable.
Winning bid: UBS Financial Svcs, at 100.7693, TIC 2.0754%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $150,000 | 2.00% | NRO | NRO | |
12/1/13 | $150,000 | 2.00% | NRO | NRO | |
12/1/14 | $150,000 | 2.00% | NRO | NRO | |
12/1/15 | $150,000 | 2.00% | NRO | NRO | |
12/1/16 | $150,000 | 2.00% | NRO | NRO | |
12/1/17 | $150,000 | 2.00% | NRO | NRO | |
12/1/18 | $150,000 | 2.00% | NRO | NRO | |
12/1/19 | $150,000 | 2.25% | NRO | NRO | |
12/1/20 | $150,000 | 2.50% | NRO | NRO | |
12/1/21 | $150,000 | 2.625% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., CL King & Associates.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Robert W. Baird, TIC 2.1516%
FirstSouthwest, TIC 2.3014%
MINNESOTA
Carver County Community Development Agency
Nov 17, 2011 . . . . . . $785,000
Governmental Development Refunding Bonds, Series 2011B (Carver County, Minnesota-Unlimited Tax General Obligation-Bluff Creek) (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Feb 1, 2013 to 2029.
Callable Feb 1, 2021 at par.
Winning bid: United Banker's Bk, at n/a, TIC 2.965%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/17 | $185,000 | 0.00% | 0.00% | ||
2/1/20 | $130,000 | 0.00% | 0.00% | ||
2/1/23 | $140,000 | 0.00% | 0.00% | ||
2/1/26 | $155,000 | 0.00% | 0.00% | ||
2/1/29 | $175,000 | 0.00% | 0.00% |
L.O.: Leonard, Street & Deinard, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Cronin, TIC 3.1744%
Carver County Community Development Agency
Nov 17, 2011 . . . . . . $6,555,000
Governmental Development Refunding Bonds, Series 2011A (Carver County, Minnesota-Unlimited Tax General Obligation-Town Centre Apartments Project) (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Feb 1, 2013 to 2034.
Callable Feb 1, 2021 at par.
Winning bid: Northland Securities, at 101.5995, TIC 3.0594%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/13 | $175,000 | 2.00% | 0.40% | ||
2/1/14 | $220,000 | 2.00% | 0.70% | ||
2/1/15 | $225,000 | 2.00% | 0.85% | ||
2/1/16 | $235,000 | 2.00% | 1.10% | ||
2/1/17 | $240,000 | 2.00% | 1.30% | ||
2/1/18 | $230,000 | 2.00% | 1.60% | ||
2/1/19 | $235,000 | 2.00% | 1.80% | ||
2/1/20 | $250,000 | 2.00% | 2.00% | ||
2/1/21 | $250,000 | 2.20% | 2.20% | ||
2/1/22 | $260,000 | 2.40% | 2.40% | ||
2/1/23 | $285,000 | 2.50% | 2.50% | ||
2/1/24 | $305,000 | 3.00% | 2.60% | ||
2/1/25 | $310,000 | 3.00% | 2.75% | ||
2/1/26 | $320,000 | 3.00% | 2.90% | ||
2/1/29 | $1,010,000 | 4.00% | NRO | NRO | |
2/1/31 | $755,000 | 3.30% | 3.30% | ||
2/1/34 | $1,250,000 | 3.60% | 3.60% |
L.O.: Leonard, Street & Deinard, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 3.235%
NEW JERSEY
Red Bank Borough
Nov 17, 2011 . . . . . . $5,499,668
Bond Anticipation Notes of 2011, Series A (bank qualified).
Dated Nov 29, 2011.
Due Nov 28, 2012.
Purchased $5,499,670.00 by Amboy Natl Bk, at 1.13%, effective rate 1.13%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.157%
Janney Montgomery, Effective Rate 1.2823%
Jefferies, Effective Rate 1.48%
Valley National Bank, Effective Rate 1.6%
TD Securities, Effective Rate 1.846%
NEW MEXICO
New Mexico Finance Authority
Nov 17, 2011 . . . . . . $53,400,000
Senior Lien Public Project Revolving Fund Revenue Bonds, Series 2011C (book entry).
Dated Dec 15, 2011.
Due Jun 1, 2012 to 2036.
Callable Jun 1, 2021 at par.
Winning bid: JPMorgan, at 113.9827, TIC 2.8786%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/12 | $1,345,000 | 3.00% | 0.25% | ||
6/1/13 | $2,955,000 | 4.00% | 0.44% | ||
6/1/14 | $3,075,000 | 5.00% | 0.69% | ||
6/1/15 | $3,225,000 | 5.00% | 0.98% | ||
6/1/16 | $3,390,000 | 5.00% | 1.27% | ||
6/1/17 | $3,555,000 | 5.00% | 1.53% | ||
6/1/18 | $3,735,000 | 5.00% | 1.76% | ||
6/1/19 | $3,920,000 | 5.00% | 2.02% | ||
6/1/20 | $4,120,000 | 5.00% | 2.27% | ||
6/1/21 | $4,325,000 | 5.00% | 2.44% | ||
6/1/22 | $4,540,000 | 5.00% | 2.58% | ||
6/1/23 | $4,770,000 | 5.00% | 2.74% | ||
6/1/24 | $605,000 | 5.00% | 2.89% | ||
6/1/25 | $635,000 | 5.00% | 3.06% | ||
6/1/26 | $670,000 | 3.50% | 3.589% | ||
6/1/27 | $695,000 | 5.00% | 3.29% | ||
6/1/28 | $725,000 | 3.75% | 3.832% | ||
6/1/29 | $755,000 | 5.00% | 3.49% | ||
6/1/30 | $790,000 | 5.00% | 3.58% | ||
6/1/31 | $830,000 | 4.00% | 4.075% | ||
6/1/32 | $865,000 | 5.00% | 3.72% | ||
6/1/33 | $910,000 | 4.25% | 4.322% | ||
6/1/36 | $2,965,000 | 4.375% | 4.442% |
L.O.: Brownstein Hyatt Farber Schreck, P.C., Albuquerque, NM.
F.A.: Western Financial Group, LLC, Lake Oswego, OR.
Other bidders were:
Wells Fargo Secs, TIC 2.882%
Citigroup, TIC 2.8954%
Hutchinson Shockey, TIC 2.9046%
Morgan Stanley, TIC 2.9227%
Piper Jaffray, TIC 2.9384%
Robert W. Baird, TIC 2.9388%
BA Merrill Lynch, TIC 3.0174%
US Bancorp Invest, TIC 3.0268%
NEW YORK
Malone Central School District
Nov 17, 2011 . . . . . . $2,375,000
Bond Anticipation Notes, 2011 Series C.
Dated Nov 30, 2011.
Due Dec 30, 2011.
Purchased $2,375,000.00 by JPMorgan Chase, at 0.86%, effective rate 0.86%.
L.O.: Lemery Greisler LLC, Saratoga Springs, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.75%
Jefferies, Effective Rate 2.249%
Mamaroneck (Town)
Nov 17, 2011 . . . . . . $1,690,000
Bond Anticipation Notes, 2011 (bank qualified) (book entry).
Dated Nov 29, 2011.
Due Nov 29, 2012.
Purchased $1,690,000.00 by Webster Bank, at 0.9%, effective rate 0.9%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.95%
Oppenheimer, Effective Rate 1.086%
Jefferies, Effective Rate 1.1539%
Mamaroneck Fire District No. 1 in the Town of Mamaroneck
Nov 17, 2011 . . . . . . $1,050,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Nov 29, 2011.
Due Nov 29, 2012.
Purchased $1,050,000.00 by Webster Bank, at 0.9%, effective rate 0.9%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2762%
Roosevelt & Cross, Effective Rate 1.883%
Webutuck (Northeast) Central School District
Nov 17, 2011 . . . . . . $504,000
Bond Anticipation Notes, 2011 (Renewals) (bank qualified).
Dated Nov 30, 2011.
Due Nov 30, 2012.
Purchased $504,000.00 by Salisbury Bk & Tr, at 1.21%, effective rate 1.21%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2254%
JPMorgan Chase, Effective Rate 1.34%
M & T Bank, Effective Rate 1.48%
Oppenheimer, Effective Rate 1.7292%
Westchester County
Nov 17, 2011 . . . . . . $29,895,000
General Obligation Serial Bonds-2011 Series C (book entry).
Dated Nov 30, 2011.
Due Jul 1, 2012 to 2031.
Callable Jul 1, 2021 at par.
Winning bid: Citigroup, at 101.5293, TIC 2.9734%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/12 | $695,000 | 2.00% | NRO | NRO | |
7/1/13 | $1,085,000 | 3.00% | NRO | NRO | |
7/1/14 | $1,120,000 | 4.00% | 0.55% | ||
7/1/15 | $1,150,000 | 4.00% | 0.85% | ||
7/1/16 | $1,185,000 | 4.00% | 1.10% | ||
7/1/17 | $1,230,000 | 3.00% | 1.35% | ||
7/1/18 | $1,275,000 | 4.00% | 1.60% | ||
7/1/19 | $1,320,000 | 4.00% | 1.85% | ||
7/1/20 | $1,365,000 | 2.00% | NRO | NRO | |
7/1/21 | $1,420,000 | 2.125% | NRO | NRO | |
7/1/22 | $1,475,000 | 2.25% | NRO | NRO | |
7/1/23 | $1,535,000 | 2.375% | NRO | NRO | |
7/1/24 | $1,600,000 | 3.00% | 2.85% | ||
7/1/25 | $1,670,000 | 3.00% | NRO | NRO | |
7/1/26 | $1,745,000 | 3.00% | 3.12% | ||
7/1/27 | $1,825,000 | 3.125% | 3.24% | ||
7/1/28 | $1,905,000 | 3.25% | 3.34% | ||
7/1/29 | $1,995,000 | 3.375% | 3.44% | ||
7/1/30 | $2,100,000 | 3.50% | 3.53% | ||
7/1/31 | $2,200,000 | 3.50% | 3.60% |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Loop Capital Markets, LLC, Mesirow Financial, Inc..
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
Morgan Stanley, TIC 3.0018%
BA Merrill Lynch, TIC 3.034%
JPMorgan, TIC 3.0481%
Robert W. Baird, TIC 3.1438%
Wells Fargo Secs, TIC 3.179%
Westchester County
Nov 17, 2011 . . . . . . $126,900,000
General Obligation Serial Bonds-2011 Series B (book entry).
Dated Nov 30, 2011.
Due Jul 1, 2012 to 2023.
Callable Jul 1, 2021 at par.
Winning bid: JPMorgan, at 114.8836, TIC 1.9729%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/12 | $6,095,000 | 2.00% | 0.20% | ||
7/1/13 | $8,590,000 | 4.00% | 0.33% | ||
7/1/14 | $8,930,000 | 5.00% | 0.54% | ||
7/1/15 | $9,380,000 | 5.00% | 0.81% | ||
7/1/16 | $9,850,000 | 5.00% | 1.06% | ||
7/1/17 | $10,340,000 | 5.00% | 1.30% | ||
7/1/18 | $10,855,000 | 5.00% | 1.53% | ||
7/1/19 | $11,400,000 | 5.00% | 1.79% | ||
7/1/20 | $11,970,000 | 5.00% | 2.04% | ||
7/1/21 | $12,565,000 | 5.00% | 2.21% | ||
7/1/22 | $13,200,000 | 4.00% | NRO | NRO | |
7/1/23 | $13,725,000 | 2.75% | 2.75% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
BA Merrill Lynch, TIC 1.9759%
Barclays Capital, TIC 2.0012%
Wells Fargo Secs, TIC 2.0194%
Citigroup, TIC 2.0333%
Morgan Stanley, TIC 2.0892%
NORTH DAKOTA
Grand Forks Park District
Nov 17, 2011 . . . . . . $4,500,000
Refunding Improvemnent Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 1, 2011.
Due May 1, 2013 to 2037.
Callable May 1, 2021 at par.
Winning bid: Northland Securities, at 99.3304, TIC 3.0928%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/13 | $155,000 | 2.00% | 0.40% | ||
5/1/14 | $160,000 | 2.00% | 0.60% | ||
5/1/15 | $165,000 | 2.00% | 0.90% | ||
5/1/16 | $170,000 | 2.00% | 1.15% | ||
5/1/17 | $170,000 | 2.00% | NRO | NRO | |
5/1/18 | $170,000 | 2.00% | NRO | NRO | |
5/1/19 | $180,000 | 2.00% | 1.90% | ||
5/1/20 | $180,000 | 2.10% | 2.10% | ||
5/1/21 | $185,000 | 2.30% | NRO | NRO | |
5/1/22 | $190,000 | 2.40% | NRO | NRO | |
5/1/23 | $195,000 | 2.50% | NRO | NRO | |
5/1/25 | $405,000 | 2.65% | NRO | NRO | |
5/1/27 | $425,000 | 2.80% | 2.80% | ||
5/1/29 | $305,000 | 3.10% | 3.10% | ||
5/1/31 | $325,000 | 3.25% | 3.25% | ||
5/1/33 | $345,000 | 3.40% | 3.40% | ||
5/1/35 | $375,000 | 3.60% | 3.60% | ||
5/1/37 | $400,000 | 3.75% | 3.75% |
L.O.: Arntson Stewart Wegner PC, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 3.1134%
Piper Jaffray, TIC 3.1215%
United Banker's Bk, TIC 3.1475%
Morgan Keegan, TIC 3.2045%
BOSC, TIC 3.3442%
OHIO
Columbus (City)
Nov 17, 2011 . . . . . . $24,850,000
Various Purpose Limited Tax Notes, Series 2011-1 (book entry).
Dated Dec 1, 2011.
Due Nov 29, 2012.
Purchased $24,850,000.00 by Wells Fargo Secs, at 2.0%, plus $434,626.50, effective rate 0.2369%.
L.O.: Bricker & Eckler, LLP, Columbus, OH.
F.A.: PRISM Municipal Advisors, Powell, OH.
Other bidders were:
JPMorgan, Effective Rate 0.2389%
Morgan Stanley, Effective Rate 0.2399%
TD Securities, Effective Rate 0.2449%
RBC Capital Mkts, Effective Rate 0.2557%
Stifel Nicolaus, Effective Rate 0.2597%
Janney Montgomery, Effective Rate 0.2894%
Huntington Invest, Effective Rate 0.2904%
Piper Jaffray, Effective Rate 0.2953%
Fifth Third Secs, Effective Rate 0.3865%
Jefferies, Effective Rate 0.4002%
Robert W. Baird, Effective Rate 0.4193%
OREGON
Wilsonville (City)
Nov 17, 2011 . . . . . . $38,940,000
Full Faith and Credit Obligations, Series 2011 (book entry).
Dated Dec 1, 2011.
Due Jun 1, 2013 to 2031.
Callable Jun 1, 2021 at par.
Winning bid: Robert W. Baird, at 101.6525, TIC 3.4473%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/13 | $600,000 | 2.00% | NRO | NRO | |
6/1/14 | $1,610,000 | 2.00% | NRO | NRO | |
6/1/15 | $1,645,000 | 2.00% | NRO | NRO | |
6/1/16 | $1,675,000 | 3.00% | NRO | NRO | |
6/1/17 | $1,725,000 | 3.00% | NRO | NRO | |
6/1/18 | $1,780,000 | 4.00% | NRO | NRO | |
6/1/19 | $1,850,000 | 4.00% | NRO | NRO | |
6/1/20 | $1,925,000 | 3.00% | NRO | NRO | |
6/1/21 | $1,980,000 | 4.00% | NRO | NRO | |
6/1/22 | $2,060,000 | 4.00% | NRO | NRO | |
6/1/23 | $2,145,000 | 3.00% | NRO | NRO | |
6/1/24 | $2,210,000 | 3.125% | NRO | NRO | |
6/1/25 | $2,275,000 | 3.25% | NRO | NRO | |
6/1/26 | $2,350,000 | 3.375% | NRO | NRO | |
6/1/27 | $2,430,000 | 3.50% | NRO | NRO | |
6/1/28 | $2,515,000 | 4.00% | NRO | NRO | |
6/1/29 | $2,615,000 | 4.00% | NRO | NRO | |
6/1/31 | $5,550,000 | 4.00% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Davenport & Company LLC, Edward D. Jones & Co., Kildare Capital, Inc., Loop Capital Markets, LLC, William Blair & Company, LLC, Crews & Associates, Inc., SAMCO Capital Markets, Wedbush Securities Inc, Incapital LLC, Cronin & Co., Inc., D.A. Davidson & Co., Isaak Bond Investments, Inc., NW Capital Markets Inc..
L.O.: K&L Gates LLP, Portland, OR.
F.A.: Western Financial Group, LLC, Portland, OR; and Western Financial Group, LLC, Lake Oswego, OR.
Other bidders were:
Guggenheim Secs, TIC 3.4526%
Citigroup, TIC 3.4926%
JPMorgan, TIC 3.5351%
BOSC, TIC 3.5676%
Hutchinson Shockey, TIC 3.752%
PENNSYLVANIA
Council Rock School District
Nov 17, 2011 . . . . . . $10,000,000
General Obligation Bonds, Series A of 2011 Pennsylvania State Aid Withholding (bank qualified) (book entry).
Dated Dec 20, 2011.
Due Aug 15, 2012 to 2023.
Callable Feb 15, 2017 at par.
Winning bid: Morgan Keegan, at n/a, TIC 2.4062%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/12 | $5,000 | 1.00% | NRO | NRO | |
8/15/13 | $5,000 | 1.00% | NRO | NRO | |
8/15/14 | $5,000 | 1.25% | NRO | NRO | |
8/15/15 | $5,000 | 1.50% | NRO | NRO | |
8/15/16 | $5,000 | 1.75% | NRO | NRO | |
8/15/17 | $5,000 | 1.75% | NRO | NRO | |
8/15/18 | $1,745,000 | 2.00% | NRO | NRO | |
8/15/19 | $1,535,000 | 2.25% | NRO | NRO | |
8/15/20 | $1,565,000 | 2.25% | NRO | NRO | |
8/15/21 | $1,605,000 | 2.50% | NRO | NRO | |
8/15/22 | $1,660,000 | 2.50% | NRO | NRO | |
8/15/23 | $1,860,000 | 2.75% | NRO | NRO |
L.O.: Pepper Hamilton LLP, Philadelphia, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Janney Montgomery, TIC 2.4326%
UBS Financial Svcs, TIC 2.5349%
Robert W. Baird, TIC 2.5593%
BNY Capital Mkts, TIC 2.5732%
TEXAS
Baybrook Municipal Utility District No. 1
Nov 17, 2011 . . . . . . $3,650,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Dec 1, 2011.
Due May 1, 2013 to 2035.
Callable May 1, 2019 at par.
Winning bid: FirstSouthwest, at 97.0000, NIC 5.1948%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/13 | $75,000 | 5.00% | 3.00% | ||
5/1/14 | $80,000 | 5.00% | 3.25% | ||
5/1/15 | $85,000 | 4.50% | 3.50% | ||
5/1/16 | $90,000 | 3.75% | 3.75% | ||
5/1/17 | $95,000 | 4.00% | 4.00% | ||
5/1/18 | $100,000 | 4.25% | 4.25% | ||
5/1/19 | $105,000 | 4.40% | 4.40% | ||
5/1/20 | $115,000 | 4.50% | 4.50% | ||
5/1/21 | $120,000 | 4.75% | 4.75% | ||
5/1/22 | $130,000 | 4.90% | 4.90% | ||
5/1/23 | $135,000 | 5.00% | 5.00% | ||
5/1/24 | $145,000 | 5.00% | 5.00% | ||
5/1/30 | $1,095,000 | 5.00% | 5.10% | ||
5/1/35 | $1,280,000 | 5.10% | 5.25% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
Southwest Securities, NIC 5.2114%
RBC Capital Mkts, NIC 5.2244%
GMS Group, NIC 5.345%
TAXABLE ISSUES
CONNECTICUT
New London (City)
Nov 17, 2011 . . . . . . $3,065,000
General Obligation Bond Anticipation Notes- Lot B (Taxable) (book entry).
Dated Dec 2, 2011.
Due Nov 29, 2012.
Purchased $3,065,000.00 by Roosevelt & Cross, at 1.25%, plus $613.00, effective rate 1.2298%.
L.O.: Tobin Carberry O'Malley Riley & Selinger, P.C., New London, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Piper Jaffray, Effective Rate 1.4111%
Eastern Bk Cap Mkts, Effective Rate 1.6939%
Oppenheimer, Effective Rate 1.7076%
Jefferies, Effective Rate 1.951%
IOWA
North Iowa Area Community College
Nov 17, 2011 . . . . . . $2,050,000
(Merged Area II) Industrial New Jobs Training Certificates Series 2011-1 (Taxable) (book entry).
Dated Dec 1, 2011.
Due Jun 1, 2013 to 2021.
Callable Jun 1, 2016 at par.
Winning bid: United Banker's Bk, at n/a, TIC 2.0521%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/13 | $265,000 | 0.50% | 0.50% | ||
6/1/14 | $225,000 | 0.75% | 0.75% | ||
6/1/15 | $220,000 | 1.00% | 1.00% | ||
6/1/16 | $220,000 | 1.25% | 1.25% | ||
6/1/17 | $190,000 | 1.625% | 1.625% | ||
6/1/18 | $200,000 | 1.875% | 1.875% | ||
6/1/19 | $195,000 | 2.15% | 2.15% | ||
6/1/20 | $210,000 | 2.40% | 2.40% | ||
6/1/21 | $325,000 | 2.70% | 2.70% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Ruan Securities A Division of D.A. Davidson & Co., Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 2.0901%
Robert W. Baird, TIC 2.1816%
Northland Securities, TIC 2.3311%
UMB Bank, TIC 2.5281%
BMO Cap Mkts GKST, TIC 2.5901%
NEW YORK
Brentwood Union Free School District
Nov 17, 2011 . . . . . . $10,402,382
School District Serial Bonds - 2011 (Qualified Zone Academy Bonds Series).
Dated Dec 8, 2011.
Due Nov 15, 2012 to 2026.
Non-callable.
Winning bid: JPMorgan Chase, at n/a, NIC 0.65%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/15/12 | $602,382 | 0.65% | NRO | NRO | |
11/15/13 | $700,000 | 0.65% | NRO | NRO | |
11/15/14 | $700,000 | 0.65% | NRO | NRO | |
11/15/15 | $700,000 | 0.65% | NRO | NRO | |
11/15/16 | $700,000 | 0.65% | NRO | NRO | |
11/15/17 | $700,000 | 0.65% | NRO | NRO | |
11/15/18 | $700,000 | 0.65% | NRO | NRO | |
11/15/19 | $700,000 | 0.65% | NRO | NRO | |
11/15/20 | $700,000 | 0.65% | NRO | NRO | |
11/15/21 | $700,000 | 0.65% | NRO | NRO | |
11/15/22 | $700,000 | 0.65% | NRO | NRO | |
11/15/23 | $700,000 | 0.65% | NRO | NRO | |
11/15/24 | $700,000 | 0.65% | NRO | NRO | |
11/15/25 | $700,000 | 0.65% | NRO | NRO | |
11/15/26 | $700,000 | 0.65% | NRO | NRO |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Westchester County
Nov 17, 2011 . . . . . . $24,260,000
General Obligation Notes-2011D (Federally Taxable) (book entry).
Dated Nov 30, 2011.
Due Jul 1, 2013 to 2016.
Non-callable.
Winning bid: Citigroup, at 100.0000, TIC 1.3001%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/16 | $24,260,000 | 1.30% | 1.15% |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Loop Capital Markets, LLC, Mesirow Financial, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
JPMorgan, TIC 1.6659%
Jefferies, TIC 2.0611%