The Municipal Securities Rulemaking Board has referred unregistered municipal advisors to the Securities and Exchange Commission for investigation and possible enforcement action, the board said Thursday.
MSRB Refers Unregistered Muni Advisors to SEC
NOV 10, 2011 6:06pm ET
July 31-August 1, 2014Boston Park Plaza, Boston, MA
October 8-10, 2014Manchester Grand Hyatt, San Diego, CA
October 26-28, 2014Crowne Plaza Times Square, New York, NY